HomeMy WebLinkAboutWPO201900022 Agreement - Nutrient Credits 2020-05-22PURCHASE AND SALE AGREEMENT
THIS PURCHASE AND SALE AGREEMENT (this "Agreement"), dated as of
May 22, 2020 is made by and between CBAY-VA LLC, a Virginia limited liability company
("Seller"), and Oakencroft Holdings LLC ("Purchaser").
RECITALS:
1. Seller owns certain rights in and to certain real property located in the
Commonwealth of Virginia, known as the Seven Islands Nutrient Bank (the "Property").
Pursuant to Va Code § 62.1-44.15:35 the Virginia Department of Environmental Quality
("DEQ") and the Virginia Department of Conservation and Recreation ("DCW) have
authorized, or will authorize, the generation and sale of nonpoint source nutrient credits
("Credits") generated at the Property to third parties to offset nutrient -related water quality
permit needs.
2. Pursuant to Permit No. Pending ("Permit"), DEQ has approved the use of
Credits for the project site described in the Permit (the "Project") upon the condition that
Purchaser acquire 1.10 pounds of phosphorus Credits from Seller (the "Credit Obligation") and
that Seller retire 4.94 pounds of the Property's associated nitrogen Credits.
3. Purchaser wishes to purchase, and Seller wishes to sell on the terms set forth in
this Agreement the phosphorus Credits for the purpose of satisfying the Credit Obligation.
AGREEMENT:
NOW, THEREFORE, in consideration ofthe sum of TEN DOLLARS ($10.00), cash in
hand paid by Purchaser to Seller and other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, Seller and Purchaser hereby agree as follows:
1. Agreement to Sell and to Purchase. Seller shall sell to Purchaser, and Purchaser
shall buy from Seller, 1.10 pounds ofphosphorus Credits for the purpose of satisfying the Credit
Obligation, and Seller shall retire 4.94 pounds of the Property's associated nitrogen Credits.
2. Purchase Price. In consideration of Seller entering into this Agreement, and
agreeing to sell the Credits to Purchaser, Purchaser shall pay to Seller the sum of Twelve
Thousand One Hundred and 00/100 Dollars ($12,100.00) at Closing by company, certified
or cashier's check or by wired transfer of immediately available funds to an account and
financial institution designated in writing by Seller (the "Purchase Price"), and once paid, the
Purchase Price shall be considered fully earned and non-refundable.
GBAY•VA LLC
Seven island. Purchase and &h Ag..—.t I UIM02D
3. Closing.
(a) Date and Location. Closing under this Agreement ("Closing") shall
occur by 5:00 p.m, on or before the date that is fifteen (15) days from the date first above written
("Closing Date") unless Seller agrees in writing to a later date. Closing shall occur at Seller's
office in Richmond, Virginia, or at such other place as Purchaser and Seller may agree. TIME
IS OF THE ESSENCE as to the Closing Date.
(b) Deliveries at Closing. At Closing, Seller shall (i) execute and deliver to
Purchaser an Affidavit of Phosphorus Credit Sale in substantially the form attached hereto as
Exhibit A (the "Affdavif), and (ii) execute and deliver to Purchaser a Bill of Sale in
substantially the form attached hereto as Exhibit B. At Closing, Purchaser shall pay the
Purchase Price to Seller.
(c) Delivery to DEO/VSMP Authority. Promptly following Closing, Seller
shall provide DEQ and/or the Virginia Stormwater Management Program ("VSMP") Authority
with an original, executed Affidavit.
(d) Closing Costs. Seller shall pay the cost of preparing the Bill of Sale and
Affidavit, and Seller's attorney's fees. Purchaser shall pay Purchaser's attorney's fees and other
costs of Closing, if any.
(e) Water Oualitv Enhancement Fee. Promptly following Closing, Seller
shall pay the water quality enhancement fee required by Va Code § 62.1-44.15:35 Subsection
E.
(f) Termination. If Closing does not occur on or before the Closing Date
then this Agreement shall automatically terminate and be of no further force or effect. In the
event of such termination, Purchaser and Seller shall each be released from all further duties or
obligations contained herein.
4. Seller's Representations and Warranties. Seller hereby makes the following
representations and warranties:
(a) Authorization. Execution and Delivery. This Agreement has been duly
authorized, executed and delivered by all necessary action on the part of Seller, constitutes the
binding agreement of Seller and is enforceable in accordance with its terms.
(b) Reservation of Credit Capacity. During the period beginning on the date
of execution of this Agreement and ending upon the earlier of (i) Closing or (ii) termination of
this Agreement, Seller has sufficient Credits to satisfy the Credit Obligation and Seller will not
sell Credits from the Property that would cause the remaining Credits to be insufficient for the
purpose of satisfying Seller's obligations under this Agreement.
CBAY-VA LLC
Seven I.1—de P—h— and Sato Agreement 2 1/16/2020
(c) Compliance with Laws. Seller has and will comply with all applicable
laws and regulations relating to (i) the maintenance of the Property in accordance with the rules
and regulations of the DEQ and DCR, and (ii) the sale of the phosphorus Credits to Purchaser,
including, without limitation, the retirement of associated nitrogen Credits applicable thereto.
5. Purchaser's Representations and Warranties. Purchaser hereby makes the
following representations and warranties as of the date of this Agreement.
(a) Authorization. Execution and Delivery. This Agreement has been duly
authorized, executed and delivered by all necessary action on the part of Purchaser, constitutes
the valid and binding agreement of the Purchaser and is enforceable in accordance with its
terms.
(b) Reliance. In entering into this Agreement, Purchaser has not been
induced by, and has not relied upon, any representations, warranties or statements, whether
express or implied, made by the Seller or any agent, employee or other representative of the
Seller, which are not expressly set forth herein.
6. Default.
(a) B)_Purchaser. If Purchaser defaults in performing any of Purchaser's
obligations under this Agreement, and if such default continues for a period of ten (10) days
after Seller has provided written notice to Purchaser of such default, Seller may terminate this
Agreement by providing written notice to Purchaser. Upon such termination neither party shall
have any further rights or obligations hereunder, except as expressly provided herein. Seller
hereby expressly waives any right that Seller may have to damages, whether compensatory,
consequential or otherwise, or to seek specific performance from Purchaser as a result of such
default.
(b) B__ Seller. If Seller defaults in performing any of Seller's obligations
under this Agreement, and such default continues for a period often (10) days after Purchaser
has provided written notice to Seller of such default, the Purchaser's sole remedies shall be to
demand and receive specific performance of Seller's obligation hereunder including release of
Affidavit of Phosphorous Credit Sale and Bill of Sale upon payment of the Purchase Price, and
upon the completion of such obligations neither party shall have any further rights or obligations
hereunder, except as expressly provided herein. Purchaser hereby expressly waives any right
that Purchaser may have to damages, whether compensatory, consequential or otherwise as a
result of Seller's default.
(c) Attorneys' Fees. In the event of any litigation between Seller and
Purchaser, the prevailing party shall be entitled to an award of its costs incurred in such
litigation, including reasonable attorneys' fees and costs, and court costs.
Effect of Condemnation. Regulatory Action or Unavoidable Delays.
CBAY•VA LLC
Seven Islands Purchase and Sale Agreement 3 1/16/2020
(a) Condemnation. If the Property or any part thereof is taken prior to
Closing pursuant to eminent domain proceedings, or if such proceedings are commenced prior
to Closing, and as a result Seller determines that it will be unable to sell the phosphorus Credits
to Purchaser at Closing as specified in this Agreement, then Seller may terminate this
Agreement by providing written notice to Purchaser at any time prior to Closing. If Seller elects
to terminate this Agreement as provided in this subparagraph, neither party shall have any
further rights or obligations hereunder, except as expressly provided herein.
(b) Reeulatory Action.
(i) If Seller is unable to sell the phosphorus Credits to Purchaser as
provided in this Agreement because of the action or order of any regulatory agency, regardless
of whether or not Seller has contested or challenged such action or order, Seller may terminate
this Agreement by providing written notice to Purchaser. If Seller elects to terminate this
Agreement as provided in this subparagraph, and such termination occurs prior to Closing, then
neither patty shall have any further rights or obligations hereunder, except as expressly provided
herein.
(ii) If prior to Closing Purchaser is prevented by any regulatory
agency from satisfying the Credit Obligation by purchasing the phosphorus Credits as provided
in this Agreement, Purchaser may terminate this Agreement by providing written notice to
Seller. If Purchaser elects to terminate this Agreement as provided in this subparagraph, then
neither party shall have any further rights or obligations hereunder, except as expressly provided
herein.
8. Indemnities.
(a) Seller's Indemnities. Seller shall indemnify, defend and hold harmless
Purchaser and Purchaser's authorized successors and assigns from and against any action, order,
investigation or proceeding initiated by any government agency and arising from or based upon
Seller's breach of the representations and warranties contained in Paragraph 4.
(b) Purchaser's Indemnities. Purchaser shall indemnify, defend and hold
harmless the Seller from and against any action, order, investigation or proceeding initiated by
any government agency and arising from or based upon Purchaser's breach of the
representations and warranties contained in Paragraph 5 and Purchaser's failure to comply with
any permit, authorization or condition thereof relating to Purchaser's plan to satisfy the Credit
Obligation.
(c) Survival. The indemnity provisions of this Paragraph shall survive
Closing and termination of this Agreement for a period of three (3) years after the date of this
Agreement.
9. Notices. Each notice, request, demand or other communication hereunder will
be in writing and will be deemed to have been duly given (i) when delivered by hand, or (ii)
three (3) business days after deposit in United States certified or registered mail, postage pre-
CBAY-VA LI.0
Seven islands Purchase and Sale Agreement 4 1/16/2020
paid, return receipt requested, or (iii) one (1) business day after delivery to a recognized
overnight courier service, in each case addressed to the parties at the following addresses:
If to Seller: CBAY-VA LLC
c/o Resource Environmental Solutions, LLC
ATTN: Caitlan B. Parker
3600 Glenwood Avenue, Suite 100
Raleigh, NC 27612
With acopy to:
If to Purchaser: Oakencroft Holdings LLC
1203 Hilltop Road
Charlottesville, VA 22903
Attn: Dorothy N. Batten
With a copy to:
Each party shall have the right to change its address by providing the other party with at least
ten (10) days prior written notice of the change.
10. Entire Agreement and Modifications. There are no other agreements or
understandings, written or oral, between the parties regarding this Agreement or the subject
matter hereof. This Agreement shall not be modified or amended except by a written document
executed by both parties to this Agreement.
It. Governine Law. The validity, interpretation and performance ofthis Agreement
shall be governed by and construed in accordance with the laws of the Commonwealth of
Virginia without regard to its conflict of laws principals.
12. Compliance with Applicable Laws. Both parties shall comply with all
applicable federal, state and local laws, regulations and restrictions in the conduct of their
obligations under this Agreement.
CBAY-VA LLC
Seven Ialaade Purchase and Sale Agreement 5 11IM020
13. Severability. The provisions of this Agreement shall be deemed severable and,
if any portion shall be held invalid, illegal or unenforceable for any reason, the remainder of
this Agreement shall be effective and binding upon the parties. The Recitals are incorporated
as part of this Agreement as provided herein.
14. Binding A;_,reement. This Agreement shall bind and inure to the benefit of the
parties hereto and their respective successors and assigns. Any proposed assignment shall be
subject to the prior written consent of the other party, which consent shall not be unreasonably
withheld or delayed.
15. Counterparts. This Agreement may be executed in counterparts, each of which
shall constitute an original and all of which together shall constitute one and the same
Agreement.
[SIGNATURE PAGES TO FOLLOW]
CBAY-VA LLC
Seven lelaade Phase aad Sale Agreement 6 V 16/20E0
IN TESTIMONY WHEREOF, the parties hereto have signed, executed and
acknowledged this instrument as their free and voluntary acts, in multiple originals, on the date
first set forth above.
SELLER:
CBAY-VA LLC,
a Virginia limited liability company
Name: �j�1//a✓"!� �ot r�kyy
Title:Soc(('oerr.�.%3rtr
TIN: 27-4832003
CSAY-VA LLC
Seven relaeda Pu.haee and Sale Agreement 7 1l1W080
IN TESTIMONY WHEREOF, the parties hereto have signed, executed and
acknowledged this instrument as their free and voluntary acts, in multiple originals, on the date
first set forth above.
PURCHASER:
Oakencroft Holdings LLC
lu
Name: Dorothv N. Batten
Title: Manaeer
TIN: C. G -- 1 s? Y `15 -)
Project: Oakencroft Vineyard
EXHIBITS
Exhibit A - Affidavit of Phosphorus Credit Sale
Exhibit B —Bill of Sale
CBAY-VA LLC
Sayan Ielanda Purchase and Sale Agreement 6 111&2020
Exhibit A
CBAY-VA LLC — SEVEN ISLANDS NUTRIENT BANK
AFFIDAVIT OF PHOSPHORUS CREDIT SALE
CBAY-VA LLC, a Virginia limited liability company (the "Company"), hereby
certifies the following:
1. Pursuant to that certain Purchase and Sale Agreement dated May 22, 2020 (the
"Agreement'), between the Company (as Seller) and Oakencroft Holdings LLC
("Purchaser"), the Company, for the benefit of the Purchaser, agreed to sell 1.10 pounds of
nonpoint source phosphorus Credits to Purchaser and retire the associated ratio of nonpoint
source nitrogen Credits at the credit generating facility in the amount of 4.94 pounds of nitrogen
Credits;
2. The Company and the Purchaser, as of the date hereof, have closed the transaction
contemplated by the Agreement and the Company has sold to Purchaser the phosphorus Credits.
WITNESS the following signature:
CBAY-VA LLC,
a Virginia limited liability company
By: 4� R
Authorized Signatory
Date: June 3, 2020
Sworn to and subscribed before me this 3rd day of June , 2020, by
Caitlan B. Parker Authorized Signatory, on behalf of CBAY-VA LLC,
a Virginia limited liability company.
State of South Carolina
Notary registration number: County of: Wake
My commission expires: 06/05/2029
`\�Iltlllll//jJ.�
SON P
aoTq,9�
Plan k: WPO-2019-00022
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Project Name: OakencroB Farm Winery
TMP: 05900-00-00-03200
It q,
Vg�IG
Number of Credits:(L101b/yr)
Project HUC: 02080204
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Bank Sponsor HUC: 02080203
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CBAY-VA LLC
Seven lalands Purchase and Sale Agreement 9 1/16/2020
Exhibit B
CBAY-VA LLC — SEVEN ISLANDS NUTRIENT BANK
BILL OF SALE
BILL OF SALE, made as of June 3, 2020. by CBAY-VA LLC, a Virginia limited
liability company ("Seller"), to Oakencroft Holdings LLC ("Purchaser").
WHEREAS, Seller and Purchaser have entered into that certain Purchase and Sale
Agreement as of May 22, 2020 (the "Agreement'), with respect to the sale by the Seller and
purchase by the Purchaser of nonpoint source phosphorus Credits generated within the Seven
Islands Nutrient Bank Property in Buckingham County, Virginia.
NOW, THEREFORE, for and in consideration of the payment of the Purchase Price (as
defined in the Agreement) and other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, Seller hereby sells, transfers, assigns, conveys,
delivers and sets over to Purchaser, its successors and assigns, 1.10 pounds of phosphorus
Credits and retires 4.94 pounds of nitrogen Credits associated with the phosphorous Credits
generated at the Property, as such terms are described in the Agreement.
TO HAVE AND TO HOLD all such phosphorus Credits hereby sold and transferred
to Purchaser and its successors and assigns forever.
IN WITNESS WHEREOF, Seller has caused this Bill of Sale to be executed by its
duly authorized representative as of the date first above written.
CBAY-VA LLC,
a Virginia
�,Limited
,Liability Company
By: (am"` ✓ '� B.
Authorized Signatory
Plan#: WPO.2019-00022
Project Name: Oakeneroft Farm Winery
TMP: 05900-00.00-03200
Number of Credits: (1.101b/yr)
Project HOC: 02080204
Bank Sponsor HUC: 02080203
CBAY-VA LLC
Seven Islands Purchase and Sale Agreement 10 1116/2020