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HomeMy WebLinkAboutComp An Fin Rpt FY ended6302000 COUNTY OF ALBEMARLE~ VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2000 Prepared By: Melvin A. Breeden, Director of Finance COUNTY OF ALBEMARLE, VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FISCAL YEAR ENDED JUNE 30, :2000 TABLE OF CONTENTS INTRODUCTORY SECTION Title Page ............................................. Table of Contents ........................................ Letter of Transmittal ...................................... Organizational. Chart ...................................... Directory of Officials ...................................... Certificate of Achievement .................................. FINANCIAL SECTION Exhibit Independent Auditors' Report ......................................... Genera[ Purpose Financial. Statements: Combined Ba[[ance Sheet-At[[ Funds, Account Groups, and Biscretety Presented Component Unit ......................... 1 Combined Statement of Revenues, Expenditures and Changes in Fund Ba[[ances-At[ Governmenta[ Funds and Discretety Presented Component Unit ...................................... 2 Combined Statement of Revenues, Expenditures and Changes in Fund Batances-Budget and Actuat-Genera[, Speciat Revenue, and Capita[ Projects Funds and Discretety Presented Component Unit ...... Combined Statement of Revenues, Expenses and Changes in Retained Earnings/ Fund Batance-AU Proprietary and Nonexpendabte Trust Funds ........ 4 Combined Statement of Cash Ftows-A[[t Proprietary and Nonexpendabte Trust Funds ............................... 5 Notes to Finandat Statements ............................... PaRe iii-vi vii-xvi xvii xix Page 1-2 4-5 6-7 8:9 10 11 13-46 COUNTY OF ALBEMARLE, VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FISCAL YEAR ENDED .JUNE 30, 2000 TABLE OF CONTENTS FINANCIAL SECTION (Continued) Combinin8 Financial Statements: Special Revenue Funds: Combinin8 Balance Sheet .................................. Combinin] Statement of Revenues, Expenditures and Chan]es in Fund Balances ......................................... Combinin] Statement of Revenues, Expenditures and Chan]es in Fund BaLances-Budset and Actual ............................ Debt Service Funds: Combinin~ Statement of Revenues, Expenditures and Chanses in Fund Balances Combinin~ Statement of Revenues, Expenditures and Chan]es in Fund Balances--Budget and Actual ................................ Capita[ Projects Funds: CombJnin8 Balance Sheet .................................. Combinin~ Statement of Revenues, Expenditures and Chanses in Fund Balances .............. ' ........................... Combinin_~ Statement of Revenues, Expenditures and Chan~es in Fund Balances-Budget and Actual ............................ Internal Service Funds: Combinin~ Balance Sheet .................................. Combinin~ Statement of Revenues, Expenses and Chan~es in Equity ...... Combinin8 Statement of Cash Flows .................. - ......... Fiduciary Funds: Combinin8 Balance Sheet ................................... Nonexpendable Trust FUnds-Combinin8 Statement of Revenues, Expenses and Chanses in Fund Balances ................... . ..... Nonexpendable Trust Funds-Combinin8 Statement of Cash FLows ........ Asency Funds-Statement of Chanses in Assets and Liabilities ........... General Fixed Assets Account Group: Schedule of Fixed Assets by Source-Primary Government and Discretely Presented Component Unit ............. Schedule of Fixed Assets by Function and Activity-Primary Government and Discretely Presented Component Unit ............. Schedule of Chanses in Fixed Assets by Function and Activity-Primary Government and Discretely presented Component Unit . . Exhibit A-1 A-2 A-3 B-1 B-2 C-1 C-2 C-3 D-1 D-2 D-3 E-1 E-2 E-3 E-4 F-1 F-2 F-3 Page 50 51 52-53 57 58-59 62 63 64-65 68 69 70 72-73 74 75 76-78 80 81 82 iv COUNTY OF ALBEMARLE, VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FISCAL YEAR ENDED .JUNE 30, 2000 TABLE OF CONTENTS FINANCIAL SECTION ~Continued) DiscreteLy Presented Component Unit - School Board: Combining BaLance Sheet ................................... Combining Statement of Revenues, Expenditures and Changes in Fund BaJances ............................................. Combining Statement of Revenues, Expenditures and Changes in Fund BaLances Budget and Actual ............................... Supporting ScheduLes: Governmental Funds and DiscreteLy Presented Component Unit-ScheduLe of Revenues-Budget and Actual ................... Governmental Funds and DiscreteLy Presented Component Unit-ScheduLe of Expenditures-Budget and Actual ............... ScheduLe of Director of Finance's AccountabiLity ................... ScheduLe of Director of Finance's AccountabiLity to the County-ALL County Funds and Component Units ................................ ScheduLe of Director of Finance's Accountability to the CommonweaLth .... ScheduLe of Director of Finance's AccountabiLity to the CharLottesvilLe- AlbemarLe Joint Health Center Building Fund ..................... " ScheduLe of Director of Finance's AccountabiLity to the ALbemarLe- ' CharLottesvilLe Regional Jail Authority .......................... ScheduLe of Director of Finance's AccountabiLity to the Emergency Operations Center ....................................... ScheduLe of Director of Finance's AccountabiLity to the Darden Towe Memorial Park ......................................... Exhibit G-1 G-2 G-3 ScheduLe 2 3 4 5 6 7 8 9 Page 84-85 87 88-89 Pa~e 92-100 101-106 107 108-109 110 111 112 113 114 COUNTY OF ALBEMARLE, VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FISCAL YEAR ENDED JUNE 30, 2000 TABLE OF CONTENTS STATI STI CAL S ECTI O N General Governmental Expenditures by Function-Last Ten Fiscal Years .... General Governmental Revenues by Source-Last Ten Fiscal Years ........ General Governmental Tax Revenues by Source--Last Ten Fiscal Years ..... Property Tax Levies and CoLLections Last Ten Fiscal Years ............. Assessed and Estimated Actual VaLue af TaxabLe Property-Last Ten Fisca[ Years Property Tax Rates-Last Ten Fiscal Years ........................ Special Assessment BiLLings and CoL[ections-Last Ten Fiscal Years ........ Computation of LegaJ Debt Margin, Direct and OverLapping Debt and Revenue Bond Coverage ......................................... Ratio of Net GeneraJ ObLigation Bonded Debt to Assessed Taxab[e VaLue and Net General ObLigation Bonded Debt Per Capita-Last Ten Fiscal Years .... Ratio of Annual Debt Service Expenditures for General ObLisation Bonded Debt to TotaJ General Governmental Expenditures-Last Ten Years .......... Demographic Statistics Last Ten Fiscal Years ...................... Property VaLue, Construction Activity, and Bank Deposits-Last Ten Fiscal Years Rea[ Property Taxpayers ................................... MisceLLaneous Statistics .................................... TabLe 10 11 12 13 14 Pa~e 116-117 118-119 120-121 123 124-125 126 127 127 128 129 130 131 132 133 COMPLIANCE (SINGLE AUDIT SECTION) Report on CompLiance and on Internal Contro[ Over Financial Reporting Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards ....................................... Report on CompLiance with Requirements AppLicabJe to Each Major Prosram and Internal Control Over CompLiance in Accordance with OMB CircuLar A-133 ScheduLe of Expenditures of FederaJ Awards ...................... ScheduLe of Findings and Questioned Costs ....................... vi Pase 137-138 139-140 141-142 143 Departrnen~ of Fi nance 401 Mc]ntire Road Charlottesville, Virginia 22902-4596 Telephone (804) 296-5855 December 18, 2000 The Board of Supervisors County of Albemarle Commonwealth of Virginia Ladies and Gentlemen: The Comprehensive Annual Financial Report of the County of Albemarle, Virginia for the fiscal year ended June 30, 2000, is submitted herewith. Responsibility for the accuracy and completeness of the data presented and the fairness of the presentations, including al disclosures, rests with the County. We believe the data presented is accurate in all material aspects and that it is designed and presented in a manner to fairly set forth the financial position and results of operations of the County as measured by the financial activity of its various funds. All the necessary disclosures have been included to enable the reader to gain the maximum understanding of the County's financial affairs. This report is presented in four sections: introduction, financial, statistical, and compliance. The introduction section includes this transmittal letter, the County's organization chart, a list of principal officers and a copy of the 1999 Certificate of Achievement for Excellence in Financial Reporting from the Government Finance Officers' Association. The financial section includes the independent auditors' report, general purpose financial statements and notes, combining and individual fund and account group financial statements, and supporting schedules. The statistical section includes selected financial and demographic data related to the County, generally presented on a multi-year basis. The single audit is required under the provisions of the Single Audit Act of 1984 and U.S. Office of Management and Budget Circular A-133, Audits of States, Local Governments and Non-Profit Organizations. The financial statements of Albemarle County are prepared in accordance with accounting and reporting principles as determined by the Governmental Accounting Standards Board. The financial statements distinguish between the primary government and its component units. The financial reporting entity includes all the funds and account groups of the primary government, as well as all of its component units. Component units are legally separate entities for which the primary government ii financially accountable. The Albemarle County School Board is reported as a component unit of the Albemarle County government. The County provides vii FAX/80,41 296-5811 TDD (8(;4) 972-4012 a full range of governmental services. Major programs include administration, judicial, public safety, public works, human development, parks and recreation, education and community development. The County also serves as fiscal agent for several City/County jointly governed entities that include the Charlottesville-Albemarle Joint Health Center Building Fund, the Charlottesville/UVA/Albemarle County Emergency Communications Center, and the Darden Towe Memorial Park. The County also serves as fiscal agent for the Albemarle-Charlottesville Regional Jail Authority and the Blue Ridge Juvenile Detention Center. ECONOMIC CONDITION AND OUTLOOK The County of Albemarle was formed from the County of Goochland in 1744 by an act of the Virginia General Assembly. The County is named for William Anne Keppel, the Second Earl of Albemarle, who was at that time the Governor-General of Virginia. Scottsville was the original County seat until 1761 when the County Government was moved to Charlottesville. The present boundaries of the County were established in 1777. The development of the County and its 740 square miles is such that although it retains a large urban area, it also has a considerable amount of agricultural, commercial and industrial land. The County also .boasts its historical heritage including Thomas Jefferson's residence, "Monticello"; James Monroe's home, "Ashlawn"; Dr. Thomas Walker's 1765 Plantation, "Castle Hill"; the birth site of George Rogers Clark; Patrick Henry's family tavern, "Michie Tavern"; and Albemarle County's 1830 Court House. The County is also home of the University of Virginia, the Foxfield Races, and the Virginia Festival of American Film. Albemarle County's rich historical heritage also plays a part in the area's economic growth. Government, manufacturing, and service industries continue to lead area employment. Major employers in Albemarle County include the University of Virginia, Albemarle County, G E Fanuc Automation, and State Farm Mutual Insurance Company. Based on available economic data, Albemarle County's economy continues to maintain itself. According to the Virginia Employment Commission, 2000 unemployment in the County decreased slightly from the previous year figure of 1.5% to 1.3%. Compared to the 2.9% state unemployment rate and 4.2% national unemployment rate, Albemarle is in very good condition. Retail sales in the County continue to grow: 1999 retail sales totaled $871 million as compared to $774 million in 1998. 'The first quarter of 2000 also shows the promise of continued growth with $200.4 million in retail sales being reported compared to $181.3 million for the same period last year. Vlll MAJOR I N ITIATIVES Current Initiatives During Fiscal Year 2000, the County undertook initiatives in several areas including Education, Parks and Recreation, and Public Safety. Site selection was made during the year for the new Northern Urban Elementary School. Roof replacement/improvement projects were completed for several County schools. Renovations were also made at Western Albemarle High School, Monticello High School, and Stone Robinson Elementary School. Additional land was purchased adjoining the Chris Greene Lake facility to increase the buffer around the developed area of the park and a substantial section of shoreline. Work was begun to improve the athletic fields at Crozet Park to meet the area's needs. Land was also purchased in the Esmont area to construct a park for the area. Public Safety initiatives included preliminary work to locate a Southside Fire Station to serve that area of the County. The Emergency Communications Center building was completed and a vendor was selected to begin installation of the Computer Aided Dispatch (CAD) equipment. Procurement process was also started for new E911 PSAP equipment. A new 800mhz-radio system vendor was selected. Negotiations and a system design review are currently underway with the assistance of a communications consultant. The Albemarle County Police Department became the 25th law enforcement agency, and 15th police department in the Commonwealth of Virginia to become accredited by the Virginia Law EnfOrcement Professional Standards Commission. Future Initiatives Future Educatio'n initiatives include the construction of a new Northern Urban Elementary School. Construction is scheduled to begin sometime during FY 2000/01 with plans to open the school in the fall of 2002. The Southern Area Elementary School will begin site selection work with construction planned to begin in FY 2002/03. Improvements to the athletic fields at the County's schools will continue. Improvements will be made to Towe Park to enhance river recreational opportunities. These improvements include picnic shelters and canoe access to the Rivanna River. It is currently projected that the new Emergency Communications Center will become fully operational using the Computer Aided Dispatch equipment and new enhanced 911-telephone equipment sometime during 2001. Radio communications will continue utilizing the existing radio communication system pending installation of the new 800 MHz radi° system. This upgrade in the communications system will increase the coverage area and decrease communication congestion on the system. It will also increase inter-operability in times of emergencies. FINANCIAL INFORMATION Internal Control Structure. The management of Albemarle County is responsible for establishing and maintaining internal controls. Estimates and judgments by the management are required to assess the expected benefits and related costs of internal control policies and procedures. Internal Controls are designed to provide reasonable, but not absolute, assurance (1) that County assets are safeguarded against unauthorized use or disposition and, (2) financial transactions are conducted properly and in accordance with County policy. Budgetary Controls. Budgetary controls are established to ensure compliance with the annual appropriation ordinance adopted by the Board of Supervisors. General, School, Debt Service, and School Self-Sustaining Funds are included in this ordinance. A separate appropriation, approved by the Board of Supervisors, is done for the General Government and Education Capital Improvement Funds. Budgetary controls are maintained at the department level. All purchase orders are reviewed prior to issuance to confirm sufficient appropriated balances exist. Purchase orders that would result in over-expenditures are not released until additional funds are appropriated. Open encumbrances are carried forward at year-end and generally reappropriated. General Government Functions. General Government Function revenues, which include General, Special Revenue, Debt Service, Capital Projects Funds, and the Component Unit - School Board, totaled $160,810,902 in fiscal year 1999/2000. This represents an 8.98% increase from FY 1998/99. General Government Functions Revenues ~ntergovernmental Revenues 34.34% Recovered Cosls ~ Miscellaneous ~ 0.33% ~ Charges for services ~ 3.45% Revenue from use of property and money 1.58% :~ther local taxes 18.37% Permits, privilege fees and regulatory licenses 0.13% .69% General Prepeny Taxes 39,38% General property taxes $ 63,335,269 39.38 1,634,608 2.65 Other local taxes 29,540,491 18.37 2,406,484 8.87 Permits, privilege fees 1,109,293 .69 20,053 1.84 And regulatory licenses Fines and forfeitures 215,489 .13 (27,831) (11.44) Revenue from use of 2,534,760 1.58 679,668 36.64 Money and property Charges for services 5,545,912 3.45 10.95 547,381 102,821 Miscellaneous 526,866 .33 24.25 Recovered costs 2,781,673 1.73 (413..819) (12.95) Intergovernmental 55,221,149 34.34 8,296,916 17.68 TOTAL $160,810,902 100.00 $13,246,280 8.98 The most significant increases in General Government Function revenues can be attributed to increases in the following categories: General Property Tax revenue, which includes Real Property, Personal Property, Public Service Corporation, Mobile Home, Machinery & Tools, increased 2.65% from 1998/99. Real Estate Taxes increased 8.71% primarily due to new construction in the County. Personal Property taxes from local sources decreased 11.41 %. This decrease in due to the second year of the Commonwealth of Virginia's Personal Property Tax Relief Act (PPTRA). This act, enacted statewide in 1998, provides for the phasing out of personal property taxes paid by individual taxpayers for vehicles assessed under $20,000.. The phase-out is scheduled to occur over a five-year period. The PPTRA provides that localities will be reimbursed by the state for a portion of personal property taxes levied on personal use automobiles and trucks. Reimbursement in the year 2000 was for 47.5% of the tax on the first $20,000 of assessed value of the vehicle. The Act provides tl~at the relief amount will be paid from state revenues and recorded by the locality as intergovernmental revenue. Combining the local revenues for personal property tax and intergovernmental revenues .for PPTRA shows an increase of $2,298,085 in personal property taxes levied over the prior fiscal year. Other local taxes increased 8.87% over last fiscal year. Increases occurred in severa~l categories including sales and use tax, motor vehicle licenses, business license tax, and the meals and beverage tax. These increases in local taxes reflect the area's economic strength over the last fiscal year. Use of money and property category increased 36.64%. This increase resulted mainly from rent proceeds from the Piedmont Regional Education Program (PREP) for the Ivy Creek School. PREP pays rent to the County in an amount equal to the debt service on the Ivy Creek School which was constructed from bond proceeds issued through the Virginia Public School Authority in 1999. Intergovernmental category also increased during FY 1999/2000 by 17.68%. Increases were show in the amount of state aid received for the school system. Revenues received from the State for the second year of the Personal Property Tax Relief Act (PPTRA) showed a signifiCant increase due in p~art to the relief percentage increasing fi'om 20.53% in 1999 to 47.5% in 2000 and the full implementation of the reimbursement process by the State in 1999. General Government Function expenditures decreased $2,182,611 over FY 1998/99. The largest decrease, $11,889,215, came in the Capital Projects category and reflects the completion of the County's third high schoOl, Monticello High School, and several school renovation projects during FY 1998/99. Increases in expenditures occurred in the following areas: xii The increase in Public Safety occurred in Police and Fire/Rescue. Police had an increase in federal and state grant funds that offset increased expenditures in this area. Fire/Rescue added three additional firefighters during FY 1999/2000 to supplement the volunteer fire ~r~n~'~r~ts in the C~unty. · The increase in Education was used to address three primary issues: the Standards of Accreditation; equity and growth; and competitive compensation. General Government Functions Expenditures Debt Service - General Interest Government Debt Service - ~ 2.43% /-'Adrnin. R'incipal ~ / 3.83 3.63% Judicial Admin. 1.59% Capital Projects 4.67% 6.87% Parks, Recreation, and cultural 2.04% Public Safety 8.67% .~_ Public Works 1.61% Health & Welfare 7,54% Education 57.14% General government administration $ 6,040,004 3.83 $ 481,269 8.66 Judicial administration 2,505,194 1.59 246,141 10,90 Public safety 13,680,512 8.67 1,426,599 11.64 Public works 2,538,081 1.61 (186,820) (6.86) Health and welfare 11,894,744 7.54 866,001 7.85 Education 90,169,659 57.14 5,716,883 6.77 Parks, recreation, and cultural 3,218,200 2.04 3,082,292 4.41 Community development 10,840,518 6.87 538,802 5.23 Capital projects 7,375,902 4.67 (11,889,215) (61.71) 3.63 2.43 5,728,327 3,827,442 Debt Service: Principal retirement Interest and other fiscal charges 452,436 29,385 (2,182,611) TOTAL $157,818,583 100.00 8.58 .77 (1.36) Proprietary Fund Type Operations The County maintains an internal service fund and duplication fund for financing of goods and services provided by one county department or agency to other departments or agencies.. An internal service fund is also maintained for health insurance. The health insurance fund is funded by contributions from the county, other participating entities and their employees. Fiduciary Fund Type Operations ' The County maintains various non-expendable trust funds. These funds were created under specific agreements with the County as trustee. Expenses are as specifically directed under the various trust agreements. Debt Administration On November 18, 1999, the County issued, through the Virginia Public School Authority, $2,835,000 in General Obligation School Bonds to fund several school related construction xiv projects. The total outstanding General Obligation School Bonds is $64,225,000. Combined with the outstanding state literary loans, the total long-term obligations are $66,500,740. This results in a debt per capita of approximately $806.00. Cash Management The County uses a pooled cash approach that allows a greater degree 0f investment flexibility and return on investment. Investments are competitively bid among local banks to obtain the highest rate available. All County funds are invested in instruments allowed by the Code of Virginia, Chapter 3, Title 26. The County utilizes the Local Government Investment Pool (LGIP) and other money market funds that hold only government securities. Risk Management The County participates in a public entity risk pool that provides consolidated health care benefits plan for their employees. The plan is based on a service contract with a private carrier in which bills are derived from actual expenses incurred or claims filed. The participating entities have established that a reserve fund must meet the excess claims. Each participating entity is responsible for payment amounts billed by the County. Accounting is made in an internal service fund as previously discussed. The County and School Board contracts with the Virginia Municipal Group Self-Insurance Association to provide worker's compensation coverages. The Association may assess all members based on the proportion that their premium bears to the total premium of all members should the Association suffer a deficit and depletion of all its assets. Property damage, employee crime and dishonesty and general liability coverages are contracted with a private insurance carrier. Public Officials and Law Enforcement Liability coverages are through the Virginia Department of General Services Division of Risk Management and are similar to the Virginia Municipal Group Self-Insurance Association. General Fixed Assets The County undertook during fiscal year 93/94 the inventorying of fixed assets. The current policy requires only assets with an original cost of $5,000 or greater to be included. Assets, as defined in this policy, totaled $191,522,718 as of June 30, 2000 for the County and component unit School Board. Since this figure represents the original cost it is considerably less than their present replacement cost. Depreciation on general fixed assets is not required and has not been recorded on the County's accounting system or reflected in the financial statements. Other Information Independent Audit. The COmmonwealth of Virginia requires that the financial statements of the County be audited by an independent certified public accountant. The accounting firm of Robinson, Farmer, Cox Associates has performed an audit for the County for the fiscal year ended June 30, 2000. The auditor's opinion is included in this report. Certificate of Achievement. The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for ExCellence in Financial Reporting to the County of Albemarle, Virginia, for its comprehensive annual financial report for the fiscal year ended June 30, 1999. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. ACknowledgements I would like to express my appreciation to the staff of the Finance Department for their commitment and dedication to the financial management of the County and the preparation of this report. I would also like to thank the County Board of Supervisors and the County Executive Staff for their support of the County's financial operations in a responsible and progressive manner. Melvin A. Breeden Director of Finance xvi COUNTY GOV£RNH£NT ORGAN I ZAT [ ONAL CHART J V~T[.R S i j I L GENERAL J ~LV I I JO~NIL[ COURT CIRCUIT COURT I t I ELECTORAL K'~GISTRATE ~S BOARD OF BOARD OFFICE ZONING APPEALS CLERK ~UPERV! SOR$ I I GOVERNOR REGISTRAR REGIONAL I [ I I I I I I I I i ' ,1 I :.-GIo~i~ I II cC:~Nr:'v I II I II T.~J. P,,'.,N:N~I II JJ.",,~ZLC I I I .CALT, I LIBRARY ~TION PV~C DI~RIC/ l D[T H~ J J ~NT I ~i~, I I~,~I I .,~, I I ~;, JOINT CITY/COUNTY I Fire I I JoiNt s~cUeZTYI I VTSXTORS / I mCRG£NCY / I .:,~mt I "' ' " l c~ I I o~ I l~' cm, i COUNTY OF ALBEMARLE, VIRGINIA David P, Bowerman Charlotte Y. Humphris BOARD OF SUPERVISORS Chartes S. Martin, Chairperson Sally Ho Thomas, Vice-Chair Ella W. Carey, Clerk Walter F. perkins Lindsay G. Dorder, Jr. R. Madison Cumminss Gary W. Grant SCHOOL BOARD Dr. Charles M. Ward, Chairperson Susan C. Gallion, Vice-Chair Tina Pendleton Fuller, Clerk Diantha H. McKee[ Kenneth C. Boyd Arthur Brown, Jr. Harry Levins Elizabeth Mclvor WELFARE BOARD Karen Powe[I, Chairperson Martha Orton, Vice-Chair Mary Timberlake, Clerk Donna MarshaJt Roxanne White COUNTY OF ALBEMARLE, VIRGINIA OTHER OFFICIALS County Executive ....................................... '.. Robert W. Tucker, Jr. School Superintendent ......................................... Kevin C. Castner Assistant County Executive ..................................... Roxanne W. White Assistant County Executive ...................................... Thomas C. Fotey CLerk of the Circuit Court ...................................... She[by J. Marshall .ludse of the Circuit Court ..... .- ............................. Paul M. Peatross, Jr. Commonwealth Attorney .................................... James L. CambJos, III County Attorney ............................................... Larry W. Davis Director of Information Services ..................................... Fred Kruser Director of Ensineerin8 and Public Works ........................ William I. Mawyer, Jr. Extension Asent .............................................. David H. Vaden Director of Finance ......................................... Melvin A. Breeden CLerk of the General District Court ................................. Phyllis W. TiSnor Judse of the General District Court .......... .. .................... Stephen H. HeLvin Director of BuiJdin8 Codes and Zonin8 Services ....................... Amelia G. McCuLLey Director of Emersency Operations Center ........................... Thomas A. Hanson Director of Parks and Recreation ................................ Patrick K. MuLJaney Director of Human Resources .................................. Michael R. Thompson Director of PJannin8 and Community Development ................... Vincent W. CiJimber8 Chief of Police ................................................ dohn F. Miller Resistrar ............................................... JacqueJynne C. Harris Sheriff ..................................................... Edsar S. Robb Director of Social Services .................................... Katherine A. Ratston Water Resource Manaser ..................................... David J. Hirschman XX Certificate of Achievement for Excellence -in Financial Reporting Presented to County of Albemarle, Virginia For its Comprehensive Annual Financial Report for the Fiscal Year Ended June 30, 1999 A Certificate of Achievement fc~r Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. President Executive Director ROBINSON, FARMZR, COX ASSOCIATES C£R']71'~,7£D ?UBLI&' ACCOUAIT'A~V:£,~. A l'~lt OI:ESYIONAL LIMITED LIABILITY COMPANY INDEPENDENT AUDITORS' REPORT TO'THE BOARD OF SUPERVISORS COUNTY OF ALBEMARLE, VIRGINIA We have audited the accompanying general purpose financial statements and the combining financial statements of the County of ALbemarLe, Virginia, as of and for the year ended June 30, 2000, as Listed in the TabLe of Contents. These financial statements are the responsibility of the County's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with generaLLy accepted auditing standards; Government Auditing Standards, issued by the ComptroLLer General of the United States; the provisions of Office of Management and Budget CircuLar A-133, Audits of States, Local Governments and Non-Profit Organizations; and the Specifications for Audits of Counties, Cities and Towns issued by the Auditor of PubLic Accounts of the CommonweaLth of Virginia. Those standards and OMB CircuLar A-133 require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financia[ statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as weJJ as evaluating the overaLL financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general purpose financial statements referred to above present fairly, in aLL material respects, the financial position of the County of ALbemarLe, Virginia, as of June 30, 2000, and the results of operations and cash flows of its proprietary fund types and nonexpendable trust funds for the year then ended in conformity with generaLLy accepted accounting principles. ALso, in our opinion the combining and individual fund and account group financial statements referred to above present fairly, in aL[ material respects, the financial position of each of the individual funds and account groups of the County of ALbemarLe, Virginia, as of June 30, 2000 and the results of its operations of such funds and cash flows of individual proprietary fund types and nonexpendable trust funds for the year then ended in conformity with generaLLy accepted accounting principles. In accordance with Government Auditing Standards, we have also issued our report dated November 30, 2000 on our consideration of the County of ALbemarLe, Virginia's internal control over financial reporting and our tests of compliance with certain provisions of Laws, regulations, contracts and grants. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with this report in considering the results of our audit. Our audit was conducted for the purpose of formin8 an opinion on the 8eneral purpose financial statements taken as a whole and on the combinin8 financial statements. The accompanyin8 financial information listed as supportin8 schedules in the table of contents, inc[udin8 the schedule of expenditures of federal awards required by the U.S. Office of/~anasement and Budset Circular A-133, Audits of States, Local Governments and Non-Profit Organizations, is presented for purposes of additional analysis and is not a required part of the financial statements of the County of Albemarle, Virsinia. Such information has been subjected to the audi[in8 procedures applied in the audit of the 8eneral purpose and combinin8 financial statements and, in our opinion, is fairly presented in material respects in relation to the financial statements of each of the respective individual funds and account Stoups taken as a whole. The statistical tables Listed in the Table of Contents are not a required part of the basic financial statements, and we did not audit or apply limited procedures to such information. Accordinsly, we do not express any assurances on such information. CharlottesviLle, Virsinia November 30, 2000 General Purpose Financial Statements COUNTY OF ALBEJV~ARLE, VIRGINIA Combined Balance Sheet - All Funds, Account Groups, and Discretely Presented Component Unit At June 30, 2000 Governmental Fund Types Special Debt Capital General Revenue Service Projects ASSETS AND OTHER DEBITS Assets: Cash and cash equivalents Receivables (net of allowances for uncollectib[es): Taxes Accounts Interest Due from other governments Inventory, at cost Prepaid items Advances to other entities Restricted assets: Investments Fixed assets Other Debits: Amount available for debt service Amount to be provided for the retirement of general ~ong-term debt and accrued leave Total assets and other debits $ $ 20,978,674 $ 3,969,180 $ 200,000 $ 5,065,157 2,914,954 1,297,486 132,928 73,470 2,362,372 1,104,024 36,614 35o 1,999,906 27,590,450 $ 5,206,132 $ 200,000 $ 7,138,533 LIABILITIES, EQUITY AND OTHER CREDITS Liabilities: Accounts payable Compensation payable Accrued liabilities Amounts held for others Deferred revenues Accrued vacation and sick leave General obligation bonds payable State Hterary fund [oans payable Notes payabte VRS early retirement incentive obligation Totat liabilities $ 550,290 $ 330,390 638,683 56,554 8,925 3,312,939 $ $ 183,834 $ 4,510,837 $ 386,944 $ $ 183,834 Equity and other credits: Investment in general fixed assets $ Retained earnings: Reserved for health insurance claims Unreserved Fund balances: Reserved for inventory Reserved for endowments Reserved for advances to. other entities Unreserved: Designated: Subsequent year's expenditures Debt service Capitat projects Undesignated Total equity and other credits $ Total liabilities, equity and other credits $ 36,614 850,240 500,000 21,692,759 Proprietary Funds Internal Service $ 3,785,124 570,946 $ 4,356,070 $ 73,772 969,013 147,646 1,190,431 $ $ $ S 2,784,509 381,130 200,000 1,999,906 4,954,793 4,819,188 23,079,613 $ 4,819,188 $ 200,000 $ 6,954,699 27,590,450 $ 5,206,132 $ 200,000 $ 7,138,533 The accompanying notes to finanda[ statements are an integral part of this statement. $ 3,165,639 4,356,070 4 Exhibit I Fiduciary Account Groups Fund Types General Trust and Fixed LonE-term Agency Assets Debt Totals Totals "/~emorandum Component "N~emorandum On[y" Unit Only" P ri mary Schoo I Repo rti ng Government Board Entity $ 2,798,595 S S S 7,422 36,796,730 $ 15,697,253 $ 52,493,983 2,914,954 2,914,954 2,082,252 992,183 3,074,435 3,466,396 2,845,474 6,311,870 36,614 238,419 275,033 350 1,887 2,237 1,999,906 1,999,906 330,472 330,472 330,472 36,518,438 36,518,438 155,004,280 191,522,718 200,000 200,000 1,364,508 1,564,508 1,467,920 1,467,920 67,233,410 68,701,330 $ 3,136,489 S 36,518,438 $ 1,667,920 $ 85,814,032 S 243,377,414 $ 329,191,446 $ $ 1,439,884 228,036 S 1,667,920 S $ 278,331 S 2,090,892 S 2,369,223 $ 1,416,617 S 1,859,819 S 3,276,436 695,237 8,727,178 9,422,415 977,938 977,938 2,090,892 2,090,892 3,460,585 226,854 3,687,439 1,439,884 1,053,821 2,493,705 64,225,000 64,225,000 2,275,740 2,275,740 228,036 228,036 1,043,357 1,043,357 t0,309,189 S 79,411,769 $ 89,720,958 767,266 $ 36,518,438 S 36,518,438 $ 155,004,280 $ 191,522,718 2,784,509 2,784,509 381,130 381,130 36,614 238,419 275,033 767,266 767,266 1,999,906 1,999,906 850,240 711,416 1,561,656 200,000 1,364,508 1,564,508 5,454,793 3,462,082 8,916,875 26,511,947 3,184,940 29,696,887 S 767,266 $ 36,518,438 $ $ 75,504,843 $ 163,965,645 S239,470,488 $ 3,136,489 $ 36,518,438 $ 1,667,920 $ 85,814,032 $ 243,377,414 $ 329,191,446 COUNTY OF ALBEMARLE, VIRGINIA Combined Statement of Revenues, Expenditures and Chanses in Fund Balances All Governmental Funds and Discretely Presented Component Unit Year Ended June 30, 2000 Revenues: Generat property taxes Other local taxes Permits, privilege fees and regulatory licenses Fines and forfeitures Revenue from use of money and property Charges for services Miscellaneous Recovered costs Revenue from the CommonweaLth Revenue from the Federal Government Total revenues Expenditures: Current: General 8overnment administration Judicial administration PubLic safety PubLic works HeaLth and wdfare Education Parks, recreation, and cuitural Community development CapitaL projects Debt service: Principal retirement Interest and other fiscal charges Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Proceeds from long-term debt Proceeds from capita[ leases Operating transfers in Operating transfers out Transfers from primary 8overnment Transfers to primary government Transfers from component unit Transfers to component unit Total other finandn8 sources (uses) Excess (deficiency) of revenues Et other sources over expenditures Et other uses Fund balance at beginning of year Fund balance at end of year GovernmentaiFund Types Special Debt General Revenue Service Fund Funds Funds $ 63,335,269 $ $ 28,724,631 815,860 1,109,293 215,489 1,164,985 173,378 1,085,400 35,407 165,168 100,639 1,176,931 36,744 12,944,695 2,460,250 2,927,385 3,232,713 $ 112,849,246 $ 6,854,991 $ 6,040,004 S 2,461,109 44,085 12,016,628 1,663,884 2,538,081 7,046,368 4,848,376 10,250 3,218,200 8,871,555 1,968,963 $ 42,202,195 $ 8,525,308 S 70,647,051 70,336 (5,789,061) 164,256 (60,135,564) $ (65,690,033) 4,957,018 18,122,595 67,734 $ 67,734 S $ $ 155,484 41,544 $ 197,028 $ S (1,670,317) $ (129,294) $ S S S 2,497,827 329,294 (231,227) 500,000 2,766,600 $ 329,294 $ 1,096,283 $ 200,000 $ 3,722,905 $ 23,079,613 $ 4,819,188 $ 200,000 S Capital ProJect Funds 248,867 1,287 33,284 58,883 342,321 2,847,216 2,847,216 (2,504,895) 3,122,831 3,122,831 617,936 6,336,763 6,954,699 The accompanying notes to financiaL statements are an integra[ part of this statement. 6 Exhibit 2 Totals Totals "/~emorandum Component "/~emorandum Only" Unit Only" Primary School Reportin8 Government Board Entity 63,335,269 29,540,491 S 63,335,269 29,540,491 1,109,293 1,109,293 215,489 215,489 1,654,964 879,796 2,534,760 1,122,094 4,423,818 5,545,912 299,091 227,775 526,866 1,272,558 1,509,115 2,781,673 15,404,945 30,499,174 45,904,119 6,160,098 3,156,932 9,317,030 $ 120,114,292 $ 40,696,610 $ 160,810,902 S 6,040,004 2,505,194 13,680,512 2,538,081 11,894,744 10,250 3,218,200 10,840,518 2,847,216 90,159,409 4,528,686 155,484 5,572,843 41,544 3,785,898 $ 53,771,747 $ 104,046,836 $ 66,342,545 $ (63,350,226) $ $ $ 2,835,000 $ 6,020,288 420,925 (6,020,288) (420,925) 60,168,234 (664,256) 664,256 (60,135,564) $ 6,040,004 2,505,194 13,680,512 2,538,081 11,894,744 90,169,659 3,218,200 10,840,518 7,375,902 5,728,327 3,827,442 157,818,583 2,992,319 2,835,000 6,441,213 (6,441,213) 60,168,234 (664,256) 664,256 {60,135,564) $ (59,471,308) $ 62,338,978 S 2,867,670 S 6,871,237 S (1,011,248) S 5,859,989 28,182,263 9,972,613 38,154,876 $ 35,053,500 S 8,961,365 $ 44,014,865 COUNTY OF ALBEMARLE, VIRGINIA Combined Statement of Revenues, Expenditures and Chan~es in Fund Balances-- Budget and Actual--General, Special Revenue, and Capital Projects Funds and Discretely Presented Component Unit Year Ended June 30, 2000 General Fund Special Revenue Funds Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Revenues: General property taxes Other Local taxes Permits, privilege fees and regulatory Licenses Fines and forfeitures Revenue from use of money and property Charges for services MisceLlaneous Recovered costs Revenue from the Commonwealth Revenue from the Federal Government Total revenues Expenditures: Current: General government administration Judicial administration Public safety Public works HeaLth and welfare Education Parks, recreation, and cultural Community development Capital projects Debt service: Principal retirement Interest and other fiscal charges Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Proceeds from long-term debt Proceeds from capital Leases Operating transfers in Operating transfers out Transfers from primary government Transfers from/to component unit Transfers to primary government Transfers from component unit Transfers to component unit Total other financing sources (uses) Excess (deficiency) of revenues & other sources over expenditures E other uses Fund balance at beginning of year Fund balance at end of year 67,352,564 S 63,335,269 $ (4,017,295) $ S S 26,165,300 28,724,631 2,559,331 1,198,466 815,860 .' (382,606) 1,177,000 1,109,293 (67,707) 241,500 215,489 (26,011) -. 1,210,700 1,164,985 (45,715) 804 173,378 172,574 1,021,980 1,085,400 63,420 28,850 35,407 6,557 167,900 165,168 (Z,732) 189,524 100,639 (88,885) 1,288,304 1,176~931 (111,373) 21,172 36,744 15,572 6,956,338 12,944,695 5,988,357 3,005,215 2,460,250 (544,965) 3,047,470 2,927,385 (120,085) 4,043,506 3,232,713 (810,793) 108,629,056 $ 1.12,849,246 $ 4,220,190 S 8,487,537 $ 6,854,991 S (1,632,546) 6,198~509 $ 6,040,004 2,504,811 2,461,109 12,284,605 12,016,628 2,774,549 2,538,081 7,328,110 7,046,368 10,250 10,250 3,315,130 3,218,200 9,800,008 8,871,555 $ 158,505 $ $ S 43,702 51,944 44,085 7,859 267,977 2,005,600 1,663,884 341,7t6 236,468 281,742 5,954,960 4,848,376 1,106,584 96,930 - 928,453 3,965,933 1,968,963 1,996,970 44,215,972 $ 42,202,195 64,413,084 $ 70,647,051 $ S 30,000 70,336 (5,775,602) (5,789,061) 217,022 164,256 (60,135,564) (60,135,564) $ 2,013,777 $ 11,978,437 $ 8,525,308 S 3,453,129 $ 6,233,967 $ (3,490,900) $ (1,670,317) $ 1,820,583 40,336 (13,459) S 2,385,489 949,867) --S 2,497,827 112,338 (231,227) 718,640 (52,766) 400,000 ' 500,000 100,000 (65~664,144) $ (65,690,033) $ (25,889) $ 1,835,622 $ 2,766,600 $ 930,978 (1,251,060) $ 4,957,018 1,251,060 18,122,595 $ 23,079,613 $ 6,208,078 16,871,535 $ 23,079,613 $ (1,655,278) $ 1,655,278 $ $ 1,096,283 $ 2,751,561 3,722,905 2,067,627 4,819,188 $ 4,819,188 The accompanying notes to financial statements are an integral part of this statement. 8 Exhibit 3 Budget Debt Service Funds Variance Favorable Actual (Unfavorable) Budget Capital Projects Funds Variance Favorable Actual (Unfavorable) Component Unit School Board Budget Actual Variance Favorable (Unfavorable) $ S s $ S $ S $ S 68,000 67,734 (266) S 68,000 S 67,734 S 50,000 248,867 198,867 1,287 1,287 34,498 33,284 (1,214) 58,883 58,883 81,278 (81,278) (266) S 224,659 S 342,321 S 681,394 879,796 198,402 4~570,300 4,423,818 (146,482) 174,623 227,775 53,152 1,598,865 1,509,115 (89,750) 30,444,167 30,499,174 55,007 3,277,944 3,156,932 (121,012) 117,662 $ 40,747,293 $ 40,696,610 S S $ $ S $ $ S $ S (50,683) 419,068 155,484 263,584 41,840 41,544 296 10,320,845 2,847,216 7,473,629 91,892,531 90,159;409 1,733,122 7,541,633 4,528,686 3,012,947 5,718,184 5,572,843 145,341 3,631,881 3,785,898 (154;017) $ 460,908 $ 197,028 S 263,880 S 10,320,845 S 2,847,216 $ 7,473,629 S 108,784,229 S 104,046,836 S 4,737,393 (392,908) $ (129,294) S 263,614 S (10,096,186) S (2,504,895) $ 7,591,291 S (68,036,936) S (63,350,226) S 4,686,710 $ $ S S 2,094,668 S $ (2,094,668) $ 2,835,805 S 2,835,000 $ (805) 592,908 329,294 (263,614) 4,021,755 3,122,831 (898,924) 420,925 420,925 (420,925) (420,925) 60,159,564 60,168,234 (711,924) (664,256) 8,670 47,668 592,908 $ 329,294 S (263,614) S 6,116,423 S 3,122,831 S (2,993,592) S 62,283,445 S 62,338,978 S 55,533 $ 200,000 $ 200,000 S $ 200,000 $ 200,000 S S (3,97%763) $ 617,936 $ 4,597,69g S (5,753,491) $ (1,011,248) S 4,742,243 3,979,763 4,036,763 57,000 5,753,491 9,972,613 4,219,122 S S 4,654,699 S 4,654,699 S $ 8,961,365 S 8,961,365 Exhibit 4 COUNTY OF ALBEMARLE, VIRGINIA Combined Statement of Revenues, Expenses and Changes in Retained Earnings / Fund Balance-- All Proprietary and Nonexpendable Trust Funds Year Ended June 30, 2000 Operating revenues: Charges for services Interest income Miscellaneous revenue Totat revenues Operating expenses: · Health insurance claims Duplicating costs Education Public works Totat operating expenses Operating income (toss) Non-Operating revenues (expenses): Interest income Fiduciary Proprietary Funds Funds Non- Totals Internal expendable "Memorandum Service Trust Only" 8,200,698 $ 8,200,698 $ 7,594,544 $ 145,194 $ $ 8,200,698 66,190 66,190 111,673 111,673 $ 177,863 $ 8,378,561 $ 7,594,544 145,194 6,818 6,818 265 265 7,739,738 S 7,083 460,960 $ 170,780 $ 134,351 $ Net income b~fore other financing sources (uses) $ 595,311 Other fina~cing sources (uses): Transfers to component unit (32,670) $ 170,780 562,641 $ 170,780 2,602,998 596,486 Net income Retained earnings / fund balances at beginning of year Retained earnings / fund balances at end of year $ 3,165,639 $' 767,266 $ 7,746,821 $ 631,740 134,351 $ 766,091 (32,670) $ 733,421 3,199,484 3,932,905 The accompanying notes to financial statements are an integral part of this statement. 10 Exhibit 5 COUNTY OF ALBEMARLE, VIRGINIA Combined Statement of Cash Flows-- Atl Proprietary and Nonexpendable Trust Funds Year Ended June 30, 2000 imm Cash flows from operating activities: Operating income Adjustments to reconcile operating income to net cash provided by operating activities: Interest reported as operating income Changes in operating assets and UabiUties: (Increase) decrease in: Accounts receivable Interest receivable Increase (decrease)in: Accounts payable Accrued liabi[ities Deferred revenues Net cash provided by operating activities Cash flows from investing activities: Interest income Purchase/acquisition of investments Total from investing activities Cash flows from noncapital and related financing activities: Operating transfers to component unit Increase in cash and cash equivalents for the year Cash and cash equivalents at beginning of year Cash and cash equivalents at end of year Total cash and cash equivalents above Cash and cash equivalents for Agency Funds Combined total cash and cash equivalents Proprietary Funds Internal Service Fiduciary Funds Non- expendable Trust $ 460,960 $ 170,780 (65,738) 12,306 (214,345) 32,955 (66,190) 226,138 $ 104,590 134,351 $ 59,372 168 134,351 $ 59,540 (32,670) $ 327,819 $ 164,130 3,457,305 272,664 $ 3,785,124 S 436,794 $ 3,785,124 436,794 2,361,801 $ 3,785,124 $ 2,798,595 Totals "Memorandum Only" $ 631,740 (66,190) (65,738) 12,306 (214,345) 32,955 330,728 193,723 168 193,891 (32,670) 491,949 3,729,969 $ 4,221,918 $ 4,221,918 2,361,8Ol $ 6,583,719 The accompanying notes to financial statements are an integral part of this statement. This Page Left Blank Intentionally COUNTY OF ALBEMARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 Note 1-Summary of Significant Accountin8 Policies: The County of ALbemarle was formed in 1744. The County is governed by an elected six member Board of Supervisors. The Board of Supervisors appoints the County Executive, and the School Board is governed by seven elected members. The County provides a full range of services for its citizens. These services include police and fire protection; recreational activities; cultural events; education and social.services. A. Financial ReportinR Entity The basic criterion f°r determining whether 'a governmental department, agency, institution, commission, public authority, or other governmental organization should be included in a primary governmental unit's reporting entity for general purpose financial statements is finanda[ accountability. Financial accountability includes the appointment of a voting majority of the organization's governing body and the ability of the primary government to impose its will on the organization or if there is a financial benefit/burden relationship. In addition, an organization which is fiscally dependent on the primary government should be included in its reporting entity. These financial statements present the County c~ ALbemarle (the primary government) and its component units. BLended component units, although Legally separate entities, are, in substance, part of the government's operations and so data from these units are combined with data of the primary government. Each discretely presented component unit, on the other hand, is reported in a separate column in the combined financial statements to emphasize it is Legally separate from the government. B. Individual Component Unit Disclosures Blended Component Unit. The County has no blended components to be included for the fiscal .year ended June 30, 2000. Discretely Presented Component Units. The School Board members are elected by the County voters and are responsible for the operations of the County's school system within the County boundaries. The School Board is fiscally dependent on the County. The County has the ability to approve its budget and any amendments; The primary funding is from the General Fund of the County. The School Board does not issue a separate financial report. The financial statements of the School Board are presented as a discrete presentation of the County financial statements for the fiscal year ended June 30, 2000. C. Other Related OrRanizations Included in the County's Comprehensive Annual Financial Report None Jointly Governed Organizations 13 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 7..000 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) Other ReLated Organizations (Continued) Excluded from the County's Comprehensive Annual Financial Report Jefferson-Madison Reqional Librarv The Jefferson-Madison Regional Library provides Library services to the Counties of ALbemarLe, Louisa, Madison, Greene and the City of CharLottesviLLe. The participating Localities provide annual contributions for operations based on book circulation. No one [ocatity contributes more than 50% of the Library's funding nor can impose its will on the organization, and there is no financial benefit/burden re[ationship. The County appropriated to the Library $1,861,454 in operating funds in fiscal 2000. The County has no equity interest in the Library. Albemarle-Charlottesville Jail Authoritv The City of CharLottesviLLe, the County and NeLson CoUnty provide the financial support for the Authority and appoint its governing Board, in which is vested the ability to execute contracts and to budget and expend funds. The localities are charged on a per diem rate for their respective prisoner days. Other LocaLities, the state and the federal government also reimburse the Authority for prisoner, care. The Authority is excluded from the reporting entity because the County has no control over the Authority fiscal matters. The County has no equity interest in the Jail Authority. Emer~encv Communications Center The University of Virginia, the City of CharJottesviLle, and the County provide the financial support for the Center and appoint its governing Board, in which is vested the ability to execute contracts and to budget and expend funds. No one LocaLity or organization contributes more than 50% of the Center's funding nor can impose its wiLL on the organization, and there is no financial benefit/burden relationship. The County has no equity interest in the Center. Albemarle Countv Service Authority The Authority was created by the Board of Supervisors to operate the County's water and sewer · system. The County has no control over Authority fiscal matters, board members have no continuing relationship with the County, the Authority board approves its own budget and appoints management, the County is neither ~egally nor morally obligated for the Authority's debt, the CoUnty has no claim on surpluses or responsibility for financing deficits, and the Authority sets its own rates. The county has no equity interest in the Authority. Charlottesville-Albemarle Airport Authoritv The Authority is excluded from the reporting entity because the County has no control over Authority fiscal matters. Board members have no continuing relationship with the County, the AuthoritY board approves its own budget and apPoints management, the County is neither LegaLLy nor morally obligated for the Authority's debt, the County has no claim on surpluses or responsibiJity for financing deficits, and the Authority sets its own rates. The County has no equity interest in the Authority. 14 COUNTY OF' ALBEMARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) C. Other ReLated Organizations (Continued) Rivanna Water Authoritv and Rivanna Solid Waste Authoritv The Authorities are excluded from the reporting entity because the County has no control over either Authority's fiscal matters. Both Authority boards approve each their own budget and appoint management; the County is not tegai[y or morai[y obligated for their Authority debt, has no claims on surpluses, or responsibility for financing deficits, and the Authorities set their own rates. The County has no equity interest in either Authority. localities contribute annual operating grants to the Board, but are not required to do so. participants have no ongoing financial responsibilities to or equity interest in the Board. County appropriated $312,170 for an operating grant to the Board in fiscal 2000. Region Ten Communitv Services Board The Region Ten Community Services Board was created to provide Mental Health, Mental Retardation and Substance Abuse Services to the residents of the City of Charlottesville and the Counties of Albemarle, F[uvanna, Greene, and Ne[son. The Board members are appointed by each participating locality. No locality appoints a majority of the Board members. The participating The The Blue Ridge Juvenile Detention Commission The Commission was created to construct and operate a juvenile detention center for the Counties of Albemarle, F[uvanna and Greene, and the City of Charlottesville. The Commission is currently in the construction phase and has not commenced operations. The Commission does not issue separate financial statements. Financial reports for the jointly governed organizations that issue separate financial statements can be obtained as fo[tows: Albemarte-Chartottesvikle Jail Authority and the Emergency Operations Center Director of Finance County of ALbemarle 401 Mclntire Road Char[ottesvik[e, Virginia 22902 Albemarle County Service Authority 168 Spotnap Road Charlottesville, Virginia 22902 Rivanna Water ~ Sewer Authority and Rivanna Solid Waste Authority Franklin Street Charlottesville, Virginia 22901 Jefferson-Madison Regional Library Director of Finance City of Charlottesville City Hall Charlottesville, Virginia 22902 Charlottesville-Albemarle Airport Authority Airport Road Charlottesville, Virginia 22901 Region Ten Community Services Board Preston Avenue Charlottesville, Virginia 22902 15 COUNTY OF ALBEA~RLE, VIRGINIA NOTES TO FINANCIAL STATEA~ENTS JUNE 30, 2000 (CONTINUED) Note 1-Summary of Significant Accountin[[ Policies: (Continued) D. Financial Statement Presentation The accompanying finanda[ statements are prepared in accordance with pronouncements issued by the Governmental Accounting Standards Board. The principles prescribed by GASB represent generally accepted accounting prindptes appUcab[e to governmental units. The County appUes all GASB pronouncements as welt as the Financial Accounting Standards Board pronouncements issued on or before November 30, 1989 unless these pronouncements conflict with or contradict GASB pronouncements. The accounts are organized on the basis of fund classifications, each of which is considered to be a separate accounting entity. The operations of each fund are accounted for by prOViding a separate set of self-balancing accounts which comprise its assets, UabiUties, fund equity, revenues, and expenditures or expenses. The various funds are grouped in the financial statements as follows: Governmental Funds - account for the expendable financial resources, other than those accounted for in Proprietary and Fiduciary Funds. The Governmental Funds utiUze the modified accrual basis of accounting where the measurement focus is upon determination of financial position and changes in financiat position, rather than upon net income determination as wou[d apply to a commerciat enterprise. The individual Governmental Funds are: Genera[ Fund accounts for at[ revenues and expenditures appUcabte to the general operations of the County which are not accounted for in other funds. Speciat Revenue Funds - Special Revenue Funds account for the proceeds of specifiC revenue sources (other than those derived from special assessments, expendabte trusts, or dedicated for major capitat projects) requiring separate accounting because of [e8a[ or regutatory provisions or administrative action. Special Revenue Funds consist of the Federal/State Grant Fund and Enhanced 911 Fund. A description of the nature and purpose of each fund fo[[ows: Federal/State Grant Fund - accounts for various federal and state grant funds including the funding for the Comprehensive Services Act program, criminal justice grants, Section 8 housing program and other related programs. Enhanced 911 Fund accounts for County revenues assessed for the operation and maintenance of the Enhanced 911 emergency respOnse system. Courthouse Maintenance Fund - accounts for courthouse maintenance fees collected resulting from traffic and related fines. Tourism Fund - accounts for funds appropriated for tourism projects. 16 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 7.000 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) D. FinanCiaL Statement Presentation: (Continued) Debt Service Funds - The Debt Service Funds account for the accumulation of resources for and the payment of general Jong-term debt principal, interest and reJated charges. The Debt Service Funds consist of the General Debt Service Fund and the Visitor Center Debt Service Fund. A description of the nature and purpose of each fund foLLows: General Debt Service Fund - accounts for payments on general obligation debt of the County. Financing is from General Fund revenues. Visitor Center Debt Service Fund - accounts for payment on the Visitor Center genera[ obligation debt. Financing is provided by rentals received from the Visitor Center. Capita[ Proiects Funds - The Capital Projects Funds account for financial resources to be used for the acquisition or construction of major capital facilities. Capital Project Funds consists of the Fire Service Fund, General Capita[ Improvements Fund, Storm Water Control Fund, and the Jail Reserve Fund. A description of the nature and purpose of each fund foLLows: Fire Service Fund - accounts for advance and Loans to volunteer fire and rescue organizations which serve the County. Financing is provided from General Fund revenues and repayments of advances and Loans. Genera[ Capita[ Improvements Fund - accounts for capital project expenditures for generaJ public improvements and Large equipment acquisitions. Financing is provided by governmental grants, capital Leases and general fund revenues. Storm Water Control Fund - accounts for expenditures for drainage and other systems for storm water controL. Financing is provided primarily from General Fund revenues. Jail Reserve Fund - accounts for resources accumulated for the County's share of the regional jail expansion. Proprietary Funds - The Proprietary Funds account for operations that are financed in a manner similar to private business enterprises. The Proprietary Fund measurement focus is upon determination of net income, financial position and cash flows. The Proprietary Funds consist of the Internal Service Funds. Internal Service Funds - account for the financing of goods and services provided by one department or agency to other departments or agencies of the County government. The Internal Service Funds consist of the HeaLth Insurance Fund and the DupLication Fund. HeaLth Insurance Fund - accounts for aLL activities of the County and School Board employee health insurance program. Other jointly governed organizations also participate in the program. DupLication Fund - accounts for revenues received for copying, printing and related services. COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS ,JUNE 30, 2000 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) D. Financial Statement Presentation: (Continued) Fiduciary Funds (Trust and A~ency Funds) account for assets held by the County in a trustee capacity on behalf of others. Trust funds account for assets held by the government under the terms of a formal trust agreement. A description of the nature and purpose of each fund fo[Lows: Trust Funds: H. & L. Graves'Trust Fund - to account for monies provided by a private donor, the corpus of which is nonexpendable. Interest earned on assets may be used by property owners in the Walnut Creek Park area in the event of flooding extends beyond the boundaries of an easement. Mclntire Trust Fund -' to account for monies provided by a private donor, the corpus of which is nonexpendable. Interest and other earnings on assets may be used for educational purposes. Juanise Dyer Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for college scholarships for a graduate of one of the County high schools. Nicole Thompson Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for college scholarships for special education or economically disadvantaged 'students who graduate from the County school system. Weinstein Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for the installation of traffic control devices for a certain area of the County. Crozet Crossinqs Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for assistance to persons who qualify for the purchase of homes in the Crozet Crossings project. Proffer Trust Fund - to account for funds received for proffers for three communities Located in the County. Earnings on these funds may be used for the construction of or upgrade of certain public improvements in the communities. Agency Funds: Special Welfare Fund - accounts for monies provided primarilY throuBh private donors for assistance of children in foster care, needy senior citizens and others. This fund is also used to account for monies received from other 8overnments and individuals (i.e., social security and child support) to be paid to special welfare recipients. 18 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) J Note 1--Summary of Significant Accounting Polities: (Continued) D. Financial Statement Presentation: (Continued) Huntin~ and FishinR License Fund - accounts for funds received for state hunting and fishing Licenses. The funds are remitted to the state on a periodic basis. DruR Fund - accounts for monies received from state and federal authorities for the prevention of drug abuse and distribution of illegal substances. Payroll Suspense Fund - accounts for various employee payroll withholdings and payments of employee benefits. Performance Bond Fund - accounts for the receipt and disbursements of performance bonds required by the County for erosion and sediment control, and other items relative to construction by private developers. Fire ProRram Fund - accounts for fire program funds received from the state. The funds are allocated to the various County volunteer fire companies. HUD' Family Self Sufficiency Fund - accounts for funds received from various sources for families participating in the County housing programs. Juvenile Detention Center Fund - accounts for funds received from participating Localities for the construction of a regional juvenile detention facility. 4. Account Groups are used to account for genera[ obligation Long-term debt and genera[ fixed assets. The following are included in the County's account groups: General Fixed Assets Account Group - This account group is established to account for all fixed assets of the County. AL! fixed assets in this account group are valued at historical cost or estimated historical cost if actual cost is not available. Donated fixed assets are valued at fair market value as of the date received. Fixed assets used in governmental fund type operations (general fixed assets) are accounted for in the General Fixed Assets Account Group, rather than in the governmental funds. Public domain ("infrastructure") genera[ fixed assets consisting of certain improvements other than buildings, including roads, bridges, and drainage systems, are not capitaUzed along with other genera[ fixed assets. General LonR-Term ObJiqations Account Group - This account group is established to account for al! long-term obligations of the County, which are expected to be financed from governmental funds. 5. Component Unit School Board - A description of the nature and purpose of the School Board fund and account groups follows: 19 COUNTY OF ALBEMARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS · JUNE 30, 2000 (CONTINUED) Note 1-Summary of Significant Accountin~ Policies: (Continued) D. Financial Statement Presentation: (Continued) School Fund - accounts for the operation of the County's public school system. Finandn8 is provided primarily by state and federal 8rants and appropriat.ions from the County of ALbemarle. School Cafeteria Fund - accounts for operations of the County's school food service proBram. Financin8 is provided primarily by food sales and transfer from the School Fund. School Debt Service Fund - accounts for debt service expenditures for the school system for the payments of principal and interest on the school system's 8enera[ Ions-term debt, Financin8 is provided by appropriations from the County of Albemarle. School Capital Projects Fund - accounts for school construction expenditures. Financin8 is provided primarily from debt proceeds, construction 8rants and appropriations from the County of Albemarle. Account Groups: General Fixed Assets Account Group - accounts for 8eneral fixed assets of the school system. General Lon~-Term Obliqation Account Group - accounts for all 8eneral Ions-term obtisations of the school system indudin8 _Reneral oblisation debt, capital leases, and claims, judsements and compensated absences. 6. Combined/Combinin~ Format - Combined Financial Statements are referred to as General Purpose Financial Statements and provide a summary overview of the financial position of all funds and account Stoups and of the opera[in8 results of all funds. ALl funds and account 8roups of a specific fund classification are combined and presented as' one in the financial statements. For example, all funds classified as Special Revenue Funds are combined and presented under the caption "Special Revenue Funds". 7. Budgetary Comparison Statements - The Combined Statement of Revenues, Expenditures, and Chanses in Fund Balances - Budset and Actual, compare budset and actual data for all 8overnmentaL funds for which budsets were adopted. A review of the budsetary comparisons presented herein will disclose how accurately the 8overnin8 body was able to forecast the revenues and expenditures of the County. Total CoLumns on the Combined Statements - Overview - The total columns on the combined statements - Overview are captioned "Memorandum Only" to'indicate that they are presented only to facilitate financial analysis. Data in these columns do not present financial position, results of operations, or chanBes 'in cash flow in conformity with BeneralLy accepted accountin8 principles. Neither is such data comparable to a consolidation. Interfund eliminations have not been made in the aBBreBation of this data. 20 JJ COUNTY OF ALBEMARLE~, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) ,sm Note 1-Summary of Significant Accounting Policies: (Continued) E. Basis of AccountinR 1. Governmental Funds - Governmental funds utilize the modified accrual basis of accounting under which revenues and related assets are recorded when measurable and available to finance operations during the year. Accordingly, real and personal property taxes are recorded as revenues and receivables when billed, net of allowances for uncollectible amounts. Property taxes not collected within 45 days after year-end are reflected as deferred revenues. Taxes collected during the year and taxes due at June 30 collected within 45 days after that date are recognized as revenue in the accompanying financial statements. Sales and utility taxes, which are collected by the State or utilities and subsectuentJy remitted to the County, are recognized as revenues and receivables upon collection by the State or utility, which is generally 30 to 60 days preceding receipt by the County. Licenses, permits, fines and rents are recorded as revenues when received. Intergovernmental revenues, cOnsisting primarily of Federal, State and other grants for the purpose of funding specific expenditures, are recognized when earned or at the time of the specific expenditure. Revenues from general purpose grants, such as entitlement programs, are recognized in the period to which the grant applies. Expenditures, other than compensated absences and interest on Long-term debt, are recorded as the related fund liabilities are incurred. Compensated absences are recorded as a general Long-term obligation when incurred and recorded as an expenditure of the appropriate fund when paid. Interest on general Long-term debt is recognized when due except for the amount due on July 1, which is accrued. 2. Proprietary Funds - The proprietary funds account for operations that are financed in a manner similar to private business enterprises. The Proprietary Funds utilize the accrual basis of accounting where the measurement focus is upon deter'mination of net income, financial ' P0Sitibn; ~6d Changes in financial pOsition. The Proprietary Fund consists of the Internal Service Funds. Internal Service Funds - The internal service funds account for the financing of goods or services provided by one department or agency to other departments or agencies of the County 8overnment. 21 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, ?000 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) E. Basis of Accountinq (Continued) Fiduciary Funds - The nonexpendable trust fund utilizes accounting similar to the proprietary funds. Using the accrual basis of accounting as described above, nonexpendable trust funds account for assets of which the principal may not be spent. The a~lenc~l funds are custodial in nature and do not present results of operations or have a measurement focus. Agency funds are accounted for using the modified accrual basis of accounting. These funds are used to account for assets that the ~overnment holds for others in an a~ency capacity. F. Budqets and Budgetary Accountin[~ Budgets were le~alty adopted and employed as a management control device durin~ the year for the foJlowin8 funds: General Fund Federal/State Grant Fund E-911 Fund Courthouse Maintenance Fund Tourism Fund General Debt Service Fund Visitor Center Debt Service Fund Capital Improvement Fund Storm Water Control Fund School Fund School Cafeteria Fund School Debt Service Fund. School Capital Projects Fund Budgets were not adopted for the Fire Service, Jail Reserve, HeaLth Insurance and Duplication Funds, or the Trust and ABency Funds. The budgets as presented are prepared on the same basis of accounting as the basic financial statements described above. The following procedures are used by the County in establishing the budgetary data reflected in the financial statements: Prior to March 30, the County Executive submits to the. Board Of Supervisors a proposed operating and capital budget for the fiscal year commencing the following JuLy 1. The operat- in8 budget and capital budget include proposed expenditures and the means of financing them. 2. PubLic hearings are conducted to obtain citizen comments. 3. Prior to June 30, the budget is legally enacted through passage of an Appropriations Resolution. The Appropriations ResoLution-pLaces legal restrictions on expenditures at the fund, function and department Level. The appropriation for each fund, function and department can be revised only by the Board of Supervisors. However, the School Board may transfer budgeted amounts within the School system's categories at the function level. The Director of Finance is authorized to transfer amounts between Line items at the department leveL. Supplemental appropriations in addition to the original budget were made during the year. 22 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) Note 1-Summary of Significant Accountin8 Policies: F. BudRets and BudRetary AccountinR (Continued) 5. ALL budgets are adopted on the modified purposes. (Continued) accrual method used for financial statement 6. Appropriations lapse on June 30, for all County and School Board funds. 7. AlL budget data presented in the accompanying financial statements is the revised budget as of June 30. 8. If budget amendments exceed 1% of the original adopted budget, or $500,000, whichever is [ess, the Board of Supervisors may LegaLly amend the budget only by following procedures used in the adoption of the original budget. There were no budget amendments that exceeded the 1% or $500,000 [imitation. Reconciliation of Exhibits 2 and 3 for the Capital Projects Funds: Total revenues .................. Total expenditures ................ Excess (deficiency) of revenues over expenditures ............... Total other financing sources - net ..... Excess (deficiency) of revenues and other financing sources over expenditures and Other financing uses .............. Fund ba[anc'e, beginning ............ Fund balance, ending .............. Exhibit 2 Adjustments Exhibit 3 342,321 $ $ 342,321 2~ 847~ 216 2~ 847~216 (2,504,895) $ $ (2,504,895) 3,122~ 831 3~ 122~831 . 617,936 $ $ 617,936 6~ 336,763 2,300~000 4,,036,763 6~954~699 S 2~300~000 $ 4~654~699 Adjustments Total revenues ............................. S Fire Service Fund ................ , .......... Total expenditures: Fire Service Fund ........................... S Fund balance, beginning: Fire Service Fund ........................... S Jail Reserve Fund . .' ......................... Total .................................. S Fund balances, ending: Fire Reserve Fund ................. ? ........ S Jail Reserve Fund ........................... Fund balances, endin8 ......................... $ 2,000,000 300~000 2~300~000 2,000,000 300,000 2~300~000 23 COUNTY OF ALBEMARLE~, VIRGINIA NOTES TO FINANCIAL STATEMENTS ,JUNE 30, 2000 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) Cash Equivalents - For purposes of the Statement of Cash FLows, cash equivalents are defined as short-term highly Liquid investments that are both (a) readily convertible to known amounts of cash, and (b) so near the maturity that they present insignificant risk of changes in value because of changes in interest rates. GeneraL[y, on[y investments with original maturities of three months or Less meet this definition. He Investments - Investments, consisting of common funds, U.S. government securities, the Local government investment pool and the state non-arbitrage program are stated at fair value. These investments are reported in the accompanying financial statements as cash equivalents. Investments of the Nonexpendable Trust Funds are also reported at fair value. Inventory - Inventories'are accounted for under the consumption method where purchases of goods are recorded as expenditures when the goods are used. Inventories are valued at Last invoice price which approximates the first in, first out method. Compensated Absences - Vacation and sick Leave expenditures are recognized in the governmental fund types to the extent paid during the year and the unpaid vested amount which is expected to be paid within ninety days after year-end. The Liability for the amount expected to be paid within ninety days of year-end is included in compensation payable. The Liability for the remainder of the vested vacation and sick Leave is recorded in the General Long-Term Debt Account Group. ALLowance for Uncollectible Accounts - The County calculates its allowance for uncollectible accounts usinB historical co[Lection data and, in certain cases, specific account analysis. The allowance amounted to $425,000 at June 30, 2000 and is composed solely of property taxes. Fixed Assets - Fixed assets used in governmental fund types of the government are recorded in the general fixed assets account group at cost or estimated historical cost if purchased or constructed. Donated fixed assets are recorded at their estimated fair value at the date of donation. Assets in the general fixed assets account group are not depreciated. Interest incurred during construction is not capitalized on general fixed assets. Public domain (infrastructure) general fixed assets (e.g., roads, bridges, sidewalks and other assets that are immovable and of vatue only to the government) are not capitalized. The cost of normal maintenance and repairs that do not add to the Value of the asset or materially extend assets' Lives are not included in the general fixed assets account group or capitalized in the proprietary funds. Retirement PLan - Retirement PLan contributions are actuariaJLy determined and consist of current service costs and amortization of prior service costs over a 30-year period. The County's policy is to fund pension cost as it accrues. Use of Estimates The preparation of the County's financial statements in conformity with generaLty accepted accounting principles requires management to make estimates and assumptions that affect reported amounts of revenues and expenditures/expenses during the reporting period. Actual results could differ from those estimates. 24 COUNTY OF ALBEMARLE~, VIRGINIA NOTES TO FIN ANCIAL STATEMENTS .JUNE 30, 7000 (CONTINUED) Note 1-Summary of Significant Accountin~ Policies: (Continued) New Governmental Accounting Standards Board Standards (GASB) - GASB has issued Statement No. 34, Basic Financial Statements - and Mana~lement's Discussion and Analysis - for State and Local Governments, which establishes specific standards for the basic financial statements, management's discussion and analysis (MDEA), and certain required supp[ementary information other than MDEA. This statement wiLL become effective for the County in fiscal year 2002. Management has not yet determined the impact o~ this statement on the financial statements. Note 2-Cash and Investments: Deposits At year-end the carrying value and bank balances of the components included in the reporting entity were as fo[Lows: primary ~overnment and Bank BaLances Carrying Bank Insured and/or VaLue BaLances CoLLateratized Primary Government ................ S (3,859,481) $ 1,396,378 $ .1,396,378 Component units: School Board .................... Total cash in banks .............. $ (3~85%481) $ 1~396,378 $ 1,396~378- Under the Virginia Security for Deposits AclU, banks hoJdin8 public deposits in excess of the amounts insured by FDIC must pledge coLLateraL in the amount of 50% of excess deposits to a coLLateraL Pool in the na me of the State Treasury Boa rd. Savings and Loan institutions are required to coLLateraJize 100% of deposits in excess of FDIC Limits. The State Treasury Board is responsible for monitc~ring compliance with the coJtateraLizatiOn and reporting requirements of the Act and for notifying Local governments of compliance by banks and savings and Loans. The State Treasury Board may make additional assessments against participating financial institutions in the event the pool cannot cover Losses. The security for bank balances of deposit are U.S. 8overnment securities. The funds covered under the Act are considered to be coLJateraLized. The colLateraL is held in the name of the State Treasury Board rather than the name of the LocaLity. Deposits covered under the Act are considered to be insured. Investments - Statutes authorize the County to invest in obligations of the United States or agencies thereof, obligations of the CommonweaLth of Virginia or poLiticaL subdivisions thereof, obligations of the International Bank for Reconstruction and DeveLopment (WorLd Bank) and Asian DeveLopment Bank, the African DeveLopment Bank, commercial paper rated A-1 by Standard and Poor's Corporation or P-1 by Moody's cOmmerciaL Paper Record, banker's acceptances, repurchase agreements, the state Treasurer's Local Government Investment Pool (LGIP), and the Virginia State Non-Arbitrage Program (SNAP). In addition to the County's investments, investments were included for the NonexpendabLe Trust Fund which consists of common funds and U. S. Government securities held in trust. 25 COUNTY OF ALBEMARLE,, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) Note 2-Cash and Investments: (Continued) Investments - (Conti nued) Investments are categorized into these three categOries of credit risk: (1) Insured or registered, or securities heL.d by the government or its agent in the government's name. (2) Uninsured and unregistered, with securities held by the counter-party's trust department or agent in the government's name. (3) Uninsured and unregistered, with securities held by the counter-party or by its trust department or agent but not in the government's name. At year end, the government's investments are categorized into these three categories of risk: Primary Government: Category Not Carrying Fair I 2 3 Categorized. Amount Vatue U.S. government securities $ 15,000 $ $ $ Repurchase agreements . . 6~826~138 $ 15,000 $ 15,000 6~826~138 6~826~138 Totat ' $ 15,000 $ $ 6~826~138. 6,841,138 6,841,138 Common funds ............................. $ Virginia Local Government Investment Pool .......... Money market mutual funds ..................... Virginia State Non-arbitrage Program (SNAP) .......... 318,107 S 318,107 $ 318.,107 31,767,952 31,767,952 31,767,952 615,549 615,549 615,549 1~439~612 1~43%612 1~439~612. Totalinvestments .......................... $ 34~141~220 $ 40~982~358 $ 40~982~358 Component Unit School Board: Virginia State Nomarbitrage Program (SNAP) ........ $ Virginia Local Government Investment Pool ......... Total ................................. S TotaJ investments ....................... 1,759,961 $ 1,759,961 $ 1,759,961 13~936~617 13~936~617 13~936~617 15~696~578 $ 15~696~578 $15~696~578 4%837~798 $ 56~678~936 $ 56~678~936 26 COUNTY OF' ALBEMARLE., VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) Note 2-Cash and Investments: (Continued) Investments - (Continued) The following is a reconciliation of cash and investments: Summary of cash and investments Cash on hand ........................... 5 Deposits ............................... Investments ............................ Primary School Government Board Total 4,325 $ 675 5 5,000 (3,859,481) (3,859,481) 40,982,358 15,696,578 56,678,936 Total ................................ $ 37~127,202 515,697,253 $52,824,455. Per financial statements Cash and cash equivalents .................. Investments - restricted ................... 5 36,796,730 $15,697,253 $52,493,983 330,472 330,472 Total .............................. $ 37,127~202 $ 15~697,253 552,824,455 The fair value of the external investment pools is the same as the value of the pool shares. Investments in the Local Government Investment Pool that are not SEC registered are monitored by the Treasurer of Virginia and other apPLicable State agencies. Investments in other external investment pools are all SEC registered securities or federal securities. There was no involuntary participation in external investment pools. external investment pools. The County does not sponsor any Note 3-Taxes Receivable: Taxes receivable at June 30, 2000 include: Uncollected rea[ and personal property taxes .......... $ 3,339,954 Less: ALlowance for doubtful accounts ............... 425~000 Total .................................... $ 2~914~954 Property is assessed at its value on January 1. Property taxes attach as an enforceable lien on property as of January 1. Taxes are payable in two installments for both real and personal property on June 5th and December 5th. The County bills and collects its own property taxes. 27 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) Note 4-Due From Other Governmental Units: Amounts due from other governmental units are summarized as follows: CommonweaLth of Virginia: RolLing stock tax . ......... ...... $ 128,359 $ Local sales tax ................... 1,646,464 State sales [,ax . .................. - Other State aid and reimbursements ..... 254,643 PubLic assistance and welfare administration 103,951 Comprehensive services ............. - Total from Commonwealth of Virginia . .. $ 2~133~417 $ Federal Government: Federal categorical aid .............. S 33,882 $ Public ass!?tance and welfare administration 195,253 Community development block grant . Planning grant .................... - Criminal justice grant ............... - PubLic safety 8rants ..... ? ........... - Total due from Federal Government .... Total due from other governmental units Special Capital Component General Revenue Projects Unit School Fund Funds Funds Board S 556~ 149 556,149 $ S 462,479 47,462 6,098 23,645 8~191 547,875 S 1,416,528 1,098,479 $ 2,515,007 $ 330,467 $ 229~135 $ $ 330~467 $ 2~362~552 $ 1,104,024 $ $ 2~845,474 Note 5-Advances to Other Public Entities: The Board of SuPervisors entered into various agreements with certain volunteer fire companies and rescue squads. These agreements provide for the County to advance funds to these organizations, and accordingly, these funds have been reserved and reflected as unavailable for appropriation. Repayments of these advances are to be used to fund future advances to the volunteer fire companies and rescue squads. The balances of these advances at June 30, 2000 are as foLLows: Crozet Volunteer Fire Company ....................... EarLysville Volunteer Fire Company ..................... North Garden Fire Department ............... ......... ScottsvilLe Rescue Squad ............................ ScottsvilLe Volunteer Fire Company ..................... Seminole Trail VoLunteer Fire Company .................. Stony Point Volunteer Fire Company .................... Western Albemarle Rescue Squad ...................... East Rivanna VoLunteer Fire Company ................... $ 192,313 318,037 253,457 276,942 77,753 274,000 286,454 85,750 235,200 Total advances ................................ $ 1~999,906 28 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, ;ZOO0 (CONTINUED) Note 6-1nterfund Balances: The~e were no interfund balances at June 30, 2000. Note 7-Mclntire Trust Fund: The revenues and expenses from the Mclntire Trust Fund are shown in Exhibit 4. Endowment principal can increase or decrease 'depending on sales and purchases by the trustee during the year. The principal of the fund was held in trust as follows on June 30, 2000: Investments (at fair value): Common funds: Wachovia Bank, Charlottesville, Virginia, Trustee ............... ........ Bahk'Of Amefica, Charlottesville, Virginia, Trustee .... ~ .......... Treasurer of Virginia (Series G Bonds) ...................... Total investments .................................. 204,159 111,313 15~000 330~472 Note 8-Fixed Assets: The following is a summary of changes in the genera[ fixed assets account group during the fiscal year: Primary Government: Balance Balance July 1~ 1999 Additions Deletions June 30~ 2000 Land ........................... $ Building and building improvements ...... Improvements other than buildings ....... Machinery, furniture, fixtures, and equipment Vehicles ......................... Total Component Unit--School Board ..... $ 2,912,712 $ S S 2,912,712 16,651,197 678,141 17,329,338 5,450,712 51,614 5,502,326 4,447,207 179,750 12,393 4,614,564 5~753~225 588~621 182~348 6~159~498. 35~215~053 $ 1~498~126 $ 194~741 $ 36~518~438. Component Unit-School Board: Land .................. - ......... Building and building improvements ...... Improvements other than buildings ....... Machinery, furniture, fixtures, and equipment Vehicles ......................... BaLance July 1~ 1999 Additions S 4,185,737 S S 131,477,163 1,553,521 1,865,429 859,884 4,837,112 439,111 9~326~692 1 ~063~272 Total Component Unit-School Board ..... S151,692,133 S 3,915~788 S Balance Deletions June 30, 2000 603~641 603~641 S 4,185,737 33,030,684 2,725,313 5,276,223 9,786,323 155~004~280 29 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE .30, 2000 (CONTINUED) Note 9-Deferred Revenue: Deferred revenue represents amounts for which asset recognition criteria have been met, but for which revenue recognition criteria have not been met. Under the modified accrual basis of accounting, such amounts are measurable, but not available. Deferred revenue totaling $3,687,439 is comprised of the following: .Primary Government: Deferred Property Tax Revenues Deferred revenue representing uncollected tax billings not available for funding of current expenditures totaled $2,612,036 at June 30, 2000. Bo Property Taxes Received in Advance Real and personal property taxes for the second instatJment due December 5, 2000 were received in the amount of $684,702 prior to June 30, 2000. Other Health insurance charges received in advance totaled $147,646, and unexpended grant funds of $16,201 at June 30, 2000. Component Unit - School Board: Summer School Tuition Summer school tuition received prior to June 30, 2000 for courses to be taken after July 1, 2000 amounted to $226,854. Note lO-Claims, Judgments and Compensated Absences: The County has accrued the Liability arising from outstanding claims and judgments and compensated absences. Primary Government: County employees earn vacation and sick leave at various amounts depending on the Length of service; Benefits or pay is received for unused sick Leave or retirement bonus upon termination. There are various restrictions both for sick Leave and retirement bonus upon termination of employment. Accumulated vacation up to 36 days is paid upon termination. The County has outstanding accrued vacation and sick pay totaling 51,439,884 in the General Long-term ObLigation Account Group. Component Unit-School Board: Certain School Board employees accrue vacation and sick leave. The School Board has outstanding accrued vacation and sick pay totaling $1,053,821 in the Genera[ Long-term ObLigation Account Group. 30 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) Note 11-General Long-term Obligations: Primary Government: Annual requirements to amortize tong-term obligations, other than accrual for compensated absences, and related interest are as follows: Notes Payable Year Principal Interest 2001 $ 46,505 $ 21,229 2002 51,502 16,232 2003 57,037 10,698 2004 63,166 4,569 2005 9~,826 120 Total $ 228~036 $ 52~848 The following is a summary of long-term obligation transactions for the year ended June 30, 2000: Total general long-term obligations at July 1, 1999 ................ $ Compensated Capital Lease Notes Absences Obligation Payable Total 1~327~958 $ 116~656 $ 266~865 $ 1,711~479 Increases in Long-term obligations: Compensated absences* . ....... $ 111~926 S $ $ 111~926 Retirements: Capital lease obligation ......... $ Note payable ............... Total retirements ............ $ $ 116,656 $ $ 116,656 38~829 38~829 $ 116~656 $ 38,829 $ 155~485 Total general long term obligations outstanding at June 30, 2000 ..... $ 1~439~884 $ $ 228~036 $ 1~667~920 *Gross increases and decreases are not available. 31 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) Note 11-General Long-term Obligations: (Continued) Primary Government: (Continued) A summary of genera[ Long-term obligations outstanding at June 30, 2000 foLlows: Notes payable: $575,000 issued August 1, 1984, due in monthly installments of $ 5,645, including interest at 10.25% through August 1, 2004, Thomas Jefferson Visitor Center revenues pledged aS coLlateraL (Note 16) ............................ $ Compensated absences ................................ ......... . Total Long-term obUgations outstanding June 30, 2000 .................. $ Amount OutstandinB 228,036 1,439,884 1 ~667~920 Component Unit School Board: Annual requirements to amortize long-term debt and related interest are as follows: General Long-Term Obligations: Year Ending VRS Loans June~ 30 Principal Interest Principal 2001 $ 212,456 $ 83,468 $ 4,725,000 2002 229,453 66,472 4,905,000 2003 247,809 48,116 4,605,000 2004 267,634 28,291 4,485,000 2005 86,005 6,880 4,585,000 2006 4,455,000 2007 4,380,000 2008 4,275,000 2009 4,265,000 2010 4,070,000 2011 3,290,000 2012 3,095,000 2013 2,375,000 2014 2,310,000 2015 2,225,000 2016 2,205,000 2017 1,815,000 2018 1,520,000 2019 500,000 2020 140,000 Total $ 1,043~357 $ 233~227 School Bonds S Interest 3,416,075 3,136,476 2,879,730 2,628,704 2,376,020 2,120,590 1,579,065 1,624,517 1,382,312 1,144,328 938 264 765 936 622 436 502 296 384 682 268 866 163.439 75.538 21,990 4~270 Literary Fund Loans Principal Interest 487,258 $ 77,272 410,608 61,654 287,258 48,336 269,758 38,718 220,858 29,626 200,000 22,000 200,000 15,000 100,000 8,000 100,000 4,000 $ 64~225~000 $ 26~035~534 $ 2~275~740 $ 304~606 Compensated absences are not incLuded in the schedule reflecting annual requirements to amortize long-term obligations since it cannot be estimated when they will be paid. 32 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS ,JUNE :30, 2000 (CONTINUED) Note 11-General Long-term Obligations: (Continued) Component Unit School Board: (Continued) The following is a summary of School Board long-term obligation transactions fo~ the year ended June 30, 2000: Total general long-term obligations, July 1, 1999 .... $ VRS Compensated Literary School Early Absences Loans Bonds Retirement Total 944,209 $2,787,998 $ 66,300,000 $ 1,193,842 571,226,049 Increases in long-l~erm obligations: School bonds .............. S S Compensated Absences ...... 109,612 $ 2,835,000 $ S 2,835,000 - 109,612 Total increases ........... $ 109,612 S $ 2,835,000 $ $ 2,944,612 Retirements: School bonds ............. $ $ $ 4,910,000 $ State literary Loans ......... 512,258 VRS Early Retirement ....... Total retirements ......... $ $ 512,258 $ 4,910,000 $ 150,485 $ 4,910,000 512,258 150,485 150,485 $ 5,572,743 Total general Long-term obligations, June 30, 2000 1,053,821 $2,275,740 $ 64,225,000 $ 1,043,357 $68,597,918 This space left blank intentionally. 33 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) Note 11-General Long-term Obligations: (Continued) Component Unit School Board: (Continued) A summary of School Board general lonB-term obligations outstanding at June 30, 2000 foLLows: General ObLigation Bonds: Amount Outstandin8 School Bonds: $20,455,000,-1997 I Series, issued November 20, 1997, maturity in various annual instaLLments throush January 15, 2018, interest at rates from 4.35% to 5.35% ......... $18,405,000 $5,900,000, 1996B Series, issued November 14, 1996, maturin8 in annual instaLLments of $295,000 throush JuLy 15, 2017, interest payable semiannuaLLy at rates from 5.1% to 6.1% 5,015,000 $7,850,000, 1995C Series, issued December 21, 1995, maturin8 in various annuaL. instaLLments of $395,000 and $390,000 throush JuLy 15, 2015, interest payable semiannuaLLy at rates from 5.1% to 6.1% .................................. 6,270,000 $450,000 issued November 22, 1994, due in various annual installments of $ 20,000 and $25,000 throush JuLy 15, 2014 interest payable semiannually at rates from 6.1% to 6.6%.. 325,000 $11,900,000 8eneraL obLisation school bond, 1993 series, issued November 18, 1993, matudn8 in various annual instaLLments throush December 15, 2013, interest rates from 4.475% to 5% .................................................... 6,410,000 $24,710,000 8eneral oblisation school bond, refundin8 series 1994A, issued January 3, 1994 maturin8 in various annual instaLLments throush December 15, 2011, interest at rates from 6.069% to 7.169% ............................. ............... ~ ~ 14,650,000 $3,000,000, 1991A Series, issued May 23, 1991, maturity in various annual instaLLments throush December 15, 2010, interest rates from 6.35%0 to 8.1% ................... 1,785,000 $2,885,000, 1992B Series, issued December 17, '1992, maturity in various annual installments throush December 15, 2012, interest payable semiannuaLLy at various interest rates from 5.85%0 to 8.1% ............................................ 1,650,000 $3,000,000, 1998B Series, issued November 19, 1998, maturity in various annual instaLLments throush JuLy 15, 2019, interest payable semiannuaLLy at rates from 3.6% to 5.1% .......................................................... 2,848,861 $4,245,000 1998B Series, issued November 19, 1998, maturity in various annual installments throush JuLy 15, 2019, interest payable semiannuaLLy at rates from 3.6% to 5.1% .......................................................... 4,031,139 $2,835,000 1999B Series, issued November 19, 1999, maturity in various annual .instalLments .through July 15, 2020, interest payable semiannuaLLy at rates from 5.10% to 6.10% ................................. :. ...................... 2~835~000 Total school bonds ....................... ' ....................... $ 64~225~000 COUNTY OF ALBEMARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) Note 1 l-General Long-term Obligations: (Continued) Component Unit School Board: (Continued) Amount OutstandinB State Literary Fund Loans: 5800,000 issued March 15, 1971, due in annual installments of 526,650 throuqh March 15, 2001, interest payable semiannually at 3% ................................ 526,650 5700,000 issued April 15, 1972, due in annual installments of 523,350 through April 15, 2002, interest at .3% ............................................... 46,700 51,000,000 issued June 15, 1981, due in annual installments of 550,000 throuqh June 15, 2001, interest payable semiannually at 3% ................................ 51,000,000 issued Ausust 15,1981, due in annual installments of $50,000 through August 15, 2001, interest payable semiannually at 3% .............................. 51,000,000 issued June 15, 1982, due in annual installments of 550,000 through June 15, 2002, interest payable semiannually at 3% ................................ $349,904 issued February 1,'1983, due in annual installments of 517,500 throuBh February 1, 2003, interest payable semiannually at 3% .............................. 5977,505 issued February 15, 1984, due in annual installments of $ 48,900 through February 15 2004, interest payable semiannually at 3% ........................ $239,317 issued November 15, 1984, due in annual installments of 511,900 throuBh November 15, 2004, interest payable semiannually at 3% ...................... 5179,152 issued December 28, 1984, due in annual installments of 58,958 through January 1 ;'20051 interest payable semiannuaUy at 3% .............................. 52,000,000 completed July 21 ,1986, due in annual installments of $100,000 through July 21, 2006, interest payable semiannually at 3% ............................... $2,000,000 completed June 1, 1989, due in annual instalJments of $100,000 through June 1, 2009, interest payable annually at 4% ................................... Total state Literary fund Loans ...................................... 5 50,000 100,000 100,000 52,500 195,600 59,500 44,790 700,000 900~000 2~275~740 VRS Early Retirement Incentive Obligation: 52,595,723 issued May 15, 1992, payable in annual installments of 5295,925 throuBh 2004, interest at 8% ........................ ? .......................... 1~043~357 Compensated Absences ............................................. 1 ~053~821 Total Lon~-term obligations .......................................... 5 68~597~918 35 COUNTY OF ALBEMARLE:, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) Note 11-General LonB-term ObliBations: (Continued) Component Unit School Board: (Continued) Prior Year Advance Refunding of Debt: On January 3, 1994, the County issued $24,710,000 General Obligation Bonds, Refunding 1994A Series to advance refund $14,095,000 of General Obligation Bonds, Series 1991 and $10,615,000 General Obligation Bonds Series 1989B. As a result, the 1991 Series and the 1989B Series bonds are considered fully defeased and the Liability for those bonds has been removed from the ~eneral long-term debt account ~roup. At June 30~ 2000, $8,580,000 of the 1991 Series bonds are still outstandin~ and $6,070,000 of the 1989B Series bonds are still outstanding, respectively. Note 12-Contingent Liabilities (Includin~ Federally Assisted Pro~rams and Compliance Audits): AJ Federal prosrams in which the County participates were audited in accordance with the provisions of U.S. Office of Management and Budget Circular A-133, Audits of States, Local Governments and Non-Profit Orqanizations. Pursuant to the provisions of this circular all major prosrams and certain other programs were tested for compliance with applicable 8rant requirements. While no major matters of noncompliance were disclosed by audit, nonmajor matters are disclosed in the Schedule of Findinss and Questioned Costs. Further, the Federal Government may subject grant prosrams to additional compliance tests which may result in disallowed expenditures. In the opinion of mana8ement, any future disallowances of current Brant prosram expenditures, if any, would be immaterial. The County was named as a party aLon8 with the City of Charlottesville and Rivanna Solid Waste Authority as defendants relating to the operation of the Ivy Landfill. The plaintiffs allege that pollutants have been and are bein8 ~ischarged into the air, and undersround and surface waters in violation of various federal and state laws. The plaintiffs sousht injunctive relief of $25,000 per day in civil penalties for violations of federal and state environmental laws and $5,000,000 in compensatory damages, and payment of ail attorneys fees. The lawsuit has been settled and dismissed by all plaintiffs except for two. Those lawsuits were dismissed without prejudice and may be refiled. The County. has no identified insurance coverage for the claim if it is refited. Counsel is of the opinion that the lawsuit, if re-filed, has potential liability for the County primarily arisin8 from the claim, which could require removal of poltutants from the Landfill if they are contaminating adjacent properties, and for related attorney fees. Counsel is of the opinion that the County's liability appears to be limited by the ability of the Rivanna Solid Waste Authority to fund appropriate remediation and settlement of the claims. BLue Ridge Juvenile Detention Commission This is a joint effort between the City of Charlottesville, ALbemarle, Greene and Fluvanna counties. These localities have formed a commission to finance, construct and operate the facility. The City and Albemarle County have purchased the Land for the facility. The site of the facility is adjacent to the current reBional jail. 36 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) Note 12-Contingent Liabilities (Including Federally Assisted prOgrams and Complian'ce'Audlt'S): (Continued) Albemarle County and the City wiLL morally guarantee the debt service of the Commission through annual continuing appropriations. The counties of Greene and Fluvanna will be responsible for their share of the debt service through a intergovernmental agreement which requires them to pay for a certain number of beds in the facility, whether they use them or not. These guarantee amounts Will be paid t0 the City and Albemarle as reimbursements for their share debt service. Per diem charges will be made to all of the participating and other localities that require bed space as the space is utilized. The construction phase of the facility is expected to cost approximately $7,100,000. Albemarle County is the fiscal agent for the Commission. Estimated construction and related costs are $8,000,000. Financing is anticipated to occur as follows: Revenue bonds (morally guaranteed by the City and ALbemarle) .. Commonwealth of Virginia construction grants ............. $ 6 ;000,000 2,000~000 Total ....................................... $ 8~000~000 Northern Area Elementary School - This project has been approved and is included in the School Board's Capital Improvements Program. The site Location has been purchased. The estimated cost of the project is $10,000,000. Financing is anticipated to be from state construction grants and the issuance of general obligation school bonds. E. E-911 System - The City of Charlottesville, University of Virginia and Albemarle County participate in the Emergency 911 system. The County is the fiscal agent for the operations and capita[ ,. portion of the system. The City, U. Va. And County are in the process of upgrading the CAD system and plan to upgrade the radio communications system. The CAD system contract was awarded for $1,894,225 and the estimated cost of the communications system upgrade is ~ 513,000,000. Financing of these items has not been finalized. F. Fire Services Contract - The County has entered into a ten year fire services contract with the City ~. of Charlottesville. This agreement is effective July 1, 2000 with a base cost of $644,427 for the ; first year. Additional charges or credits are dependent on the number of calls answered in the County by City firegfighters. Annual adjustments shall not exceed 5% per year or the published change in the Consumer Price Index, whichever is greater. There are several matters of Litigation involving the County Police Department and certain police officers. All of these matters have been referred to the County's insurance carriers which are handling the matters. Counsel is of the opinion that the County has no liability in the matters other than the financial responsibilities to the insurance carriers. 37 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) Note 13-Deferred Compensation Plan: The County offers its employees a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan, available to all County employees, permits them to defer the payment of a portion of their satary until future years. The deferred compensation is not avaitabLe to employees until termination, retirement, death, or unforeseeable emergency. ALt amounts of compensation deferred, including the investments and earnings thereon, are vested with the individual emp[oyees in trusteed ptans, and are as such, not subject to the claims of the County's general creditors. Note 14-Part-Time Employee Pension. Plans: The CountY contributes to the County of A[bemarJe Pension PLan for Per~manent Part-time Employees, a defined contribution plan for its permanent part-time emptoyees. Under the terms of the plan administered by Qualified PLans Services, employees are eLigibte to participate following five years of service. Between five and ten years of service participants receive a contribution of five percent (5%) of covered payroll Between ten and fifteen years of service Participants receive a contribution of seven percent (7%) of covered payroll. Between fifteen and twenty years of service participants receive a contribution of nine percent (9%) of covered payroll Participants with over twenty (20) years of service receive a contribution of eleven percent (11%) of covered payroll. The County and School Board provide ali contributions to the p[an (the employee makes no contributions to the plan). In a defined contribution plan, benefits depend solely on amounts contributed to the plan plus investment earnings. The County and School Board's contributions to the plan for fiscal year 2000 was $6,356 and $132,301, respectively. Total payroll for covered County employees was $74,924 and School Board employees was $2,070,297. The contribution averaged 8.48% and 6.39% of the covered payrolls of the County and School Board, respectively. The County and School Board had no investments with the plan at any time during the year. Note 1 5-Annexation and Revenue Sharing A'greement: An Annexation and Revenue Sharing Agreement dated February 17, 1982 between the County and the City of Charlottesville, Virginia was approved in a public referendum on May 18, 1982. The agreement requires the County and City annually to contribute portions of their respective real property tax bases and revenues to a Revenue and Economic Growth Sharing Fund. Distribution of the fund and the resulting net transfer of funds shall be made on eai:h January 31 white this agreement remains in effect. During the time this agreement is in effect, the City will not initiate any annexation procedures against the County. Also, pursuant to this agreement, a committee was created to study the desirability of combining the governments and the services presentlY provided by them. 38 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) J Note 15-Annexation and Revenue Sharing A~reement: (continued) This agreement became effective July 1, 1982 and remains in effect untiL: 1. The County and City are consoUdated into a single political subdivision, or 2. The concept for independent cities presently existing in Virginia is altered by State Law in such a manner that real property in the City becomeS a part of the County's tax base, or 3. The County and City mutuaLLy agree to cancel or change the agreement. imm During the fiscal year, the County paid $5,853,794 to the City as a result of this agreement. Amounts to be paid pursUant to this agreement are to be funded from revenues of the fiscal year in which paid. Note 16-Thomas Jefferson Memorial FOUndation; During 1985, the County and the City of CharLottesviLLe jointly purchased a parcel of Land from the CommonweaLth of Virginia. The City subsequently conveyed its interest in the property to the County; however, the County has agreed to reconvey a one-half interest in the property back to the City after twenty years. The property has been leased to the Thomas Jefferson Memorial Foundation by the County for a period of twenty years with periodic Lease payments of $67,734 per annum. The Foundation has assumed responsibility for substantiaLLy aLL operating costs relating to the property such as utilities, repairs and insurance. At the end of the Lease term, the County wiLL retain title to the property, subject to the reconveying of the one-haLf interest to the City. The acquisition of the property by the County was financed with a twenty year revenue note totaling $575,000, which is carded as part of the County's general Long-term debt and has a balance outstanding of $228,036 at June 30, 2000. The note is payable solely from revenues generated from the Lease of property to the Foundation. The related revenues and expenditures are shown in the Debt Service Fund. 39 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, :2000 (CONTINUED) Note 17-Defined Benefit Pension Plan: The .County and Component Unit School Board participate in the Virsinia Retirement System defined benefit pension plan. PLan DesCription: Name of PLan: Identification of Plan: Administering Entity: Virsinia Retirement System (VRS) Asent and Cost-Sharin8 MuLtiple-EmpLOyer Defined Benefit Pension PLan Virsinia Retirement System (System) ALl fuLl-time, salaried permanent emploYees of participatin8 employers must participate in the VRS. Benefits vest after five years of serVice. EmpLoyees who retire with a reduced benefit at abe 55 (aBe 50 for participatin8 Law enforcement officers and firefishters) with at least five years of credited service are entitled to an annual retirement benefit payabLe monthly for life in an amount equal to 1.5 percent of their averase final salary (AFS) up to $13,200 plus 1.65 percent of AFS over 513,200 for each year of credited service. An optional reduced retirement benefit is available to members of VRS as early as abe 50 with 10 years of credited service. Employees with 35 years or more of credited service are entitled to an annual benefit equal to 1.65 percent of AFS for each year of credited service. In addition, retirees qualify for annual cost-of-livin8 increases besinnin8 in their second year of retirement. AFS is defined as the hishest consecutive 36 months of salary. Benefits are actuariaLLy reduced for retirees who retire prior to becomin8 eLisibLe for full retirement benefits. Participatin8 LaTM enforcement officers and firefishters may receive a monthly benefit supplement if they retire prior to abe 65. The VRS also provides death and disability benefits. TitLe 51.1 of the Code of Virqinia (1950), as amended, ass. isns the authority to establish and amend benefit provisions to the State Lesislature. The System issues a publicly available comprehensive annual financiaL report.that includes financial statements and required supplementary information for VRS. A copy of that report may be obtained by writin8 to the System at P.O. Box 2500, Richmond, VA 23218-2500. Fundin~ Policy: PLan members are required by TitLe 51.1 of the Code of Virginia (1950), as amended, to contribute 5% of their annual salary to the VRS. This 5% member contribution may be assumed by the employer. In addition, the County and School Board are required to contribute the remainin8 amounts necessary to fund participation in the VRS usin8 the actuarial basis specified by the statute and approved by the VRS Board of Trustees. The County and School Board non-professional employee contribution rates for the fiscal year ended 1999 were 6.22% and 4.75% of annual covered payroLL, respectively. The School Board's contribution rate for the VRS statewide cost sharin8 pool for its professional employees was 9.04%. 40 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS .JUNE 30, 2000 (CONTINUED) Note 17-Defined Benefit Pension Plan: (Continued) Plan Description: (Continued) Annual Pension Cost: For fisca~ 2000, the County's annual pension cost of $1,020,640 (does not include the employee share assumed by the County which was $820,450) was equal to the County's required and actual contributions. The required contribution was determined as part of the June 30, 1998 actuarial valuation using the entry age normal actuarial cost method. In fiscal 2000, the County of Albemarle SchOol Board's annual pension cost for the Board's non- professional employees was $213,785 (does not include the employee share assumed by the Board which was $225,037) which was equa! to the Board's required and actual contributions. The required contribution was determined as a part of the June 30, 1998 actuarial valuation using the entry age normal actuarial cost method. The School Board professional employees are included in the VRS statewide cost-sharing pool The Board's required employer and employee contributions to this pool was $4,003,125 and $2,214,118, respectively. The actuarial assumptions used for fiscal 2000 contributions are as follows: Valuation date .................. Actuarial cost method ............. Amortization method .............. Payroll growth rate ............... Remaining amortization period ........ Asset valuation method ............. Actuarial assumptions: Investment rate of return ~ ........ Non-Professional County School Board June 30, 1998 Entry Age Normal Level percent, dosed 4% 10 Years Modified market 8.00% June 30, 1998 Entry Age Normal Level percent, dosed 4% 30 Years Modified market 8.00% Projected salary increases ~ Non LED Employees ............ LED Employees ............... Cost-of-living adjustments ......... 4.00% to 6.15% 4.25% to 6.00% 3.5% 4.00% to 6.15% 3.5% ~ Includes inflation at 4%, 41 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) Note 17-Defined Benefit Pension Plan: (Continued) Annual Pension Cost: (Continued) Trend Information Fiscal Year Ending AnnuaJ Percentage Net Pension of APC Pension Cost (APC) (1) Contributed ObLigation County: June 30, 1998 ............. $ June 30, 1999 ............. June 30, 1999 ............. 1,031,463 100% 913,904 100% 1,020,640 100% School Board Non-ProfessionaL: June 30, 1998 ............. $ June 30, 1999 ............. June 30, 2000 ............. 160,499 100% 178,940 100% 213,785 100% (1) EmpLoyer portion only Required SuppLementary Information: Schedule of Funding Progress Actuarial Actuarial Unfunded Value of Accrued (Excess Funded) Funded Annual VaLuation Assets LiabiLity Actuarial Ratio Covered Date (AVA) (AAL) Accrued LiabiLity (2) (3) PayroLL UAAL as % of PayroLl (4) (6) County: 06/30/96 $ 23,747,578 $ 23,164,742 $ (582,836) 102.5% $13,120,323 06/30/98 33,731,551 31,186,219 (2,545,332) 108.2% 15,951,001 06/30/99 39,518,407 35,953,'423 (3,564,984) 109.9% 14,871,020 (4.4%) (16.0%) (24.0%) School Board Non-ProfessionaL: 06/30/96 $ 5,224,135 $ 5,274,266 S 50,131 99.0% S 3,349,648 06/30/98 '7,Z79,588 6,980,628 (298,960) 104.3% 3,712,390 06/30/99 8,526,689 7,832,901 (694,598) 108.9% 4,136,336 1.5% (8,1%) (16.8%) 42 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS ,JUNE 30, 2000 (CONTINUED) Note 18-Legal Compliance: A. Expenditures in Excess of Appropriations: Expenditures did not exceed appropriations in any fund at June 30, 2000. Fund Deficits There are no funds with deficit balances at June 30, 2000. Note 19-Self Insurance/Risk Management: The County administers employee health insurance activity has accounting in an accounting in the General and School funds. and unemployment insurance programs. The health internal service fund. Unemployment programs have Employee Health Insurance: ALbemarle County, Albemarle County School Board, Albemarle County Water and Sewer Authority, and several other entities established a public entity risk pool to provide for consolidated health care benefits plan for their employees. The plan is based on a service contract with a private carrier in which bills are derived from actual expenses incurred or claims filed; The plan includes a maximum liability amount of 25%0 over the annual estimate provided by the carrier. The participating agencies have estabUshed a reserve fund to meet the 25%0 potential liability. Each Participating agency is responsible for payinq amounts billed I~y the County. Liabilities for unpaid claims and claim.adjustment expenses are estimated based on the estimated ultimate cost of settling the claims, including the effects of inflation and other societal and economic factors. Changes in the balances of claim Liabilities during the past three years are as follows: Fiscal Year CLaims Current CLaims Liability Year CLaims CLaims and Liability Beginning and Changes Other End of of. Year in' Estimates Payments Year 1998 1999 2000 874,398 S 5,982,167 S 5,713,854 $ 1,142,711 1,142,711 6,895,026 6,854,373 1,183,358 1,183,358 7,380,199 7,594,544 969,013 43 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FIN ANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) Note 19-Self Insurance/Risk Management: (Continued) UnempJovment Insurance: The County is fully self-insured for employment claims. The Virginia Employment Commission bills the County for all unemployment claims. The liability for billed but unpaid claims has been accrued in the General and School Funds. No Liability has been recorded for estimated unreported claims. The amount of estimated unreported claims is not expected to be significant. Property and Casualty Insurance: The County and School Board contracts with the Virginia Municipal Group Self Insurance Association to provide coverages. In the event of a Loss deficit and depletion of all assets and available insurance of the Association, the Association may assess all members in the proportion which the premium of each bears to the total premiums of all members in the year in which such deficit occurs. The County and School Board contract with private insurance carriers for property damage, employee crime and dishonesty and general Liability coverages. The property coverages are for specific amounts based on values assigned to the insured properties. Liability coverages are for $2,000,000. The County contracts with the VirBinia Department of Risk Management for public officials and Law enforcement Liability coverages. This program is similar to the Virginia Municipal Group Self Insurance Association as described above. Liability coverages are for $1,000,000. Other: The County has not had reductions in insurance coverages or settlements in excess of insurance coverages for the past three fiscal years. This space intentionally left blank 44 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 (CONTINUED) Note 20-Surety Bonds: The foLLowing County officials are covered by surety bonds in the foLLowing amounts: FideLity and Deposit Company of MaryLand - Surety: Shelby J. Marshall, CLerk of the Circuit Court ..................... Melvin A. Breeden, Director of Finance ......................... Edgar S. Robb, Sheriff ...................................... Director of Finance and Subordinate Employees-BLanket Bond ......... S 103,000 750,000 30,000 500,000 United States Fi'deLity and Guaranty Company - Surety: ..... 10,000 Tina PendLeton Fuller, Clerk of the School Board ................... ALL County Employees (Finance E Social Services) - BLanket Bond ........ ELLa W. Carey, CLerk of the Board of Supervisors ................... Robert W. Tucker, Jr., County Executive ........................ Sally H. Thomas, Supervisor ................................. Charlotte Y. Humphds, Supervisor ........................... ~.. Walter F. Perkins, Supervisor ................................ David P. Bowerman, Supervisor .............................. Charles S. Martin, Supervisor ................................ Lindsay G. Dottier, Jr., Supervisor ............................ 100,000 5,000 5,000 1,000 1,000 1,000 1,000 1,000 1,000 1,000 Note 21-Accrued Landfill Costs: In 1991 the County transferred its share of the joint City-County Landfill ope[ations and the related assets and Liabilities (including remediation and post-closure LiabiEties) to the Rivanna Solid Waste Authority. However, the Keene Landfill site was not transferred as a part of this action. The Keene Landfill was closed prior to October, 1993 when the federal and state regulations required more extensive monitoring and post-closure care of the Landfill site. The County performs routine maintenance and monitoring of the site on an annual basis. Future postcLosure monitoring and maintenance costs are not expected to be significant. Note 22-Other Post-Employment Benefits: Pursuant to County and School Board personnel policies, the County and School Board provide health insurance benefits for persons who retire from County and School Board employment and meet certain other criteria. In fiscal 2000, seventy-two persons were in the program and the County and School Board combined cost was $176,583. 45 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS ,JUNE 30, 2000 (CONTINUED) Note 23-Subsequent Event: On August 2, 2000 the County purchased Land for possible future capital projects. The cost of this purchase was $485,014. The County also purchased Land on October'31, 2000 for the site of the new Northern ELementary School The cost of this purchase was $1,867,005. Effective October 1, 2000 the County entered into an operating Lease agreement for office-space to house the County's Social Services Department. The terms of the Lease require monthly payments for 60 months. The first twelve monthly payments are $20,522.50. Subsequent year's rentals are to be increased based on the increase in the Consumer Price Index. The County may terminate the Lease upon six months advance written notice to the lessor. The lease may be renewed by the County for three additional terms of three years each. On September 20, 2000 the County approved the issuance of $2,605,000 of general obligation school bonds. The bond proceeds are to used for various school capital projects and renovations of school facilities. 46 Combinin~ ~Financial Statements This Page Left Blank Intentionally SPECIAL REVENUE FUNDS FederaL/State Grant Fund - accounts for various federal and state grant funds including the funding for the Comprehensive Services Act program, criminal justice grants, Section 8 housing program and other related programs. Enhanced 911 Fund accounts for County revenues assessed 'for the operation and maintenance of the Enhanced 911 emergency response system. Courthouse Maintenance Fund accounts for courthouse maintenance fees collected resulting from traffic and related fines. Tourism Fund - accounts for funds appropriated for tourism projects. COUNTY OF ALB£MARLE, VIRGINIA Special Revenue Funds Combining Balance Sheet At June 30, 2000 Exhibit A- 1 ASSETS Cash and cash equivaLents Accounts receivable Due from other governments Total assets Federal/ State _ Grant Fund $ 22,664 55,524 1,104,024 $ 1,182,212 Enhanced 911 Fund 2,300,195 74,602 $ 2,374,797 Courthouse Maintenance Fund 19,485 $ 2,802 $ 22,287 $ Tourism Fund 1,626,836 1,626,836 Totals 3,969,180 132,928 1,104,024 5,206,132 LIABILITIES AND EO. UITY Liabilities: Accounts payable Compensation payable Total liabilities Equity: Fund Balances: Unreserved: Undesignated $ 57,140 56,554 S 113,694 1,068,518 $ $ $ S S $ 2,374,797 22,287 Total liabilities and equity $ 1,182,212 $ 2,374,797 $ 22,287 $ 273,250 273,250 1,353,586 1,626,836 330,390 56,554 386,944 4,819,188 5,206,132 The accompanying notes to financial statements are an integral part of this statement. 50 COUNTY OF ALBEMARLE, VIRGINIA Special Revenue Funds Combining Statement of Revenues, Expenditures and Changes in Fund Balances Year Ended June 30, 2000 Exhibit A-2 Federal State Enhanced Courthouse Grant 911 Maintenance Fund Fund Fund Tourism Fund Totals Revenues: Other local taxes Revenue from use of money and property Permits, privilege fees and regulatory licenses Charges for services Miscellaneous Recovered costs Revenue from the Commonwealth Revenue from the Federal Government Total revenues S 815,860 S 15,190 158,188 879 100,639 36,744 2,460,250 3,232,713 $ 5,846,415 $ 974,048 $ 34,528 S 815,860 173,378 35,407 100,639 36,744 2,460,250 3,232,713 34,528 $ $ 6,854,991 Expenditures: Current: Genera[ government administration Judicial ac ministration Public safety Public works Health and we[fare Community development Total expenditures $ $ $ $ 44,085 852,848 811,036 4,848,376 1,675,213 S 7,420,522 S 811,036 S $ 44,085 1,663,884 4,848,376 293,750 1,968,963 $ 293,750 $ 8,525,308 Excess (deficiency) of revenues over expenditures S (1,574,107) $ 163,012 S 34,528 S (293,750) S (1,670,317) Other financing sources (uses): Operating transfers in Operating transfers out Transfers from component unit Total other financing sources (uses) S 1,700,969 $ $ (70,336) 500,000 (114,691) (46,200) S 796.,858 S 2,130,633 S (114,691) S (46;200) S S 2,497,827 (231,227) 500,000 796,858 S 2,766,600 Excess (deficiency) of revenues E other sources over expenditures E other uses Fund balances at beginning of year Fund balance at end of year $ 556,526 $ 48,321 $ (11,672) $ 511,992 2,326,476 33,959 S 1,068,518 S 2,374,797 S 22,287 S 503,108 $ 1,096,283 850,478 3,722,905 1,353,586 $ 4,819,188 The accompanying notes to financial statements are an integral part of this statement. 51 COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes in Fund Balances Budget and Actual-Special Revenue Funds Year Ended June 30, 2000 Federal/State Grant Fund Budget Actual Enhanced 911 Fund Vadance Variance Favorable Favorable (Unfavorable) Budget Actual (Unfavorable) Revenues: Other local taxes Revenue from use of money and property Charges for services Miscellaneous Recovered costs Revenue from the Commonwealth Revenue from the Federal Government 804 15,190 14,386 1,250 879 (371) 179,524 100,639 (78,885) 21,172 36,744 15,572 2,980,215 2,460,250 (519,965) 4,043,506 3,232,713 (810,793) $ $ $ 1,198,466 $ 815,860 $ (382,606) 158,188 158,188 Total revenues $ 7,226,471 $ 5,846,415 $ (1,380,056) $ 1,198,466 $ 974,048 $ (224,418) Expenditures: Current: Judicial administration Public safety Health and welfare Community development S 51,944 S 44,085 S 7,859 S 959,854 852,848 107,006 1,045,746 5,954,960 4,848,376 1,106,584 2,642,728 1,675,213 967,515 S $ 811,036 234,710 Total expenditures S 9,609,486 $ 7,420,522 S 2,188,964 S 1,045,746 $ 811,036 $ 234,710 Excess (deficiency) of revenues over expenditures $ (2,383,015) $ (1,574,107) $ 808,908 S 152,720 $ 163,012 $ 10,292 Other financing sources (uses): Operating transfers in Operating transfers out Transfers from component unit $ 1,700,769 $ 1,700,969 S 200 $ (35,847) (70,336) (34,489) (867,820) 400,000 500,000 100,000 $ $ (114,691) 753,129 Total other financing sources (uses) S 2,064,922 $ 2,130,633 '$ 65,711 S (867,820) $ (114,691) $ 753,129 Excess (deficiency) of revenues E other sources over expenditures E other uses $ (318,093) $ 556,526 S 874,619 S (715,100) S 48,321 $ 763,421 Fund balances at beginning of year 318,093 511,992 193,899 715,100 2,326,476 1,611,376 Fund balance at end of year $ $ 1,068,518 $ 1,068,518 $ S 2,374,797 S 2,374,797 The accompanying notes to financial statements are an integral part of this statement. 52 Exhibit A-3 (Continued from previous page) Courthouse Maintenance Fund Variance Favorable Budget Actual (Unfavorable) s $ s s 27,600 34,528 6,928 Budget Tourism Fund 10,000 25,000 Actual Total s S $ 27,600 S 34,528 $ 6,928 $ 35,000 S Variance Favorable (Unfavorable) Budget Actual $ $ s $ $ $ $ $ s (10,000) (25,000) Variance Favorable (Unfavorable) $ 1,198,466 $ 815,860 $ (382,606) 804 173,378 172,574 28,850 35,407 6,557 189,524 100,639 (88,885) 21,172 36,744 15,572 3,005,215 2,460,250 (544,965) 4,043,506 3,232,713 (810,793) S (35,000) S 8,487,537 $ 6,854,991 S (1,632,546) 1,323,2o5 293,750 1,029,455 $ 51,944 S 44,085 S 7,859 2,005,600 1,663,884 341,716 5,954,960 4,848,376 1,1o6,584 3,965,933 1,968,963 1,996,97o S 1,323,2o5 $ 293,750 $ 1,029,455 S 11,978,437 S 8,525,308 $ 3,4531129 J $ 27,600 $ 34,528 S 6,928 $ (1,288,205) S (293,750) S 994,455 S (3,490,900) S (1,670,317) $ $ $ $ $ 684,720 $ 796,858 $ (46,200) (46,200) $ (46,200) $ (46,200) $ S 684,720 S 796,858 $ 112,138 $ 2,385,489 $ 2,497,827 $ (949,867) (231,227) 400,000 500,000 112,138 $ 1,835,622 $ 2,766,600 S $ (18,600) S (11,672) $ 6,928 S 18,600 33,959 15,359 (603,485) $ 603,485 503,108 $ 1,106,593 $ (1,655,278) S 1,096,283 S 850,478 246,993 1,655,278 3,722,905 $ $ 22,287 $ 22,287 $ S 1,353,586 $ 1,353,586 S $ 4,819,188 $ 1,820,583 112,338 718,640 100,000 930,978 2,751,561 2,067,627 4,819,188 53 This Page Left Blank Intentionally DEBT SERVICE FUNDS General Debt Service Fund - accounts for payments on ~enera[ obligation debt of the County. Finandn~ is from General Fund revenues. Visitor Center Debt Service Fund - accounts for payment on the Visitor Center BeneraL obLi_~ation debt. FinancinB is provided by rentals received from the Visitor Center. This Page Left Blank Intentionally Exhibit B- 1 COUNTY OF ALBEMARLE, VIRGINIA Debt Service Funds Combining Statement of Revenues, Expenditures and Changes in Fund Balances Year Ended June 30, 2000 Visitor General Center Debt Debt Service Service Fund Fund Totals Revenues: Revenue from use of money and property $ S 67,734 $ 67,734 Expenditures: Debt service: Principal Interest Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Operating transfers in S 116,655 $ 38,829 12,639 28,905 $ 129,294 $ 67,734 S $ (129,294) $ S 329,294 S $ 155,484 41,544 197,028 S (129,294) S 329,294 Excess (deficiency) of revenues Et other sources over expenditures Et other uses $ 200,000 $ S 200,000 Fund balances at beginning of year Fund balance at end of year S 200,000 $ The accompanying notes to financial statements are an integral part of this statement. $ 200,000 57 COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes in Fund Balances Budget and Actual - Debt Service Funds Year Ended June 30, 2000 Revenues: Revenue from use of money and property Expenditures: Debt service: Principal Interest Total expenditures Excess (deficiency) of revenues over expenditures Other financin~ sources (uses): Operatin~ transfers in Excess (defidency) of revenues & other sources over expenditures & other uses Fund balances at beginning of year Fund balance at end of year General Debt Service Fund Budget Actual Variance Favorable (Unfavorable) $ $ $ 380,068 $ 116,655 $ 12,840 12,639 263,413 201 $ 392,908 $ 129.,294 $ 263,614 S (392,908) $ (129,294) $ 263,614 S 592,908 $ 329.,294 $ (263,614) S 200,000 S 2001000 $ $ 200,000 $ 200,000 $ The accompanyin~ notes to financial statements are an integral part of this statement. 58 Exhibit B-2 Visitor Center Debt Service Fund Budget Actual Variance Favorable (Unfavorable) S 68,000 $ 67,734 $ Total Budget Variance Favorable Actual (Unfavorable) (266) S 68,000 S 67,734 S (266) S 3%000 S 38,829 $ 29,000 28,905 171 S 419,068 S 155,484 S 95 41,840 41,544 263,584 296 S 68,000 S 67,734 S 266 S 460,908 $ 197,028 S 263,880 S $ S S (392,908) (129,294) 263,614 $ S S S - S $ $ 592,908 329,294 (263,614) S 200,000 S 200,000 S S $ S $ 200,000 S 200,000 S 59 This Page Left Blank Intentionally CAPITAL PROJECTS FUNDS Fire Service Fund - accounts for advance and loans to volunteer fire and rescue organizations which serve the County. Financing is provided from General Fund revenues and repayments of advances and loans. General Capital Improvements Fund - accounts for capital project expenditures for general public improvements and large equipment acquisitiOns'. Fi'n'ancing'is ' provided by governmental 8rants, capita[ teases and general fund revenues. Storm Water Control Fund - accounts for expenditures for drainage and other systems for storm water control. Financing is provided primarily from Genera[ Fund revenues. Jail Reserve Fund - accounts for resources accumulated for the County's share of the regional jail expansion. COUNTY OF ALBEMARLE, VIRGINIA Capital Projects Funds Combinin~ Balance Sheet At June 30, 2000 Exhibit C- 1 ASSETS Cash and cash equivalents Accounts receivable Advances to other entities Total assets General Storm Fire Capital Water Jail Services Improvements Control Reserve Fund Fund Fund Fund $ 94 $ 4,051,463 73,470 1,999,906 $ 2,000,000 $ 4,124,933. 713,600 $ 300,000 713,600 $ 300,000 Tota Is 5,065,157 73,470 1,999,906 $ 7,138,533 LIABILITIES AND EQUITY Liabilities: Accounts payable Equity: Fund Balances: Reserved for advances to other entities Unreserved: Desisnated for capital projects Undesisnated Total fund balances $ $ 159,524 $ 24,310 S S 1,999,906 $ $ $ S 183,834 S 2,000,000 $ 1,999,906 94 3,965,409 689,290 300,000 4,954,793 Total liabilities and equ'~ty S 2,000,000 3,965,409 $ 689,290 $ 300,000 S $ 713,600 S 300,000 $ S 4,124,933 6,954,699 7,138,533 The accompanyin8 notes to financial statements are an intesral part of this statement. 62 Exhibit C-2 COUNTY OF ALBEMA~RLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes in Fund Balances-- Capita[ Project Funds Year Ended June 30, 2000 General Storm Fi re Capital Water J ai I Service Improvements Control Reserve Fund Fund Fund Fund Totals Revenues: Revenue from use of money and property Char~es for services Miscellaneous revenue Recovered costs Revenue from the Commonwealth Total revenues $ 206,513 $ 42,354 5 1,287 33,284 58,883 Expenditures: Current: Capital projects Total expenditures $ $ 298,680 $ 43,641 $ $ 2,679,158 $ 168,058 $ $ 2,679,158 $ 168,058 Excess (deficiency) of revenues over expenditures $ Other financing sources (uses): Operating transfers in Total other financing sources (uses) $ Excess (deficiency) of revenues ~t other sources over expenditures F, other uses $ (2,380,478) $ (124,417) $ Fund balances at beginning of year $ 3,072,831 $ 50,000 $ 3,072,831 $ 50,000 Fund balance at end of year $ $ 692,353 $ (74,417) $ 2,000,000 3,273,056 763,707 300,000 S 2,000,000 S 3,965,409 S 689,290 $ 300,000 248,867 1,287 33,284 58,883 $ 342,321 $ 2,847,216 $ 2,847,216 $ (2,504,895) $ 3,122,831 S 3,122,831 $ 617,936 6,336,763 $ 6,954,699 The accompanying notes to financial statements are an integral part of this statement. 63 COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes in Fund Balances-- Budget and Actual--Capital Project Funds Year Ended June 30, 2000 (Funds for Which Budgets Were Adopted) General Capital Improvements Fund Variance Favorable Budget Actual (Unfavorable) Revenues: Revenue from use of money and property Charges for services MisceLlaneous revenue Recovered costs Revenue from the CommonweaLth Total revenues 50,000 $ 206,513 $ 156,513 34,498 33,284 (1,214) 58,883 58,883 81,278 - (81,278) $ 224,659 $ 298,680 $ 74,021 Expenditures: Current: Capital projects Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Proceeds from long-term debt Operating transfers in Total other financing sources (uses) Excess (deficiency) of revenues Et other sources over expenditures Et other uses Fund batances at beginning of year Fund balance at end of year 9,560,196 $ 2,679,158 $ 6,881,038 9,560,196 S 2,679,158 $ 6,881,038 $ (9,335,537) $ (2,380,478) $ 6,955,059 2,094,668 $ $ (2,094,668) 3,971,755 3,072,831 (898,924) $ 6,066,423 $ 3,072,831 $ (2,993,592) (3,269,114) $ 692,353 $ 3,961,467 3,269,114 3,273,056 3,942 S S 3,965,409 $ 3,965,409 The accompanying notes to financial statements are an integral part of this statement. 64 Exhibit C-3 Budget Storm Water Control variance Favorable Actual (Unfavorable) Totals Budget Actual Varlance Favorable (Unfavorable) S 760,649 S $ 760,649 S $ 42,354$ 42,354 $ 1,287 1,287 50,000 $ 34,498 58,883 81,278 248,867 $ 1,287 33,284 58,883 198,867 1,287 (1,214) (81,278) 43,641 $ 43,641 $ 224,659 $ 342,321 S 117,662 592,591 S 10,320,845 $ 2,847,216 S 592,591 S 10,320,845 S 2,847,216 S 168,058 $ 168,058 S 7,473,629 7,473,629 $ (760,649) $ (124,417) $ 636,232 $ (10,096,186) $ (2,504,895) $ 7,591,291 S 50,000 50,000 $ $ (710,649) $ 71 O, 649 ~ $ S S 50,000 50,000 S (74,417) $ 763,707 689,290 S S 2,094,668 $ $ 4,021,755 3,122,831 $ 6,116,423 S 3,122,831 $ 636,232 $ (3,979,763) $ 617,936 $ 53,058 3,979,763 4,036,763 689,290 $ $ 4,654,699 $ (2,094,668) (898,924) (2,993,592) 4,597,699 57,000 4,654,699 65 This Page Left Blank Intentionally INTERNAL SERVICE FUNDS HeaLth Insurance Fund accounts for aLL activities of the County and School Board employee health insurance program. Other jointt~ governed organizations also participate in the pro~ram. DupLication Fund accounts for revenues received for copying, printing and related services. COUNTY OF ALBEMARLE, VIRGINIA Internal Service Funds Combining Balance Sheet At June 30, 2000 Exhibit D-1 ASSETS Cash and cash equivalents Accounts receivable Total assets Health Insurance Duplication Fund Fund S 3,396,971 $ 388,153 $ 570,234 712 S 3,967,205 S 388,865 S Totals 3,785,124 570,946 4,356,070 LIABILITIES AND EO,,UITY Liabilities: Accounts payable Accrued liabilities Deferred revenue Total liabilities Equity: Retained earnings: Reserved for health insurance claims Unreserved Total equity Total Liabilities and equity $ 66,037$ 7,735 $ 969.,013 147,646 S 1,182,696 $ 7,735 $ $ 2,784,509 $ $ 381,130 73,772 969,013 147,646 1,190,431 2,784,509 381,130 2,784,509 381,130 3,165,639 $ 3,967,205 S 388,865 $ 4,356,070 The accompanying notes to financial statements are an integral part of this statement. 68 Exhibit D-2 County of Albemarle, Virginia Internal Service Funds Combining Statement of Revenues, Expenses and Changes in Equity Year Ended-June 30, 2000 Operating revenues: Charges for services Miscellaneous revenue Total revenues Operating expenses: Health insurance claims DupUcatin8 costs Total operating expenses Operating income (loss) Non-operating revenues (expenses): Interest income Total non-operating revenues Net income before other financing sources (uses) Other financing sources (uses): Transfers to component unit Net income Retained earnings, beginning of year Retained earnings, end of year Health Insurance Duplication Fund Fund S 7,984,692 S 7,984,692 S 7,594,544 S 216,006 $ 216,006 S 145,194 $ 7,594,544 S 145,194 S 390,148 $ 70,812 $ 134,351 $ $ S 134,351 $ $ $ 524,499 $ 70,812 $ (32,670) S 491,829 S 70,812 $ 2,292,680 310,318 $ 2,784,509 S 381,130. S The accompanying notes to financial statements are an integra[ part of this statement. Totals $ 8,200,698 S 8,200,698 S 7,594,544 145,194 S 7,739,738 $ 460,960 134,351 134,351 595,311 (32,670) 562,641 2,602,998 3,165,639 69 Exhibit D-3 COUNTY OF ALBEMARLE, VIRGINIA Internal Service Funds Combining Statement of Cash Flows Year Ended June 30, 2000 Health Insurance Fund Duplication Fund Totals Cash flows from operating activities: Operating income (toss) Adjustments to reconcile operating income to net cash provided by operating activities: Changes in operating assets and UabiUties: (Increase) decrease in: Accounts receivable Increase (decrease) in: Accounts payable Accrued liabilities Deferred revenues Net Cash provided by operating activities Cash flows from investing activities: Interest income Cash flows from noncapitat and related financing activities: TransfeFs to component unit Increase in cash and cash equivalents for the year Cash and cash equivalents at beginning of year Cash and cash equivalents at end of year 390,148 (65,502) 12,518 (214,345) 32,955 $ 70,812 (236) (212) $ 155,774 $ 70,364 $ 134,351 $ $ (32,670) $ S 257,455 $ 70,364 $ 460,960 (65,738) 12,306 (214,345) 32,955 $ 226,138 $ 134,351 S (32,670) 327,819 3,139,516 317,789 3,457,305 $ 3,396,971 S 388,153 S 3,785,124 The accompanying notes to financial statements are an integral part of this statement. 70 FIDUCIARY FUNDS Trust Funds: H. E L. Graves Trust Fund - to account for monies provided by a private donor, the corpus of which is nonexpendable. Interest earned on assets may be used by property owners in the WaLnut Creek Park area in the event of ftoodinB extends beyond the boundaries of an easement. Mclntire Trust Fund - to account for monies provided by a private donor, the corpus of which is nonexpendable. Interest and other earnin8s on assets may be used for educational purposes. Juanise Dyer Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for coLLeBe scholarships for a 8raduate of one of the County hish schools. NicoLe Thompson Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for coJJeBe scholarships for special education or economicaLLy disadvantased students who Braduate from the County school system. Weinstein Trust Fund to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for the instaLLation of traffic control devices for a certain area of the County. Crozet Crossings Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for assistance to persons who qualify for the purchase of homes in the Crozet CrossinBs project. Proffer Trust Fund - to account for funds received for proffers for two communities-Located in the County. Earnin8s on these funds may be used for the construction of or upBrade of certain public improvements in the communities. A.Rency Funds: Special WeLfare Fund - accounts for monies provided primarily throuBh private donors for assistance of children in foster care, needy senior citizens and others. This fund is also used to account for monies received from other Bovernments and individuals (i.e., social security and child support) to be paid to special welfare recipients. HuntinR and FishinR License Fund - accounts for funds received for state huntinB and fishinB Licenses. The funds are remitted to the state on a periodic basis. DruR Fund - accounts for monies received from state and federal authorities for the prevention of drub abuse and distribution of iUeBaL substances. PayroU Suspense Fund - accounts for various employee payroLL withhoLdinBs and payments of employee benefits. Performance Bond Fund - accounts for the receipt and disbursements of performance bonds required by the County for erosion and sediment controL, and other items relative to construction by private developers. Fire ProRram Fund - accounts for fire proBram funds received from the state. The funds are aLLocated to the various County volunteer fire companies. HUD FamiLv SeLf Sufficiencv Fund accounts for funds received from various sources for families participatinB in the County housinB proBrams. JuveniLe Detention Center Fund - accounts for funds received from various sources for the construction of a regional juvenile detention center. COUNTY OF ALBEMARLE, VIRGINIA Fiduciary Funds Combining Balance Sheet At June 30, 2000 ASSETS Cash and cash equivaLents Investment with trustees, at fair value Accounts receivable Accrued interest Total assets Nonexpendable Trust Funds H Et L Juanise Nicole Crozet Graves Mclntire Dyer Thompson Weinstein Crossings Proffer Trust Trust Trust Trust Trust Trust Trust Fund Fund Fund Fund Fund Fund Fund $ 2,769 $ $ 9,442 $ 15,149 $ 71,191 S 64,085 $ 274,158 330,472 $ 2,769 $ 330,472 $ 9,442 $ 151149 $ 71,191 $ 64,085 $ 274,158 LIABILITIES AND EQUITY LiabiLities: Accounts payable and accrued expenses Due to other funds Amounts held for others $ $ $ $ $ $ S Total tiabiUties $ $ $ S $ $ $ Equity: Fund BaLances: Reserved for endowments Total LiabiLities and equity $ 2,769 S 330,472 S 9,442 $ 151149 S 71,191 $ 64,085 $ 274,158 $ 2,769 S 330,472 $ 9,442 S 15,149 S 71,191 S 64,085 S 274,158 The accompanYing notes to financial statements are an integral part of this statement, 72 Exhibit E-1 Hunting Special and Fishing Welfare License Fund Fund Agency Funds Juvenile Perfor- HUD Family Detention Payroll mance Fire Self Drug Center Suspense Bond Program Sufficiency Fund Fund Fund Fund Fund Fund Totals $ 40,207 $ 560 S 9,589 $ 1,732,884 $ 233,814 $ 302,204 S 33,782 S 5,181 2,241 8,761 $ 2,798,595 330,472 7,422 $ 40,207 $ 560 $ 14,770 S 1,732,884 $ 236,055 $ 302,204 $ 33,782 $ 8,761 $ 3,136,489 $ S 40,207 $ 40,2O7 $ 560 $ S 41,755 $ 236,016 $ $ $ 14,770 1,691,129 39 302,204 33,782 560 $ 14,770 $ 1,732,884 $ 236,055 S 302,204 $ 33,782 $ $ 278,331 8,761 2,090,892 8.,761 $ 2,369,223 S S S .,S $ s ,s S S 40,207 $ 560 S 14,770 S 1,732,88~4 S 236,055 S 302,204 S 33,782 S $ 767,266 8,761 $ 3,136,489 73 COUNTY OF ALBEMARLE, VIRGINIA Nonexpendable Trust Funds Combining Statement of Revenues, Expenses and Changes in Fund Balances-- Year Ended June 30, 2000 Exhibit E-2 H ~t L Juanise Crozet Graves Mclntire Dyer Nicole Weinstein Crossings Proffer Trust Trust Trust Thompson Trust Trust Trust Fund Fund Fund Trust Fund Fund Fund Fund Totals Operating revenues: Revenue from use of money: Interest and investment gains $ AAisceltaneous revenue Donations 50 $ 13,468 $ 539 $ Total revenues $ 50 $ 13,468 $ 539 $ 766 S 4,000 2,800 S 36,512 $ 12,055 $ 66,190 2,973 104,700 111,673 4,766 S 2,800 $ 39,485 $ 116,755 $ 177,863 Expenses: Education S S 61818 S $ S S $ S 6,818 Public works 265 265 Total expenses 6,818 265 7,083 Net operating income $ 50 $ 6,650 $ 539 $ 4,766 $ 2,800 $ 39,485 $ 116,490 $ 170,780 Fund balances at be~innin~ of year 2,719 323,822 8,903 10,383 68,391 24,600 157,668 596,486 Fund balance at end of year $ 2,769 S 330,472 S 9,442 S 15,149 $ 71,191 S 64,085 S 274,158 S 767,266 The accompanying notes to financial statements are an integral part of this statement. 74 COUNTY OF ALBEMARLE, VIRGINIA hlonexpen~able Trust Funds Combining Statement of Cash Flows Year Ended June 30, 2000 Exhibit E-3 Cash flows from operating activities: Net operating income (toss) Adjustments to reconcile net operating income to net cash provided by operating activities Interest and investment gains reported as operating income Net cash provided by operating activities Cash flows from investing activities: Interest and investment gains Sate of investments Totat from (to) investing activities Net cash flows Cash and cash equivatents at beginning of year Cash and cash equivalents at end of year H Et L Juanise Nicole Crozet Graves Mclntire Dyer Thompson Weinstein Crossings Proffer Trust Trust . Trust Trust Trust Trust Trust Fund Fund Fund Fund Fund Fund Fund Totals S 50 S 6,650 S 539 S 4,766 S 2,800 S 39,485 S 116,490 S 170,780 (50) (13,468) (539) (766) (2,800) (36,512) (12,055) (66,190) S S (6,818) S S 4,000 $ S 2,973 $ 104,435 $ 104,590 S 50 S 6,650 $ 539 S 766 S 2,800 $ 36,512 $ 12,055 $ 59,372 168 168 S 50 S 6,818 S 539 S 766 S 2,800 S 36,512 $ 12,055 S 59,540 S 50 S $ 539 $ 4,766 S 2,800 S 39,485 S 116,490 $ 164,130 2,719 8,903 10,383 68,391 24,600 157,668 272,664 S 2,769 S S 9,442 S 15,149 S 71.191 S 64,085 S 274,158 $ 436,794 The accompanying notes to financial statements are an integra[ part of this statement, 75 COUNTY OF ALBEMARLE, VIRGINIA Agency Funds Statement of Changes in Assets and Lialoflities Year Ended June 30, 2000 Exhibit E-4 (Continued to next page) Special Welfare Fund: Assets: Cash and cash equivalents LiabiUties: Amounts held for others Hunting and Fishing License Fund: Assets: Cash and cash equivalents Liabilities: Accounts payable Drug Fund: Assets: Cash and cash equivalents Accounts receivable Tota~ assets Liabilities: Accounts payable Amounts held for others Total liabilities Juvenile Detention Center: Assets: Cash and cash equivalents Accounts receivable Total assets LiabiUties: Accounts payable Due to othteF funds Amounts held foF otheFs Total UabiUties Payroll Suspense Fund: Assets: Cash and cash equiva[ents Accounts receivable Total assets Liabilities: Accounts payable Due to other funds Amounts held for others Total UabiUties Balance July 1, 1999 Additions $ 35,534 S 94,372 $ 35,534 $ 94,372 S 538 S 8,137 S 538 $ 8,137 S 38,319 S 11,084 5,181 $ 38,319 S 16,265 Deletions Balance June 30, 2000 S 89,699 $ 40,207 $ 89,699$ 40,207 $ 8,115 $ 560 $ 8,115 $ 560 S 39,814 S 9,589 5,181 S 39,814 $ 14,770 $ 8,510 $ S 8,510 $ 29,809 16,265 31,304 14,770 $ 38,319 $ 16,265 S $ 2,163,078 432,147 $ 432,147 $ 2,163,078 $ 1,350 $ 41..755 430,790 7 2,121,323 S 432,147 $ 2,163,078 S S 233,814 63,640 2,241 $ 63,640 $ 236,055 $ 1,300 $ 236..016 62,301 39 39 S 39,814 $ 14,770 S 430,194 S 1,732,884 432,147 $ 862,341 S1,732,884 $ 1,350 $ 41,755 430,790 430,201 1,691,129 S 430,201 $ 1,732,884 S $ 233,814 63,640 2,241 S 63,640 S 236,055 S 1,300 $ 236,016 62,301 39 39 $ 63,640 $ 236,055 $ 63,640 $ 236,055 76 COUNTY :OF ALBEMARLE, VIRGINIA Agency Funds Combining Statement of Changes in Assets and Liabilities Year Ended June 30, 2000 (Continued) Exhibit E-4 (Continued from previous page) Performance Bond Fund: Assets: Cash and cash equivalents Liabilities: Amounts held for others Fire Program Fund: Assets: Cash and cash equivalents Accrued interest 'receivable Total assets Liabilities: Amounts held for others HUD Family Self Sufficiency Fund: Assets: Cash and cash equivalents Liabilities: Amounts held for others Totals--Ali Agency Funds: Assets: Cash and cash equivalents Accounts receivable Balance July 1, 1999 Additio ns S 348,989 S 225,348 S S 348,989 S 225,348 S Deletions 272,133 S 272,133 S S 35,462 S 220 S 1,900 S 35,462 S 220 S S 35,462 $ 220 S S 17,454 $ $ 17,454 $ $ 1,900 1,900 8,693 8,693 S 476,296 $ 2,736,053 S 850,548 495,787 7,422 495,787 Total assets $ 972,083 S 2,743,475 S Liabilities: Accounts payable S 11,698 S 285,908 Due to other funds 493,091 Amounts held for others 467,294 2,457,567 Total liabilities S 972,083 S 2,743,475 S The accompanying notes to financial statements are an integral part of this statement. 1,346,335 19,275 493,091 833,969 1,346,335 Balance June 30, 2000 302,204 302,204 33,782 33,782 33,782 8,761 8,761 2,361,801 7,422 2,369,223 278,331 2,090,892 2,369,223 77 This Page Left Blank Intentionally GENERAL FIXED ASSETS ACCOUNT GROUP To account for fixed assets not used in Proprietary Fund operations, Exhibit F-1 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Fixed Assets by Source - Primary Government and Discretely Presented Component Unit At June 30, 2000 Land Building and building improvements Improvements other than buildings hinery, furniture, fixtures, and equipment Vehicles Total genera[ fixed assets Component Primary Unit - Government School BOard TOtal 2,912,712 $ 4,185,737 $ 7,098,449, 17,329,338 133,030,684 150,360,022 5,502,326 2,725,313 8,227,639 4,614,564 5,276,223 9,890,787 6,159,498 9,786,323 ~ 15,945,821 $ 36,518,438 $ 155,004,280 S 191,522,718 Investment in genera[ fixed assets from: Proceeds from indebtedness Genera[ fund revenues Gifts and other miscellaneous revenue sources Total investment in genera[ fixed assets 16,202,918 $ 53,446,690 19,657,678 101,557,590 657,842 $ 36,518,438 $ 155,004,280 $ 69,649,608 121,215,268 657,842 $ 191,522,718 The accompanying notes to financial statements are an integra[ part of this statement. 8O COUNTY OF ALBEMARLE, VIRGINIA Schedule of Fixed Assets by Function and Activity Primary Government and Discretely Presented Component Unit At June 30, 2000 Exhibit F-2 Primary Government: General Government Administration: Board of Supervisors Land Building E~ Improve- Machinery, Buildin~ ments Furniture ~ Improve- other than Fixtures, and ments Buildings Equipment $ 520,429 5 8,523,640 $ 248,648 $ 37,683 S General and Financial Management County Executive Finance County Attorney Information services Board of ELections $ S $ $ 11,301 $ 157,937 7,460 1,981,075 386,236 Totat generaLand finaQcAl management $ S Vehicles Total Judicial AdminiStration: CLerk of circuit court Sheriff Other courts Total judicial administration PubLic Safety: PoLice oepartment PoLice animal control Fire and rescue Inspections Other public safety Total public safety PubUc Works: Engineering Staff Services Keene La ndfitt $ 40,277 $ 40,277 S 6,575 191,337 112,262 $ S 2,544,009 $ 112,262 $ $ S 126,328 $ 71,614 8,158 2,208,893 38,200 S 172,686 S S 2,280,507 S S S $ 387,408 $ 23,421 94,916 15,839 1,736,943 S 197,912 S 1,760,364 S $ $ $ $ 7,189 854,635 S 861,824 S 3,903,003 S 17,329,338 220,534 S 498,163 S S 17,031 S 701,849 S 220,534 S 718,880 $ S 266,784 S S 29,516 S 1,927 S $ 31,443 $ $ 4,959,598 $ 567,249 $ $ S 26,898 $ 73,546 17,553 $ 73,546 ~ 44,451 $ S 5,502,326 S 4,614,564 $ $ 133,030,684 S 2,725,313 S 5,276,223 Total pubUc works $ 266,784 HeaLth and WeLfare: SociaL services S Joint heaLith building 17,816 Office of housing TotaL.heaLth and welfare $ 17,816 Parks, Recreation anc CuLturaL S 1,869,494 Community DeveLopment: Community development $ Zoning Total community development S Total Primary Government S 2,912,712 Component Unit - School Board: Education S 4,185,737 The accompanying notes to financial statements are an integraL part of this statement, S 9,330,400 81 11,301 270,199 7,460 1,981,075 386,236 289,152 S 2,656,271 S 126,328 368,924 2,287,370 289,152 S 2,782,622 3,272,719 S 3,666,702 56,191 56,191 1,060,949 1,179,286 154,423 170,262 248,110 2,176,390 4,792,392 S' 7,248,831 149,918 S 433,733 226,708 928,557 220,534 376,626 $ 1,582,824 205,904 S 242,609 872,451 1,927 205,904 $ 1,116,987 247,584 S 11,546,928 7,755 $ 34,653 127,823 218,922 135,578 S 253,575 6,159,498 $ 36,518,438 S 9,786,323 $ 155,004,280 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Changes in Fixed Assets by Function and Activity Primary Government and Discretely Presented Component Unit Year Ended June 30, 2000 Exhibit F-3 Primary Government: Genera[ Government Administration: Board of Supervisors Genera[ and Financial Management County Executive Finance County Attorney Information services Board of Erections To[at genera[ and finanda[ management Judidat,Administration: Clerk of circuit court Sheriff Other courts To[at judicial administration Public Safety: Potice department Potice animal con[rot Fire and rescue Inspections Other pubUc safety To[at pub[ic safety Pubtic Works: Engineering Staff services Keene [andfi[[ Total pubUc works Health and Welfare: Social services Joint health building Office of housing Total health and we[fare Parks, Recreation and Cultural Community Development: Community development Zoning To[at community development Total Primary Government Component Unit - School Board: Balance July 1, 1999 Additions Deletions S 8,749,267 $ 581,133 $ S 11,301 S $ 270,199 - 7,460 - 1,870,919 110,156 375,682 10,554 $ 2,535,561' $ 120,710 $ S S 126,328 $ $ $ 349,775 62,394 43,245 2,260,312 27,058 S 2,736,415 $ 89,452 S $ $ 3,422,086 $ 373,281 S 128,665 S 56,191 1,104,048 75,238 180,700 10,438 2,176,390 ~ 6,939,415 S 448,519 $ 139,103 $ 420,185 S 13,548 904,150 36,800 12,393 220,534 S 1,544,869 S 50,348 $ 12,393 $ $ 203,068 $ 39,541 S $ 872,451 1,927 1,077,446 S 39,541 $ $ 11,397,535 $ 149,393 $ $ 34,653 $ $ $ 199,892 19,030 234,545 $ 19,030 $ $ 35,215,053 $ 1,498,126 S 151,496 $ Education $ 151,692,133 $ 3,915,788 $ 603,641 $ The accompanying notes to financial statements are an integra[ part of this statement, Balance June 30, 2000 9,330,400 11,301 270,199 7,460 1,981,075 386,236 2,656,271 126,328 368,924 2,287,370 2,782,622 3,666,702 56,191 1,179,286 170,262 2,176,390 7,248,831 433,733 928,557 220,534 1,582,824 242,609 872,451 1,927 1,116,987 11,546,928 34,653 218,922 253,575 36,518,438 155,004,280 82 COMPONENT UNIT SCHOOL BOARD Governmental Funds: School Fund - accounts for the operation of the County's public school system. Financin8 is provided primarily by state and federal 8rants and appropriations from the County of ALbemarLe. School Cafeteria Fund - accounts for operations of the County's school food service prosram. Financin8 is provided primarily by food sales and transfer from the School Fund~ School Debt Service Fund accounts for debt service expenditures for the school system for the payments.of principal and interest on the school system's 8eneraL Lons-term debt. Finandn8 is provided by appropriations from the County of ALbemarLe. School capital Proiects Fund - accounts for school construction exPenditures. Finandn8 is provided primarily from debt proceeds, construction 8rants and appropriations from the County of ALbemarLe. Account Groups: General Fixed Assets Account Group - accounts for 8enera[ fixed assets of the school system. General Loner-Term Obligation Account Group - accounts for alt 8enerat tons-term obtisations of the school system inctudin8 8enerat obtisation debt, capital Leases, and claims, judsements and compensated absences. COUNTY OF ALBEMARLE, VIRGINIA Combining Balance Sheet Discretely Presented Component Unit - School Board At June 30, 2000 Governmental Funds School Debt School Cafeteria Service Fund Fund Fund ASSETS AND OTHER DEBITS Assets: Cash and cash equivalents S Receivables (net of at[owances for uncottectibLes): Accounts Interest Due from other governments Inventory, at cost Prepaid items Fixed assets Other debits: Amount available for debt service Amount to be provided for the retirement of generat long-term debt and accrued leave Total assets and other debits 10,029,713 $ 976,975 $ 1,364,683 $ 878,401 113,782 2,332,563 48,446 212,255 26,164 1,887 - $ 13,454,819 $ 1,165,367 $ 1,364,683 $ LIABILITIES~ EO. UITY AND OTHER CREDITS Liabilities: Accounts payable and accrued expenses Compensation payable Deferred reve hues Accrued vacation and sick leave General obligation bonds payable State literary fund Loans payable VRS early retirement incentive obligation Total liabilities 1,442,535 S 88,844 8,564,223 162,955 226,854 S lO,233,612 $ 251,799 $ 175 $ S 175 $ Equity and other credits: Investment in general fixed assets Fund balances: Reserved for inventory Unreserved: Designated: Subsequent year's expenditures Debt service Capital projects Undesignated Totat equity and other credits Total Liabitities, equity and other credits 212,255 711,416 2,297,536 S 26,164 887,404 $ 3,221,207 $ 913,568 $ 13,454,819 S 1,165,367 S S 1,364,508 $ 1,364,508 S $ 1,364,683 $ The accompanying notes to financiat statements are an integrat part of this statement. 84 Capital Projects Fund 3,325,882 464,465 3,790,347 328,265 328,265 3,462,082 3,462,082 3,790,347 Exhibit G-1 Account Groups Genera[ L~eneral Fixed Long-term Assets Debt Totals S $ $ 15,697,253 992,183 2,845,474 238,419 - 1,887 155,004,280 155,004,280 1,364,508 1,364,508 67,233,410 67,233,410 $ 155,004,280 S 68,597,918 $ 243,377,414 S S S 1,053,821 64,225,000 2,275,740 1,043,357 1,859,819 8,727,178 226,854 1,053,821 64,225,000 2,275,740 1,043,357 - $ 68,597,918 S79,411,769 S 155,004,280 $ $ 155,004,280 238,419 711,416 1,364,508 3,462,082 3,184,940 $ 155,004,280 $ $ 163,965,645 $ 155,004,280 S 68,597,918 $ 243,377,414 85 This Page Left Blank Intentionally COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes in 'Fund Balances Discretely Presented Component U nit - School Board Year Ended June 30, 2000 Exhibit G-2 Revenues: Revenue from use of money and property Charges for services MisceLlaneous Recovered costs Revenue from the CommonweaLth Revenue from the Federal Government Tota[ revenues Expenditures: Current: Education Capital projects Debt service: ~pryn~cipaL retirement Interest and fiscal charBes Total expenditures School School School Debt Capital School Cafeteria Service Projects Fund Fund Fund Fund 316,056 $ 47,859 $ 307,394 2,263,484 2,160,334 202,445 25,330 1,467,398 29,582,312 53,949 2,341,554 815,378 36,173,249 S 3,077,520 $ S 208,487 $ 41,717 862,913 332,724 $ 1,113,117 $ $ 87,234,311 $ 2,925,098 $ $ $ 5,572,843 3,785,898 4,528,686 $ 87,234,311 $ 2,925,098 $ 9,358,741 $ 4,528,686 $ Excess (deficiency) of revenues over expenditures $ (51,061,062) $ 152,422 $ (9,026,017) $ (3,415,569) $ Other financing sources (uses): Proceeds from Long-term debt Operating transfers in Operating transfers out Transfer from primary government Transfers to primary government Total other financing sources (uses) $ $ $ S 125,000 295,925 (295,925) (25,000) 51,718,234 8,450,000 (664,256) 50,883,053 $ (25,000) $ 8,745,925 Totals 879,796 4,423,818 227,775 1,509,115 30,499,174 Excess (deficiency)of revenues E other sources over expenditures E other uses $ (178,009) S 127,422 $ (280,092) 3,156,932 40,696,610 Fund balances at beginning of year 3,399,216 786,146 1,644,600 Fund balance at end of year S 3,221,207 $ 913,568 $ 11364,508 90,159,409 4,528,686 5,572,843 3,785,898 The accompanying notes to financial statements are an integraL part of this statement. 104,046,836 (63,350,226) S 2,835,000 $ 2,835,000 . 420,925 (100,000) (420,925) $ 2,735,000 $ (680,569) $ 4,142,651 $ 3,462,082 S 60,168,234 (664,256) 62,338,978 (1,011,248) 9,972,613 8,961,365 87 COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes in Fund Balances--Budget and Actual Discretely Presented Component Unit - School Board Year Ended June 30, 2000 Revenues: Revenue from use of money and property CharBes for services Miscellaneous Recovered costs Revenue from the Commonwealth Revenue from the Federal Government Total revenues Expenditures: Current: Educa, tion Capital projects Debt service: Principal retirement Interest and fiscat charges Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Proceeds from Lons-term debt Operating transfers in Operating transfers out Transfers from primary government Transfers to primary government Total other financing sources (uses) S Excess (deficiency) of revenues & other sources over expenditures ant other uses Fund balances at beginnin8 of year Fund balance at end of year School Fund Budget Actual School Cafeteria Fund Variance Variance Favorable Favorable (Unfavorable) Budget Actual (Unfavorable) 274,000 $ 316,056 $ 42,056 S $ 47,859 $ 47,859 2,437,881 2,263,484 (174,397) 2,132,419 2,160,334 27,915 174,623 202,445 27,822 1,548,865 1,467,398 (81,467) 29,291,651 29,582,312 290,661 50,180 53,949 3,769 2,485,167 2,341,554 {143,613) 792,777 815,378 22,601 $ 36,212,187 $ 36,173,249 $ (38,938) $ 2,975,376 $ 3,077,520 $ 102,144 $ 88,942,155 $ 87,2341311 $ 1,707,844 $ 2,950,376 $ 2,925,098 $ 25,278 $ 88,942,155 $ 87,234,311 $ 1,707,844 $ 2,950,376 $ 2,925,098 $ 25,278 $ (52,729,968) S (51,061,062) S 1,668,906 S 25,000 S 152,422 $ 127,422 S S $ S $ S 125,000 125,000 (295,925) (295,925) (25,000) (25,000) 51,709,564 51,718,234 8,670 (711,924) (664,256) 47,668 50,826,715 S 50,883,053 S 56,338 $ (25,000) S (25,000) S $ (1,903,253) S (178,009) 5 1,725,244 $ S 127,422 $ 127,422 1,903,253 3,399,216 1,495,963 786,146 786,146 S $ 3,221,207 S 3,221,207 $ S 913,568 $ 913,568 The accom panying notes to financial statements are an integral part of this statement. 88 Exhibit G-3 (Continued from previous page) School Debt Service Fund Budget Actual Variance Favorable (Unfavorable) SchooI CapitalProjects Fund Variance Favorable Budget Actual (Unfavorable) Budget Totals Actual VaHance Favorable (Unfavorable) S 307,394 307,394 S 25,330 $ 307,394 332,724 S 25,330 100,000 $ 208,487 $ 108,487S 681,394 S 4,570,300 174,623 50,000 41,717 (8,283) 1,598,865 1,102,336 862,913 (239,423) 30,444,167 879,796 $ 198,402 4,423,818 (146,482) 227,775 53,152 1,509,115 (89,750) 30,499,174 55,007 - 3,277,944 3,156,932 (121,012) 25,330 $ 1,252,336 $ 1,113,117 $ (139,219) $ 40,747,293 $ 40,696,610 $ (50,683) $ S 5,718,184 5,572,843 3,631,881 3,785,898 9,350,065 9,358,741 S S (9,042,671) (9,026,017) $ $ 295,925 295,925 8,450,000 8,450,000 $ S S $ 91,892,531 S 90,159,409 $ 7,541,633 4,528,686 3,012,947 7,541,633 4,528,686 1,733,122 3,012,947 145,341 5,718,184 5,572,843 145,341 (154,017) 3,631,881 3,785,898 (154,017) (8,676) $ 7,541,633 $ 4,528,686 S 3,012,947 S 108,784,229 $ 104,046,836 $ 4,737,393 16,654 $ (6,289,297) $ (3,415,569) $ 2,873,728 $ (68,036,936) $ (63,350,226) $ 4,686,710 $ 2,835,805 S 2,835,000 (100,000) (100,000) (805) S 2,835,805 $ 2,835,000 $ (805) 420,925 420,925 (420,925) (420,925) 60,159,564 60,168,234 8,670 (711,924) (664,256) 47,668 S 8,745,925 8,745,925 S S 2,735,805 $ 2,735,000 (805) $ 62,283,445 S 62,338,978 S 55,533 $ (296,746) (280,092) $ 16,654 $ 3,553,492) $ (680,569) S 2,872,923 $ (5,753,491) S (1,011,248) $ 4,742,243 296,746 1,644,600 1,347,854 1,364,508 S 1,364,508 $ 3,553,492 4,142,651 589,159 5,753,491 9,972,613 4,219,122 S 3,462,082 $ 3,462,082 S S 8,961,365 S 8,961,365 89 This Page Left Blank Intentionally Supporting Schedules COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 2000 Schedule 1 (Continued to next pase) Fund, Major and Minor Revenue Source Primary Government: General Fund: Revenue from local sources: General property taxes: Real property taxes Public service corporation taxes: Real and personal Personal property taxes Mobile home taxes Machinery and tools taxes Penalties Interest and costs Total 8eneral property taxes Other local taxes: Local sales and use taxes Transient lodging taxes Consumer utility taxes Motor vehicle Hcenses Bank franchise taxes Taxes on recordation and wills Business license taxes Utility company licenses Contractors licenses Se[leKs tax Meals tax Penalties and interest Total other local taxes Permits, privilege fees and regulatory licenses: Animal licenses Other permits, privilege fees and resulatory licenses Total permits, privilege fees and regulatory licenses Fines and forfeitures: Fines and forfeitures Revenue from use of money and property: Revenue from use of money Revenue from use of property Total revenue from use of money and property Budget S 43,152,764 1,706,600 20,744,600 73,400 1,060,200 400,000 215,000 $ 67,352,564 $ 8,476,400 1,141,200 5,591,400 1,390,000 250,000 674,000 4,111,100 465,000 675,000 245,800 3,098,500 46,900 S 26,165,300 S 14,500 1,162,500 $ 1,177,000 $ 241,500 $ 1,027,400 183,300 $ 1,210,700 Actual Variance Favorable (Unfavorable) S 43,737,769 S 585,005 1,756,406 15,990,584 64,709 1,048,659 508,437 228,705 S 63,335,269 S $ 9,461,988 1,328,097 5,488,184 1,628,267 276,779 624,026 4.,991,514 457,990 734,500 276,752 3,366,666 89,868 S 28,724,631 S S 13,758 $ 1,095,535 49,806 (4,754,016) (8,691) (11,541) 108,437 13,705 (4,017,295) 985,588 186,897 (103,216) 238,267 26,779 (49,974) 880,414 (7,010) 59,500 30,952 268,166 42,968 2,559,331 (742) (66,965) S 1,109,293 S (67,707) $ 215,489 $ (26,011) S 974,403 S (52,997) 190,582 7,282 1,164,985 S (45,715) 92 COUNTY OF ALBEMARLE, VIRGINIA Schedule 1 (Continued to next page) Governmental Funds and Discretely Presented Component Unit Schedule of Revenues -BudBet and Actual Year Ended June 30, 2000 (Continued) Fund, Major and Minor Revenue Source BudBet Actual Variance Favorable (Unfavorable) Primary Government: (Continued) General Fund (Continued) Revenue from total sources: (Continued) Charges for services: Char~es for Commonwealth Attorney Police department fees Sheriff department fees Clerk's fees Charges for parks and recreation Fiscal agent and other related administration fees Fire/rescue fees Recycling fees Planning and related fees Charges for miscellaneous services Total charges for services Miscellaneous revenue: Miscellaneous income VPA refunds $ 2,100 161,800 190,230 246,000 2'29,300 178,600 2,000 6,950 5,000 ,021,980 $ $ 92,800 $ 75,100 2,563 166,189 219,350 259,034 211,324 207,747 5,024 1,612 6,581 5,976 1,085,400 109,693 55,475 S $ 463 4,389 29,120 13,034 (17,976) 29,147 5,024 (388) (369) 976 63,420 16,893 (19,625) Total miscellaneous revenue $ 167,900 $ 165,168 $ (2,732) Recovered costs: E-911 costs Health Department Court and court services Watershed management Extension service Other $ 1,044,246 $ 10,000 103,192 67,210 37,845 25,811 804,936 107,006 142,402 60,589 37,844 24,154 (239,310) 97,006 39,210 (6,621) (1) (1,657) Total recovered costs Total revenue from local sources Revenue from the CommonweaLth: Payments in lieu of taxes $ 1,288,304 $ 98,625,248 $ 1,176,931 $ 96,977,166 $ 74,600 $ 79,991 $ (111,373) S (1,648,082) $ 5,391 Non-categorical aid: ABC profits Wine tax Motor vehicle carrier tax .MobiLe home titling taxes Personal property tax relief Leased vehicle tax Rolling stock-rails Total non-categorical aid $ 178,200 96,900 5,300 141,000 315,000 122,400 $ 858,800 $ 208,440 S 30,240 102,388 5,488 6,516 1,216 137,851 (3,149) 6,182,481 6,182,481 444,278 129,278 128,359 5,959 7,210,313 $ 6,351,513 93 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit ScheduLe of Revenues - Budget and Actual Year Ended June 30, 2000 (Continued) Schedule 1 (Continued to next page) Fund, Major and Minor Revenue Source Primary Government: (Continued) General Fund (Continued) Revenue from the Commonwealth: (Continued) Categorical aid: Shared expenses: Commonwealth Attorney Sheriff Finance Medical examiner Registrar/ELectoraL board Clerk of the circuit court Total shared expenses Other categorical aid: Police Department Recordation fees Virginia housing assistance program Public assistance and welfare administration Forestry funds EMS funds Multiple response system Crimecontrot Fire program funds DCJS - COPS Medicaid UVA- State Arts grant Animal sterilization Other Total other categorical aid Total categorical aid Total revenue from the Commonwealth Revenue from the Federal Government: Payments in lieu of taxes Categorical aid: HUD-mode rate rehabilitation Medicaid COPS 8rant School Resource Officers FBI - tower rental Public assistance and welfare administration Other Total categorical aid Budget $ 385,490 554,424 464,000 400 48,410 402,540 1,855,264 $ 1,500,329 587,000 69,000 1,492,758 5,500 32,000 202,445 97,400 33,200 139,942 5,000 6O0 2,500 $ 4,167,674 S S 6,022,938 S S 6,956,338 S $ 10,800 $ S 132,800 139,942 200,500 60,644 1,500 2,481,284 20,000 $ 3,036,670 $ Actual 401,356 554,546 473,580 930 47,401 372,577 1,850,390 1,500,329 601,980 74,725 1,324,743 2,392 36,924 9,970 87,114 18,030 142,194 5,000 600 3,804,001 5,654,391 12,944,695 11,089 139,825 142,192 135,004 48,254 1,725 2,449,296 2,916,296 Variance Favorable (Unfavorable) 15,866 122 9,580 530 (1,009) (29,963) (4,874) 14,980 5,725 (168,015) (3,108) 4,924 9,970 (202,445) (10,286) (15,170) 2,252 (2,500) (363,673) (368,547) 5,988,357 289 7,025 2,250 (65,496) (12,390) 225 (31,988) (2o,ooo) (120,374) 94 COUNTY OF ALBEMARLE:, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 2000 (Continued) Schedule 1 (Continued to next page) Fund, Major and Minor Revenue Source Primary Government: (Continued) General FUnd (continued) Revenue from the Federal Government: (Continued) Total revenue from the Federal Government Total General Fund Special Revenue Funds: Federal / State Grant Fund: Revenue from local sources: Revenue from use of money and property: Use of money Charges for services: Fire/rescue services Total charges for services Miscellaneous revenue: Miscellaneous Recovered costs: Other recovered costs Total recovered costs Total revenue from iota[ sources Revenue from the Commonwealth: Other categorical aid: Comprehensive services grant - Metro planning grant Bright Stars grant Emergency medical services Community Corrections Act Victim/wit ness Total revenues from the Commonwealth Revenues from the Federal Government: Metro planning grant (CDBG) CDBG - AHIP Section 8 housing Moderate family rehabilitation Child care 8rants Budget 3,047,470 $ 108,62%056 $ Actual Variance Favorable (Unfavorable) 2,927,385 $ 112~849,246 $ (120,085) 4,22o,19o $ 804 $ 15,190 $ 14,386 1,250 $ 879 $ (371) 1,250 $ 879 $ (371) $ 179,524 $ 100,639 S 21,172 $ 36,744 21,172 $ 36,744 202,750 S 153,452 $ 2,293,173 4,040 120,017 9,330 501,711 51,944 S 2,980,215 $ S 32,318 $ 770,989 989,777 237,ooo (78,885) 15,572 15,572 (49,298) 1,785,17o 2,267 12o,o17 7,000 5Ol,711 44,085 2,460,250 $ (508,003) (1,773) (2,330) (7,859) $ (519,965) 19,119 338,325 408,273 925,726 244,063 (13,199) (432,664) 408,273 (64,051) 7,063 95 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 2000 (Continued) Schedule 1 (Continued to next page) Fund, Major and Minor Revenue Source Primary Government: (Continued) Special Revenue Funds: (Continued) Federal / State Grant Fund (Continued): Revenues from the Federal Government: Family unification Transportation safety grant COPS grant Law Enforcement Block G rant Bulletproof vests Criminal justice grants Transportation initiative Family support grant Total revenue from the Federal Government Total Federal / State Grant Fund Enhanced 911 Fund: Revenue from local sources: Other Local taxes: E-911 tax Revenue from the use of money and property: Revenue from the use of money Total Enhanced 911 Fund Courthouse Maintenance Fund Revenue from [oca[ sources: Charges for services: Courthouse maintenance' fees Tourism Fund Revenue from local SOurces: Miscellaneous Contributions, Revenue from the Commonwealth: . Other categdrica[ aid: Tourism grant Total Tourism Fund Total Special Revenue Funds Budget $ 741,196 12,000 34,114 22,215 4,068 286,884 151,123 761,822 $ 4,043,506 S 7,226,471 Actual 25,739 8,191 51,239 22,215 4,068 209,798 151,123 824,834 3,232,713 5,846,415 $ 1,198,466 $ 815,860 158,188 $ 1,198,466 $ 974,048 27,600 $ 10,000 $ 25,ooO $ 35,000 $ $ 8,487,537 S 34,528 6,854,991 Variance Favorable (Unfavorable) (715,457) (3,809) 17,125 (77,086) 63,012 (810,793) (1,380,056) (382,606) 158,188 (224,418) 6,928 (10,000) (25,000) (35,000) (1,632,546) 96 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 2000 (Continued) Schedule 1 (Continued to next page) Fund, Major and Minor Revenue Source Debt Service Funds: General Debt Service Fund Revenue from local sources: Miscellaneous $ Visitor Center Debt Service Fund: Revenue from local sources: Revenue from use of money and property: Rent - Visitor's center Total Debt Service Funds Capital Proiects Funds: General Capital Improvements Fund: Revenue from local sources: Revenue from local sources: Revenue from the use of money and property: Revenue from the use of money Revenue from the use of property Total Revenue from the use of money and property Charges for services: Miscel Laneous MisceJLaneous revenue: Misce[taneous Recovered costs: Miscellaneous Total recovered costs Total revenue from local sources Revenue from the Commonwealth: Categorical aid: VDOT Total revenue from the Commonwealth To[at General Ca pi[at Improvement Fund Budget Actual $ 68,000 $ 67,734 $ 68,000 $ 67,734 $ 50,000 $ $ 50,000 $ S S S 34,498 $ $ 58,883 $ S 58,883 S $ 143,381 $ 5 81,278 $ $ 81,278 S $ 224,659 $ 206,513 206,513 33,284 58,883 58.,883 298.,680 298,680 Variance Favorable (Unfavorable) $ (266) S (266) $ 156,513 156,513 (1,214) 155,299 (81,278) (81,278) 74,021 97 COUNTY OF ALBEMARLE:, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 2000 (Continued) Schedule 1 (Continued to next page) Fund, Major and Minor Revenue Source Capital Proiects Funds: Storm Water Control Fund: Revenue from local sources: Revenue from use of money and property Revenue from use of money Charges for services Total Storm Water Control Fund Total Capital Projects funds Grand Total Revenues - - Primary Government Component Unit School Board: Special Revenue Funds: School Fund: Revenue from local sources: Revenues from use of mgney and property: Revenues from use of money Revenues from use of property Total revenues from use of money and property Charges for services: Tuition from private and other sources Vehicle maintenance fees Miscellaneous charges for services Total charges for services Miscellaneous revenue: Miscellaneous Recovered costs: C.B.I.P. severe revenue ED prosram Personnel services Other Total recovered costs Total revenue from local sources Categorical aid: Share of State sales tax Basic school aid Special education Budset S S S $ 224,659 $ $ 117,409,252 $ $ S 274,000 274,000 S $ 1,954,816 341,565 141,500 S 2,437,881 $ S 174,623 $ S 646,512 569,074 181,714 151,565 $ 1,548,865 S 4,435,369 S 7,098,252 12,735,660 2,697,932 98 Actual 42,354 1,287 43,641 342,321 120,114,292 316,056 316,056 1,730:331 361,003 172,150 2,263,484 202,445 631:644 518,930 181,714 135,110 1,467,398 4,249,383 7,821,187 12,445,035 2,726,006 Variance Favorable (Unfavorable) 42,354 1,287 43,641 117,662 2,705,040 42,056 42,056 (224,485) 19,438 30,650 (174,397) 27,822 (14,868) (50,144) (16,455) (81,467) (185,986) 722,935 (290,625) 28,074 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 2000 (Continued) Schedule I (Continued to next page) Fund, Major and Minor Revenue Source Component Unit School Board: (Continued) Special Revenue Funds: (Continued) School Fund: (Continued) Categorical aid: (continued) Lottery funds Fringe benefits Other state funds Total revenue from the Commonwealth Revenue from the Federal Government: Chapter 1 and migrant education Chapter 2 Vocational education Title VI-B Preschool program Goals 2000 School food Total revenue from the Federal Government Total School Fund School Cafeteria Fund: Revenue from local sources: Revenue from the use of money and property: Revenue from the use of money Charges for services: Cafeteria sales Miscellaneous revenue: Miscellaneous Total revenue from local sources Revenue for the Commonwealth: Categorical aid: School food programs Revenue from the Federal Government: Categorical aid: School food programs Total School Cafeteria Fund Total Special Revenue Funds Budget 1,404,030 1,746,858 3,608,919 $ 29,291,651 $ $ 885,670 52,244 143,092 1,227,476 72,457 49,228 55,000 2,485,167 $ 36,212,187 $ S 2,132,419 $ 2,132,419 S Actual 1,381,387 1,771,373 3,437,324 29,582,312 739,459 52,244 143,092 1,295,000 63,376 15,408 32,975 2,341,554 36,173,249 47,859 2,160,334 2,208,193 $ 50,180 $ 53,949 S 792,777 $ $ 2,975,376 S S 39,187,563 $ 815,378 3,077,520 39,250,769' Variance Favorable (Unfavorable) (22,643) 24,515 (171,595) 290,661 (146,211) 67,524 (9,081) (33,820) (22,025) (143,613) (38,938) 47,859 27,915 75,774 3,769 22,601 102,144 63,206 99 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 2000 (Continued) Schedule 1 (Continued from previous page) Fund, Major and Minor Revenue Source Component Unit School Board: (Continued) Debt Service Fund: School Debt Service Fund: Revenue from local sources: Revenue from use of money and property: Use of property Miscellaneous Other Total School Debt Service Fund Capital Projects Fund: School Capital Proiects: Revenue from local sources: Revenue from use of money and property: Use of money Use of property Use of money Recovered costs: Contributions and other Revenue from the Commonwealth: Categorical aid: School construction 8rants Education technology grant Total revenue from the Commonwealth Total School Capital Projects Fu nd G rand Total Revenues - - Component Unit - - School Board Grand Total Revenues - - All Governmental Funds and Discretely Presented Component Unit Budget Actual $ 307,394 S 307,394 $ 25,330 Variance Favorable (Unfavorable) 25,330 $ 307,394 $ 332,724 S 25,330 S 100,000 S 208,487 $ $ 100,000 $ 208,487 S $ 50,000 $ 41,717 $ 108,487 108,487 (8,283) $ 400,000 $ 398,448 $ (1,552) 702,336 464,465 (237,871) S 1,102,336 $ S 1,252,336 $ $ 40,747,293 $ $ 158,156,545 S 862,913 S 1,113,117 $ 40,696,610 $ 160,810,902 S (239,423) (139,219) (50,683) 2,654,357 100 COUNTY OF ALBEMARLE, VIRGINIA Schedule 2 (Continued to next page) Governmental Funds and Discretely Presented Corn ponent Unit Schedule of Expenditures - Budget and Actual Year Ended June 30, 2000 Fund, Function, Activity and Elements Budget Actual Variance Favorable (Unfavorable) Primary Government: General Fund: General Government Administration: Legislative: Board of Supervisors General and Financial Administration: County executive Community resources Personnel Legal services Director of finance Data processing ~ Total general and financial administration Board of Elections: Electoral board and officials Total general 8overnment administration Judicial Administration: Courts: Circuit court GeneraL district cOurt Magistrate Juvenile and domestic relations court Clerk of the circuit court Sheriff Total Courts Commonwealth Attorney: Commonwealth attorney Total judida[ administration Public Safety: Law Enforcement and Traffic Control: Police department 911 Service Total law enforcement and traffic control Fire and Rescue Services: Fire departments Fire/rescue Fire/rescue tax credit Fire prevention Ambulance and rescue service Fire extinction service City of Charlottesville Total fire and rescue services S 324,148 S 301,959 S 567,592 $ 559,839 86,357 83,559 386,856 326,786 438,913 430,425 2,555,419 2,549,464 1,590,486 1,548,935 S 5,625,623 S 5,499,008 S S 248,738 $ 239,037$ $ 6,198,509 $ 6,040,004 $ 22,189 7,753 2,798 60,070 8,488 5,955 41,551 126,615 9,701 158,505 S 75,126 S 68,370 S 6,756 18,830 16,073 2,757 19,355 15,201 4,154 119,934 117,806 2,128 551,316 527,256 24,060 1,205,186 1,201,345 3,841 S 1,989,747 $ 515,064 S 2,504,811 S 1,946,051 $ 515,058 $ 2,461,109 $ 7,035,565 $ 931,692 7,967,257 $ 657,522 $ 871,083 49,890 234,623 189,919 13,758 666,535 S 7,131,837 931,692 $ 8,063,529 $ 735,060 877,928 70,000 228,803 189,993 13,800 666,535 43,696 6 43,702 96,272 96,272 77,538 6,845 20,110 (5,820) 74 42 S 2,782,119 S 2,683,330 S 98,789 101 COUNTY OF ALBEMARLE, VIRGINIA Schedule 2 (Continued to next page) Governmental Funds and Discretely Presented Component Unit Schedule of Expenditures - Budget and Actual Year Ended June 30, 2000 (Continued) Fund, Function, Activity and Elements Budget Actual Variance Favorable (Unfavorable) Primary Government: (Continued) General Fund: (Continued) Correction and Detention: Regional jail $ Juvenile detention home Offender aid and restoration Total correction and detention $ Inspections S Other Protection: SPCA shelter contribution S VJCCCA grant Total other protection S Total public safety $ Public Works: Maintenance of Highways, Streets, Bridges and sidewalks: Engineering $ Street signs WateF resouFces Total maintenance of highways, stFeets, bridges and sidewalks S Sanitation and Waste Removat: Refuse collection and disposal Maintenance of Buildings and Grounds: Staff services Total public woFks S Health and WetfaFe: Health: Supplement to local health department $ Mental Health and Mental Retardation: Region Ten Community Services Board $ Welfare / Social Services: Welfare administration $ Public assistance Employment services program Medicaid - University of Virginia Property tax relief for the elderly Other social services Total welfare/social services Total health and welfare 494,281 123,037 42,507 659,825 739,217 39,915 39,915 12,284,605 1,280,967 68,798 116,416 1,466,181 241,626 S 493,796 92,278 42,507 S 628,581 $ 717,202 S 20,258 $ 20,258 $ 12,016,628 S 1,163,087 79,679 109,681 S 1,352,447 196,250 S 485 30,759 31,244 22,015 19,657 19,657 267,977 1'17,880 (10,881) 6,735 113,734 45,376 1,066,742 989,384 77,358 2,774,549 S 2,538,081 S 236,468 746,050 S 746,050 $ 312,170 S 312,170 S S 422,941 3,582,164 775,685 244,142 136,843 826,373 417,948 3,673,030 671,230 281,373 245,000 981,309 6,269,890 7,328,110 $ 5,988,148 $ 7,046,368 (4,993) 90,.866 (104,455) 37,231 108,157 154,936 281,742 281,742 102 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Expenditures - Budget and Actual Year Ended June 30, 2000 (Continued) Schedule 2 (Continued to next page) Fund, Function, Activity and Elements Primary Government: (Continued) General Fund: (Continued) Education: Contribution to community college Parks, Recreation, and Cultural: Parks and recreation Darden Towe Memorial Park Albemarle Charlottesville Teen Center Total parks and recreation Library: Regional Library Cultural Enrichment: Miscellaneous contributions Total parks and recreation and cultural Community Development: Planning and Community DeveLopment: Planning Redevelopment 'and housing Zoning Contributions to other agencies Revenue Sharing Agreement - City of Charlottesvi[ Other Total planning and community development Environmental Management: Soil and Water Conservation District Total environmental management Cooperative Extension Program: Horticulture and Family resources Total Community Development Total General Fund Special Revenue Funds: Federal / state Grant Fund: Judicial A~Jm~i~_~tr~tion victim/witness Drug court Total judicial administration Budget Actual S 10,250 $ 10,250 S 1,178,629 S 115,450 93,875 S 1,387,954 $ $ 1,861,454 $ $ 65,722 S $ 3,315,130 $ $ 1,754,627 $ 425,172 571,494 897,064 5,853,794 101,184 1,094,908 114,080 82,036 1,29i ,024 1,861,454 65,722 3,218,200 1,156,627 385,142 515,545 737,064 5,853,794 27,665 Variance Favorable (Unfavorable) 83,721 1,370 11,839 $ 96,930 S S $ 96,930 $ 598,000 40,030 55,949 160,000 73,519 $ 9,603,335 S 8,675,837 $ 927,498 $ 37,917 $ 37,827 S 90 37,917 S 37,827 S 158,756 $ $ 9,800,008 S S 44,215,972 S 157,891 8,871,555 42,202,195 $ 90 S 865 S ' 928,453 S 2,013,777 S 51,944 $ 44,085 $ 7,859 51,944 $ 44,085 $ 7,859 103 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Corn ponent Unit Schedule of Expenditures - Budget and Actual Year Ended June 30, 2000 (Continued) Schedule 2 (Continued to next page) Fund, Function, Activity and Elements Primary Government: (Continued) Special Revenue Funds: (Continued) Federal / State Grant Fund (Continued): Pubtic Safety: Public safety grants Criminal justice Total public safety Health and Welfare: Health and welfare Comprehensive services grant Transportation initiative At risk 4 year olds Total health and welfare Community development: Metropolitan planning programs AHIP Moderate housing rehabilitation and related programs Total community development Total Federa[/ State Grant Fund Enhanced 91 1 Fund: Public Safety: Law Enforcement and Traffic Control: 911 Service Tourism Fund: Community development: Visitors Bureau Tourism development Other Total Tourism Fund Total Special Revenue Funds Debt Service Funds: General Debt Service Fund: Principal retirement Interest and other debt costs Total General Debt Service Fund Budget Actual Variance Favorable (Unfavorable) 179,585 $ 143,979 $ 35,606 780,269 708,869 71,400 959,854 S 852,848 $ 1,237,049 3,142,351 151,123 317,853 1,385,851 4,067,069 151,123 350,917 5,954,960 $ 4,848,376 $ 107,006 148,802 924,718 33,064 1,106,584 47,398 S 23,899 S 23,499 770,989 315,512 455,477 1,824,341 1,335,802 $ 2,642,728 $ 1,675,213 $ 9,609,486 $ 7,420,522 $ 1,045,746 $ 811,036 $ 135,250 150,000 1,037,955 $ 123,250 150,000 20,500 $ 1,323,205 S 293,750 S 11,978,437 $ 8,525,308 488,539 967,515 2,188,964 234,710 12,000 1,017,455 1,029,455 3,453,129 380,068 $ 116,655 S 263,413 12,840 12,639 201 $ 392,908 S 129,294 $ 263,614 104 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Expenditures - Budget and Actual Year Ended June 30, 2000 (Continued) Schedule 2 (Continued to next pase) Fund, Function, Activity and Elements Primary Government: (Continued) Debt Service Funds: Visitor Center Debt Service Fund: Principal retirement Interest and other debt costs Total Visitor Center Debt Service Fund Total Debt Service Funds Capital Proiects Funds: Capital Imp rovements Fund: Capital Projects: Information systems Fire departments and service vehicles Street and sidewalks improvements Public Works maintenance projects Emergency Operations Center PubUc safety communications system Libraries Parks and recreation Others Total Capital Improvement Fund Storm Water Control Fund: Ca pitat projects Stormwater control Total Capital Projects Funds Grand Total Expenditures - - Primary Government Component Unit School Board Special Revenue Funds: School Fund: Education: Instruction Administration, and attendance and health Pupil transportation services Operation and maintenance Facilities Other TotatSchool Fund Budset Variance Favorable Actual (unfavorable) S 39,000 $ 38,829S 171 29,000 28,905 95 S 68,000 S S 460,908 S 67,734 S 266 197,028 S 263,880 S 200,932 $ 200,447 485 729,939 74,358 655,581 1,090,352 425,396 664,956 1,035,160 919,584 115,576 103,197 79,087 24,110 3,911,937 117,422 3,794,515 376,858 176,272 200,586 960,115 466,623 493,492 1,151,706 219,969 931,737 $ 9,560,196 S S 760,649 S $ 10,320,845 S $ 66,976,162 67,831,024 4,478,632 6,169,054 8,096,985 119,100 2,247,360 88,942,155 2,679,158 S 6,881,038 168,058 S 592,591 2,847,216 S 7,473,629 $ 53,771,747 $ 13,204,415 66,771,348 $ 1,059,676 4,478,231 401 6,083,823 85,231 7,883,904 213,081 103,710 15,390 1,913,295 334,065 87,234,311 S 1,707,844 105 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Expenditures - Budget and Actual Year Ended June 30, 2000 (Continued) Schedule 2 (Continued from previous page) Fund, Function, Activity and Elements Component Unit School Board (Continued) School Cafeteria Fund: Education: Operating costs Total School Cafeteria Fund Total Special Revenue Funds Debt Service Fund: School Debt Service Fund: Principal retirement Interest and other debt costs TotaJ Debt Service fund Capital Projects Fund: School Capital Proiects Fund: Northern Elementary SchOol MonticeUo High School Western Albemarle High School Stone-Robinson Elementary School CATEC Technology equipment Vehicle maintenance facility School building renovations and related items PREP Total School Capital Projects Fund Grand Total Expenditures - - Corn ponent Unit - - School Board Grand Total Expenditures-All Governmental Funds and DiscretelY Presented Component Unit Budget Actual Variance Favorable (Unfavorable) $ 2,950,376 $ 2,925,098 $ 25,278 $ 2,950,376 $ 2,925,098 $ 25,278 $ 91,892,531 $ 90,159,409 $ 1,733,122 5,718,184 S 5,572,843 $ 145,341 3,631,881 3,785,898 (154,017) 9,350,065 1,700,184 309,270 725,842 303,000 215,630 1,289,257 155,749 2,154,024 688,677 S 7,541,633 $ 108,784,229 S 9,358,741 $ 118,186 221,953 645,607 265,487 193,139 952,557 147,394 1,508,849 475,514 S 4,528,686 S 104,046,836 S 157,818,583 S 175,760,391 (8,676) 1,581,998 87 317 80 235 37 513 22 491 336 700 8 355 645 175 213 163 3,012,947 4,737,393 17,941,808 106 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Director of Finance's Accountability At June 30, 2000 Schedule 3 Assets held by the Director: Cash on hand/petty cash Cash in banks: Checking: Wachovia Bank One VaLley Bank Bank of America Bank of America - DMV 5,000 (2,565,594) 2,769 52,530 625 Investments: Wachovia Bank time deposit Wachovia Bank - performance bonds Sun Trust Bank Asset Management Account Local Government Investment Pool Repurchase agreement Virginia State Non-Arbitrage Program Bond Pool funds Mclntire Trust Fund-Investments Total assets Liabilities of the Director: BaLance of County funds (ScheduLe 4) Balance of CommonweaLth Credit Account (ScheduLe 5) BaLance of Ct~ar[ottesvi[[e-A[bemarte Joint HeaLth Center Bui[ding (ScheduLe 6) BaLance of ALbemarLe-CharLottesviLLe Regional Jail Authority (ScheduLe 7) BaLance of Emergency Operations Center (Schedule 8) BaLance of Darden Towe Memorial Park (Schedule 9) BaLance of DMV account Other Uabi[ities Total liabilities 800,000 302,204 615,549 45,704,569 6,826,138 3,344,340 330,472 $ 55,418,602 $ 52,824,455 2,539 199,284 2,027,894 347,337 (4,553) (625) 22,271 $ 55,418,602 107 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Director of Finance's Accountability to the County All County Funds and Component Units Year Ended June 30, 2000 Governmental Funds Special Debt Capital General Revenue Service Projects BaLance JuLy 1, 1999 Receipts: General property taxes Other focal taxes Permits, privi[ese fees and resuiatory Licenses Fines and forfeitures Revenue from use of money and property Charses for services Miscettaneous Recovered costs Intersovernmenta[ Proceeds from indebtedness Total receipts Total available Disbursements (net): Warrants (checks) issued Principal retirement Interest and fiscal charses Total disbursements $ 15,387,853 $ 3,129,386 $ $ $ 63,699,031 $ $ - $ 28,610,842 822,048 - 1,109,293 215,489 1,164,985 173,378 1,085,400 35,407 165,168 70,251 1 ,i76,931 36,744 16,091,652 5,840,393 67,734 113,318,791 $ 6-,978,221 $ 67,734 $ 128,706,644 $ 10,107,607 $ 67,734 $ 42,037,937 $ 8,905,027 S 155,484 41,544 S 42,037,937 $ 8,905,027 $ 197,028 S Interfund transfers: Transfers in $ 234,592 S 2,997,827 $ 329,294 $ Transfers out (65,924,625) (231,227) $ 20,978,674 $ 3,969,180 $ 200..000 $ BaLance, June 30, 2000 5,837,875 248,867 1,287 33,284 58,883 342,321 6,180,196 4,237,870 4,237,870 3,122,831 5,065,157 Note: This schedule is reported on the cash basis. Revenues and expenditures reflected in the other supplementary data and basic financial statements are recorded on the accrual and/or modified accrual basis, except as otherwise noted. 108 Schedule 4 Proprietary Funds Internal Service Fiduciary Funds Trust R Agency 3,457,305 S 1,072,783 Component Unit School Board 17,748,397 S S S $ 134,351 8,167,915 66,190 2,847,726 $ 8,302,266 S 2,913,916 S $ 11,759,571 $ 3,986,699 $ 517,313 4,473,975 227,775 1,509,115 32,859,024 2,835,000 42,422,202 60,170,599 Total "Memorandum Only" 46,633,599 63,699,031 29,432,890 1,109,293 215,489 2,305,084 13,763,984 3,411,938 2,781,673 54,791,069 2,835,000 174,345,451 220,979,050 $ 7,941,777 $ 857,632 $ 7,941,777 $ S (32,670) 3,785,124 $ 857,632 3,129,067 S 94,618,583 5,572,843 3,785,898 $ 103,977,324 $ S 60,589,159 $' (1,085,181) 15,697,253 S 58,598,826 5,728,327 3,827,442 168,154,595 67,273,703 (67,273,703) 52,824,455 109 Schedule 5 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Director of Finance's Accountability to the Commonwealth Year Ended June 30, 2000 Balance July 1, 1999 Receipts Remittances Balance June 30, 2000 2000 Taxes: Estimated income taxes 1999 Taxes: Estimated income taxes Other Collections: Share of fees of sheriff and deputies Totats $ $ 68,389 $ 67,723 321,162 321,162 666 91,404 89,531 1,873 S 480,955 $ 478,416 2,539 This schedule is presented on the cash basis. 110 Schedule 6 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Director of F~nance's Accountability To The Charlottesville-Albemarle Joint Health Center Buiidin~ Fund Year Ended June 30, 2000 BaLance JuLy 1, 1999 Receipts Total receipts and balance Disbursements: Checks issued BaLance June 30, 2000 S S 137,339 64,636 201,975 2,691 199,284 This schedule is presented on the cash basis of accountins. 111 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Director of Finance's Accountability To The Albemarle -Charlottesville Regional Jail Authority Year Ended june 30,2000 Schedule 7 Balance July 1, 1999 $ Receipts Total receipts and balance $ Disbursements: Checks issued Balance June 30, 2000 $ 5,144,536 7,282,203 12,426,739 10,398,845 2,027,894 This schedule is presented on the cash basis of accounting. 112 COUNTY OF ALB£MARLE, VIRGINIA Schedule 8 Schedule of Director of Finance's Accountability To The Emergency Operations Center Year Ended June 30, 2000 BaLance July 1, 1999 Receipts Total receipts and balance Disbursements: Checks issued Batance June 30, 2000 $ 396,312 This schedule is presented on the cash basis of accounting. 2,056,904 $ 2,453,216 2,105,879 347,337 113 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Director of Finance's Accountability To The Darden Towe Memorial Park Year Ended June 30, 2000 Schedule 9 Batance July 1, 1999 Receipts Total receipts and balance Disbursements: Checks issued Balance June 30, 2000 $ 1,536 172,667 174,203 178,756 S (4,553) This schedule is presented on the cash basis of accountins. 114 Statistical Tables COUNTY OF ALBEMARLE, VIRGINIA General GOvernmental Expenditures By Function (1) Last Ten Fiscal Years Fiscal Year 1991 1992 General Judicial Health Admini- Admini- Public Public and stration stration Safety Works Welfare $ 3,659,806 $ 1,280,160 $ 3,720,634 1,250,310 5,536,227 $ 1,535,652 $ 3,192,268 6,139,038 1,394,094 3,442,659 Education $ 54,557,352 55,142,637 1993 4,100,162 1,302,764 6,677,486 1,583,418 3,709,255 58,549,105 1994 4,175,173 1,371,235 7,006,265 1,792,164 4,961,226 61,140,363 1995 4,525,198 1,514,116 7,780,936 1,989,329 5,675,298 65,475,319 1996 5,028,092 1,734,130 8,819,633 1,950,935 6,749,142 69,212,453 1997 5,226,856 1,871,955 11,166,096 2,234,899 8,193,475 73,191,000 1998 5,574,630 2,078,915 11,578,473 2,299,190 9,082,674 76,622,637 1999 5,558,735 2,259,053 12,253,913 2,724,901 11,028,743 84,452,776 2000 6,040;004 2,505,194 13,680,512 2,538,081 11,894,744 90,169,659 Note: (1) Includes General, Special Revenue, Debt Service, Capital Project Funds and Discretely Presented Component Unit. 116 Table 1 Parks, Recreation and Cultural $ 1,899,417 2,337,209 Community Development $ 5,250,748 6,168,473 Capital Projects $ 10,207,270 $ 15,967,658 Debt Service 3,668,279 4,655,968 Total 90,787,179 100,218,680 2,492,222 6,992,704 8,382,828 5,918,035 99,707,979 2,509,508 13,170,964 5,804,471 10,838,430 2,630,543 7,273,781 6,173,135 7,798,027 7,179,750 7,717,868 8,537,897 2,781,119 109,573,814 110,911,105 122,831,581 2,903,511 9,090,116 19,967,723 7,074,253 140,919,884 21,946,149 19,265,117 7, 231,073 9,073,948 9,555,769 7,375,902 2,933,075 3,082,292 3,218,200 9,789,023 10,301,716 10,840,518 149,135,839 160,001,194 157,818,583 117 COUNTY OF ALBEMARLE, VIRGINIA General Governmental Revenues by Source (1) Last Ten Fiscal Years General Fiscal Property Year Taxes Permit, Revenues Privilege From Use Fees and Fines of Money Other Local Regulatory and and Taxes Licenses Forfeitures Property 1991 $ 39,460,352 $ 13,834,927 $ 654,497 $ 187,434 $ 1,487,244 Charges for Services $ 2,944,887 1992 39,693,578 14,767,928 694,540 112,786 1,232,167 3,747,690 1993 41,868,387 16,626,535 716,188 169,631 1,054,422 3,432,631 1994 45,814,504 17,695,347 815,276 189,909 1,167,332 3,695,994 1995 49,057,317 18,744,077 794,158 155,715 1,817,855 3,782,524 2,034,236 1996 (2) 70,456,150 19,287,058 782,795 169,773 4,680,429 1997 57,098,367 20,280,373 945,134 247,136 2,604,589 5,269,215 1998 59,736,838 23,i40,529 999,107 216,888 2,330,261 4,594,379 1999 61,700,661 27,134,007 1,089,241 243,320 1,855,092 4,998,531 2000 63,335,269 29,540,491 1,109,293 215,489 2,534,760 5,545,912 Includes General, Special Revenue, Debt Service~ Capita[ Project Funds and Discretely Presented Component Unit. Notes: (1) (2) First year of split-biLling of rea[ estate 118 Table 2 Miscel- Recovered Intersov- laneous Costs ernmental $ 400,024 $ 2,490,070 $ 26,158,153 Total S 87,617,588 387,982 1,536,697 24,917,448 87,090,816 499,467 1,568,013 29,132,827 95,068,101 715,941 1,340,059 30,501,342 101,935,704 214,825 1,284,197 32,580,254 108,430,922 446,166 2,304,450 35,130,486 135,291,543 487,045 3,070,269 37,355,357 127,357,485 527,858 2,571,115 38,931,191 133,048,166 424,045 3,195,492 46,924,233 147,564,622 526,866 2,781,673 55,221,149 160,810,902 119 COUNTY OF ALBEMARLE, VIRGINIA General Governmental Tax Revenues by Source Last Ten Fiscal Years (1) (Amounts Expressed in Thousands) Fiscal Property Year Tax Local Sales Transient Consumer and Use Lodging Meals Utility Tax Tax Tax Tax Motor Vehicle Tax Bank Franchise Tax 1991 $ 39,490 $ 4,741 $ 279 $ $ 3,917 $ 1070 $ 62 1992 39,694 5,065 277 4,122 1,086 61 1993 41,868 6,046 301 4,384 1,108 79 1994 45,815 6,367 335 1995 49,057 6,999 350 1996 1997 (2) 70,456 7,254 358 57,098 7,786 403 1998 59,737 8,060 887 1,137 4,632 1 169 69 4,658 1,204 t67 4,787 1,225 128 4,796 5,111 1 222 1999 61,701 8,557 1,385 3,124 5,175 I 323 1 373 151 2000 63,335 9,462 212 278 1,328 3,367 5,488 1,628 277 Notes: (1) Includes alt governmental funds (2) First year of split-bitting for real estate taxes 120 Table 3 Recordation and Tax Business License Tax Utility Company Tax Contractors License Tax Seller's E-911 Tax Tax $ 290 $ 2,468 $ 255 $ 494 $ 130 $ 129 $ Other Total 53,325 335 2,456 271 433 129 532 352 2,685 357 441 130 566 453 2,854 383 560 166 578 314 3,186 385 526 138 584 54,461 58,317 63,381 67,568 406 3,323 391 518 172 661 64 89,743 427 3,519 423 643 189 671 51 539 3,835 432 648 204 714 38 651 4,365 428 723 250 771 54 624 4,992 458 735 277 816 89 77,379 82,877 88,835 92,876 121 This Pase Left Blank Intentionally COUNTY OF ALBEMARLE, VIRGINIA Property Tax Levies and Collections Last Ten FJscaJ Years Table 4 Fiscal Year ~ 1991 ~ 1992 1993 . 1994 1995 1996 ~'~ 1997 1998 ~ 1999 ~ 2000 (1) (2) Percent of Percent of Total Curren~ Percent Delinquent Total Tax Outstanding Delinquent Tax Tax of Levy Tax Tota! Tax Collections Delinquent Taxes to 'Levy (1) Collections (3) Collected Collections (3) Collections to Tax Levy Taxes Levy $ 40,335,602 $ 38,021,859 94.26% S 633,452 S 38,655,311 95.83% $ 2,449,398 39,963,612 38,549,230 96.46% 597,561 39,146,791 97.96% 2,910,523 41,747,726 40,191,779 96.27% 992,785 41,184,564 98.65% 2,950,092 46,269,210 44,499,274 96.17% 671,147 45,170,421 97.63% 3,809,572 49,082,673 47,441,817 96.66% 884,225 48,326,042 98.46% 3,658,270 (2) 70,483,330 69,025,719 97.93% 957,435 69,983,154 99.29% 4,495,656 56,158,141 54,348,735 96.78% 2,096,760 56,445,495 100.51% 3,614,212 59,986,411 57,198,574 95.35% 1,958,685 59,157,259 98.62% 3,574,245 63,707,535 61~569,278 96.64% 1,855,459 63,424,737 99.56% 3,040,451 69,118,573 66,296,502 95.92% 2,194,807 68,491,309 99.09% 3,037,036 Net of [and use, tax relief, and fire / EMS deferrals and exemptions Increase in tax levy and current tax collections resulted from implementation of split billing of rea[ estate taxes in fiscal 1996 (3) For.tax years 1999 and 2000 the Commonwealth of Virginia assumed a portion of the County's personal property taxes. The amount reimbursed to the county totaled $1,826,100 in fiscal year 1999 and 56,182,481 in fiscal year 2000. These amounts are included in both current and delinquent tax collection amounts for the respective years. 6.07% 7.28% 7.07% 8.23% 7.45% 6.38% 6.44% 5.96% 4.77% 4.39% 123 COUNTY OF ALBEMARLE, VIRGINIA Assessed and Estimated Actual Value (In Thousands) of Taxable Property Last Ten Fiscal Years Fiscal Year 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 (1) (2) (3) Real Estate (5) Personal Property (2,4,6,7) Machinery and Tools Estimated Estimated Estimated Assessed Actual Assessed Actual ASsessed Actual Value Value (1) Value Value Value Value 2,280,357 $ 3,280,811 $ 213,436 $ 213,436 $ 16,883 $ 16,883 3,011,253 3,631,359 217,332 217,332 17,070 17,070 3,725,844 4,041,149 276,431 276,431 17,718 17,718 3,881,444 4,190,227 276,539 276,539 17,884 17,884 4,278,835 4,531,335 313,171 313,171 20,097 20,097 4,412,887 4,568,206 351,455' 351,455 "20,131 20,131 4,731,824 4,868,132 398,220 398,220 21,290 21,290 4,798,901 4,952,426 434,291 434,291 22,231 22,231 5,072,861 5,213,629 455,627 455,627 22,917 22,917 5,312,445 .5,420,862 ' 494,353 494,353 24,016 24,016 5,703,666 5,886,136 556,589 556,589 24,509 24,509 Estimated actual value of real estate based on sales ratio percentages for the corresponding tax years as computed by the Virginia Department of Taxation. Personal property includes personal property, business personal property and mobile homes. Increase in tax assessment due to split billing and proration of personal property effective January 1, 1992. (4) Personal property, machinery and toots, and public utility property is assessed as 100% fair market value. (5) Real estate net of exemptions for Land use deferral and tax relief for the elderly. (6) Personal property includes exemptions for mobile home tax relief for the elderly and the fire/rescue tax credits which went into effect January 1992. (7) Does not inlcude fire/rescue tax credit or mobile home tax relief after 1995 124 Table 5 Public Utility Estimated' Assessed Value Actual Value Total Estimated Assessed Actual Value Value 137,360 $ 140,822 159,849 171,429 176,368 195,279 222,883 201,471 228,208 229,985 236,288 137,360 S 2,648,036 $ 3,648,490 140,822 3,386,477 4,006,583 159,849 4,179,842 4,495,147 171,429 4,347,296 4,656,079 176,368 4,788,471 5,040,971 195,279 4,979,752 5,135,071 222,883 5,374,217 5,510,525 201,471 5,456,894. 5,610,419 228,208 5,779,613 5,920,381 229,985 6,060,799 6,169,216 236,288 6,521,052 6,703,527 125 Table 6 COUNTY OF ALBEMARLE, VIRGINIA Property Tax Rates Last Ten Fiscal Years Fiscal Year 1991 Real Personal Machinery Property Property and Tools Public Service Real Personal $ .74 $ 4.40/4.30 $ 4.40/4.30 $ '.74/.72 $ 4.40/4.30 1992 .72 4.30 / 4.30 4.30 / 4.30 .72 / .72 4.30 / 4.30 1993 · 72 4.30 / 4.28 4.30 / 4.28 .72 / .72 4.30 / 4.28 1994 · 72 4.28 / 4.28 4.28 / 4.28 .72 / .72 4.28 / 4.28 1995 .72 4.28 / 4.28 4.28 / 4.28 .72 / .72 4.28 / 4.28 1996 .72/.72 4.28 / 4.28 4.28 / 4.28 .72 / .72 ' 4.28 / 4.28 1997 .72/.72 4.28 / 4.28 4.28 / 4.28 .72 / .72 4.28 / 4.28 1998 .72/.72 4.28 / 4.28 4.28 / 4.28 .72 / .72 4.28 / 4.28 1999 .72/.72 4.28 / 4.28 4.28 / 4.28 .72 / .72 4.28 / 4.28 2000 .72/.76 4.28 / 4.28 4.28 / 4.28 .72 / .76 4.28 / 4.28 Notes: (1) 100% of fair market value (2) The assessed value of mobile homes is included in persona[ property. (3) Split billing and proration for personal property, machinerY and tools and public service adopted fiscal year 1992. (4) The basis for property tax rates is $100.00 of assessed valuation. 126 COUNTY OF ALBEMARLE, VIRGINIA Special Assessment Billings and Collections Last Ten Fiscai Yeai:s ....... Table 7 Special assessments of property taxes have not been made and, accordingly, are not presented. The County has not utilized special assessments for public works improvements or other purposes. Table 8 COUNTY OF ALBEMARLE, VIRGINIA Computation of LegalDebt Margin, Direct and Overlapping Debt and Revenue Bond Coverage At June 30, 2000 Legal Debt Mar~in:. The County of Albemarle is not subject to legal debt computations per the Code of Virginia. Computation of Direct and Overlappin.~ Debt The County of Albemarle has not issued any debt which is overlapping with other Governments during the last ten fiscal years. Since there is no overlapping debt with other 8overnments, there is no table of property tax rates for all overlapping 8overnments nor are there any computations of overlap ping debt. Revenue Bond CoveraRe The County of Albemarle has not issued durinR the last ten fiscal years. revenue bonds nor were any revenue bonds outstanding 127 COUNTY OF ALBEMARLE, VIRGINIA Ratio of Net General Obligation Bonded Debt To Assessed Taxable Value and Net Genera[ Obligation Bonded Debt Per Capita Last Ten Fiscal Years Table 9 Less: Debt Ratio of Net (2) Gross Payable from Net Bonded Debt Fiscal (1) Assessed Bonded Enterprise Bonded to Assessed Year Population Value Debt Revenues Debt (3) Value 1990 66,120 $ 3,645,051,845 S 24,498,089 S S 24,498,089 0.0067 1.991 68,040 3,394,267,979 25,375,252 25,375,252 0.0075 1992 6%700 4,773,691,256 39,293,415 39,2931415 0.0082 1993 70,300 4,920,818,467 39,257,526 39,257,526 0.0080 1994 72,400 5,581,065,455 50,287,511 50,287,511 0.0090 1995 74,300 5,737,717,742 46,31!,072 46,311,072 0.0081 1996 75,900 6,160,785,549 48,199,772 48,199,772 0.0078 1997 77,000 6,378,332,299 50,262,514 50,~62,514 0.0079 1998 (4) 80,700 6,560,546,459 66,750,256 66,750,256 0.0102 1999 (4) 81,600 6,841,455,193 69,087,998 6%087,998 0.0101 2000 (5) 82,500 7,300,098,140 66,500,740 66,500,740 0.0091 Note: (1) Virginia Department of Taxation. (2) Includes land use and tax relief. (3) Does not include VRS Early Retirement obligation, Visitor Center notes payabte and capita[ [eases. (4) We[don Cooper Center for Pubtic Service.. (5) Estimated by Department of Finance Net Bonded. Debt per Capita $ 371 373 564 558 695 623 635 653 827 847 806 128 COUNTY OF ALBEMARLE, VIRGINIA Table 10 Ratio of Annual Debt Service Expenditures for Genera~ Obligation Bonded Debt to Total General Governmental Expenditures Last Ten Years Total Total General Fiscal Debt Governmental Year Principal Interest Service (2) Expenditures (1) 1991 S 1,957,353 S 1,370,102 $ 3,327,455 $ 80,579,909 1992 '2,446,859 2,038,696 4,485,555 84,251,022 1993 2,900,066 2,484,800 5,384,866 91,325,151 1994 3,418,317 2,645,703 6,064,020 106,893,715 Ratio of Debt Service to Genera I Governmental Expenditures 4.13% 5.32% 5.90% 5.67% 1995 4,880,437 2,849,856 7~730,293 110,911,105 1996 4,454,945 2,498,317 6,953,262 122,831,581 1997 4,129,440 2,815,519 6,944,959 140,919,884 6.97% 5.66% 4.93% 1998 4,171,802 2,929,977 7,101,779 149,135,839 1999 5,159,236 3,785,418 8,944,654 160,001,194 2000 5,611,671 3,814,803 9,426,474 157,818,583 4.76% 5.59% 5.~)7% (1) Includes all Governmental Funds of the Primary Government and the Discretely Presented Component Unit -- School Board. (2) Does not include capital leases 129 Table 1 1 COUNTY OF ALBEMARLE, VIRGINIA Demographic Statistics Last Ten Fiscal Years Per Fiscal Capita Median School Year' Population Income (3) A~e (5) Enrollment (1) 1991 68,172 $ 20,124 31.6 10,188 1992 69,500 21,015 31.6 10,436 1993 70,300 23,973 31.6 10,581 1994 72,400 24,837 31.6 10,889 1995 74,300 24,837 (4) 31.7 11,123 1996 75,900 24,837 (4) 31.7 11,344 1997 77,000 (4) 24,837 (4) 31.7 11,626 1998 80,700 (6) 23,357 (5) 31.7 11,513 1999 81,600 (6) 29,063 (5) 31.7 12,188 2000 82,500 (4) 30,947 (7) 31.7 12,237 Source: Unemployment Rate 3.70% 4.40% 3.20% 3.20% (2) 2.70% (2) 2.1o% (z) 2.2o% (2) 1.40% (2) 1.50% (2) 1.30% (Z) Above information obtained from the Wetdon Cooper Center for Public Service unless otherwise noted. (1) Albemarle County Public Schools (2) Virsinia Employment Commission (3) Includes City of Charlottesville (4) Estimate by Bepartment of Finance (5) Bureau of Census (6) Wetdon Cooper Center for Public Service (7) Bureau of Economic Analysis 130 COUNTY OF ALBEMARLE, VIRGINIA Property Value, Construction Activity, and Bank Deposits Last Ten Fiscal Years Table 12 Residential Commercial Fiscal Property Value (1) * Construction Construction Year Commercial Residential Exemptions Total # of Units Value * # of Units Value * Bank * Deposits (2) (3) 1991 $ 498,990 $ 3,547,117 $ 414,748 $ 3,631,359 661 S 51,179 205 $ 16.881 $ 427,160 1992 536,104 4,098,437 593,392 4,041,149 780 67,153 218 17,422 442,538 1993 546,041 4,237,860 593,674 4,190,227 640 59,510 174 9,777 432,418 1994 612,664 4,689,827 771,156 4,531,335 886 88,554 229 20,629 458,422 1995 615,413 4,832,060 879,267 4,568,206 533 65,254 184 10,669 455,539 1996 692,929 5,170,761 985,521 4,878,169 541 82,761 225 27,699 300,750 1997 704, D96 5,239,956 991,626 4,952,426 620 93,041 221 43,305 377,117 1998 729, D17 5,598,135 1,091,456 5,235,696 575 95,765 54 38,168 (4) 365,453 1999 744,161 5,759,213 1,092,714 5,410,660 687 127,328 51 22,586 (4) 417,626 2000 ...... 866,193 6,313,459 1,293,516 5,886,136 510 1~5,015 43 '' 23,819 '(4)' Not Avaitabte * Amounts expressed in thousands (1) Estimated assessed value from TabLe 5 (2) Source: Financial Institutions Data Exchange - 1988 through 1996 (3) Source FDIC - includes financial institutions insured by the FDIC (4) Number of ommerc]al units for 1998, 1999 and 2000 include only new construction. Does not include alterations, renovations or additions. 131 COUNTY OF' ALBEMARLE, VIRGINIA Table 13 Principal Real Property Taxpayers Year Ended June 30, 2000 Taxpayer Type of Business 2000 Assessed Valuation (1) Percentage of Total Assessed Valuation University of Virginia Rea[ Estate Foundation Office Park 58,170 1.02% Charles W. Hurt Developer 30,882 O. 54% University of Yirginia Real Estate Foundation JWK Properties Westminister - Canterbury Retirement Community Individual Retirement vitlase 28,575 28,149 28,117 0.50% 0.49% 0.49% Shopping Center Associates Shopping Mall Ja-Zan Condominiums 27,594 22,973 0.48% 0.40% Gtemore Associates First Interstate - Charlottesville State Farm Insurance Company Developer Shopping Malt 'Insurance Totats $ 22,936 20,925 19,632 287,953 0.40% 0.37% 0.34% 5.03% (1) Based on 2000 real estate tax assessment records. Amounts are in thousands. 132 COUNTY OF ALBEMARLE, VIRGINIA Miscellaneous Statistics At June 30, 2000 Table 14 Date of Incorporation Fo rm of Government Area in Square Miles Number of Traffic Lights Number of Linear Road Mites (5) Number of Employees (exc[udin~ police and teachers): Fire Protection (att volunteer): Po[ice Protection: Education: Recreation and Culture: Facilities and services not included in the re portin8 entity: Board of Supervisors/ County Executive Classified Exempt Number of stations Number of ca[ts answered Number of paid firefishters Number of stations Number of satellite stations Number of po[ice personnel and officers Number of patrol units Number of law violations: Physical arrests Traffic violations Number of Number of Number of Number of Number Of Number of elementary schools elementary school instructors secondary schools secondary school instructors community co[[eses universities Community centers Parks (1) Park acrease (1) Tennis Courts Sewase system(ACSA) (2) Mi[es of sanitary sewers Number of treatment plants Number of service connections Daily averase treatment in 8al[ohs (3) (4) Maximum daily capacity of treatment plants in 8al[ons (3) (4) (1) Includes schools which se rye as community and district parks. (2) Source: ALbemarle County Service Authority (3) Includes the City of Charlottesville, Virginia (4) Source - Rivanna Water and Sewer Authority (5) source - Virsinia Department of Transportation 133 1744 742 58 794 1,262 193 7 6,758 12 1 8 126 102 3,674 6,436 15 502 9 545 1 1 3 32 2,800 32 184 5 12,500 11,249,000 15,900,000 This Page Left Blank Intentionally Compliance This Page Left Blank Intentionally ROBINSON, FARMER, Cox ASSOCIATES CER 7~IED ]->U2~L1C A C'tYO UNT21]VTS A -PR OFE, SSIONA£ £1'il4JT. ED LIABI£IT¥ COMPANY REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS TO THE BOARD OF SUPERVISORS COUNTY OF ALBEMARLE, VIRGINIA We have audited the financial statements of the County of Albemarle, Virginia as of and for the year ended June 30, 2000, and have issued our report thereon dated November 30, 2000. We conducted our audit in accordance with generally accepted auditing standards; Specifications for Audits of Counties, Cities and Towns, issued by the Auditor of Public Accounts of the Commonwealth of Virginia; and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Compliance As part of obtaining reasonable assurance about whether the County of Albemarle, Virginia's financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grants, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. Internal Control Over Financial Reporting In planning and performing our audit, we considered the County of Albemarle, Virginia's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide assurance on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. 137 However, we noted other matters invo[vin8 the internal control over finanda[ reportin8 that we have reported to manasement in a separate letter dated November 30, 2000. This report is intended for the information of the Board of Supervisors, manasement and federal awardin8 asencies and pass-throush entities. However, this report is a matter of pubUc record and its distribution is not limited. Charlottesville, Virsinia November 30, 2000 138 ROBINSON, FARMER, COX ASSOCIATES CfR TIFJ£D PUBLIC A CCOU]VTAN.T..~ A PRO 'I-;E~IONA.L LIMITED LIABILITY COMi-~ANY REPORT ON COMPLIANCE WITH REQUIREMENTS APPLICABLE TO EACH MAJOR PROGRAM AND INTERNAL. CONTROL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A-133 TO THE BOARD OF' SUPERVISORS COUNTY OF ALBEMARLE, VIRGINIA Compliance We have audited the compliance of the County of ALbemarLe, Virginia with the types of compliance requirements described in the U.S. Office of Management and Budget (OMB) Circular A-133 Compliance Supplement that are applicable to each of its major federal programs for the year ended June 30, 2000. The County of ALbemarle, Virginia's major federal programs are identified in the summary of auditor's results section of the accompanying schedule of findings and questioned costs. CompLiance with the requirements of laws, regulations, contracts and grants applicable to each of its major federal programs is the responsibility of the County of ALbemarLe, Virginia's management. Our responsibility is to express an opinion on the County of ALbemarle, Virginia's compliance based on our audit. We conducted our audit of compliance in accordance with generaLLy accepted auditing standards; the standards appLicabLe to financial audits contained in Government Auditing Standards, issued by the ComptroLLer General of the United States; and OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations. Those standards and OMB CircuLar A-133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the County of ALbemarLe, Virginia's compliance with those requirements and performing such other procedures as we conSidered necessary in the circumstances. We beUeve that Our audit provides a reasonabD basis for our opinion. Our audit does not provide a Legal determination on the County of AlbemarLe, Virginia's compliance with those requirements. In our opinion, the County of ALbemarLe, Virginia complied, in aLL material respects, with the requirements referred to above that are appLicabLe to each of its major federal programs for the year ended June 30, 2000. Internal Control Over Compliance The management of the County of ALbemarLe, Virginia is responsible for establishing and maintaining effective internal control over compliance with requirements of laws, regulations, contracts and grants appLicabLe to federal programs. In planning and performing our audit, we considered the County of ALbemarLe, Virginia's internal control over compliance with requirements that could have a direct and material effect on a major federal program in order to determine our auditing procedures for the purpose of expressing our opinion on compliance and to test and report on internal control over compliance in accordance with OMB CircuLar A-133. 139 Our consideration of the internal control over compUance would not necessarily disclose all matters in the internal control that misht be material weaknesses. A material weakness is a condition in which the desisn or operation of one or more of the internat control components does not reduce to a relatively low level the risk that noncompUance with appUcable requirements of laws, regulations, contracts and ~rants that would be material in relation to a major federat prosram bein~ audited may occur and not be detected within a timely period by employees in the normal course of performin8 their assigned functions. We noted no matters invo[vin8 the internal control over compliance and its operation that we consider to be material weaknesses. This report is intended for the information of the Board of Supervisors, manasement and federal awardin8 asencies and pass-throush entities. However, this report is a matter of public record and its distribution is not limited. Charlottesville, Virsinia November 30, 2000 140 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Expenditures of Federal Awards Primary Government and Discretely Presented Component Unit Year Ended June 30, 2000 Federal Granfin8 Asency/ Recipient State Asency/ Grant Pro,~ram/Grant Number Primary Government: Department of Asdculture: Pass Through Payments: State Department of A~riculture: Cooperative Forestry Assistance - Gypsy Moth Department of Sociat Services: Food Stamp Administration Totat Department of A~riculture. Department of Health and Human Services: Pass Through Payments: Department of Social Services: Temporary Assistance to Needy Families Refugee prosrams Low-Income Home Energy Assistance Chitd Care Assistance Chitd Care and Development Foster Care - Titte IV-E Adoption Assistance Social Services Block Grant Administrative Cost of Medicaid Eti~ibiUty - University of Virginia Ho State Children's Insurance Pro,ram Medical Assistance Pro~ram Total Department of Health and Human Services Department of Housing and Urban Development; Direct Payments: Section 8 Housin8 Assistance Pro~ram Speciat Payments Moderate rehabiUtation pro~ram (Section 8) Pass through payments: Department of Housin~ and Community Development: Development: Community Development Block Grant/States' Prosram Total Department of Housin~ and Urban Development Department of the Interior: Direct payments: Bureau of Land/~ana~ement Number 97-258 (National Forest Acreage Payments) Depart'ment of Justice: Pas~throu~h payments: Department of Criminal Justice Services Law Enforcement Block Grant Buttetproof Vest Partnershi; Prosram Pubtic Safety and Community Po[icin8 Grants Anti-Dru~ Abuse Act Totat Department of Justice Federal Catalosue Number 10.664 10.561 Expenditures $ 375,215 $ 375,215 93.558 $ 517,314 93.566 334 93.568 12,262 93.575 296,133 93.596 400,697 93.658 * 1,394,600 93.659 86,097 93.667 460,537 93.714 142,192 93.767 73,842 93.778 52,285 14.195 14.856 14.228 $ 3,436,293 * $ 951,465 * 548,098 357,444 S 1,857,007 10.665 $ 11,089 16.300 5 22,215 16.607 4,068 16.710 234,497 16.579 209,798 S 470,578 141 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Expenditures of Federal Awards Primary Government and Discretely Presented Component Unit Year Ended June 30, 2000 (Continued) Federal Granting Agency/ Recipient State Agency/ Grant Pro~Jram/Grant Number Federal Catalogue Number Primary Government: (Continued) Department of Transportation: Pass through payments: Department of Motor VehicLes: State and Community Highway Safety Program 20.600 Total Department of Transportation Total Federal Assistance - Primary Government Component Unit - School BOard: Department of Agriculture: Pass Through Payments: State Department of AgricuLture: Food Distribution National School Breakfast Program National School Lunch Program (SL-4) (SL-11) Child Care Food Program (After SchooL) 10.555 10.553 10.555 10.558 Total Department of Agriculture Department of Education: Pass through payments Department Of Education: Education ConsoLidation and Improvement Act of 1981: TitLe 1: EducationaLLy Deprived Children Migrant Education, Basic State Formula Title 2: Improving School Programs State BLock Grant Elementary and Secondary Education Act: Title VI-B: Assistance to States for Education of Handicapped ChiLdren: Handicapped-State Grants Preschool programs Goals 2000 Vocational Education Basic Grants to States 84.010 84.011 84.151 84.027 84.173 84.267 84.048 Total Department of Education Total Federal Assistance - Component Unit- School Board Total Expenditures of Federal Awards - (Memorandum OnLy) - Reporting Entity S S S Expenditures 8,191 8,191 6,158,373 169,970 101,676 713,702 32,975 1,018,323 650,083 89,376 52,244 1,295,000 63,376 15,408 143,092 2,308,579 3,326,902 9,485,275 (*) These programs are identified as major federal assistance programs. This schedule is prepared on the accrual basis of accounting. 142 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Findings and Questioned Costs Year Ended June 30, 2000 Section I - Summary of Auditor's Results Financial Statements Type of auditor's report issued: Internal control over financial reporting: Material weaknesses identified? Re portable conditions identified not considered to be material weaknesses? Noncompliance material to financial statements noted? Unqualified No None reported No Federal Awards Internal control over major programs: Material weaknesses identified? Reportable conditions identified not considered to be material weaknesses? No None reported Type of auditor's report issued on compliance for major programs: Unqualified Any audit findings disclosed that are required to be reported in accordance with Circular A-133, Section .510 (a)? No Identification of major programs: CFDA # Name of Federal ProRram or Cluster 14.195 14.856 93,658 Section 8 Housing Assistance Payments Program - Special All~cations Lower Income Housing Assistance Program-Section 8 Moderate Rehabilitation Foster Care - Title IV-E Dollar threshold used to distinguish between Type A and Type B programs Auditee qualified as Iow-risk auditee? S300,DO0 Yes Section II - Financial Statement Findings There are no financial statement findings to report. Section Ill - Federal Award Findings and Questioned Costs There are no federal award findings and questioned costs to report, 143 This Page Left Blank Intentionally