HomeMy WebLinkAboutWPO202000007 Agreement - Nutrient Credits 2021-06-26strya Conservation
AGREEMENT FOR PURCHASE AND SALE OF
NONPOINT NUTRIENT OFFSET CREDITS
This Agreement for the Purchase and Sale of Nonpoint Nutrient Offset Credits (this
"Agreement") is made this 26th day of June, 2021 (the "Effective Date"), between OSTRYA
CONSERVATION, INC ("Seller") and HARK VINEYARDS ("Purchaser").
RECITALS
A. Seller is the sponsor of an approved nonpoint nutrient offset generation bank entitled the
Slate River Nutrient Bank (the `Bank") consisting of 103.45 acres, more or less, located near
Maxeys Road in Buckingham County, Virginia. The Bank has been authorized by the Virginia
Department of Environmental Quality ("VDEQ") to generate and transfer nonpoint source
offsets in accordance with i) the Chesapeake Bay Watershed Nutrient Credit Exchange Program
(VA Code 62.1-44.19:14 et seq), ii) the Virginia stormwater offset program (VA Code 10.1-
603.8:1), and iii) the Virginia Soil and Water Conservation Board's Guidance Document on
Stormwater Nonpoint Nutrient Offsets approved on July 23, 2009 to those regulated entities
qualifying for nutrient offsets. The Bank is approved to generate 339.28 pounds of nitrogen
reduction and 101.37 pounds of phosphorous reduction within the James River Watershed.
Operation, management and maintenance of the Bank are subject to the requirements of the
Nonpoint Nutrient Offset Generation Certification, James - 045 approved by the VDEQ on
January 14, 2019 and to the statutes, regulations and policies cited therein (collectively, the
"Certification").
B. Purchaser has applied for a permit from VDEQ for approval from the Counly of
Albemarle. (Permit No. WPO-2020-00007) with a site plan requirement to control 1.59 pounds
of phosphorous each year. Purchaser proposes to offset the annual nutrient control requirement
by purchasing 1.59 nonpoint source phosphorous credits / Nutrient Credits and the
retirement of the associated ratio of nonpoint source nitrogen credits in the amount of 5.32
pounds (collectively, the "Nutrient Credits") from Seller.
AGREEMENT
NOW, THEREFORE, for and in consideration of the mutual premises and agreements
contained herein and for other good and valuable consideration, the receipt and sufficiency of
which are hereby acknowledged, Seller and Purchaser agree as follows:
1. Recitals. The foregoing Recitals are hereby incorporated into this Purchase Agreement
as a matter of warranties and representation within Paragraph 4 of this Agreement and not mere
recital.
2. Sale and Purchase. Seller agrees to sell, and Purchaser agrees to purchase, the Nutrient
Credits from the Bank for the purchase price of fifteen thousand nine hundred and 00/100
dollars ( 15 900.00 (the "Purchase Price") and in accordance with the terms and conditions set
forth in this Agreement.
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3. Payment of Purchase Price. Purchaser shall pay the Purchase Price to Seller at Closing
(as hereinafter defined) in cash by either delivering to Seller a check made out to OSTRYA
CONSERVATION, INC. or by making a wire transfer of immediately available federal funds
to an account at a financial institution designated in writing by Seller.
4. Seller's Representation Warranties and Covenants. Seller hereby makes the following
representations and warranties and covenants, and the warranties and representations in the
Recitals, and Purchaser's right to enforce the same shall survive the Closing.
a. Authorization, Execution and Delivery. This Agreement has been duly
authorized, executed and delivered by all necessary action on the part of Seller, constitutes the
binding agreement of Seller and is enforceable in accordance with its terms.
b. Responsibility for Development and Maintenance. Seller covenants and agrees
that it shall be solely responsible for the development and maintenance of the Nutrient Credits
and the Bank in accordance with the requirements of the Certification and all other applicable
laws and regulations. Purchaser shall have no obligation to perform any of the responsibilities of
the Seller now or hereafter set forth by the DEQ regarding the development and maintenance of
the Nutrient Credits or the Bank.
C. Compliance with Laws. Seller is now in compliance and will comply with all
applicable laws and regulations relating to the establishment and sale of the Nutrient Credits, the
Bank, and the Certification. Seller has received no notice (and Seller is not otherwise aware of
any concern) with regard to the Bank credits which questions or changes the validity, amount or
transferability of the credits within I UC 02080204.
d. Credit Availability. As of the date hereof and of Closing, Seller has and shall
have the Nutrient Credits available for transfer to Purchaser and said credits shall be free and
clear of liens or other encumbrance.
5. Purchaser's Representations and Warranties. Purchaser hereby makes the following
representations and warranties and Seller's right to enforce the same shall survive Closing
a. Authorizations, Execution and Delivery. This Agreement has been duly
authorized, executed and delivered by all necessary action on the part of Purchaser, constitutes
the valid and binding agreement of Purchaser and is enforceable in accordance with its terms.
b. No Additional or Implied Representations. Except as otherwise expressly
provided in Paragraph 4 and elsewhere in this Agreement and in the Closing documents to be
delivered to Purchaser by Seller at Closing, Purchaser acknowledges and agrees that Seller has
not made and does not make any additional representations or warranties, either express or, other
than as expressly set forth in Paragraph implied, with respect to the Nutrient Credits, and in
entering into this Agreement, Purchaser has not been induced by, and has not relied upon, any
other or additional representations, warranties or statements, whether express or implied, made
by the Seller or any agent, employee or other representative of the Seller, which are not expressly
set forth herein. This Paragraph shall survive Closing and delivery of the Nutrient Credits.
6. Closing. Closing on the purchase and sale of the Nutrient Credits pursuant to this
Agreement ("Closing") shall be held at a location mutually agreeable to Purchaser and Seller, at
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a time and date to be agreed upon by the Parties, but not later than 5:00 p.m. on _26July 2021,
unless Seller consents in writing to a later date.
Seller's Deliveries.
a. At Closing, Seller shall deliver to Purchaser a signed Bill of Sale and Affidavit
substantially in the form of Exhibits A, and B attached hereto and incorporated herein by this
reference, evidencing the sale to Purchaser of the Nutrient Credits from the Bank.
b. Not more than fourteen (14) calendar days following the Closing, Seller shall
deliver, or cause to be delivered, to Purchaser a copy of Seller's Ledger entry, or other
documentation, recording the sale and conveyance of the Nutrient Credits to Purchaser as
provided herein and debiting the Nutrient Credits sold to Purchaser against the outstanding
Nutrient Credits in the Bank in accordance with the Nonpoint Nutrient Offset Generation
Certification.
8. Closing Costs. Seller shall pay the cost of preparing the Bill of Sale and Affidavit, any
taxes and costs associated with transfer of the Nutrient Credits, and Seller's attorney's fees.
Purchaser shall pay Purchaser's attorney's fees.
9. Default.
a. By Purchaser. If Purchaser defaults in performing any of Purchaser's obligations
under this Agreement, and if such default continues for a period of ten (10) days after Seller has
provided written notice to Purchaser of such default, Seller may terminate this Agreement by
providing written notice to Purchaser whereupon this Agreement shall terminate and Purchaser
and Seller shall have no further obligations hereunder. Seller agrees that it waives any and all
other rights and remedies against Purchaser and all other claims for damages against Purchaser
arising from Purchaser's default under the terms of this Agreement.
b. By Seller. If Seller defaults in performing any of Seller's obligations under this
Agreement, and if such default continues for a period of ten (10) days after Purchaser has
provided written notice to Seller of such default, Purchaser's sole remedy shall be either to
(i) terminate this Agreement by providing written notice thereof to Seller and receive a refund of
any amounts paid to Seller, in which event neither party shall have any further rights or
obligations hereunder, except as expressly provided herein, or (ii) seek specific performance of
Seller's obligation to sell the Nutrient Credits to Purchaser, and recover from Seller (and be
entitled to pursue an action to recover) the costs and expenses incurred by Purchaser in
connection with such action, including reasonable attorney's fees and court costs.
10. Effect of Condemnation, Regulatory Action or Force Majeure.
a. Condemnation. If the Bank property or any part thereof is taken prior to Closing
pursuant to eminent domain proceedings, or if such proceedings are commenced prior to
Closing, and as a result Seller determines that it will be unable to transfer the Nutrients Credits to
Purchaser at Closing as specified in this Agreement, then Seller may terminate this Agreement
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by providing written notice to Purchaser at any time prior to Closing, and neither party shall have
any further rights or obligations hereunder, except as expressly provided herein.
b. Regulatory Action.
If Seller is unable to transfer the Nutrients Credits to Purchaser as
provided in this Agreement because of the action or order of any municipality or regulatory
agency, regardless of whether or not Seller has contested or challenged such action or order,
Seller may terminate this Agreement by providing written notice to Purchaser at any time prior
to Closing, and neither party shall have any further rights or obligations hereunder, except as
expressly provided herein. If such inability to transfer the Nutrient Credits to Purchaser arises
after closing, seller shall refund purchaser any amount paid to Seller.
ii. If Purchaser is prevented by any municipality or regulatory agency from
acquiring the Nutrients Credits from Seller as provided in this Agreement, or if Purchaser's
nonpoint nutrient offset plan is not approved by any municipality or regulatory agency,
Purchaser may terminate this Agreement by providing written notice to Seller at any time prior
to Closing, and neither party shall have any further rights or obligation s hereunder, except as
expressly provided herein.
C. Force Majeure. If Seller is unable to transfer the Nutrient Credits to Purchaser as
provided in this Agreement because of damage to or loss of the Bank property resulting from
fire, flood, storm, drought or other natural disaster, or from any other cause that is not the fault of
Seller and is beyond Seller's reasonable ability to prevent or control, Seller may terminate this
Agreement by providing written notice to Purchaser at any time prior to Closing, and neither
party shall have any further rights or obligations hereunder, except as expressly provided herein.
If such inability to transfer the Nutrient Credits to Purchaser arises after closing, seller shall
refund purchaser any amount paid to Seller.
11. Indemnification.
a. Seller's Indemnification. Seller shall be solely responsible for compliance
with the Nonpoint Nutrient Offset Generation Certification and with all statutes, regulations and
requirements applicable to the operation, management and maintenance of the Bank, and for
ensuring the payment of all taxes owed by the Bank or assessed against the Bank property
(`Bank Regulatory Requirements"). Seller shall indemnify, defend and hold harmless Purchaser
and Purchaser's successors and assigns from and against any loss, cost, liability, or expense, or
action, order, investigation or proceeding initiated by any government agency and arising from
or based upon Seller's failure to comply with any Bank Regulatory Requirement. Seller's duty to
indemnify Purchaser under this Paragraph 11 shall survive Closing.
b. Purchaser's Indemnification. Purchaser shall indemnify, defend and hold
harmless Seller from and against any action, order, investigation or proceeding initiated by any
government agency and arising from or based upon Purchaser's failure to comply with any
permit, authorization or condition thereof relating to Purchaser's nonpoint nutrient offset plan or
the Nutrient Credits from and after the date of Closing. Purchaser's duty to indemnify under this
Paragraph 11 shall survive Closing.
12. Credit Not Real Estate. The sale and conveyance of the Nutrient Credits to Purchaser in
accordance with this Agreement shall not constitute the conveyance or transfer of any right,
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interest or ownership in real property or in the Bank, nor shall such sale and conveyance impose
upon Purchaser any obligation, duty or liability arising from or incident to ownership of or
interest in real property. Purchaser shall have no right of access to Bank property.
13. Miscellaneous.
a. No Joint Venture,
This Agreement is made solely for the purposes set forth
herein and no joint venture, partnership or other relationship between Purchaser and Seller is
created hereby.
b. No Third -Party Beneficiary. This Agreement shall bind and inure to the benefit
of the Parties hereto and their respective successors and authorized assigns. This Agreement does
not create or convey any rights, benefits or interests on behalf of any other person.
C. Assignment. This Agreement may be assigned by Purchaser prior to Closing to
any entity controlling, controlled by or under common control with Purchaser with notice to but
without the consent of Seller, and this Agreement may otherwise be assigned by either Purchaser
or Seller only with the prior written consent of the other party, which consent shall not be
unreasonably withheld, conditioned or delayed. Any assignee shall assume the rights and
obligations of its assignor.
d. Entire Agreement. This Agreement sets forth the entire agreement between the
parties with respect to the subject matter hereof and supersedes all prior negotiations and
agreements, written or oral. Each provision contained in this Agreement shall be severable from
all other provisions hereof and the invalidity of any such provision shall not affect the
enforceability of the other provisions of this Agreement. This Agreement may be modified only
by a written instrument duly executed by both Seller and Purchaser.
e. Choice of Laws. This Agreement shall be construed, performed and enforced
under the laws of the Commonwealth of Virginia.
f. Counterparts. This Agreement may be executed in one or more counterparts by
the Parties. All counterparts shall collectively constitute a single agreement.
g. Notices. All notices shall be in writing and sent by hand, overnight delivery
service or certified mail, return -receipt requested, to the following addresses:
If to Seller: James Eaton
Ostrya Conservation Inc.
P.O. Box 153
Scottsville VA 24590
If to Purchaser: Hark Vineyards
Aaron Hark, Owner
1465 Davis Shop Rd.
Earlysville, VA 22936
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Notices shall be deemed received (i) if hand delivered, when received, (ii) if given by overnight
delivery service, the first business day after being sent prepaid by such overnight delivery
service, or (iv) if given by certified mail, return receipt requested, postage prepaid, two (2) days
after posting with the United States Postal Service. Either party may change its address by
notifying the other party in a manner described above.
[REMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK;
SIGNATURES APPEAR ON THE FOLLOWING PAGE]
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IN WITNESS whereof, Seller and Purchaser have caused this Agreement to be executed
on their behalf by their duly authorized representatives as of the date set forth on the first page
hereof.
SELLER:
OSTRYA CONSERVATION, INC.
a Virginia Corporation
By:
Name: fames M. Eaton
Its: Director
PURCHASER:
HARK VINEYARDS
By: ez-�' X1Z_
Name: Aaron Hark
Its: Owner
Exhibits
Exhibit A - Bill of Sale
Exhibit B - Affidavit
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Exhibit A - Bill of Sale
NUTRIENT CREDIT BILL OF SALE
Nonpoint Nutrient Offset Credits
BILL OF SALE, made as of IQ,
n day of t4 2021 by OSTRYA
CONSERVATION, INC ("Seller") and HARK VINEYARDS ("Purchaser").
WHEREAS, Seller and Purchaser have entered into that certain Agreement for Purchase
and Sale of Nutrients Mitigation Credits, dated as of 26th day of June, 2021 (the "Purchase
Agreement", the terms of which are incorporated herein by reference and made a part hereof),
with respect to the sale by Seller and purchase by Purchaser of Compensatory Nutrient
Mitigation Credits held in Seller's Nonpoint Nutrient Offset Bank in Buckingham County,
Virginia.
NOW THEREFORE, for and in consideration of the payment of the Purchase Price (as
defined in the Purchase Agreement) and other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, Seller hereby sells, transfers, assigns, conveys,
delivers and sets over to Purchaser, its successors and assigns, Nutrient Credits (consisting of
1.59 pounds of nonpoint source phosphorus credits and the retirement of the associated ratio of
nonpoint source nitrogen credits in the amount of 5.32 pounds) as such are described in the
Purchase Agreement.
TO HAVE AND TO HOLD all such Nutrient Credits hereby sold and transferred to
Purchaser and its successors and assigns forever.
IN WITNESS WHEREOF, Seller has caused this Bill of Sale to be executed by its duly
authorized representative as of the date first above written.
Purchaser: Hark Vineyards
Project Name: Hark Vineyards Tastine Room
Phosphorous Offsets: 1.59 Pounds
Associated Nitrogen Offsets: 5.32 Pounds
OSTRYA CONSERVATION, INC.
a Virginia
orporation -
By:
Nam .
James K Eaton
Its:
Director
Page 8 of 9
Exhibit B - Affidavit
Ostrya Conservation, Inc. - Slate River Nutrient Bank
Affidavit of Phosphorus Offset Sale
OSTRYA CONSERVATION, INC., a Virginia corporation (the "Company"), hereby certifies the
following:
Pursuant to that certain Agreement for the Purchase and Sale of Nonpoint Nutrient Offset Credits
dated 26th June. 2021 (the "Agreement"), between the Company (as "Seller") and HARK
VINEYARDS. ('Purchaser"), the Company, for the benefit of the Purchaser, agreed to sell 1.59
pounds of phosphorus offset credits to the Purchaser and retire 5332-pounds of nitrogen offsets
(representing the ratio of nitrogen offsets to the phosphorous offsets at the offset generating
facility);
2. The Company and the Purchaser, as of the date hereof, have closed the transaction contemplated by
the Agreement and the Company has sold, assigned, and conveyed to Purchaser phosphorus offset
credits.
WITNESS the following signature:
OSTRYA CONSERVATION, INC.,
a Virgini corporation
By:
PI-7 zt���
Diref for
Date: 7
�%3
r
Sworn to and subscribed before me this +3 day of t.1
Eaton, Director, on behalf of Ostrya Conservation Inc., a Virginia co�pJ tont
My commission expiresJo-nJ LJ 31 d013 Notary
Purchaser: Hark Vineyards
Project Name: Hark Vineyards Tasting Room
Phosphorous Offsets: 1.59 pounds
Associated Nitrogen Offsets: 5.32 pounds
Project HUC: 02080204
Bank Sponsor HUC: 02080203
Project p: WPO-2020-00007
TMP: 00800-00-00-05000
County/Cityof
Commonrrealth/State of VIA1 M
I certify this to be a complete, full, ue and
exact reproduction of the on wal documirit
CertijiC� this day oi�
Mrs Marie drwberg
Notary Pu0c
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wst,� My CommWm Expires January 51, 2023
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1, by James M.
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