HomeMy WebLinkAboutVA200400017 Agreements 2004-09-11 Pantops Investors, LLC
415 Deer Brooke Drive
Allen, Texas 75025
September 11, 2004
Ms. Amelia McCulley
Zoning Administrator
County of Albemarle
401 McIntire Road
Charlottesville, Virginia 22902
Dear Ms. McCulley,
Subject: SDP 2004-055 Pantops Place Preliminary Site Plan
Per your request, please find enclosed the following documentation:
(A) Articles of Organization for Pantops Investors, LLC naming Michael E. Spooner
& Ava C. Spooner as equal Members and Managers of Pantops Investors, LLC
(B) Letter of Authorization to Marcia Joseph, Joseph Associates, LLC to sign filings
and applications related to SDP 2004-055 Pantops Place Site Plan on behalf of
Pantops Investors, LLC.
We appreciate your assistance and consideration on the "Variance Request" requested for
the Pantops Place Site Plan. If I can be of further assistance, please do not hesitate to give
me a call (214)547-9228.
91/4/0
itp-- C -ibrC
Thank you,
IN,4
(QS19°°A°)
Michael E. Spooner
Manager fix) ' 61I2
E
Pantops Investors, LLC
Enclosures (2)
cc: Ms. Marcia Joseph
SEP 14 2004
;OMMUNITY DEVELOPMENT
Pantops Investors, LLC
415 Deer Brooke Drive
Allen, Texas 75002
September 11, 2004
Ms. Marcia Joseph
Joseph Associates, LLC
481 Clarks Tract
Keswick, Virginia 22947
Dear Marcia,
Subject: SDP 2004-055 Pantops Place Preliminary Site Plan
This letter hereby authorizes Marcia Joseph of Joseph Associates, LLC the authority to
submit and sign on behalf of Pantops Investors, LLC all filings and applications required
to facilitate Site Plan work being submitted for SDP 2004-055 Pantops Place. This
authority will remain in force until final Site Plan approval for Pantops Place has been
granted.
We sincerely appreciate your assistance and guidance on this project.
Thank you,
(,c,% 17
Michael E. Sp ner, Manager
Pantops Investors, LLC
cc: Ms. Amelia McCulley
Zoning Administrator
County of Albemarle
f
i LIMITED LIABILITY COMPANY PROFILE
as of
June 10, 2002
NAME OF COMPANY: Pantops Investors, LLC
STATE OF ORGANIZATION: Virginia
DATE OF ORGANIZATION: June 10, 2002
PRINCIPAL OFFICE: 415 Deer Brooke Drive
Allen, Texas 75002
MAILING ADDRESS: 415 Deer Brooke Drive
Allen, Texas 75002
REGISTERED AGENT: Martin &Raynor, P.C.
415 Fourth Street, N.E.
Charlottesville, VA 22902-4721
MANAGERS: Michael E. Spooner and Ava C. Spooner
NAMES AND
ADDRESSES MEMBERSHIP
OF MEMBERS INTERESTS
Michael E. Spooner 50%
415 Deer Brooke Drive
Allen, Texas 75002
Ava C. Spooner 50%
415 Deer Brooke Drive
Allen, Texas 75002
100%
ARTICLES OF ORGANIZATION
OF
PANTOPS INVESTORS, LLC
The undersigned Organizer does hereby form a Virginia limited liability company under
the provisions of the Virginia Limited Liability Company Act, Chapter 12 of Title 13.1 of the
Code of Virginia of 1950, as amended, and hereby declares and establishes the following as the
Articles of Organization of such limited liability company:
Article I. Name. The name of the limited liability company (the "Company") is
Pantops Investors, LLC
Article II. Registered Office and Agent. The post office address of the initial
registered office of the Company is located within the City of Charlottesville at 415 Fourth
Street, N.E., Charlottesville, Virginia 22902-4721. The initial registered agent of the Company
is Martin & Raynor, P.C., the business address of which is the same as the post office address of
the initial registered office, and which is a professional corporation of attorneys authorized to
transact business in the Commonwealth of Virginia.
Article III. Principal Office. The post office address of the initial principal office of
the Company is 415 Deer Brooke Drive, Allen, Texas 75002.
Article IV. Management. The Company shall be managed by one or more managers,
whose identities and terms of office shall be set forth in or determined in accordance with the
written operating agreement of the Company.
Article V. Written Operating Agreement. Any operating agreement entered into by
the members of the Company, and any amendments or restatements thereof, shall be in writing.
No oral agreement among any of the members or managers of the Company shall be deemed or
construed to constitute any portion of, or otherwise affect the interpretation of, any written
operating agreement of the Company, as amended and in existence from time to time.
DATED: June 4, 2002
• 14, 7
S. Henry Creasy IV, Organizer
41110014,414 I OA 41 t ..i.
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IN
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STATE CORPORATION COMMISSION
1Richmond, June 10, 2002
This is to Certify that the certcate of organization of
Pantops Investors, LLC
was this day issued and admitted to record in this office and that
the said limited liability company is authorized to transact its
business subject to all Virginia laws applicable to the company
and its business. Effective date: June 10, 2002
•ry e4 \ State Corporation Commission
da,,;QRpTION tea%
417001.40L� Nil ��s ;off Attest:
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v t a f o 2 / Cerkof the Commission
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CIS0345
0NWEALTH- OF
ONir, SIR
CLINTON MILLER , ' " -� 41,N I N I�
CHAIRMAN ) 1c t f
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//j .11 `1e\ i
!(� �r le�, JOEL H.PECK
THEODORE V MORRISON,JR � 4�� II"�'/ CLERK OF THE COMMISSION
COMMISSIONER i • o i ` P.O BOX 1197
,c*.:4F • G � t_ � RICHMOND,VIRGINIA 23218-1197
HULLIHEN WILLIAMS MOORE s nnrf; `
COMMISSIONER'
STATE CORPORATION COMMISSION
Office of the Clerk June 10, 2002
S HENRY CREASY IV
MARTIN & RAYNOR PC
415 FOURTH ST NE
CHARLOTTESVILLE, VA 22902-4721
RE: Pantops Investors, LLC
ID: S079229 - 3
DCN: 02-06-07-4051
Dear Customer:
This is your receipt for$100.00, to cover the fees for filing articles of organization for a limited
liability company with this office.
The effective date of the filing is June 10, 2002.
If you have any questions, please call (804) 371-9733 or toll-free in Virginia, 1-866-722-2551.
Sincerely,
Joel H. Peck
Clerk of the Commission
DLLCRCPT
LLNCD
CIS0345
Tyler Building,1300 East Main Street,Richmond,VA 23219-3630
Clerk's Office(804)371-9733 or(866)722-2551 (toll-free in Virginia)www.state.va.us/scc/division/slk
Telecommunications Device for the Deaf-TDDNoice:(804)371-9206
OPERATING AGREEMENT
OF
PANTOPS INVESTORS, LLC
k
TABLE OF CONTENTS
Page
ARTICLE I. DEFINITIONS 1
ARTICLE II. PURPOSES AND POWERS OF COMPANY 2
ARTICLE III. NAMES AND ADDRESSES OF INITIAL MEMBERS;
PRINCIPAL OFFICE 3
ARTICLE IV. VOTING POWERS, MEETINGS, ETC. OF
MEMBERS 3
ARTICLE V. MANAGERS 5
ARTICLE VI. CONTRIBUTIONS TO THE COMPANY AND
DISTRIBUTIONS 8
ARTICLE VII. RECORDS, REPORTS, ETC 10
ARTICLE VIII. ASSIGNMENT; RESIGNATION 11
ARTICLE IX. DISSOLUTION AND TERMINATION 14
ARTICLE X. MISCELLANEOUS PROVISIONS 16
THIS OPERATING AGREEMENT, dated as of June 10, 2002, by and among the
undersigned parties, who by their execution of this Operating Agreement have become members of
Pantops Investors,LLC, a Virginia limited liability company(the"Company"),provides as follows:
RECITALS:
The undersigned parties have caused the Company to be organized as a limited liability
company under the laws of the Commonwealth of Virginia effective as of the date hereof, and they
wish to enter into this Operating Agreement to set forth the terms and conditions on which the
management,business and financial affairs of the Company shall be conducted.
AGREEMENT:
NOW, THEREFORE, in consideration of the foregoing recitals and the mutual promises,
covenants and conditions herein contained, the receipt and sufficiency of which are hereby
acknowledged, the parties do hereby covenant and agree as follows:
ARTICLE I
DEFINITIONS
1.01 The following terms used in this Operating Agreement shall have the following
meanings (unless otherwise expressly provided herein):
(a) "Act" shall mean the Virginia Limited Liability Company Act, Va. Code
Ann. § 13.1-1000 et seq., as amended and in force from time to time.
(b) "Articles" shall mean the articles of organization of the Company, as
amended and in force from time to time.
(c) "Capital Account" shall mean as of any given date the amount calculated and
maintained by the Company for each Member as provided in Section 6.04 hereof.
(d) "Capital Contribution" shall mean any contribution to the capital of the
Company by a Member in cash, property or services, or a binding obligation to contribute cash,
property or services, whenever made. "Initial Capital Contribution" shall mean the initial
contribution to the capital of the Company by a Member, as determined pursuant to Section 6.01
hereof.
(e) "Code" shall mean the Internal Revenue Code of 1986 or corresponding
provisions of subsequent superseding federal revenue laws.
(f) "Company"shall refer to Pantops Investors, LLC.
1
(g) "Entity" shall mean any general partnership, limited partnership, limited
liability company, corporation,joint venture,trust,business trust, cooperative or other association.
(h) "Manager" shall mean a manager of the Company,whose rights,powers and
duties are specified in Article V hereof.
(i) "Member" shall mean each Person that is identified as an initial Member in
Article III hereof or is admitted as a Member (either as a transferee of a Membership Interest or as
an additional Member) as provided in Article VIII hereof. A Person shall cease to be a Member at
such time as he no longer owns any Membership Interest.
(j) "Membership Interest" shall mean the ownership interest of a Member in the
Company, which may be expressed as a percentage equal to such Member's Capital Account
divided by the aggregate Capital Accounts of all Members. The Membership Interests may be
recorded from time to time on a schedule attached to this Operating Agreement.
(k) "Operating Agreement" shall mean this Operating Agreement, as originally
executed and as amended from time to time.
(1) "Person" shall mean any natural person or Entity, and the heirs, executors,
administrators, legal representatives, successors, and assigns of such Person where the context so
admits.
ARTICLE II
PURPOSES AND POWERS OF COMPANY
2.01 Purposes. The purposes of the Company shall be to:
(a) Acquire, own, buy, sell, invest in, trade, manage, finance, refinance,
exchange, or otherwise dispose of stocks, securities, partnership interests, CDs, mutual funds,
commodities, and any and all investments whatsoever, that the Managers may from time to time
deem to be in the best interests of the Company;
(b) Own, acquire, manage, develop, operate, buy, sell, exchange, finance,
refinance, and otherwise deal with real estate, personal property, and any type of business, as the
Managers may from time to time deem to be in the best interests of the Company; and
(c) Engage in such other activities as are related or incidental to the foregoing
purposes.
2.02 Powers. The Company shall have all powers and rights of a limited liability
company organized under the Act, to the extent such powers and rights are not proscribed by the
Articles.
2
ARTICLE III
NAMES AND ADDRESSES OF INITIAL MEMBERS;PRINCIPAL OFFICE
3.01 Names and Addresses of Initial Members. The names and addresses of the initial
Members are as follows:
Names and Addresses of Initial Members
Michael E. Spooner
415 Deer Brooke Drive
Allen, Texas 75002
Ava C. Spooner
415 Deer Brooke Drive
Allen, Texas 75002
3.02 Principal Office. The principal office of the Company shall initially be at 415 Deer
Brooke Drive, Allen, Texas 75002. The principal office may be changed from time to time by the
Managers.
ARTICLE IV
VOTING POWERS, MEETINGS,ETC. OF MEMBERS
4.01 In General. The Members shall not be entitled to participate in the day-to-day affairs
and management of the Company, but instead, the Members' right to vote or otherwise participate
with respect to matters relating to the Company shall be limited to those matters as to which the
express terms of the Act, the Articles or this Operating Agreement vest in the Members the right to
so vote or otherwise participate.
4.02 Actions Requiring Approval of Members.
(a) Notwithstanding any other provision of this Operating Agreement, the
approval of the Members shall be required in order for any of the following actions to be taken on
behalf of the Company:
(i) Amending the Articles in any manner that materially alters the
preferences,privileges or relative rights of the Members.
(ii) Electing the Managers as provided in Article V hereof.
(iii) Taking any action that would make it impossible to carry on the
ordinary business of the Company.
(iv) Confessing a judgment against the Company in excess of$5,000.
3
(v) Filing or consenting to filing a petition for or against the Company
under any federal or state bankruptcy,insolvency or reorganization act.
(vi) Loaning Company funds in excess of$25,000 or for a term in excess
of one year to any Member.
(b) Unless the express terms of this Operating Agreement specifically provide
otherwise,the affirmative vote of the Members holding a majority of the Membership Interests shall
be necessary and sufficient in order to approve or consent to any of the matters set forth in Section
4.02(a) above or any other matters that require the approval or consent of the Members.
4.03 Action by Members. In exercising their rights as provided above, the Members shall
act collectively through meetings and/or written consents as provided in this Article.
4.04 Annual Meeting. The annual meeting of the Members shall be held on the
Wednesday of the last full week in July of each year at 10:00 a.m. or at such other time as shall be
determined by the Managers for the purpose of the transaction of such business as may come
properly before the meeting.
4.05 Special Meetings. Special meetings of the Members, for any purpose or purposes,
unless otherwise prescribed by statute, may be called by the Managers, and shall be called by the
Managers at the request of any two Members, or such lesser number of Members as are Members of
the Company.
4.06 Place of Meeting. The place of any meeting of the Members shall be the principal
office of the Company, unless another place, either within or outside the Commonwealth of
Virginia,is designated by the Managers.
4.07 Notice of Meetings. Written notice stating the place, day and hour of any meeting of
the Members and, if a special meeting, the purpose or purposes for which the meeting is called,
shall be delivered not less than 10 nor more than 60 days before the date of the meeting, either
personally or by mail,by or at the direction of the Managers, to each Member, unless the Act or the
Articles require different notice.
4.08 Conduct of Meetings. All meetings of the Members shall be presided over by a
chairperson of the meeting,who shall be a Manager, or a Member designated by the Managers. The
chairperson of any meeting of the Members shall determine the order of business and the procedure
at the meeting, including regulation of the manner of voting and the conduct of discussion, and shall
appoint a secretary of such meeting to take minutes thereof.
4.09 Participation by Telephone or Similar Communications. Members may participate
and hold a meeting by means of conference telephone or similar communications equipment by
means of which all Members participating can hear and be heard, and such participation shall
constitute attendance and presence in person at such meeting.
4
4.10 Waiver of Notice. When any notice of a meeting of the Members is required to be
given, a waiver thereof in writing signed by a Member entitled to such notice, whether given before,
at, or after the time of the meeting as stated in such notice, shall be equivalent to the proper giving
of such notice.
4.11 Action by Written Consent. Any action required or permitted to be taken at a
meeting of Members may be taken without a meeting if one or more written consents to such action
are signed by the Members who are entitled to vote on the matter set forth in the consents and who
constitute the requisite number or percentage of such Members necessary for adoption or approval
of such matter on behalf of the Company. By way of example and not limitation, the Members
holding a majority of the Membership Interests may take action as to any matter specified in Section
4.02 hereof by signing one or more written consents approving such action, without obtaining
signed written consents from any other Members. Such consent or consents shall be filed with the
minutes of the meetings of the Members. Action taken under this Section shall be effective when
the requisite Members have signed the consent or consents, unless the consent or consents specify a
different effective date.
ARTICLE V
MANAGERS
5.01 Powers of Manager. Except as expressly provided otherwise in the Act, the Articles
or this Operating Agreement, the powers of the Company shall be exercised by or under the
authority of, and the business and affairs of the Company shall be managed by, one or more
Managers. The powers so exercised shall include but not be limited to the following:
(a) Entering into, making and performing contracts, agreements and other
undertakings binding the Company that may be necessary, appropriate or advisable in furtherance of
the purposes of the Company.
(b) Opening and maintaining bank accounts, investment accounts and other
arrangements, drawing checks and other orders for the payment of money, and designating
individuals with authority to sign or give instructions with respect to those accounts and
arrangements. Company funds shall not be commingled with funds from other sources and shall be
used solely for the business of the Company.
(c) Collecting funds due to the Company.
(d) Acquiring, utilizing for the Company's purposes, maintaining and disposing
of any assets of the Company.
(e) To the extent that funds of the Company are available therefor, paying debts
and obligations of the Company.
(f) Borrowing money or otherwise committing the credit of the Company for
Company activities, and voluntarily prepaying or extending any such borrowings.
5
(g) Employing from time to time persons, firms or corporations for the operation
and management of various aspects of the Company's business, including, without limitation,
managing agents, contractors, subcontractors, architects, engineers, laborers, suppliers, accountants
and attorneys on such terms and for such compensation as the Managers shall determine,
notwithstanding the fact that the Managers or any Member may have a financial interest in such
firms or corporations.
(h) Making elections available to the Company under the Code.
(i) Registering the Company as a tax shelter with the Secretary of the Treasury
and furnishing to such Secretary lists of investors in the Company, if required pursuant to applicable
provisions of the Code.
(j) Obtaining general liability,property and other insurance for the Company, as
the Managers deem proper.
(k) Taking such actions as may be directed by the Members in furtherance of
their approval of any matter set forth in Section 4.02 hereof.
(1) Doing and performing all such things and executing, acknowledging and
delivering any and all such instruments as may be in furtherance of the Company's purposes and
necessary and appropriate to the conduct of its business.
5.02 Election, Etc. of Managers. Subject to Section 5.03, the Members shall elect one
or more Persons as Managers at each annual meeting of the Company to serve until the next annual
meeting of the Company and until their respective successors are duly elected and qualified. In
addition,if any Person resigns or otherwise vacates the office of Manager,the Members shall elect a
replacement Manager to serve the remaining term of such office, unless one or more other Persons
then serve as Managers and the Members determine not to fill such vacancy. A Person may be
removed as a Manager by the Members with or without cause at any time. A Manager may, but
shall not be required to, be elected from among the Members. A Manager may be a natural person
or an Entity. Notwithstanding any of the foregoing provisions, the rights of the Members to elect
and remove Managers shall be subject to the restrictions set forth in Section 5.03 hereof.
5.03 Appointment of Initial Managers. For so long as Michael E. Spooner and Ava C.
Spooner (the "Founding Members") are Members and have not consented otherwise in writing, the
Founding Members, or such Person(s) whom they designate by mutual agreement, shall be the only
Managers of the Company. If either of the Founding Members ceases to be a Member, and the
other Founding Member continues as a Member, the Founding Member who continues to be a
Member, and his designee, if any, shall be the only Managers of the Company. At such time as
both of the Founding Members have ceased to be Members, the Managers shall be elected
according to the procedure set forth above.
5.04 Action by Two or More Managers. Unless otherwise expressly provided by the Act,
the Articles, or the terms of this Operating Agreement, the vote, approval or consent of a majority of
the Managers, determined on a per capita basis, shall be necessary and sufficient for the Managers
6
to take any action on behalf of the Company that the Managers are authorized to take pursuant to
the Act,the Articles or this Operating Agreement.
5.05 Execution of Documents and Other Actions. The Managers may delegate to one or
more of their number the authority to execute any documents or take any other actions deemed
necessary or desirable in furtherance of any action that they have authorized on behalf of the
Company as provided in Section 5.04 hereof.
5.06 Single Manager. If at any time there is only one Person serving as a Manager, such
Manager shall be entitled to exercise all powers of the Managers set forth in this Article, and all
references in this Article and otherwise in this Operating Agreement to "Managers" shall be deemed
to refer to such single Manager.
5.07 Reliance by Other Persons. Any Person dealing with the Company, other than a
Member, may rely on the authority of a particular Manager or Managers in taking any action in the
name of the Company, if such Manager or Managers provide to such Person a copy of the
applicable provision of this Operating Agreement and/or the resolution or written consent of the
Managers or Members granting such authority, certified in writing by such Manager or Managers to
be genuine and correct and not to have been revoked, superseded or otherwise amended.
5.08 Manager's Expenses and Fees. A Manager shall be entitled, but not required, to
receive a reasonable salary for services rendered on behalf of the Company or in his capacity as a
Manager. The amount of such salary shall be determined by the Managers and consented to by the
Members, which consent shall not be unreasonably withheld. The Company shall reimburse any
Manager for reasonable out-of-pocket expenses that were or are incurred by the Manager on behalf
of the Company with respect to the start-up or operation of the Company, the on-going conduct of
the Company's business,or the dissolution and winding up of the Company and its business.
5.09 Competition. During the existence of the Company, the Managers shall devote such
time to the business of the Company as may reasonably be required to conduct its business in an
efficient and profitable manner. The Managers, for their own account and for the account of others,
may engage in business ventures, including the acquisition of real estate properties or interests
therein and the development, operation, management and/or syndication of real estate properties or
interests therein, which may compete with the business of the Company. Each Member hereby
expressly consents to the continued and future ownership and operation by the other Members or
the Managers of such properties and waives any claim for damages or otherwise, or rights to
participate therein or with respect to the operation and profits or losses thereof.
5.10 Indemnification. The Company shall indemnify each Manager, whether serving the
Company or, at its request, any other Entity, to the full extent permitted by the Act. The foregoing
rights of indemnification shall not be exclusive of any other rights to which the Managers may be
entitled. The Managers may, upon the approval of the Members, take such action as is necessary to
carry out these indemnification provisions and may adopt, approve and amend from time to time
such resolutions or contracts implementing such provisions or such further indemnification
arrangements as may be permitted by law.
7
5.11 Liability of Managers. So long as the Managers act in good faith with respect to the
conduct of the business and affairs of the Company, no Manager shall be liable or accountable to
the Company or to any of the Members, in damages or otherwise, for any error of judgment, for any
mistake of fact or of law, or for any other act or thing that he may do or refrain from doing in
connection with the business and affairs of the Company, except for willful misconduct or gross
negligence or breach of fiduciary duty, and further except for breaches of contractual obligations or
agreements between the Managers and the Company.
ARTICLE VI
CONTRIBUTIONS TO THE COMPANY AND DISTRIBUTIONS
6.01 Initial Capital Contributions. Each Member, upon the execution of this Operating
Agreement, shall make as an initial Capital Contribution the amount shown on Exhibit A, which is
attached hereto. The initial Capital Contribution to be made by any Person who hereafter is
admitted as a Member and acquires his Membership Interest from the Company shall be determined
by the Members.
6.02 Additional Capital Contributions. No Member shall be required to make any Capital
Contribution in addition to his Initial Capital Contribution. The Founding Members, as defined in
Section 5.03, may make additional Capital Contributions to the Company with the consent of the
Members. Otherwise, the Members may make additional Capital Contributions to the Company
only if such additional Capital Contributions are made pro rata by all the Members or all the
Members consent in writing to any non-pro rata contribution. The fair market value of any property
other than cash or widely traded securities to be contributed as an additional Capital Contribution
shall be (a) agreed upon by the contributing Member and a majority in interest of the Members
before contribution, or(b)determined by a disinterested appraiser selected by the Managers.
6.03 Interest and Return of Capital Contribution. No Member shall receive any interest
on his Capital Contribution. Except as otherwise specifically provided for herein, the Members
shall not be allowed to withdraw or have refunded any Capital Contribution.
6.04 Capital Accounts. Separate Capital Accounts shall be maintained for each Member
in accordance with the following provisions:
(a) To each Member's Capital Account there shall be credited the fair market
value of such Member's Initial Capital Contribution and any additional Capital Contributions made
by such Member, such Member's distributive share of profits, and the amount of any Company
liabilities that are assumed by such Member.
(b) To each Member's Capital Account there shall be debited the amount of
cash and the fair market value of any property distributed to such Member pursuant to any provision
of this Operating Agreement, such Member's distributive share of losses, and the amount of any
liabilities of such Member that are assumed by the Company or that are secured by any property
contributed by such Member to the Company.
8
(c) The Capital Account shall also include a pro rata share of the fair market
value of any property contributed by a person who is not a Member, such value to be the same value
reported for federal gift tax purposes if a gift tax return is filed, and if not, the value in the case of
real property shall be determined by an independent M.A.I. appraiser actively engaged in appraisal
work in the area where such property is located and selected by the Managers, and otherwise by the
certified public accountant or accountants then serving the Company.
(d) If any Member makes a non-pro rata Capital Contribution to the Company or
the Company makes a non-pro rata distribution to any Member, the Capital Account of each
Member shall be adjusted to reflect the then fair market value of the assets held by the Company
immediately before the Capital Contribution or distribution.
6.05 Loans to the Company. If the Company has insufficient funds to meet its
obligations as they come due and to carry out its routine, day-to-day affairs, then, in lieu of
obtaining required funds from third parties or selling its assets to provide required funds, the
Company may, but shall not be required to, borrow necessary funds from one or more of the
Members as designated by the Managers; provided that the terms of such borrowing shall be
commercially reasonable and the Company shall not pledge its assets to secure such borrowing.
6.06 Effect of Sale or Exchange. In the event of a permitted sale or other transfer of a
Membership Interest in the Company, the Capital Account of the transferor shall become the
Capital Account of the transferee in proportion to the percentage of the transferor's interest
transferred.
6.07 Distributions. All distributions of cash or other property (except upon the
Company's dissolution, which shall be governed by the applicable provisions of the Act and Article
IX hereof) shall be made to the Members in proportion to their respective Membership Interests.
All distributions of cash or property shall be made at such time and in such amounts as determined
by the Managers. All amounts withheld pursuant to the Code or any provisions of state or local tax
law with respect to any payment or distribution to the Members from the Company shall be treated
as amounts distributed to the relevant Member or Members pursuant to this Section.
6.08 Allocations. Except as otherwise provided in Section 6.09 hereof, all items of
income, gain, loss, deduction and credit, whether resulting from the Company's operations or in
connection with its dissolution, shall be allocated to the Members for federal, state and local income
tax purposes in proportion to their respective Membership Interests.
6.09 Allocation with Respect to Property. If, at any time during the Company's
existence, any Member contributes to the Company property with an adjusted basis to the
contributing Member which is more or less than the agreed fair market value and such property is
accepted by the Company at the time of its contribution, the taxable income, gain, loss, deductions
and credits with respect to such contributed property for tax purposes only (but not for purposes of
calculating the Members' respective Capital Accounts) shall be shared among the Members so as to
take account of the variation between the basis of the property to the Company and its agreed fair
market value at the time of contribution,pursuant to Section 704(c) of the Code.
9
ARTICLE VII
RECORDS,REPORTS, ETC.
7.01 Records. The Company shall maintain and make available to the Members its
records to the extent provided in the Act.
7.02 Financial and Operating Statements and Tax Returns. Within seventy-five (75) days
from the close of each fiscal year of the Company, the Managers shall cause to be delivered to each
Member a statement setting forth such Member's allocable share of all tax items of the Company
for such year, and all such other information as may be required to enable each Member to prepare
his federal, state and local income tax returns in accordance with all then applicable laws, rules and
regulations. The Managers also shall cause to be prepared and filed all federal, state and local
income tax returns required of the Company for each fiscal year.
7.03 Banking. The funds of the Company shall be kept in one or more separate bank
accounts in the name of the Company in such banks or other federally insured depositories as may
be designated by the Managers, or shall otherwise be invested in the name of the Company in such
manner and upon such terms and conditions as may be designated by the Managers. All
withdrawals from any such bank accounts or investments established by the Managers hereunder
shall be made on such signature or signatures as may be authorized from time to time by the
Managers. Any account opened by the Managers for the Company shall not be commingled with
other funds of the Managers or interested persons.
7.04 Power of Attorney.
(a) Each Member does hereby irrevocably constitute and appoint the Managers
serving in office from time to time, and each of them, as such Member's true and lawful attorney, in
his name,place and stead,to make, execute, consent to, swear to, acknowledge,record and file from
time to time any and all of the following:
(i) Any certificate or other instrument that may be required to be filed
by the Company or the Members under the laws of the Commonwealth of Virginia or under the
applicable laws of any other jurisdiction in order to conduct business in any such jurisdiction, to the
extent the Managers deem any such filing to be necessary or desirable.
(ii) Any amendment to the Articles adopted as provided in this Operating
Agreement.
(iii) Any certificates or other instruments that may be required to
effectuate the dissolution and termination of the Company pursuant to the provisions of this
Operating Agreement.
(b) It is expressly understood, intended and agreed by each Member for himself,
his successors and assigns that the grant of the power of attorney to the Managers pursuant to
10
subsection (a) is coupled with an interest, is irrevocable, and shall survive the death or legal
incompetency of the Member or such assignment of his Membership Interest.
(c) One of the ways that the aforementioned power of attorney may be exercised
is by listing the names of the Members and having the signature of the Manager or Managers, as
attorney-in-fact, appear with the notation that the signatory is signing as attorney-in-fact of the listed
Members.
ARTICLE VIII
ASSIGNMENT; RESIGNATION
8.01 Assignment Generally. Except as provided in Sections 8.02, 8.03, and 8.04 of this
Operating Agreement, each Member hereby covenants and agrees that he will not sell, assign,
transfer, mortgage, pledge, encumber, hypothecate or otherwise dispose of all or any part of his
interest in the Company to any person, firm, corporation, trust or other entity without first offering
in writing to sell such interest to the Company. The Company shall have the right to accept the
offer at any time during the 30 days following the date on which the written offer is delivered to the
Company. The consent of all the Managers shall be required to authorize the exercise of such
option by the Company. If the Company shall fail to accept the offer within the 30 day period, such
interest may during the following 60 days be disposed of free of the restrictions on assignment
imposed by this Operating Agreement; provided, however, that the purchase price for such interest
shall not be less and the terms of purchase for such interest shall not be more favorable than the
purchase price and terms of purchase that would have been applicable to the Company had the
Company purchased the interest. Any interest not so disposed of within the 60-day period shall
thereafter remain subject to the terms of this Operating Agreement. Notwithstanding the preceding
sentences, no assignee of a Membership Interest shall become a Member of the Company except
upon the consent of a majority of the non-assigning Managers; or, if there are no non-assigning
Managers, upon the consent of a majority of the non-assigning Members.
8.02 Gift to Family Member. Notwithstanding Section 8.01, a Member shall not be
required to offer to sell his Membership Interest to the Company prior to transferring his
Membership Interest to his spouse or any of his descendants, or to a trust the sole beneficiaries of
which are one or more of his spouse and his descendants, provided that such transfer is by way of
inter vivos gift or testamentary or intestate succession. Notwithstanding the preceding sentence, no
assignee of a Membership Interest by way of inter vivos gift shall become a Member of the
Company except upon the consent of a majority of the non-assigning Managers; or, if there are no
non-assigning Managers,upon the consent of a majority of the non-assigning Members.
8.03 Transfers from Custodianships. Notwithstanding Section 8.01, any Membership
Interest that is held by a custodian for a minor under the laws of the Commonwealth of Virginia or
any other state shall be fully transferable and assignable to the minor, without an offer being made
to the Company, when the minor reaches the age of termination of such custodianship under the
applicable statute.
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8.04 Purchase of Certain Membership Interests.
(a) If an Option Event (as defined below) occurs with respect to any Member
(an "Option Member"), the Company shall have the option to purchase the Option Member's
Membership Interest upon the terms and conditions set forth in this Section 8.04. For purposes of
the foregoing, an "Option Event" shall mean (i) the death of a Member, (ii) the inability of a
Member to pay his debts generally as they become due, (iii) any assignment by a Member for the
benefit of his creditors, (iv) the filing by a Member of a voluntary petition in bankruptcy or similar
insolvency proceedings, or(v) the filing against a Member of an involuntary petition in bankruptcy
or similar insolvency proceeding that is not dismissed within ninety (90) days thereafter. The term
"Option Member" shall include an Option Member's personal representative or trustee in
bankruptcy,to the extent applicable.
(b) Upon any Option Event occurring to an Option Member, the Option
Member shall deliver written notice of the occurrence of such Option Event to the Company. The
Company shall have the option, but not the obligation, to purchase the Option Member's
Membership Interest at any time during the sixty(60) day period immediately following the date on
which it receives notice of the occurrence of the Option Event. Such option shall entitle the
Company to purchase such Membership Interest for the fair market value of such Membership
Interest. The fair market value of the interest shall be the amount that the Option Member would
receive in exchange for his entire interest in the Company if the Company sold all of its assets,
subject to their liabilities, at their fair market value as of the date on which the Option Event
occurred and distributed the net proceeds from such sale in complete liquidation of the Company.
The consent of all the Managers shall be required to authorize the exercise of such option by the
Company. Such option must be exercised by delivery of a written notice from the Company to the
Option Member during the aforementioned period. Upon delivery of such notice the exercise of
such option shall be final and binding on the Company and the Option Member.
(c) If the foregoing option is not exercised, the business of the Company shall
continue, and the Option Member shall retain his Membership Interest.
(d) The fair market value of the Option Member's Membership Interest shall be
determined as expeditiously as possible by a disinterested appraiser mutually selected by the Option
Member and the Company (the Company's selection being made by the Managers). If the Option
Member and the Company are unable to agree on a disinterested appraiser,then the Option Member
and the Company shall each select a disinterested appraiser and if the disinterested appraisers
selected are not able to agree as to the fair market value of the interest, then the two disinterested
appraisers shall select a third disinterested appraiser who shall determine the fair market value. The
determination of the fair market value of the Option Member's Membership Interest by the
appraiser or appraisers shall be conclusive and binding on all parties. All costs of an appraiser
mutually selected by the Option Member and the Company or the two disinterested appraisers shall
be shared equally by the Option Member and the Company. All costs of an individually selected
appraiser shall be borne by the parties selecting such appraiser.
(e) If the option to purchase the Option Member's Membership Interest is
exercised by the Company, then not later than thirty (30) days after the date on which the appraisal
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described above is complete (the "Appraisal Date"), the Company shall make a distribution of
property (which may be cash or other assets of the Company) to the Option Member with a value
equal in amount to the fair market value of the Option Member's Membership Interest; provided,
however, that at the election of the Company such distribution to the Option Member may be made
in five (5) equal annual installments,the first of which shall be made on the thirtieth(30th) day after
the Appraisal Date and one of which shall be made on the same date in each of the four years
thereafter,provided, further, however,that notwithstanding an election by the Company to make the
distribution to the Option Member in five equal annual installments, the Company may accelerate
without penalty all of such installments at any time or any part of such installment at any time. If
the Company elects to make distributions to the Option Member in five equal annual installments as
provided herein, the Company, in addition to such annual installments, shall pay the Option
Member additional amounts computed as if the Option Member were entitled to interest on the
undistributed amount of the total distribution to which the Option Member is entitled hereunder at
an annual rate equal to the annual Federal Mid-Term Rate in effect under Section 1274(d) of the
Code, as determined on the 30th day after the Appraisal Date, which additional amounts, computed
like interest, shall be due and payable on the same dates as the annual installments of the
distribution payable to the Option Member hereunder. Any unpaid capital contributions of the
Option Member and any damages occurring to the Company as a result of the Option Event shall be
taken into account in determining the net amount due the Option Member at the closing, and any
excess of such unpaid capital contributions or damages over the amount due at closing shall be
netted against subsequent installment payments as they become due.
(f) If at a time when the Company has an option to purchase an Option
Member's Membership Interest, it is prohibited from purchasing all or any portion of such
Membership Interest pursuant to the Act or any loan agreement or similar restrictive agreement, the
Option Member and the remaining Members shall, to the extent permitted by law, take appropriate
action to adjust the value of the Company's assets from book value to a fair valuation based on
accounting practices and principles that are reasonable under the circumstances in order to permit
the Company to purchase such Membership Interest. If the Company becomes obligated to
purchase an Option Member's Membership Interest under this Section and the above action cannot
be taken or does not create sufficient value to permit the Company to do so, the Company shall be
obligated to purchase the portion of the Membership Interest it is permitted to purchase.
(g) In order to fund any obligations under this Operating Agreement, the
Company or the Members may maintain such life insurance policies on the lives of one or more
Members as the Members determine from time to time to be desirable.
8.05 Absolute Prohibition. Notwithstanding any other provision in this Article VIII, the
Membership Interest of a Member, in whole or in part, or any rights to distributions therefrom, shall
not be sold, exchanged, conveyed, assigned, pledged, hypothecated, subjected to a security interest
or otherwise transferred or encumbered, if, as a result thereof, the Company would be terminated for
federal income tax purposes in the opinion of counsel for the Company or such action would result
in a violation of federal or state securities laws in the opinion of counsel for the Company.
13
8.06 Members Acquiring Membership Interest from Company. No Person, other than the
initial Members, who acquires a Membership Interest from the Company shall be admitted as a
Member of the Company, except upon the unanimous consent of the Members.
8.07 Resignation. Any Member may elect to resign from the Company and to sell his
entire interest in the Company to the Company at any time by serving written notice of such election
upon the Company. Such notice shall set forth the date upon which such resignation shall become
effective, which shall be not less than sixty (60) days and not more than ninety (90) days from the
date of such notice. The purchase price for a Resigning Member's interest in the Company shall be
One Dollar($1.00).
8.08 Effect of Prohibited Action. Any transfer or other action in violation of this Article
shall be void ab initio and of no force or effect whatsoever.
8.09 Rights of an Assignee. If an assignee of a Membership Interest is not admitted as a
Member because of the failure to satisfy the requirements of Section 8.01, 8.02 or 8.05 hereof, such
assignee shall nevertheless be entitled to receive such distributions from the Company as the
assigning Member would have been entitled to receive under Sections 6.07 and 9.04(c) of this
Operating Agreement with respect to such Membership Interest had the assigning Member retained
such Membership Interest.
ARTICLE IX
DISSOLUTION AND TERMINATION
9.01 Events of Dissolution. The Company shall be dissolved upon the first to occur of
the following:
(a) Any event that under the Act or the Articles requires dissolution of the
Company, provided that the death, resignation, retirement, expulsion, bankruptcy, or dissolution of
a Member or occurrence of any other event that terminates the continued membership of a Member
in the Company shall not cause the dissolution of the Company;
(b) The unanimous written consent of the Members to the dissolution of the
Company; and
(c) The entry of a decree of judicial dissolution of the Company as provided in
the Act.
9.02 Liquidation. Upon the dissolution of the Company, it shall wind up its affairs and
distribute its assets in accordance with the Act by either or a combination of both of the following
methods as the Members shall determine:
(a) Selling the Company's assets and, after the payment of Company liabilities,
distributing the net proceeds therefrom to the Members in proportion to their Membership Interests
and in satisfaction thereof; and/or
14
(b) Distributing the Company's assets to the Members in kind with each
Member accepting an undivided interest in the Company's assets, subject to its liabilities, in
satisfaction of his Membership Interest. The interest conveyed to each Member in such assets shall
constitute a percentage of the entire interests in such assets equal to such Member's Membership
Interest.
9.03 Orderly Liquidation. A reasonable time as determined by the Managers not to
exceed eighteen (18) months shall be allowed for the orderly liquidation of the assets of the
Company and the discharge of liabilities to the creditors so as to minimize any losses attendant upon
dissolution.
9.04 Distributions. Upon liquidation, the Company assets (including any cash on hand)
shall be distributed in the following order and in accordance with the following priorities:
(a) First, to the payment of the debts and liabilities of the Company and the
expenses of liquidation,including a sales commission to the selling agent, if any; then
(b) Second, to the setting up of any reserves that the Managers (or the person or
persons carrying out the liquidation) deem reasonably necessary for any contingent or unforeseen
liabilities or obligations of the Company. At the expiration of such period as the Managers (or the
person or persons carrying out the liquidation) shall deem advisable, but in no event to exceed 18
months, the Company shall distribute the balance thereof in the manner provided in the following
subsection; then
(c) Third, to the Members in proportion to their respective Membership
Interests.
(d) In the event of a distribution in liquidation of the Company's property in
kind, the fair market value of such property shall be determined by a qualified and disinterested
appraiser, selected by the Managers (or the person or persons carrying out the liquidation), and each
Member shall receive an undivided interest in such property equal to the portion of the proceeds to
which he would be entitled under the immediately preceding subsection if such property were sold
at such fair market value.
9.05 Taxable Gain or Loss. Taxable income, gain and loss from the sale or distribution of
Company property incurred upon or during liquidation and termination of the Company shall be
allocated to the Members as provided in Section 6.08 above.
9.06 No Recourse Against Members. Except as provided by law, upon dissolution, each
Member shall look solely to the assets of the Company for the return of his Capital Contribution. If
the Company property remaining after the payment or discharge of the debts and liabilities of the
Company is insufficient to return the Capital Contribution of each Member, such Member shall
have no recourse against any other Member.
15
ARTICLE X
MISCELLANEOUS PROVISIONS
10.01 Notices. Whenever, under the provisions of the Act or other law, the Articles or this
Operating Agreement, notice is required to be given to any Person, it shall not be construed to mean
exclusively personal notice unless otherwise specifically provided, but such notice may be given in
writing,by mail, addressed to the Company at its principal office from time to time and to any other
Person at his address as it appears on the records of the Company from time to time, with postage
thereon prepaid. Any such notice shall be deemed to have been given at the time it is deposited in
the United States mail. Notice to a Person may also be given personally or by telegram or telecopy
sent to his address as it appears on the records of the Company. The addresses of the initial
Members as shown on the records of the Company shall originally be those set forth in Article III
hereof. Any Person may change his address as shown on the records of the Company by delivering
written notice to the Company in accordance with this Section.
10.02 Application of Virginia Law. This Operating Agreement, and the interpretation
hereof, shall be governed exclusively by its terms and by the laws of the Commonwealth of
Virginia,without reference to its choice of law provisions, and specifically the Act.
10.03 Amendments. No amendment or modification of this Operating Agreement shall be
effective except upon the unanimous written consent of the Members.
10.04 Construction. Whenever the singular number is used in this Operating Agreement
and when required by the context, the same shall include the plural, and the masculine gender shall
include the feminine and neuter genders, and vice versa.
10.05 Headings. The headings in this Operating Agreement are inserted for convenience
only and are in no way intended to describe, interpret, define, or limit the scope, extent or intent of
this Operating Agreement or any provision hereof.
10.06 Waivers. The failure of any party to seek redress for violation of or to insist upon
the strict performance of any covenant or condition of this Operating Agreement shall not prevent a
subsequent act, which would have originally constituted a violation, from having the effect of an
original violation.
10.07 Rights and Remedies Cumulative. The rights and remedies provided by this
Operating Agreement are cumulative and the use of any one right or remedy by any party shall not
preclude or waive the right to use any or all other remedies. Such rights and remedies are given in
addition to any other rights the parties may have by law, statute, ordinance or otherwise.
10.08 Severability. If any provision of this Operating Agreement or the application thereof
to any Person or circumstance shall be invalid, illegal or unenforceable to any extent, the remainder
of this Operating Agreement and the application thereof shall not be affected and shall be
enforceable to the fullest extent permitted by law.
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10.09 Heirs, Successors and Assigns. Each and all of the covenants, terms, provisions and
agreements herein contained shall be binding upon and inure to the benefit of the parties hereto and,
to the extent permitted by this Operating Agreement, their respective heirs, legal representatives,
successors and assigns.
10.10 Creditors. None of the provisions of this Operating Agreement shall be for the
benefit of or enforceable by any creditor of the Company.
10.11 Counterparts. This Operating Agreement may be executed in counterparts, each of
which shall be deemed an original,but all of which shall constitute one and the same instrument.
10.12 Entire Agreement. This Operating Agreement sets forth all of the promises,
agreements, conditions and understandings between the parties respecting the subject matter hereof
and supersedes all prior negotiations, conversations, discussions, correspondence, memoranda and
agreements between the parties concerning such subject matter.
The undersigned, being all the Members of the Company, hereby agree, acknowledge and
certify that the foregoing Operating Agreement constitutes the sole and entire Operating Agreement
of the Company, unanimously adopted by the Members of the Company as of the date first written
above.
MEMBERS:
(SEAL)
Michael E. Spooner
OtArfA (SEAL)
Ava C. Spooner
STATE OF �.els
CITY/COUNTY OF CC l(!
The foregoing Operating Agreement was acknowledged before me this Z9 day of
Pc.) 9 K , 2002 by Michael E. Spooner and Ava C. Spooner.
My commission expires: 3/3/C;6
Notary Pub is
WILLIAM T. LAMBERT
NOTARY PUBLIC
7^� STATE OF TEXAS
n y
My Comm.Exp.3-3-2006
EXHIBIT A
FAIR MARKET VALUE AT
DATE OF CONTRIBUTION
MEMBER PROPERTY TO THE COMPANY
Michael E. Spooner '/2 interest in the Property; an
415 Deer Brooke Drive 4111111111
Allen, Texas 75002
Ava C. Spooner '/2 interest in the Property; UMW
415 Deer Brooke Drive 1111111111
Allen, Texas 75002
As used above,"the Property"refers to the property designated by Albemarle County as tax map parcel number 78-13A,
and more fully described as:
ALL that certain tract or parcel of land with appurtenances thereto, situated on the south side of
U.S. Route 250 in Albemarle County,Virginia, a short distance east of the City of Charlottesville,
Virginia, containing 1.313 acres, more or less, being the remainder of a tract containing 1.4384
acres, designated as Lot B, as shown on a plat made by Amos R. Sweet, dated February, 1965,
recorded in the Clerk's Office of the Circuit Court of Albemarle County, Virginia (the "Clerk's
Office")in Deed Book 407,page 86;
LESS AND EXCEPT that portion of the property taken by the Commonwealth of Virginia as
shown on a plat recorded in the Clerk's Office in the State Highway Plat Book XI, page 106;
and
BEING the same property conveyed to Michael E. Spooner and Ava C. Spooner by deed of gift
from Michael E. Spooner and Ava C. Spooner, dated January 14, 1994, recorded in the Clerk's
Office in Deed Book 1376,page 679.
18
ACTION BY UNANIMOUS CONSENT
IN LIEU OF THE ORGANIZATIONAL MEETING OF THE MEMBERS
OF PANTOPS INVESTORS, LLC
Pursuant to Va. Code Ann. § 13.1-1022 E., in lieu of the organizational meeting of the
Members of Pantops Investors, LLC, a Virginia limited liability company (the "Company"), the
undersigned, being all of the Members of the Company, do •- -► e and authorize by
unanimous written consent tile.fql,.l actions for the purpose . • oving the Articles of
Organization, (2) adopting the Opera i ._ Agreement, and (3) designating management.
1. Approval of Articles of Organization. • ,.
WHEREAS, the Articles of Orgization of the Company were accepted for filing by the
Virginia State Corporation Commission ("SCC") on June 10, 2002, and the SCC issued a
Certificate of Organization which was returned to the Company's attorney with the filing fee
receipt;
RESOLVED, that the Articles of Organization of the Company filed in the Office of the
SCC be, and the same are, hereby approved; and
FURTHER RESOLVED, that a copy of the Articles of Organization of the Company
together with the Certificate of Organization issued by the State Corporation Commission be
inserted at the front of the Company's book of original records.
2. Approval and Adoption of Operating Agreement.
WHEREAS, the Company's attorney presented a form of Operating Agreement to the
Members, who each read it in its entirety, and who each wish to adopt it as a whole;
RESOLVED, that the approved Operating Agreement be signed by the Members, and
that it be entered in the Company's book of original records.
3. Election of Managers.
RESOLVED, that pursuant to the Operating Agreement, the Members hereby
unanimously elect the following Managers as the duly authorized representatives of the
Company, to serve for a term of office beginning immediately and ending on the first annual
meeting of Members, or until their successors are named, whichever later occurs:
Names and Addresses of Managers:
Michael E. Spooner
415 Deer Brooke Drive
Allen, Texas 75002
Ava C. Spooner
415 Deer Brooke Drive
Allen, Texas 75002
No further action is consented to or taken.
Effective Date: June 10, 2002
WITNESS the following signatures of each of the initial Members of the Company.
ot a y/viz
Date of Ex cution Oael E. Spooner
Date of Execution Ava C. Spooner
2