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HomeMy WebLinkAboutComp Annual Financ ReportCOMPREHENSIVE ANNUAL FINANCIAL REPORT FISCAL YEAR ENDED JUNE 30, 2001 COUNTY OF ALBEMARLE, VIRGINIA COUNTY OF ALBEMARLE, VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2001 Prepared By: Melvin A. Breeden, Director of Finance COUNTY OF ALBEMARLE, VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FISCAL YEAR ENDED JUNE 30, 2001 TABLE OF CONTENTS INTRODUCTORY SECTION Title PaBe ............................................. Table of Contents ........................................ Letter of Transmittal ....................................... OrBanizational Chart ...................................... Directory of Officials ........... .. .......................... Certificate of Achievement ........... ; ...................... FINANCIAL SECTION Exhibit Independent Auditors' Report ......................................... General Purpose Financial Statements: Combined Balance Sheet-All Funds, Account Groups, and Discretely Presented Component Unit ......................... 1 Combined Statement of Revenues, Expenditures and Chanses in Fund BaLances-All Governmental Funds-and Discretely~-Presented Component Unit ...................................... 2 Combined Statement of Revenues, Expenditures and Chanses in Fund Balances-Budget and Actual-General, Special Revenue, and Capital Projects Funds and Discretely Presented Component Unit ...... 3 Combined Statement of Revenues, Expenses and Chan~es in Retained EarninBs/ Fund Balance-Alt Proprietary and Nonexpendable Trust Funds ........ 4 Combined Statement of Cash Flows-Alt Proprietary and Nonexpendable Trust Funds ............. _ .................... 5 Notes to Financial Statements ............................... PaRe iii-vi vii-xvii xix xxi XXlll PaR~ 1-2 4-5 6-7 8-9 10 11 t3-52 COUNTY OF ALBEMARLE, VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FISCALYEAR ENDED JUNE 30, 2001 TABLE OF CONTENTS FINANCIAL SECTION (Continued) Combining Financial Statements: Special Revenue Funds: Combining BaLance Sheet .................................. Combining Statement of Revenues, Expenditures and Changes in Fund BaLances .......................................... Combining Statement of Revenues, Expenditures and Changes in Fund BaLances=Budget and Actual ............................ Debt Service Funds: Combining Statement of Revenues, Expenditures and Changes in Fund BaLances Combining Statement of Revenues, Expenditures and Changes in Fund BaLances Budget and Actual - Debt Service Funds ........................ Capital Projects Funds: Combining BaLance Sheet .................................. Combining Statement of Revenues, Expenditures and Changes in Fund BaLances ......................................... Combining Statement of Revenues~ ExPenditures and Changes in Fund BaLances-Budget and Actual..' .......................... Internal Service FUnds: Combining BaLance Sheet .................................. Combining Statement of Revenues, Expenses and Changes in Equity ...... Combining Statement of~Cash FLows ........................... Fiduciary Funds: Combining BaLance Sheet .................................. NonexpendabLe Trust Funds-Combining Statement of Revenues, Expenses and Changes in Fund BaLances ........................ NonexpendabLe Trust'Funds-Combining Statement of Cash Flows ........ Agency Funds-Statement of Changes in Assets and LiabiLities ........... General Fixed Assets Account Group: ScheduLe of Fixed Assets by Source-Primary Government and Discretely Presented Compc~nent Unit ScheduLe of Fixed Assets by FunCtion, and Activity-Primary Government and Discretely Presented COmponent Unit ScheduLe of Changes in Fixed Assets ~by Function and Activity-Primary Government and ~DiscreteLy Presented Component Unit iv Exhibit A-1 A-2 A-3 B-1 B-2 C-1 C-2 C-3 D-1 D-2 D-3 E-1 E-2 E-3 E,4 F-1 F-2 F-3 Page 56 57 58-59 63 64-65 68 69 70-71 74 75 76 78-79 80 81 8Z-83 86 87 88 COU NTYOF~AI~B£~REE~ VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FISCAL YEAR ENDED JUNE 30, 200'1 TABLE OF CONTENTS FINANCIAL SECTION (Continued} DiscreteLy Presented Component Unit - School Board: CombininB Ba[ance Sheet .................................. CombininB Statement of Revenues, Expenditures and Changes in Fund 'BaLances ............................................. CombininR Statement of Revenues, ExpenditUres and ChanBes in Fund BaLances-Budget and Actual ............................... Exhibit G-1 G-2 G-3 ScheduLe Supportin8.ScheduLes: Governmental Funds and DiscreteLy Presented Component Unit-ScheduLe of Revenues-BudBet and Actual ................... Governmental Funds and DiscreteLy Presented Component Unit-ScheduLe of Expenditures-BudBet and Actual ............... ScheduLe of Director of Finance's AccountabiLity ................... ScheduLe of Director of Finance's AccountabiLity to the County-ALL County Funds and Component Units ................................ ScheduLe of Director of Finance's AccountabiLity to the Commonweal, th .... ScheduLe of Director of Finance's AccountabiLity to the CharLottesviLLe- · ALbemarLe Joint Health Center Bui[dinB Fund ..................... ScheduLe of Director of Finance's AccountabiLity to the ALbemarLe- ChaHottesvi[te Regional Jail Authority ................... - ....... ScheduLe of Director of Finance's AccountabiLity to the EmerBency Operations Center ....................................... ScheduLe of Director of Finance's AccountabiLity to the Darden Towe Memorial Park ......................................... 4 5 7 8 9 Pa~e 90:91 93 94-95 Pa~ 98-106 107-112 113 114-115 116 117 118 119 t20 COUNTY OF ALBEMARLE, VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FISCAL YEAR ENDED JUNE 30, 2001 TABLE OF CONTENTS STATISTICAL SECTION' General Governmental Expenditures by Function-Last Ten Fiscal Years .... General Governmental Revenues by Source-Last Ten Fiscal Years ........ General Governmental Tax Revenues by Source-Last Ten Fiscal Years ..... Property Tax Levies and Collections-Last Ten Fiscal Years ............. Assessed a'nd Estimated Actual Value of Taxable Property-Last Ten Fiscal Years Property Tax Rates-Last Ten Fiscal Years ........................ Special Assessment Billings and Collections-Last Ten Fiscal Years ........ Computation of Legal Debt Margin, Direct and Overlapping Debt and Revenue Bond Coverage .......... ~ .............................. Ratio of Net General ObligatiOn Bonded Debt to Assessed Taxable Value and Net General ObLigation Bonded Debt Per Capita-Last Ten Fiscal Years .... Ratio of Annual Debt Service Expenditures fOr General ObUgation Bonded Debt to Total General Governmental Expenditures-Last Ten Years ... ....... Demographic Statistics-Last Ten Fiscal Years ...................... Property Value, Construction Activity, and Bank Deposits-Last Ten Fiscal Years Real Property Taxpayers ................................... Miscellaneous Statistics .................................... TabLe 1 2 3 4 5 7 8 10 11 12 13 14 Paqe 122-123 124-125 126-127 129 130-131 132 133 133 134 135 136 137 138 139 COMPLIANCE (SINGLE AUDIT SECTION) Report on CompLiance and on Internal Control Over Financial Reporting Based on an Audit of Financial Statements Performed in AcCordance with Government Auditinj Standards ....................................... Report on CompLiance with Requirements Applicable to Each Major Program and Internal Control OVer CompLiance in Accordance with OMB CircuLar A-133 Schedule of Expenditures of Federal Awards .................. ~.... Schedule-of Findings and Questioned Costs ...................... ScheduLe of Prior Year Findings and questioned Costs ................ Pa~e 141-142 143-144 145d46 147 148 vi COUNTY OF ALBEMARLE Department of Finance 401 Mclntire Road Charlottesville, VA 22902-4596 .Telephone (434) 296-5855 November 28, 2001 The Board of Supervisors County of Albemarle Commonwealth of. Virginia Ladies and Gentlemen: The Comprehensive Annual Financial Report of the County of Albemarle, Virginia for the fiscal year ended June 30, 2001, is submitted herewith. Responsibility for the accuracy and completeness of the data presented and the fairness of the presentatiOns, including all disclosures, rests with the County. We believe the data presented is accurate in all material aspects and that it is designed and presented in a manner to fairly set forth the financial position and results of operations of the County as measured by the financial activity of its various funds. All the necessary disclosures have been included to enable the reader to gain the maximum understanding of the County's financial affairs. This report is presented in four sections: introduction, financial, statistical, and compliance. The introduction section includes this transmittal letter, the County's organization chart, a list of principal officers and-a copy of the 2000 Certificate of Achievement for Excellence in Financial Reporting from the Government Finance Officers' Association. The financial section includes the indeP'endent?'a0'dit0~s' report:, .general purpose financial statements..and notes, combining and individual fund and account group financial statements, and supporting schedules. The statistical section includes selected financial and demographic data related to the County, generally presented on a multi-year basis. The single audit is required under the provisions of the Single Audit Act of 1984 and U.S. Office of Management and Budget Circular A-133, Audits of states, Local Governments and Non-Profit Or.qanizations. The financial statements of Albemarle County are prepared in accordance with accounting and reporting principles as determined by the Governmental Accountin.q Standards Board. The financial statements distinguish between the primary government and its component units. The financial reporting entity includes all the funds and account groups of the primary government, as well as all of its component units. Component units are legally separate entities for which the primary government is financially accountable. The Albemarle County School Board is reported as a component unit of the-Albemarle County government. THE REPORTING ENTITY AND ITS SERVICES The County of Albemarle was formed from the County of Goochland in 1744- by an act of the Virginia General Assembly. The County is named for William Anne Keppel, the Second Earl of Albemarle, who was at that time the Governor-General of Virginia. Scottsville was the origina County seat unti 1761 when the County Government was moved to Charlottesville. The present boundaries of the County were established in 1777. The development of the County and its 723 square miles is such that although it retains a large urban area, it also has a considerable amount of agricultural, commercial and industrial land. The County's historical heritage includes Thomas Jefferson's residence, "Monticello"; James Monroe's home, "Ashlawn"; Dr. Thomas Walker's 1765 Plantation, "Castle Hill"; the birth site of George Rogers Clark; Patrick Henry's family tavern, "Michie Tavern"; and Albemarle County's 1830 Court House. The University of Virginia is an impodant part of our community and Provides outstanding educational and cultural resources. The County is also home of Piedmont Virginia Community College, the Virginia Festival of American Film, and the Foxfield Races. Albemarle is governed by a popularly elected six-member Board of Supervisors representing each of the County's. magisterial districts. A Coun.ty Executive, appointed by the Board of Supervisors, serves as the County's chief executive officer and oversees the daily operations of the County. The County contains the independent Town of Scottsville, which is governed by an elected six-member town council. A seven-member School Board elected by County voters oversees school issues. The County provides a full range of governmental services. Major programs include administration, judicial, public safety, public works, human development, parks and recreation, education, and community development. The county also serves as fiscal agent for several City/County jointly governed entities that include the Charlottesville-Albemarle Joint Health Center Building Fund, the CharlottesVille/UVA/Albemarle County Emergency communications Center, and Darden Towe Memorial Park. The County serves as fiscal agent for the Albemarle-Charlottesville Regional Jail Authority and the Blue Ridge Juvenile Detention Center. ECONOMIC CONDITION AND OUTLOOK Albemarle County is located in central Virginia, 100 miles southwest of Washington, 'D.C. and less than 60 miles west of the state capital in Richmond. At the center of the County is the ten- square mile City of Charlottesville. Albemarle County's urban areas include the development area around Charlottesville, as well as the Town of Scottsville and the Community of Crozet. Albemarle County is loCated within the Charlottesville Metropolitan Statistical Area, which includes Albemarle, Fluvanna, and Greene Counties and the City of Charlottesville. Albemarle County's rich historical heritage plays a part in the area's economic growth. Its location, rural character, urban.conveniences, strong educational system and superior quality of life combine to make Albemarle an attractive, vital community. The County enjoys a healthy and stable economy characterized by a relatively high skilled and educated labor force and very-Iow unemployment. .The predominant economic sectors are education, service, manufacturing, toudsm and retail trade. Among the largest employers are the University of Virginia, GE/Fanuc Automation, Albemarle County, State Farm Mutual Insurance, Michelin, Piedmont Virginia Community College, and Crutchfield Corporation. Based on available economic data, Albemarle County's economy remained relatively strong during fiscal year 2001. According to the Virginia Employment Commission, unemployment increased slightly from the previous year figure of 1.2 percent to 1.4 percent. Compared to the 2.4 percent state and 4.2 percent federal unemployment rates, Albemarle remains in good condition. Retail sales in the County grew in calendar year 2000; retail sales totaled $924 million as compared to $871 mil ion in 1999, an increase Unemployment Rates 4 2 Year --e-- National + Virginia ~-A~,.~ Albemarle County of six percent. Retail sales figures for the first and second quarters of 2001 were down three percent from the same period last year, with $427 million in retail sales being reported compared to $441 million in the first and second quarters of 2000. In Terms of the value of new construction, activity in calendar year 2000 increased from the prior year. Residential construction was up 8.4 percent in 2000, and the value of this construction was up 7.6 percent from last year.' The number of new commercial units remained steady at 43, but the value of these units increased 49 percent. Commercial construction is down significantly from the level of the early and mid-1990s. 000 - 800 Residential Construction - Number of New Units 600 - 4OO 2OO Fiscal Year Commercial Construction - Number of New Units 25O 200 150 100 Fiscal Year On the national level, the economy showed signs of slowing down in fisca year 2001. The overall economy grew, but at a rate much slower than previous years. The unemployment rate increased, energy prices went up, and consumer spending slowed. Most visibly, the stock market dropped dramatically. The Federal Reserve cut rates several times during the first half of 2001 to head off a recession. Demographic Information According to the U.S. Census Bureau, Albemarle County's population was 79,236 in 2000. Albemarle County is, however, requesting this figure be adjusted to 84,112 due to a perceived error in counting student housing residents. Albemarle County is the 12th most populous county in Virginia. Median household income was estimated at $46,371 in 1997, the latest year data is available. Albemarle County has the 16th highest median incE)me among Virginia's 95 counties. Single-family detached housing units continued to account for the majority of the housing units within the County, representing 66 percent of total dwellings in 2000. Multi-family homes accounted for 17 percent, mobile homes seven percent, single-family townh0uses six percent, single-family attached units three percent and duplexes comprised one percent of housing units. In 2000, the average market value of owned housing units was estimated to be $203,548, an increase of 5.7 percent over 1999. MAJOR INITIATIVES Current InitiatiVes During fiscal year 2001, the County undertook initiatives in several areas including Education, Parks and Recreation, Neighborhoods, and Transportation. · Construction began on Butler BakerElementary School in the northern part of the County for a September 2002 opening:. Anticipated cost of the project is $.1.3,719,544. Construction of a 13.6 acre community park in Esmont is underway. Esmont Park, located across from Yancey elementary-school on Route 627, will serve the many residents of the Esmont area who are unable to use the facilities at Walnut' Creek park or Scottsville Community Center due to a lack of transportation. When completed, the park will contain a baseball field, soccer field, tennis and basketball, courts, a picnic shelter, a walking trail, and the County's first "spray ground." The park is expected to open 'n the spring of 2002. The development of the park has been funded by the Albemarle County and a grant from the Charlottesville Albemarle Community Foundation made possible by the generosity of the Dave Mathews Band and an anonymous donor. A library planning study is underway to review countywide reCommendations for future site and construction costs. library needs 'and make' The Neighborhood Plan Implementation Program continues to fund neighborhood enhancements such as sidewalks, pocket parks, landscaping, etc., which are identified through the neighborhood planning process. The Sidewalk Construction Program prO¥ides on-going funding for the construction of sidewalks and other pedestrian related improvements, which are not identified in neighborhood plans or planned in conjunction with a specific road project. A new Transportation Planning and Improvement program has been established to provide a more consistent and flexible source for the planning and development of ma]or transportation projects. Future 'Initiatives · Construction of Southern Elementary is planned for fiscal year 2003 for a September 2004 opening. · A southern area fire/rescue station will be built jn fiscal year 2002. A study will be conducted in fiscal year 2002 to assess community demand and the financial commitment needed to build and operate a 35,00C)-50,000 square foot recreation facility to include a swimming pool, gymnasium, weight room, and multipurpose room. FINANCIAL IN FORMATION Internal Control StruCture. The management of Albemarle County is responsible for establishing and maintaining internal controls. Estimates and judgments by the management are required to assess the expected benefits and related costs of internal control policies and procedures. Internal Controls are designed to provide reasonable, but not absolute, assurance (1) that 'County assets are safeguarded against unauthorized use or disposition' and, (2) financial transactions are conducted properly and in accordance with Cou. nty policy. Budgetary Controls. Budgetary C~ontrc~ls are esfabiish'~d' to ensure CompliCated'With the'annual appropriation ordinance adopted by the Board of Supervisors. General, School, Debt Service, and School Self-Sustaining Funds are included in this ordinance. A separate appropriation, approved by the Board of Supervisors, is don~ for the General Government and Education Capital Improvement Funds. Budgetary controls are maintained at the department level. All purchase orders are reviewed prior to issuance to confirm sufficient appropriated balances exist. Purchase orders that would iesult in over-expenditures are not released until additional funds are appropriated. Open encumbrances are carried forward at year-end and generally reappropriated. General Government 'Functions. General Government Function revenues, which include General, Special Revenue, Debt Service, Capital Projects Funds, and the Component Unit- School Board, totaled $173,372,915 in fiscal year 2001. This rePresents a 7.8 percent increase from fiscal year 2000. General Government Function Revenues Intergovemmental 35.43% Recovered Costs 1.65% General Property Taxes 37.47% 0.84% Charges for Services ~%_Other LocaiTaxes Revenues from use of ~ 18.43% Mone' 1.65% Permit, Privilege Fees ! and Regulatory ! Fines and Forfeitures Licenses 0.12% 0.66% General Property Taxes $ Other Local Taxes Permit, Privilege Fees, and Regulatory Licenses Fines and Forfeitures Revenues from use of Money nd Property 64,966,150 31,945,410 1,140,367 207,881 2,866,097 37.47 18.43 0.66 0.12 2,861,714 1.65 3.76 Charges for Services 6,516,511 Miscellaneous 1,447,750 0.84 Eecovered Costs 61,421,035 $ 173,372,915 [ntergovernmental TOTAL 1.65 35.43 100.00 $ 1,630,881 2,404,919 31,074 (Z608) 331,337 920,884 80,041 6,199,886 16,395,260 2.57 8.14 2.80 ' (3.53) 13.07 17.50 174.79 2.88 11.23 7.81 xii The most significant increases in General Government Function revenues can be attributed to increases in the following categories: General Property Tax revenue, which includes Real Property, Personal Property, Public serVice Corporation, Mobile Home, and Machinery & Tools, increased 2.57 percent from fiscal year 2000. Real Estate Taxes increased $3,600,000 as a result of $1 ]0,000,000 of new construction in the County and a 12.79 percent increase in the assessed .value of real estate effective January 1, 2001. Personal Property taxes from local sources decreased $1,800,000 due to the third year of the Commonwealth of Virginia's Personal Property Tax Relief Act [PPTRA). This act, enacted statewide in 1998, provides f~or the phasing out of personal property taxes paid by individual taxpayers .for vehicles assessed under $20,000. The phase-out is scheduled to occur over a five-year period. The PPTRA provides that localities will be reimbursed by the state for a portion of personal property taxes levied on personal use automobiles and truCks. Reimbursement of the tax on the first $20,000 of assessed, value of the vehicle in the year 2000 was 47.5 percent and increased to 70 percent in 2001. The Act provider that the relief amOunt-will be paid from state revenues and recorded by the locality as intergovernmental revenue. Other local taxes increased 8.14 percent over last fiscal year. The largest increase occurred in the bOsiness license tax due to a one-time adjustment. Other .significant contributors were sales and use tax and the food and beverage tax. These increases reflect the area's economic strength over the last fiscal year. · Use of money and property category increased 13.07 percent, primarily from an increase in the amount of interest received on bank deposits. Revenue generated by charges for services rose in several areas, with an aggregate increase of 1 7.50 percent. Significant increases were seen in fiscal agent and other related administration fees and in School Fund charges for. tuition from private and other sources. Miscellaneous revenues more than doubled in fiscal year 2001. A large portion of this rise canl be..attributed to the.- Ca pitai Projects fund,.- whi.cJq showed miscellaneous revenues of $722,312 (up $689,028 from fiscal year 2000). Miscellaneous revenues also 'rose in the General Fund due to a rise in Virginia Public Assistance refunds. Intergovernmental 'revenues increased by 11.23 percent in fiscal year 2001. State aid received for the school system was up. Revenues received from the State for the third year of the Personal Property Tax Relief Act (PPTRA) showed a significant increase due. in part to a higher relief percentage in 2001. General Government Functions Expenditures Capital Projects 6,52% Community 6.70% Debt Service_ General Administration 5.21% -~ 3.75% Judicial Administration ~ 1.54% Public Safety 8.91% Public Works 1.61% Parks, Recreation, and Cultural 2.01% Health and Welfare 7.91% Education ss.s4% General Administration Judicial Administration Public Safety Public Works $ 6,533,463 2,685,900 15,525,811 1:54 8.91 2,801,696 1.61 Health and Welfare 13,783,033 7.91 Education 55.84 97,282,498 3,499,056 2.01 t:.t ;664,796 11,355,807_ Parks, Recreation, and ,Cultural community Development Capital Projects Debt Service TOTAL 9,081,783 $ 174,213,843 6.70 6.52 5.21 100.00 493,459 180,706 1,845,299 263,615 1,888,289 7,112,839 280,856 824,278 3,979,905 (473,986) $ 16,395,260 8.17 7.21 13.49 10.39 15.87 7.89 8.73 7.60 53.96 (4.96) 10.39 General Government Function expenditures increased 10.4 percent over fiscal year 2000. The most significant increases in expenditures Can be attributed to the following categories: · Capital Project expenditures rose 53.96 percent. This increase reflected construction costs for Baker Butler Elementary School, several school renovation projects, a County land purchase to be used for future development, funding of the Emergency Communication Center's regional 800 MHz communication system, and construction of a park in the Esmont area. xiv Public Safety expenditures were up 13.49 percent. Correction and Detention expenditures alone increased $1,200,000 due to a record level of inmates. 911 Service expenditures increased $207,516, related in part to the Department's move to a new building. Additional personnel and increased fuel cost were partly responsible for a $442,548 increase 'n Police Department expenditures. Public Works expenditure increases were most significant in Maintenance of Highways, Streets,-Bridges, and Sidewalks (up $180,688) and Engineering (up $151,101, in part due to the addition of two positions - Project Manager and Civil Engineer). Health and Welfare expenditures increased 15.87 percent overall, most noticeably in the areas of Welfare/Social Services and Comprehensive Services. Welfare/Social Services expenditures rose because of an increased demand for' services in mandated categories. Comprehensive Services expenditure increases reflected the higher cost of residential care coupled with a larger number of troubled children in need of more intensive care. Proprietary Fund Type Operations The County maintains an internal service fund and duplication fund for financing of goods and services provided by one county department or agency to other departments or agencies. An intemal service fund is also maintained for health insurance. The health insurance fund is funded by contributions from-the County, other participating entities and their employees. Fiduciary Fund Type Operations The County maintains various non-expendable trust funds. These funds were created under sPecific agreements with the County as trustee. Expenses are as specifically directed under the various trust agreements. Debt Administration On November 16,' 2000, the County issued, through the Virginia Public SchOol Authority, $2,605,000 in General Obligation School Bonds to fund several school related construction projects. The total outstanding General Obligation School Bonds is $59,500,000. Combined with the outstanding state literary loans, the. tota long-term obligations are $63,893,482. T. his results in a debt per capita of approximately $794. Cash Management The County uses a pooled cash approach that allows a greater degree of investment flexibility and return on investment. Investments are competitiVely bid among local banks to obtain the highest rate available. All County funds are invested in instruments allowed by the Code of Vir,qinia, Chapter 3, Title 26. The County utilizes the Local Government investment Pool (LGIP) and other money market funds that hold only government securities. Risk Management The County participates in a public'entity risk pool that provides consolidated health care benefits plan for. their employees. The plan is based on a service contract with a private carrier in which bills are derived from actua expenses incurred or claims filed. The participating entities have established that a reserve fund must meet the excess claims. Each participating entity is responsible for payment amounts billed by the County. Accounting-is made in an internal service fund as previously discussed. The County and School Board contracts with the Virginia Municipal Group Self-insurance Association to provide worker's compensation coverages. The Association may assess all members based on the proportion that their premium bears to the total premium of all members should the Association suffer a deficit and depletion of all its assets. Property damage, employee crime and dishonesty, general liability, public officials, and law enforcement liability coverages are through the Virginia Municipal League Liability Pool and are similar to the Virginia Municipal Group Self-insurance ASsociation. General Fixed Assets The County undertook during fiscal year 1994 the inventorying of fixed assets. The current policy requires only assets with an original cost of $5,000 or greater to be included. Assets, as defined in this policy, totaled $196,345;520 as of June 30, 200t for the County and component unit School Board. Since this figure represents the original cost it is considerably less than their present replacement cost. Depreciation on general fixed assets is not required and has not been recorded on the Countys accounting system or reflected in the financial statements. OTHER INFORMATION Independent Audit. l~he Commonwealth of Virginia requires that the financial statements of the County be audited by an independent certified public accountant. The accounting firm of F~obinson, Farmer, Cox & Associates has performed an audit for the County for the fiscal year ended June 30, 2001. The auditor's op'nion is included in this report. Certificate of Achievement. The Govemment Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the County of Albemarle, Virginia, for its comprehensive annual financial report for the fiscal year ended June 30, 2000. In order to be awarded a Certificate of Achievement. a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both'generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our xvi current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to 'determine its eligibility for another certificate. Acknowledgements I would like to express my appreciation to the staff of the Finance Department for their commitment and dedication to the financial management of the_ County and the preparation of this report. I would also like to thank the County Board of Supervisors and fhe County Executive Staff for their support of the COunty's financial operations in a responsible · and progressive manner. Melvin A. Breeden Director Of Finance This pa~e Left blank intentionaLLy This page [eft blank intentionally COUNTY OF' ALBE/~RLE, VIRGINIA David P. Bowerman Chartotte Y. Humphds BOARD OF SUPERVISORS SaU. y H. Thomas, Chairperson Undsay G. Dottier, .Jr., Vice-Chair E[[a W. Carey, Clerk Waiter F. Perkins Char[es S. Martin R. Madison Cummings Gary W. Grant SCHOOL BOARD Dr. Char[es M. Ward, Chairperson Steve H. Ko[eszar, Vice-Chair Jennifer W. Johnston, CLerk Diantha H. McKee[ Kenneth C. Boyd Mary C. Roddguez Arthur Brown, Jr. Karen Powe[[ Elizabeth Mclvor WELFARE BOARD :Marl~ha Ol'tOn, Chairperson Harry Levins, Vice-Chair Mary Timber[ake, Clerk Donna Marshall Roxanne White COUNTY OF ALBEMARLE, VIRGINIA OTHER OFFICIALS County Executive ...................... .. - .................. Robert W. Tu. cker, Jr. School Superintendent ......................................... Kevin C. Castner Assistant County Executive ..................................... Roxanne W. White Assistant County Executive ...................................... Thomas C. Foley Clerk of the Circuit Court ...................................... She[by J. Marshall Judge of the Circuit Court ................................... Paul M. Pea[ross, Jr. Commonwealth Attorney .................................... James L. Camb[os, III County Attorney ............................................... Larry W. Davis Director of Information services ..................................... Fred Kruger Acting Director of Engineering and Public Works ............... : ......... Jack M. Ke[sey Extension Agent .............................................. David H. Vaden Director of Finance ......................................... Melvin A~ Breeden Clerk of the Generat District Court ................................. Phyt[is W. Tignor Judge of the Genera[ District Court ............................... William G. Bark[ey 'Director of Building Codes and Zoning Services ....................... Ametia G. McCu[[ey Director of Emergency Operations Center ........................... Thomas A. Hanson Director of Parks and Recreation ................................ Patrick K. Mu[[aney Director of Human Resources .................................. Michae[ R. Thompson Director of Ptanning and Community Devetopment ................... Vincent W. Citimberg Chief of 'Potice ...................... ' .......... - ................John F. Mi[[er Registrar ................................................ Jacque[ynne C. Harris Sheriff ..................................................... Edgar S. Robb Director of Social Services .................................... Katherine A. Ralston Water Resource Manager ...................................... David J. Hirsch'man Certificate of AChievement for Excellence in Financial Reporting Presented to County of Albemarle, Virginia For its Comprehensive Annual Financial Report foi~ the Fiscal~Year Ended June 30, 2000 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve.the highest standards in government accounting '~ a~nd financia}' reporting. xxiii This pase [eft blank intentionally ROB [NSON, FARM R, COX ASSOC]:ATES ~2E~ T2~ ~IED 2~UB. UC A CCOU3VSr'A2VT,..c A .PROI~SY'iONAZ .LZblT2'XD .LL4_B1Z~.I'Y COM2PA1V~ INDEPENDENT AUDITORS' REPORT TO THE BOARD OF SUPERVISORS COUNTY OF ALBEMARLE, VIRGINIA We have audited the accompanying genera[ purpose financiaL statements and the combining finanda[ statements of the County of ALbemarLe, Virginia, as of and for the year ended June 30, 2001, as Listed in the TabLe of Contents. These financial statements are the responsib!Iity of the County's management. Our responsibility is to express an opinion on these 'financial statements based on our audit. We conducted our audit in-accordance with auditing standards generaLLy accepted in the United States of America. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as weLL as evaluating the overaLL financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general purpose financial statements referred to above present fairly, in aLL material respects, the financial position of the County of ALbemarLe, Virginia, as of June 30, 2001, and the results of operations and cash flows of its proprietary fund types and nonexpendable trust funds for the year then ended in conformity with accounting principles generaLLy accepted in the United States of.'.Amedca. ALso, in our opinion the combining and individual fund and account group financial statements referred to above present fairly, in aLL material respects, the financial position of each of the individual funds and account groups of the County of ALbemarLe, Virginia, as of June 30, 2001 and the-resuLts of its operations of such funds and cash flows of individual proprietary fund types and nonexpendable trust funds for the year then ended in conformity with accounting principles generaLLy accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated October 15, 2001 on our COnsideration of the County of ALbemarLe, Virginia's internal control over financial reporting and our tests of compliance with certain provisions of Laws, regulations, contracts and grants. That report is an integra[ part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with this report in considering the results of our audit. Our audit was conducted for the purpose of forming an opinion on the genera[ purpose financial statements taken as a whole and on the combining financial statements. The accompanying financial information tis[ed as supporting schedules in the table of contents, including the schedule of expenditures of federal awards required by the U.S. Office of Management and Budget Circular A-133, Audits of States, Local Governments and Non-Profit Organizations, is presented for purposes of additional analysis and is not a required part of the financial statements of the County of Albemarle, Virginia. Such information has been subjected to the auditing procedures applied in the audit of the general purpose and combining financial statements and, in our opinion, is fairly presented in material respects in relation to the financial statements of each of the respective individual funds and account groups taken as a whole. The statistical tab[es listed in the Table of Contents are not a required par~t of the basic finanda[ statements, and we did not audit or apply limited procedures 'to such information. According[y, we do not express any assurances on such information. CharlotteSville, Virginia October 15, 2001 General Purpose Financial Statements COUNTY OF ALBEMARLE, VIRGINIA Combined Balance Sheet - ALL Funds, Account Groups, and DiscreteLy Presented Corn ponent Unit At June 30~ 2001 ASSETS AND OTHER DEBITS Assets: Cash' and cash equivalents Receivables (net of aLLowances for uncoLtectibLes): Taxes Accounts Due from other ~overnments Due from other funds Inventory, at cost Prepaid items Advances to other entities Restricted assets: Investments Fixed assets Other Debits: Amount available for debt service Amount to be provided for the retirement of ~eneraL Lon~-term debt and accrued Leave Total assets and other debits LIABILITIES, EC~UlTY AN D OTHER CREDITS LiabiLities: Accounts payable Compensation payable Accrued LiabiLities Due to other funds Amounts held for others Deferred revenues Accrued ,~acation and sick Leave General obligation bonds payable State literary fund Loans payable Notes payable VRS early retirement incentive obU~ation Total LiabiLities Equity and other credits: Investment in ~eneraL fixed assets Retained earmn~s: Reserved for health insurance claims Unreserved Fund balances: Reserved for inventory Reserved for prepaid items Reserved for endowments Reserved for advances to other entities Unreserved: Designated: Subsequent year's expenditures Debt service Capital projects Undesignated Total equity and other credits Total LiabiLities, equity and other credits Governmental Fund Types Special Debt Capital General Revenue Service Projects S 17,930,150 S 4,072,509 S 2,240,000 S 9,400,222 4,134,284 1,373,936 89,583 2,558,435 1,720,478 222,4'94 50,236 350 7,169 305,151 1,930,544 $ 26,269,885 S 5,889,73.9.$ 2,240,0oo $ 11,635,917 S 913,750 $ 440,618 S $ 976,284 609,066 64,630 25,371 4,390,857 221,517 $ 5,939,044 $ 726,765 $ S $ S $ $ 50,236 350 976~284 811,678 392,246 1,847,754 500,000 '8,729,089 18)968~577 .. 5,162,974 ~ S 20~330~841 $ 5~162,974'S 2~240~000 S 10,659,633 . S '26,269,885 $ .5,889,739 S 2,240,000 $ 11,635,917 1,930,544 The accompanying notes to financial statements are an integral part of this statement. Exhibit 1 Totals Proprietary Fiduciary Account Groups "Memorandum Funds Fund Types Genera[ Only" Internal Trust and Fixed Lons-term Primary Service A.~ency Assets Debt GOvernment S"4,6o7,7o8 S 8,247,592 $ 5 46,498,181 409 .294,349 38,203,551 1,847,754 Totals Component "N~emorandum Unit Only" School Reporting Board Entity S 4,608,11$__8,541,941 .$ 38,203,551 .5 1,847,754 5 99,236,904 S 19,978 $ 664,102 $ 955,851 155,604 977 7,002,726 5 14,657,741 $ 61,155,922 4,134,284 4,134,284 1,769,079 1,030,328 2,799,407 4,278,913 3,135,134 7,414,047 222,494 222,494 50,236 253,634 303,870 7,519 324,816 332,335 1,930,544 1,930,544 294,349 294,349 38,203,551 158,141,969 196,345,520 1,847,754 1,775,992 3,623,746 64~136~039 64~136~039 243,455,653 $ 342,692,557. 5 5 3,014,732 5 673,696 981,222 222,494 7,002,726 4,546,461 t,666,223 1,666,223 181,531 181,531 '1~131~433,$. 7~667~805. ~ $.~. ._!.?..:. 5. .1~847,7541.... : .. 5' .18~289~085 5 $ $ 38,203,551 5 $ 38,203,551 5 3,045,090 3,045,090 431,594 431,594 874,136 2,727,157 $ 5,741,889 9,170,376. 9~844,072 981,222 222,494 7,002,726 118,631 4,665,092 1,165,915 2,832,138 62, i 05,000 62,105,000 1,788,482 1,788,482 181,531 852~634.. 852~634 77~928~195 5 96~217~280 158;141,969 $ t96,345,520 3,045,090 431,594 50,236 253,634 303,870 350 350 874,136 874,136 1,930,544 1,930,544 1,203,924 702,414 1,906,338 1,847,754 1,775,99Z 3,623,746 9,229,089 1,380,385 10,609,474 24~131~551 3~273~064 .... 27~404~615 .. 5 3,476,684 5 874~136..$ 38~203~551 5 5 80~947~819 $ 165~527~458 5 246~475~277.. 5 4,608,117...,'5 8,541,941 . $ 38,2o3,551 $ 1,847,754 $ 99 23.6 904 5 243 455,653 5 342,692,557 . COUNTY OF ALBEMARLE, VIRGINIA Combined Statement of Revenues, Expenditures and Changes in Fund Balances All Governmentat Funds and Discretety Presented Component Unit Year Ended ,June 30~ 2001 Governmental Fund Types General Fund Special Debt Capital Revenue Service Project Funds Funds Funds Revenues: General property taxes Other [oca[ taxes Permits, privilege fees.and regulatory Hcenses Fines and forfeitures Revenue from use of money and property Charges for services Miscellaneous Recovered costs Revenue from the Commonwealth Revenue from the Federal Government Total revenues Expenditures: Current: Generat government administration Judicial administration Pub[ic safety PubUc works Health and we[fare Education Parks, recreation, and cuttura[ Community development Capita[ projects Debt service: Princi pa[ retirement Interest and other fiscal charges Total expenditures Excess (deficiency) of revenues over expenditures 5 64,966,150 5 31,092,221 853,189 1,140,367 207,881 1,245,760 176,095 1,215,681 34,328 319,434 190,145 1,273,803 3,987 17,178,997 3,048,838 3,402,810 3,061,808 12..2,043,104 5 7,368,390 5__ 5 6,533,463 $ $ 2,626,223 59,677 14,055,609 1,470,202 2,801,696 7,850,048 5,932,985 10,250 3,499,056 9,665,042 1,999,754 5 5 67,734 387,591 .9,326 722,312 21,555 67 734 5 1,140.,784 46,505 21,229. .5,864,366 47,041,387 5 9,462,618 $ 67,734 $ 5,864,366 75,001,717 $ (2,094,228) $ $ (4,723,582) Other financing source~ (uses): Proceeds from long-term debt Operating transfers in Operating transfers out Transfers from primary government Transfers to primary government Transfers from component unit Transfers to component unit Total other financing sources (uses) Excess (deficiency) of revenues E other sources over expenditures E other uses Fund balance at beginning of year Fund balance at end of year 5 342,75~ $ $ 5 2,485,652 2,040,000 8,858,516 (12,672,693) (624,234) (430,000) 103,000 576,596 (65,523,555) $ (Z7~750,489) 5 ' 2,438,014 5 2,040,000,5 ' 8;428,516 $ (2,748,772) 5 343,786 5 2,040,000 S 3,704,934 23~079,613 4~819,188 . 200,000 . 6,9547699 $ 20,330,841 $ 5,162,974 . 5 .2,240,000 . $ ~ 10,659,633 The accom panying notes to financial statements are an integra[ part of this statement. Exhibit 2 · ~ . Totals Totals "/~emorandum Corn ponent "Ntemorandum Only" Unit Only" Primary School Reporting Govern ment Board Entity $ 64,966,150 $ $ 64,966,150 31,945,410 31,945,410 1,140,367 1,140,367 207,881 207,881 '1,877,180 988,917 2,866,097 1,259,335 5,257,176 6,516,511 1,231,891 215,859 1,447,750 1,277,790 1,583,924 2,861,714 20,249,390 30,885,675 -. 51.,135,065 · .6~-464~618 3~821~352 10~285~970 $ 130,620,012 $ 42~752~903 ...2 173~372~9i5 6,533,463 $ $ 6,533,463 2,685,900 2,685,900 15,525,811 15,525,811 2,801,696 2,801,696 13,783,033 13,783,033 10,250 97,272,248 97,282,498 3,499,056 3,499,056 11,664,796 11,664, 796 5,864,366 5,491,441 11,355,807 46,505 5,424,714 5,471,219 21 ~229 3~589~335 3~610~564 . $ 62~436~105 $ 111~777~738 $ 174~213~843 $ 68,183~907 S (69,024~835) $ (840~928) 3,726,927 3,726,927) 679,596 (65~523~555) 2,605,000 $ 2,605,000 320,925 14,047,852 (320,925) (14,'047,852) 65,523,555 65,523,555 (679,596) (679,596) 679,596 (65~523~555). $ (64~843~959) $ 67~448~959 S 2~605~000 3,339,948 $ (1,575,876) $ 1,764, o72 35~053~500 8~961~365. 44~014~865 38,393,448... $ 7,385,489 $ 45,778,937 7 COUNTY OF ALBEMARLE, VIRGINIA Combined Statement of'Revenues, Expenditures and Changes in Fund Balances-- Budget and Actua[-~Genera[, Special Revenue, Debt Service and Capital Projects Funds and Discretely Presented Component Unit Year Ended June 30~ 2001 General Fund Special Revenue Funds Variance Favorable Budget Actual (Unfavorable) Budget Actual Revenues: General property taxes $ 66,643,127 $ 64,966, i50 S (t,676,977) S S Other 'local taxes 29,287,785 31,092,221 1,804,436 860,223 853,189 Permits, privilege fees and regulatory licenses 1,240,405 1,140,367 (100,038) Fines and forfeitures 27i,300 207,88i (63,419) Revenue from use of money and property 1,003,531 1,245,760 242,229 19,700 176,095 Charges for services 1,072,283 1,215,681 143,398 27,600 34,328 Miscellaneous 197,047 319,434 122,387 192,707 190,145 Recovered costs 1,108,815 1,273,803 164,988 3,987 Revenue from the Commonwealth 13,964,162 17,178,997 3,214,835 3,096,734 3,048,838 Revenue from the Federal Government 3,320,133 3,402,810 82,677 3,028,547 3,061,808 VaHance Favorable · (Unfavorable) (7,034) 156,395 6,728 (2,562) 3,987 (47,896) 33~261 Totalrevenues $ 118,108,588 S 122,043,104 $ 3,934,516 5 7,225;511 $ 7,368,390 S 142,879 Expenditures: Current:' Genera[ government administration Judicial administration Public safety PubUc works Health and we[fare Education Parks; recreation, and cu[tura[ Community development Capital projects Debt service: Principal retirement Interest and other fiscal charges Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Proceeds from long-term debt Operating transfers in Operating transfers out Transfers from primary government Transfers to primary government Transfers from component unit Transfers to component unit Total other financing sources (uses) Excess (deficiency) of revenues ~ other sources over expenditures &.other uses Fund batance at beginning of year Fund batance-atend of year 7,022,584 $ 6,533,463 $ 2,814,796 2,626,223 14,607,741 14,055,609 3,030,754 2,801,696 8,040,296 7,850,048 10,250 10,250 3,514,146 3,499,056 10,655,094 9,665,042 489,121 S S $ 188,573 76,606 59,677 16,929 552, i32 1,499,917 1,470,202 29,715 229,058' 190,248 6,051,335 5,932,985 li8,350 15,090 990,052 3,386,809 1,999,754 1,387,055 49,6951661 $ 47,041,387 S 2,654,274 $ 11,014,667 $ 9,462,618 $ 1,552,049 68,412,927 $ 75,001,717 S 6,588,790 $ (3;789,156) $ .(2~094,228) $ 1,694~928 $ $ $ $ $ 342,700 ' 342,759 59 2,536,001 2,485,652 (50~349) (12,684,346) (12,672,693) 11,653 (787,.612) - ' (624~234) 163~378 114,101 103,000 (11,101 ) 579,846 576,596 (3,250) (65,523,555) (65,523,555) (77,751,100) $~$ 611 $ 2,328,235 $ 2,438,014 S 109,779 (9,338,173) $ (2,748,772) $ 6,589,401 $ (1,460,921) $ 343,786 $ 1,804,707 9,338,173 23,079,613 ' 13;741,440 1,460,921 4,819,188 3,358,267. $ 20.,330,841 .$ 20~330~841 S -- $ 5,162,974 $ 5,162,974 The accompanying notes to financial statements are an integra[ part of this statement. Exhibit 3 S L S Debt Service Funds Budget .. Actual Variance Favorable (Unfavorable) $ S $ Component Unit Capital Projects Funds School Board Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) ' $ S $ s 68,000 67,734 (266) 50,000 387,591 337,591 663,558 988,917 325,359 14,500 9,326 (5,174) 5,054,502 5,257,176 202,674 1,000,276 722,312 (277,964) 214,870 215,859 989 1,633,012 1,583,924 (49,088) 81,278 21,555 (59,723) 32,467,435 30,885,675 (1,581,760) 3,887,372 3,821,352 (66~020). 68,000 S 6.7.,734 $ . .(266)S. t,146~054 .S 1,.140,784 $ .' ,(5,;270)$ 43~920.749 S 42,752,903 S (1,i67,846) s $ $ S S S S S 99,344,018 97,272,248 2,071,770 2,279,000 29,000 S 2,308,000 S 12,145,448 5,864,366 46,505 2,232,495 21,229 7,771 67,734 $ 2,240,266 $ 12,145,448 $ 5,864,366 $ 6,281,082 6,904,721 5,491,441 1,413,280 5,508,184 5,424,714 83,470 3,496,603 3,589,335 (92,732). 6,281,082 $ 115,253,526. $ 111,777,738 $ 3,475,788 S (2,240,000) S S 2,240,000 $ (10,999,394) S (4,723,582) S 6 275,812 s (71,332,777) S (69,024,835) $ 2,307,942 ' ' 2,040,000 2,040,000 s $ S s 8,858,516 (514,857) (430,000) S 2,601,640 S 2,605,000 S 3,360 9~373,373 320,925 320,925 (430,000) (320,925) (320,925) 65,523,555 65,523,555 (699,846) (679,596) 20,250 $ 2,040,000 S 2,040,000 S S 8,943,373 S 8,428,516 S (514 857) $ 67,425,349 S 67,448,959 S 23,610 (200,000) $ 2,040,000 S 2,240,000 S (2,056,021) S 3,704,934 $ 200,300 200,000 4,018,021 4,954,699 S 2,240,000 $ 2,240,000 S 1,962,000 $ 8~659~633__$ 5,760,955 S (3,907,428) S (1,575,876) S 2,331,552 936,678 5,676,027 8,961,365 3,285,338 6,697,633 _ $ 1,76~,599 $ 7,385,489 $ 5 616 890 COUNTY OF ALBEMARLE, VIRGINIA Exhibit 4 Combined Statement of Revenues, Expenses and Changes in Retained Earnings / Fund BaJance-- ALL Proprietary and Nonexpendable Trust Funds Year Ended June 30, 2001 Operating revenues: Charges for services Interest/investment income (Loss) MisceLLaneous revenue Total revenues Operating expenses: HeaLth insurance claims DupLicating costs Education Total operating expenses Operating income (Lois) Non-operating revenues (expenses): Interest income Net income Retained earnings / fund balances at beginning of year Retained eamings / fund balances at end of year Fiduciary Proprietary Funds Funds Non- Internal expendable Service Trust $ 8,848,647 $ (579) - 115,450 $ 8,848,647 $ 114,871 $ 8,570,830 $ 154,674 8,001 $ 8,725,504 S 8,001 S 123,143 $ 106,870 $ 187,902 $ $ 311,045 3,165,639 3,476,684 $ 106,870 767,266 $ 874,136 Totals "Memorandum Only' $ 8,848,647 (579) 115,450 $ 8,963,518 $ 8,570,830 154,674 8,001 8,733,505 $ 230,013 $ 187,902 $ 417,915 3,932,905 S 4,350,820 The accompan~qng notes to financial statements are an integral part of this statement. 10 COUNTY OF ALBEMARLE, VIRGINIA Combined Statement of Cash FLows-- At[ Proprietary and Nonexpendable Trust Funds Year Ended June 30, 2001 Exhibit 5 Cash flows from operating activities: Operating income Adjustments to reconcile operating income to net cash provided by operating activities: Interest a nd investment (income) Losses reported as operating income Net unrealized (gains) Losses on investments Changes in operating assets and liabilities: (Increase) decrease in: - 'Accounts receivable InteKest receivable Increase (decrease) in: Accounts payable AccFued liabiUties Deferred revenues Net cash provided by operating activities Cash flows f~om investing activities: Interest income Purchase/acquisition of investments Total from investing activities Increase in cash and cash equivalents for the year Cash and cash equivalents at beginning of year Cash and cash equivalents at end of year Total cash and cash equivalents above ~Cash and cash equivalents for Agency Funds Combined total-cash and cash equivalents Proprietary Funds Internal Service S 123,143 570,537 (53,793) (13,162) 7,957 S 634,682 S 187,902 $ 187,902 S 822,584 3,785,124 S 4,607,708 4,607,708 S 4,607,708 Fiduciary Funds Non- expendable Trust $ 106,870 579 30,000 37,449 Totals "Memorandum Only" S 230,013 579 30,000 570,537 (53,793) (13,162) 7,957 S 772,131 $ (579) $ 187,323 6,123 6,123 S 5,544 S 142,993 436,794 579,787 S 579,787 7,667,805 8,247,592 $ 193,446 965,577 4,221,918 $ 5,187,495 $ 5,187,495 7,667,805 12,855,300 The accompanying notes to financial statements are an integral part of this statement. 11 This page left btank intentionally COUNTY OF ALBEMARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 Note 1-Summary of Significant Accounting Policies: The County of Albemarle was formed in 1744. The County is governed by an elected six member Board of Supervisors. The Board of Supervisors appoints the County Executive, and the School Board is governed by seven elected members. The County provides a full range of services for its citizens. These services include po[ice and fire protection; recreational activities; cultural events; education and. social services. A. Financial Reporting Entity The basic criterion for determining whether a governmental department, agency, institution, commission, pubUc authority, or.other governmental organization should be included in a primary governmental Unit's repOrting~:'entitY 'for genera[ P~r~°se finanda{"St~t~ments is financial accountability. Financial accountability includes the appointment of a voti.ng majority of the organization's governing body and the ability of the primary government to impose its will on the organization or if there is a financial benefit/burden relationship. In addition, an organization which is fiscally dependent on the primary government should be included in its reporting entity. These financial statements present the County of Albemarle (the primary government) and its component units. Blended component units, although legally separate entities, are, in substance, part of the government's operations and so data from these units are combined with data of the primary government. Each discretely presented component unit, on the other hand, is reported in a separate column in the combined financial statements to emphasize it is legally separate from the 8overnment. B. Individual Component Unit Disclosures Blended Component Unit. The County has no blended components to be included for the fiscal year ended June 30, 2001. Discretely Presented Component Units, The School Board members are elected by the County voters and are responsible for the operations of the County's school system within the County boundaries. The School Board is fiscally dependent on the County. The County has the ability to approve its budget and any amendments. The primary funding is from the General Fund of the County. The School Board does not issue a separate financial report. The financial'statements of the SchOol Board are presented as a discrete presentation of the County financial statements for the fiscal year ended June 30, 2001. C. Other Related Organizations Included in the County's Comprehensive Annual Financial Report None COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 7001 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) C. Other Related Organizations (Continued) Jointly Governed Organizations Excluded from the County's Comprehensive AnnUal Financial Report Jefferson-Madison Regional Library The Jefferson-Madison Regional Library provides Library services to the Counties of Albemarle, Louisa, Madison, Greene and the City of Charlottesville. The participating Localities provide annual contributions for operations based on book Circulation. No one Locality contributes more than 50% of the Library's funding nor can impose its-will on the organization, and there is no financial benefit/burden relationship. The County appropriated to the Library $2,001,300 in operating funds in fiscal 2001. The County has no equity interest in the Library. Albemarle-Charlottesville Jail Authoritv The City of Charlottesville, the County and Nelson County provide the financial support for the Authority and appoint its governing Board, in which is vested the ability to execute contracts and to budget and expend funds. The Localities are charged on a per diem rate for their respective prisoner days. Other Localities, the state and the federal government also reimburse the Authority for prisoner care. The Authority is excluded from the reporting entity because the County has no control over the Authority fiscal matters. The County has no equity interest in the Jail Authority. Emerqency Communications Center The University of Virginia, the City of Charlottesville, and the County provide the financial support for the Center and appoint its governing Board, in which is vested the ability _to execute contracts and to budget and expend funds. No one Locality or-organization contributes more than 50% of the Center's funding nor can impose its will 'on the organization, and there is no financial benefit/burden relationship. The County has no equity interest in the Center. Albemarle County Service Authority The Authority was created by the Board of Supervisors to operate the County's water and sewer system. The County has no Control over Authority fiscal matters, board members have no continuing relationship with the County, the Authority board approves its own budget and. appoints management, the County is neither Legally nor morally obligated for the' Authodty S .debt, the County has no claim on surpluses or responsibility for financing deficits, and the Authority sets its own rates. The County has no equ!ty interest in the Authority. 14 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 1-Summary of Significant Accountin~ Policies: (Continued) C. Other Related Organizations (Continued) Charlottesville-Albemarle Airport Authoritv The Authority is excluded from the reporting entity because the County has no control over Authority fiscal matters. Board members have no continuing relationship with the County, the Authority board approves its own budget and appoints management, the County is neither Legally nor morally obligated for the Authodty's debt, the County has no claim on surpluses or responsibility for financing deficits, and the Authority.sets its own rates. The County has no equity.interest in the Authority. Rivanna Water and Sewer Authority and Rivanna Solid Waste Authority The Authorities are excluded from the reporting entity because the County has no control over either Authodty's fiscal matters. Both Authority boards approve each their own budget and appoint management; the County is not Legally or morally obligated for the Authority debt, has no claims on surpluses, or responsibility for financing deficits, and the Authorities set their own rates. The County has no equity interest in either Authority. Reqion Ten Communi,tV Services Board The Region Ten Community Services Board was created to provide Mental. Health, Mental Retardation and Substance Abuse Services to the residents of the City of Charlottesville .and the Counties of ALbemarle, FLuvanna, Greene, and Ne[son. The Board members are appointed by each participating Locality. No Locality appoints a majority of the Board members. The participating Localities contribute annual operating grants to the Board, but are not required to do so. The participants have no ongoing financial responsibilities to or equity interest in the Board. The County appropriated $358,435 for an operating grant to the Board in fiscal 2001. Blue Ridqe Juvenile Detention Commission,, The Commission was created to construct and operate a juvenile detention center for the Counties of Albemarle, FLuvanna and Greene, and the City of Charlottesville. The COmmission is currently in the construction phase and has not commenced operations. The Commission does not issue separate financial statements. COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note l-Summary of Significant Accountin~ Policies: (Continued) C. Other Related Orqanizations (Continued) Financial reports for the jointly governed organizations that issue separate financial statements can be obtained as follows: Albemarle-Charlottesville Jail Authority and the Emergency Operations Center Director of Finance County of Albemarle 401 Mclntire Road Charlottesville, Virginia 22902 Jefferson-Madison Regional Library Director of Finance City of Charlottesville City Hall Charlottesville, Virginia 22902 Albemarle County Service Authority 168 Spotnap Road Charlottesville, Virginia 22902 Charlottesville-Albemarle Airport Authority Airport Road Charlottesville, Virginia 22901 Rivanna Water E Sewer Authority and Rivanna Solid Waste Authority Franklin Street Charlottesville, Virginia 22901 Region Ten Community Services Board Preston Avenue Charlottesville, Virginia 22902 D. Financial Statement Presentation The accompanying finandal statements are prepared in accordance with pronouncements issued by the Governmental Accounting Standards Board. The principles prescribed by GASB represent generally accepted accounting pdndples appUcable to governmental units. The County applies all GASB pronouncements as well as the Financial Accounting Standards Board pronouncements issued on ~or before November 30, ~989 unless these pronouncements conflict with or contradict GASB pronouncements. The accounts are organized on the basis of fund classifications, each of which is considered to be a separate accounting entity. The operations of each fund are accounted for by providing a separate set of self-balancing accounts which comprise its assets, liabilities, fund equity, revenues, and expenditures or expenses. The various funds are grouped in the financial statements as follows: 16 COUNTY OF ALBENba, RLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS .JUNE 30, 2001 (CONTINUED) Note 1--Summary of Significant Accounting Policies: (Continued) D. Financial Statement Presentation (Continued) Governmental Funds - account for the expendable financial resources, other than those accounted for in Proprietary and Fiduciary Funds. The Governmental Funds utilize the modified accrual basis of accounting where the measurement focus is upon determination of financial position and changes in financial position, rather than upon net income determination as W°uld apply to a commercial enterprise. The individual Governmental Funds are: Genera[ Fund - accounts for at[ revenues and expenditures applicable to the general operations of the County which are not accOunted for in other fUnds. Special Revenue Funds - Special Revenue Funds account for the proceeds of specific revenue sources (other than those derived from special assessments, expendable trusts, or dedicated for major capita[ projects) requiring separate accounting because of legal or regulatory provisions or administrative action. Special Revenue Funds consist of the Federal/State Grant Fund, Enhanced 911 Fund, Courthouse Maintenance Fund and Tourism Fund. A description of the nature and purpose of each fund follows: Federal/State Grant Fund -~ accounts for various federal and state grant funds including the funding for the Comprehensive Services Act program, criminal justice grants, Section 8 housing program and other related programs. Enhanced 911 Fund accounts for County revenues assessed for the operation and maintenance of the Enhanced 911 emergency response system. Courthouse Maintenance Fund - accounts for courthouse maintenance fees collected resulting from traffic and related fines. Tourism Fund - accounts for funds appropriated for tourism projects. Debt Service Funds - The Debt Service Funds account for the accumulation of resources for and the payment of general long-term debt principal, interest and related char8es.. The Debt Service Funds consist of the Genera[ Debt Service Fund and the Visitor Center Debt Service Fund, A description of the nature and purpose of each fund follows: General Debt Service Fund - accounts for payments on general obligation debt of the County. Financing is from General Fund revenues. COUNTY OF ALBEMARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) D, FinanCial Statement Presentation: (Continued) Visitor Center Debt Service Fund - accounts for payment on the Visitor Center genera[ obligation debt. Financing is provided by rentals received from the Visitor Center. Capital Proiects Funds - The Capital Projects Funds account for financial resources to be used for the acquisition or construction of major capital facilities. Capital Project Funds consists of the Fire Service Fund,, General Capita[ Improvements Fund, Storm Water Control Fund, and the Jail Reserve Fund. A description of the nature and purpose of each fund follows: Fire Service Fund - accounts for advance and loans to volunteer fire and rescue organizations which serve the County. Financing is provided from General Fund revenues and repayments of advances and loans. General Capital Improvements Fund -accounts for capital project expenditures for genera[ public improvements and Large equipment acquisitions. Financing is provided by governmental grants, capital [eases and general fund revenues. Storm Water Control Fund - accounts for expenditures for drainage and other systems for storm water control. Financing is provided primarily from Genera[ Fund revenues. Jail Reserve Fund - accounts for resources accumulated for the County's share of the regional jail expansion. Proprietary Funds - The Proprietary Funds account for operations that are financed in a manner similar to private business enterprises. The Proprietary Fund measurement focus is upon-determination of net, income, financial position-and'caSh flows.' The 'Proprietary Funds consist of the Internal Service Funds. Internal Service Funds - account for the financing of goods and services provided by one department or agency to other departments or agencies of the County government. The Internal Service Funds consist ~of the Health Insurance Fund and the DupUcation Fund. A description and nature of each-fund follows: HeaLth Insurance Fund - accounts for all activities of the County and School Board employee health insurance program. Other jointly: 8overned organizations also partidpate in the program. DupLication Fund - accounts for revenues received for cOpying, printing and related services. 18 COUNTY O~ ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS .JUNE 30, 2001 (CONTINUED) Note 1-Summary of Significant AccountinB Policies: (Continued) D. Financial Statement Presentation: '(Continued) Fiduciarv Funds (Trust and A.~ency Funds) account for assets held by the County in a trustee capacity on behalf of others. Trust funds account for assets held by the government under the terms of a formal trust agreement. A description of the nature and purpose of each'fund follows: Trust Funds: H. & L. Graves Trust Fund - to account for monies provided by a priVate donor, the corpus of which is nonexpendable. Interest earned on assets may be used by property owners in the WaLnut Creek Park area in the event of flooding extends beyond the boundaries of an easement. Mclntire Trust Fund - to account for monies provided by a private donor, the corpus of which is nonexpendable. Interest and other earnings on assets may be used for educational purposes. Juanise Dver Trust Fund - to account for monies provided by private donors, the corpus of Which is nonexpendable. Interest earned on assets may be used to provide for coLLege scholarships for a graduate of one of the County high schools. Nicole Thompson Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for co[[ege scholarships for special education or economically disadvantaged students who graduate from the County school system. Weinstein Trust Fund - to account for monies provided by' Private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for the instaLLation of traffic control devices for a certain area of the County. Crozet Crossings Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for assistance to persons who qualify for the purchase of homes in the Crozet Crossings project. Proffer Trust,Fund - to account for funds received for proffers for three communities located in the CountY. Earnings on. these funds may be used for the construction of or upgrade of certain public improvements in the communities. COUNTY OF ALBEMARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS .JUNE 30, 2001 (CONTINUED) Note 1-Summary of Significant Accountin~ Policies: (Continued) D. Financial Statement Presentation: /Continued) Aqency Funds: Special Welfare Fund - accounts for monies provided primarily through private donors for assistance of children in foster care, needy senior citizens and others. This fund is also used to account for monies received from other governments and individuals (i.e., social security and child support) to be paid to special welfare recipients. HuntinR and FishinR License Fund - accounts for funds received for state hunting and fishing licenses. The funds are remitted to the state on a periodic basis. Druq Fund - accounts for monies received from state and federal authorities for the prevention of drug abuse and distribution of illegal substances. Payroll Suspense Fund - accounts for various employee payroll withholdings and payments of employee benefits. Performance Bond Fund - accounts for the receipt and disbursements of performance bonds required by the County .for erosion and sediment controL, and other items relative to construction by private developers. Fire Program Fund - accounts for fire program funds received from the state. The funds are allocated to the various County volunteer fire companies. HUD Family Self Sufficiency Fund accounts for funds received from various sources for families participating in the County'housing programs. Juvenile Detention Center Fund - accounts for funds received from participating localities for the construction of a regional juvenile detention facility. 4. Account Groups are used to account for general obUgation long-term debt and general fixed assets. The following are included in the County's account groups: 20 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note t-Summary of Significant Accounting Policies: (Continued) D. Financial Statement Presentation: (Continued) Genera[ Fixed Assets Account Group - This account group is established to account for ali fixed assets of the County. Ail fixed assets in this account group are-valued at historical cost or estimated historical cost if actual cost is not available. Donated fixed assets are valued at fair market vague as of the date received. Fixed assets used in governmental fund type operations (genera[ fixed assets) are accounted for in the Genera[ Fixed Assets Account Group, rather than in the governmental funds. Public domain ("infrastructure") general fixed assets cOnsisting of certain improvements other than buildings, including roads, bridges, and drainage systems, are not capitalized along with other genera[ fixed assets. Genera[ LonR-Term Ob[iRa[ions Account Group - This account group is established to account for ail tong-term obligations of the County, which are expected to be financed from governmental funds. 5. Component Unit SchoOl Board - A description of the nature and purpose of the School Board fund and account groups follows: School Fund - accounts for the operation of the County's public school system. Financing is provided primarily by state and federal grants and appropriations from the County of Albemarle. School Cafeteria Fund - accounts for operations of the County's school food service program, Financing is provided primarily by' food sales and transfer from the School Fund. School Debt' Service Fund - accounts for debt service expenditures for the school system for the. payments-of principal and interest on the school system's genera[ long-term debt. ~ihar~'cihg 'is provided bY ~Ppropriations from the Countyof Albemarle. SchooL Capita[ Proiects Fund - accounts for school construction expenditures. Financir~g is provided primarily 'from debt proceeds, construction grants and appropriations from the County of Albemarle. Account Groups: GeneraL Fixed Assets Account Group - accounts for genera[ fixed assets of the school system. GeneraL Lon~-Term Ob[iRation Account Group - accounts for alt generaL.tong-term obligations of the school system including general obtigation debt, capital leases, and ctaims, judgements and compensated absences. COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAl. STATEMENTS JUNE 30, 2001 (CONTINUED) Note t-Summary of Significant Accounting Policies: (Continued) D. Financial Statement Presentation: (Continued) Combined/CombininR Format - Combined Financial Statements are referred to as General Purpose Financial Statements and provide a summary overview of the financial position of aLL funds and account groups and of the operating results of aL[ funds. AL[ funds and account 8roups of a specific fund classification are combined and presented as one in the financial statements: For example, aLL funds classified as Special Revenue Funds are combined and presented under the caption "Special Revenue Funds". BudRetarv Comparison Statements - The-Combined Statement of Revenues, Expenditures, and ChanBes in Fund BaLances Budset and-ActuaL, compare budBet and actual data for aLL BovernmentaL funds for which budBets were adopted. A review of the budgetary comparisons presented herein wiLL disclose how accurately the BoverninB body was able to forecast the revenues and expenditures of the County. Total Columns on the Combined Statements - Overview - The total columns on the combined statements - Overview are captioned "Memorandum OnLy" to indicate that they are presented only to faciUtate financial analysis. Data in these columns do not present financiaJ position, resu[ts of operations, or chanBes in cash flow in conformity with BeneraJLY accepted accountin8 principles. Neither is such data comparable to a consolidation. Interfund eliminations have not been made in the aBgregation of this data. E. 'Basis of AccountinR 1. Governmental Funds - Governmental funds utiUze the modified accrual basis of accountinB under which, revenues and related assets are recorded when measurable and avaiLabLe to finance 'operatiOns durin~ the year. 'AccordingLy, real and personal property taxes are recorded as revenues and receivables when biLLed, net of aLLowances for uncoLLectibLe amounts. Property taxes not coLLected within 45 days after year-end are-refLected as deferred revenues. Taxes coLLected durinB the year and taxes due at June 30 collected within 45 days after that date are recoBnized as revenue in the accompanyinB financial statements. SaLes and utility taxes, which are coLLected by the State or utilities and subsequently remitted to the County, are recoBnized as revenueS and receivables upon coLLection by-the State or utility, which is BeneraUy 30 to60 days preceding receipt by the County. Licenses, permits, fines and rents are recorded as revenues when reCeived. InterBovernmentaL revenues, consistinB primarily of Federal, State and other Brants for the purpose of fundinB specific expenditures, are. recoBnized when earned or at the time of the specific expenditure. Revenues from 8enerat purpose grants, such as entitlement proBrams, are recoBnized in the period to which the Brant applies. 22 COUNTY OF' ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) E. Basis of Accountin~ (continued) Expenditures, other than compensated absences and interest on long-term debt, are recorded as the related fund UabiUties are incurred. Compensated absences are recorded as a general long-term obligation when incurred and recorded as an expenditure of the appropriate fund when paid. Interest on general long-term debt is recognized when due except for the amount due on JuLy 1, which is accrued. Proprietary Funds The proprietary funds account for operations that are financed in a manner similar to private business enterprises. The Proprietary Funds utilize the accrual basis of accounting where the .measurement l~ocus i.s upon determination of net income, financial position, and changes in financial position. The PrOprietary Fund consists of the Internal Service Funds. Internal Service Funds - The internal service funds account for ,the financing of goods or services provided by one department 'or agency to other departments or agencies of the County government. Fiduciary Funds - The nonexpendable trust fund utilizes accounting similar to the proprietary funds. Using the accrual basis of accounting as described above, nonexpendable trust funds account for assets of which the principal may not be spent. The agency funds are custodial in nature and do not present results of operations or have a measurement focus. Agency funds are accounted for using the modified accrual basis of accounting. These funds are used to account for assets that the government holds for others in an agency capacity. F; Budqets and Budgetarv AccountinR Budgets were legally' adopted and employed as a management cont¥ol device during-t'he'year':for the following funds: General Fund Federal/State Grant Fund E-911 Fund Courthouse Maintenance Fund Tourism Fund General Debt Service Fund Visitor Center Debt Service Fund Capital Improvement Fund Storm Water Control Fund School Fund School Cafeteria Fund School Debt Service Fund School Capital Projects Fund Budgets were not adopted for the Fire Service, Jail Reserve, Health Insurance and Duplication Funds, or the Trust and Agency Funds. COUNTY OF,ALBEMARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 1-Summary of Significant Accountin8 Policies: (Continued) F. BudRets and Budqetary AccountinR, (continued) The budgets as presented are prepared on the same basis of accounting as the basic financial statements described above. The following procedures are used by the County in establishing the budgetary data reflected in the financial statements: Prior to March 30, the County Executive submits to the Board of Supervisors a proposed operating and capita[ budget for the fiscal year commencing the follOwing July 1. The operat- lng budget and capital budget include proposed expenditures and the means of financing them. 2. Public hearings are conducted to obtain citizen comments. 3. Prior to June 30, the budget is Legally enacted through passage of an Appropriations Resolution. The Appropriations Resolution places legal restrictions on expenditures at the fund, function and department level. The appropriation for each fund, function and department can be revised only by the Board of Supervisors. However, the School Board may transfer budgeted amounts within the School system's categories at the function level. The Director of Finance is authorized to transfer amounts between line items at the department level. Supplemental appropriations in addition to the original budget were made during the year. 5. All budgets are adopted on the modified accrual method used for' financial statement PUrposes. 6. Appropriations lapse on June 30, for all County and School Board funds. 7. All budget data presented in the accompanying financial statements is the revised budget as of June 30. If budget amendments exceed 1% of the original adopted budget, or $500,000, whichever is less, the Board of Supervisors may legally amend the budget only by following procedures used in the adoption of the original budget. There were' four budget amendments that exceeded the 1% or $500,000 limitation. 24 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS ,JUNE 30, 2001 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) F. BudRets and BudRetary AccountinR (continued) RecondLiation of Exhibits 2 and 3 for the Capital Projects Funds: Exhibit 2 Total revenues .................. Total expenditures ................ Excess (deficiency) of revenues over expenditures ............... Total other financing sources - net ..... Excess (deficiency) of revenues and other financing sources over expenditures and other financing uses .............. Fund balance, beginning ............ 1,14o,784 S 5,864,366 (4,723,582) $ 8,428, 516, 3,704,934 6,954,699 Fund baLance, ending .............. $ 10,659,633, Adjustments Total revenues ............................. $ Fire Services Fund .......................... Total expenditures: FireServices FUnd .......................... $ Fund balance, beginning: Fire Services Fund .......................... ' $ Fund balances, ending: Fire Services Fund .......................... $ Adjustments Exhibit 3 S 1,140,784 5,864~366 · 2~000~000, 2~000i000 S 3,704,934 (2,000,000) 4,954,699 (2,000,000) $ 8,659,633 $ (4,723,582) 8~428,516 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS .JUNE 30, 2001 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) G. Cash Equivalents - For purposes of the Statement of Cash Flows, cash equivalents are defined as short-term highly liquid investments that are both (a) readily convertible to known amounts of Cash, and (b) so near the maturity that they present insignificant risk of changes in value because of changes in interest rates. Generally, on[y investments with original maturities of three months or less meet this definition. H. Investments- Investments, consisting of common funds, U.S. government securities, the local government investment pool and the state non-arbitrage program are stated at fair value. These investments are reported in the accompanying financial statements as Cash equivalents. Investments of the Nonexpendable Trust Funds are also reported at fair value. I. Inventory - Inventories are accounted for under the consumption method where purchases of goods are recorded as expenditures when the goods are used. InventOries are valued at last invoice price which approximates the first in, first out method. J. Prepaid Items - Prepaid items consist of prepaid postage (General Fund)'and eXpenditures for goods and services that are applicable to the subsequent year's operations. Items in which the purchase method is used (e.g. postage) are offset by a fund balance reserve in the respective fund in which it applies. Compensated Absences - Vacation and sick leave expenditures are recognized in the governmental fund types to the extent paid during the year and the unPaid vested amount which is expected to be paid within ninety days after year-end. The liability for the amount expected to be paid within ninety days of year-end is included in compensation payable. The liability for the remainder of the vested vacation and sick leave is recOrded in the General Long-Term Debt Account Group. L. Allowance for Uncollectible Accounts The County calculates its allowance for uncollectible- accounts using historical collection data and, in certain cases, specific account analysis. The allowance amounted to $395,000 at JUne 30, 2001 and is composed solely of property taxes. M. Fixed Assets - Fixed assets used in governmental fund types of the government are recorded in the general fixed assets account group at cost or estimated historical cost if purchased or constructed. Donated fixed assets are recorded at their estimated fair value at the date of donation.'- Assets in the general fixed assets account group are not depreciated. Interest incurred during construCtion is not capitalized on general fixed assets. Public domain (infrastructure) general fixed assets (e.g., roads~ bridges, sidewalks and other assets that are immovable and of value only to the government) are not capitalized. 26 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 1-Summary of Sisnificant Accountin8 Policies: (Continued) M. Fixed Assets (Continued) The cost of normal maintenance and repairs that.do not-add to the value of the asset or materiatty extend assets' [ives are not included in the 8enerat fixed assets account 8roup or capitalized in the proprietary funds. Retirement Ptan - Retirement Plan contributions are actuadatty determined and consist of current service costs and amortization of prior service costs over various periods. The County's policy is to fund pension cost as it accrues. O. Use of Estimates - The preparation of the .County's financial statements in .conformity with 8ene~atty accepted accountin8 pdnciptes requires manasement to make estimates and assumptions that affect reported amounts of revenues and expenditures/expenses dudn8 the reportin8 period. Ac[ua[ resutts coutd differ from those estimates. P. New Governmentat Accountinq Standards Board Standards (GASB) - GASB has.issued Statement No. ~34, Basic Ffnancial Statements - and Mana~ement's Discussion and Analysis - for State and Local Governments, which estabtishes specific standards for the basic financiat statements, manasement's discussion and anatysis (MDEA), and certain required supptementary information other than MDEA. This statement wit[ become effective for the County in fiscat year 2002. Manasement has not yet determined the impact of this statement on the financiat statements. Note 2-Cash,and Investments: Cash and cash equivatents For purposes of reportin8 cash flows for proprietary funds, cash and cash equivatents inctude cash on hand, money market funds, certificates of deposit and investments with maturities of three months or tess. Deposits - Att cash of the County is maintained in accounts cottateraUzed in accordance with the Virsinia Security for PubUc Deposits Act, Section 2.1-359 et. seq. of the Code of Virsinia or covered by fedora[ depository insurance. 27 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, ~.O01 (CONTINUED) Note 2-Cash and Investments: (Continued) Investments - Statutes authorize the County to invest in obUgations of the United States or agencies thereof, obligations of the Commonwealth of Virginia or poUticat subdivisions thereof, obUgations of the International Bank for Reconstruction and Development-(Wor[d Bank) and Asian DeveLopment Bank, the African' Development Bank, commercial paper rated A-1 by Standard and Poor's Corporation or P-1 by Moody's Commercial Paper Record, banker's acceptances, repurchase agreements, the state Treasurer's Local Government Investment Pool (LGIP), and the Vir8inia State Non-Arbitrage Program (SNAP). In addition to the County's investments, investments were included for the Nonexpendabte Trust Fund which consists of common'funds and U. S. Government securities held in trust. Investments are categorized into these three categories of credit risk: (1) Insured or registered, or securities held by the government or'its agent in the government's name. (2) Uninsured and unregistered, with securities held by the counter-party's trust department or agent in the government's name. (3) Uninsured and unregistered, with seCurities held by the counter-Party or by its trust department or agent but not in the government's name. This space left blank intentionally 28 COUNTY OF' ALBEMARLI:', VIRGINIA NOTES TO FINANCIAL STATEMENTS ,JUNE 30, 2001 (CONTINUED) Note 2-CaSh and Investments: (Continued) Investments - (Continued) At year end, the 8overnment's investments are categorized ~nto these three categories of risk: Primary Government: Category 'Not Carrying ' Fair I 2_ 3 Categorized Amount VaLue U.S. government securities $ 15,000 $ Repurchase agreements .. Total ............. $ $ S $ 15,000 $ 15,000 9~577~000 9~577~000 9;577~000 15~000 S__ $ 9~577~000 9,592,000 9,592,000 Common funds ............................. Virginia Local GoVernment Investment Pool .......... Money market mutual funds ..................... Virginia State Non-arbitrage Program (SNAP) .......... 279,349 $ 279,349 $ 279,349 34,290,363 34,290,363 34,290,363 651,035 651,035 651,035 '6~762~986 6~762~986 6~762~986 Total investments. ......................... $ 41~983~733 $ 51~575~733 $ 51~575~733. Component Unit School Board: Virginia State Non-arbitrage Program (SNAP) ........ Virginia Local Government Investment Pool ......... Total ................................. $ 1,046,088 $ 1,046,088 $ 1,046,088 13~610~978. 13~610~978 13,610~978 $" '.14,657,066 $14~657~066',$ ;t~',657,.066 TotaL investments ....................... S 56~640~799 S 66~232~799 $ 66~232~799 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 2-Cash and Investments: (Continued) Investments- (Continued) The foLLowing is a reconciliation of cash and investments: Summary of cash and investments Cash on hand ....................... , .. $ Deposits .............................. Invest ments ............................. Primary School Government Board Total 5,275 $ 675 $ 5,950 (4,788,478) (4,788,478) 51,575,733 14,657,066 66,232,799 Total ............................... $. 46~792,530.$,. 14_657.741 $ 61,450,271 Per financial statements - Cash and cash equivalents..' ............... $ 46,498,181 $ 14,657,741 $ 61,155,922 Investments- restricted .................. 294,349 294,349 Total ............................. $ 46~792,530 $ 14,657,741 $ 61~450,271 The fair value of the external investment pools is the same as the value of the pooL shares. Investments in the Local Government Investment Pool that are not SEC registered are monitored by the Treasurer of Virginia and other appLicabLe State agencies. Investments in °ther external investment pools are aLL SEC registered securities or federal securities. There was no involuntary participation in external investment pools. The County does not sponsor any external investment pools. Note 3-Taxes Receivable: Taxes receivable at June 30, 2001 include: UncolLected real and personal property taxes ..... - ..... $ Less: AlLowance for doubtful accounts ............... Total .................................... 4,529,284 395,000 $ 4~134~284 30 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS ,JUNE 30, 2001 (CONTINUED) Note 3-Taxes Receivable: (Continued) Property is assessed at its value on January 1. Property taxes attach as an enforceable lien on property as of January 1. Taxes are payable in two installments for both rea[ and persona[ property on June 5th and December 5th. The County bills and collects its own property taxes. Note 4-Due From Other Governmental Units: Amounts due from other governmental units are summarized as follows: Commonwealth of Virginia: Special Capita[ Component General Revenue Projects Unit School Fund Funds Funds Board Rolling stock tax ................. LoCal sales tax ................... State sales tax ................... Other State aid and reimbursements ..... Public assistance and welfare administration Comprehensive services ............. Total from Commonwealth of Virginia ... 113,227 $ $ ,641,083 290,153 205,777 166,330 609.,956 $ 2,210~793 S 815,733 S 1,436,280 885,628 $ 2,321~.908. Federal Government: Federal categorical aid .............. $ Public assistance and welfare administration Community development block grant ..... Planning grant ........ - ............ Criminal justice grant ............... Public safety grants ................ Total due from Federal Government .... $ 59,447 $ $ 288,195 825,654 35,299 15,628 24,068 4,096 347,642 '$ 904,745 $ $ 813,226 $ 813,226 Total due from other governmental units $ 2,558,435 $ 1~720,478 $ $ 3,135~134 COUNTY OF ALBE/~ARLE, ¥1RGINIA NoTEs To FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 5-Advances to Other Public.Entities: The Board of Supervisors entered into various aBreements with certain volunteer fire companies and rescue squads. These aBreements provide for the County to advance funds to these organizations, and accordingly, these funds have been reserved and reflected as unavailable for appropriation. Repayments of these advances are to be used to fund future advances to the volunteer fire companies and rescue squads. The balances of these advances.at June 30, 2001 are as follows: Crozet Volunteer Fire Company ....................... Earlysville Volunteer Fi re Company ..................... North Garden Fire Department ........................ Scottsville Rescue Squad ............................ ScottsviLle Volunteer Fire Company ..................... Seminole Trail Volunteer Fire ComPany,, ................. Stony Point Volunteer Fire Company .................... Western Albemarle Rescue Squad ...................... East Rivanna Volunteer Fire Company ................... c Total advances ....................... ' ......... S 153,850 263,528 223,426 326,857 238,877 217,695 239,961 64,750 201,600 $ 1~930~544 Note 6-1nterfund Balances: Interfund obligations at June 30, 2001 were as follows: General Fund ................. $ Federal/State Grant Fund ......... HUD Family Self-Sufficiency Fund .... Total ..................... Receivable 222,494 222~494 Payable $ 221,517 977 $ 222~494 32 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED} NOte 7-Mclntire Trust Fund: The revenues and expenses from the Mclntire Trust Fund are shown in Exhibit 4. Endowment principal can increase or decrease depending on sales and purchases by the trustee during the year. The principal Of the fund was held in trust as follows on June 30> 2001: Investments (at fair value): Common funds: Wachovia Bank, CharLottesviLLe, Virginia, Trustee ............... $ Bank of America, Charlottesville, Virginia, Trustee .............. Treasurer of Virginia (Series G Bonds) ....................... Total investments .................................. 170,582 108,767 t5,000 294~ 349 Note 8-Fixed Assets: The foLLowing is a summary of changes in the general fixed assets account group during the fiscal year: Primary Government: Balance Balance July 1~ 2000 Additions Deletions June 30, 2001 Land ....................... BuiLding and building improvements . . Improvements other than buildings ... Machinery, furniture, fixtures, and equipment .............. Vehicles ..................... $ 2,912,712 $ $ $ 2,9i2,712 17,329,338 439,202 i7,768,540 5,502,326 584,046 6,086,372 4,614,564 346,960 -29,872 4,931,652 6,159,498 697,980 . 353,203 6,504,275 Total ...................... $ 36,518~438 S 2~068~188 $ 383,075 $ 38,203~551 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 8-Fixed Assets: (Continued) Component Unit-School Board: (Continued) Land ......................... Building and building improvements .. Improvements other than buildings ... Machinery, furniture, fixtures, and equipment .............. Vehicles ..................... Balance Balance July 1~ 2000 Additions DeLetions June 30., 2001 $ 4,185,~37 $ $ $ 4,185,737 133,030,684 1,849,959 134,880,643 2,725,313 640,534 3,365,847 5,276,223 349,705 5,625,928 9~786~323. 659~405 361 .,914 10~083~814 S 3i499,603. $ 361..914 $ 158~141,969 Total ...................... $155~004~280. Note 9-Deferred Revenue: Deferred reven~Je represents amounts for which asset recognition criteria have been met, but for which revenue recognition criteria have not been met. Under the modified accrual basis of accounting, such amounts are measurable, but not available. Deferred revenue totaling $4,665,092 is comprised of the following: Primary Government: A. Deferred Propertv Tax Revenues Deferred revenue representing uncollected tax expenditures totaled $3,711,277 at June 30, 2001. billings not available for funding of current B. Property Taxes Received in Advance Real and personal property taxes for the second installment due December 5, 2001 were received in the amount of $679,580 prior to June 30, 2001. C. Other Health insurance charges received in advance totaled $155,604, at June 30, 200.1. Component Unit - School Board: A. Summer School Tuition Summer school tuition received prior to June 30, 2001 for courses to be taken after July 1, 2001 amounted to $118,631. 34 COUNTY OF ALBEMARLEs VIRGINIA NOTES TO FINANCIAL STATEMENTS ,JUNE 30, 2001 (CONTINUED) Note lO-Claims, Judgments and Compensated Absences: The County has accrued the liability arising from outstanding claims and judgments and compensated absences. Primary Government: County employees earn vacation and sick leave at various amounts depending on the length of service. Benefits or pay is received for unused sick leave or retirement bonus upon termination. There are various restrictions both for sick leave and retirement bonus upon termination of employment. Accumulated vacation up to 36 days is paid upon termination. The County has outstanding accrued vacation and sick Pay totaling 51,666,223 in the General Long-term Obligation Account Group. Component Unit-School Board: Certain School Board employees accrue vacation and sick leave. The School Board has outstanding accrued vacation and sick pay totaling 51,165,915 in the General Long-term Obligation Account Group. Note 11-General Long-term Obligations: ...... Primary Government: Annual requirements to amortize long-term obligations, other than accrual for compensated absences, and related interest are as follows: Notes Payable Year Principal Interest 2002 $ 51,502 $ 16,232 2003 57,037 10,698 2004 63,166 4,569 2005 9,826 120 Total $ 181~531 $ 31,619 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS .JUNE 30, 2001 (CONTINUED) Note 11-General Long,term Obligations: (Continued) Primary Government: (Continued) The following is a summary of long-term obligation transactions for the year ended June 30, 2001: Total general long-term obligations at July 1, 2000' . ............... Compensated Notes Absences Payable- Total S 1 ~439~884 $ 228,036 $ 1 ~895,956 Increases in LOng-term obUgations: Compensated absences * ........ S 226~339 S $ 226~339 Retirements: Capital Lease obUgation ......... $ Note payable ............... 'Total retirements ............ $ $ $ 46~505 93~010 $ . 46~505 $ 93~010 Total general Long term obligations outstanding at June 30, 2001 ..... $ 1~666~223 $ 181~531 S 2~029~285 *Gross increases and decreases are not available. A summary of general long-term obUgations outstanding at June 30, 2001 follows: NOtes payable: - $575,000 issued August 1~ 1984, due in monthly installments of $ 5,645,' including interest at 10.25% through August 1, 2004, Thomas Jefferson Visitor Center revenues pledged as collateral (Note 16) ................ ' ............ $ Amount Outstanding 181,531 Compensated absences ................................ , .......... 1,666~223 Total long-term obligations outstanding June 30, 2001 .................. $ 1,847,754 36 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 11-General Long-term Obligations: (Continued) Component Unit School Board: Annual requirements to amortize long-term debt. and related interest are as follows: Genera[ Long-Term Obligations: Year Ending VRS Loans School BOnds June, 30 Principal Interest Principal Interest' Literary Fund Loans Principal Interest 2002 $ 225,~157 $ 70,768$ 5,040,000 $ 3,292,008 2003 243,845 52,080 4,735,000 3,006,122 2004 264,083 31,842 4,615,000 2,748,466 2005 119,549 4,862 4,715,000 2,489,234 2006 4,585,000 2,227,092 2007 4,510,000 1,678,612 2008 4,405,000 1,717,110 2009 4,395,000 1,467,624 2010 4,200,000 1,222,036 2011 3,420,000 1,008,367 2012 3,225,000 828,921 2013 2,505,000 678,791 2014 2,440,000 552,021 2015 2,355,000 427,777 2016 2,335,000 305,331 2017 1,945,000 193,274 2018 1,650,000 98,742 2019 630,000 38,565 2020 270,000 14,215 2021 130,000 3~315 410,608 S 61,654 287,258 48,336 269,758 38,718 220,858 29,626 200,000 22,000 200,000 15,000 100,000 8,000 100,000 4,000 Total $ 852~634 $ 159,552 $ 62~105~000 $ 23~997,623 $ 1~788~482 $ 227,334 Compensated absences are not inctuded in the schedule reflecting annual requirements to amortize long-term obligations since it cannot be estimated when they wi[[ be paid, 37 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS ,JUNE 30, 2001 (CONTINUED) Note 11-General Long-term Obligations: (Continued) Component Unit School Board: (Continued) The following is a summary of School Board long-term ob[!gation transactions for ~he year ended June 30, 2001: Total genera[ Long-term obligations, JuLy 1, 2000 Compen- VRS sated Literary School EarLy Absences LOans Bonds Retirement $ 1,053,821. $ 2~275,740. $ 64~225,000 $ 1~043,357 Total $ 68~597~918 Increases in Long-term obligations: School bonds ............ $ Compensated Absences ...... 112~094 $ $ 2,605,000 S $ 2,605,000 112~094 Total increases .......... $ 112.,094 $ $ 2~605~000 $ $ 2~717~094 Retirements: School bonds ............ State Literary Loans ........ VRS Early Retirement ...... $ $ $ 4,725,000 $ 487,258 $ 4,725,000 487,258 190~723 190~723' Total retirements ........ $ $ 487~258 $ 4~725~000 $ 190~723. S 5~402~981 Total general Long-term obligations, June 30, 2001 .. $ 1,165~915 $ 1~788,482 $ 62~105~000 $ 852~634 $ 65~912~031 This space left blank intentionally. 38 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30~ 2001 (CONTINUED) ~ ....~;;:~.. ~ Note 11-General Long-term Oblisations: (Continued) Component Unit School Board: (Continued) A summary of School Board general long-term obligations outstanding at June 30, 2000 follows: Genera[ Obligation Bonds: Amount OUtstandinB School Bonds: $20,455,000, 1997 I Series, issued November 20, 1997, maturity in various annual instaUments through January 15, 2018, interest at rates from 4.35% to 5.35% ...... 17,380,000 $5,900,000, 1996B Series, issued November 14, 1996, maturing in annual instaUments of $295,000 through July 15, 2017, interest payable semiannually at rates from 5.1% to 6.1% ...... ~. ..... ? ......................................... 4,720,000 $7,850,000, 1995C Series, issued December 21, 1995, maturing in' various annual installments of $395,000 and $390,000 through July 15, 2015, interest payable semiannually at rates from 5.1% to 6.1% 5,875,000 $450,000 issued November 22, 1994, due in various annual instaltments of $ 20,000 and $25,000 through July 15, 2014 interest payable semiannually at ralJes from 6.1% to 300,000 $11,900,000 genera[, obUgation school bond, 1993 series, issued November 18, 1993, maturing in various annual installments through' December 15, 2013, interest rates from 4.475% to 5% ............................................ 5,590,000 $24,710,000 general obligation school bond, refunding series 1994A, issued January 1994 maturing in various annual installments through December 15, 2011, interest at rates from 6.069% to 7.169% ...................................... 13,350,000 $3,000,000, 1991A Series, issued May 23, 1991, maturity in various annual installments through December !5, 2010, interest rates from 6.35% to 8.1% ............... 1,455,000 $2,885,000, 1992B Series, issued December 17, 1992, maturity in vadbus annual installments through December 15, 2012, interest payable semiannually at various interest rates from 5.85% to 8.1% ................................... 1,625,000 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS ,JUNE 30, 2001 (CONTINUED) Note 11-General Long-term Obligations: (Continued) Component Unit School Board: (Continued) General Obligation Bonds: (Continued) School Bonds: (Continued.) $7,245,000 1998B Series, issued November 19, 1998, maturity in various annual installments through July t5, 2019, interest payable semiannually at rates from 3.6% to 5.1% .................................................... $2,835,000 1'999B Series, issued November 19, 1999, maturity in various annual installments through July 15, 2020, interest payable semiannually at rates from 5.10% to 6.10% ................................................... $2,605,000 2000B Series, issued November 16, 2000, maturity in various annual installments through July 15, 2021, interest payable semi-annually at rates from 4.975% to 5.85% ............................................. Total school bonds .......................................... State Literary.Fund Loans: $700,000 issued April 15, 1972, due ~'n annual installments .of $23,350 through April 15, 2002, interest at 3% ........................................... $1,000,000 issued August 15,1981, due in annual installments of-$50,000 through August 15, 2001, interest payable semiannually at 3% ..................... $1,000,000 issued June 15, 1982, due in annual installments of $50,000 through June 15, 2002, interest payable semiannually at 3% .......................... $349,904 issued February 1, 1983, due 'in annual installments of $17,500 through February 1, 2003, interest payable semiannually at 3% ........... ' ..... $977,505 issued February 15, 1984, due in annual installments of $ 48,900 through February 15 2004, interest payable semiannually at 3% . .................... $239,317 issued November 15, 1984, due in annual installments of $1!,900 through November 15, 2004, interest payable semiannually at 3% ................... 40 Amount Outstanding 6,515,000 2,690,000 2,605,000 $ 62,105,000 $ 23,350 50,000 50,000 35,000 146,700 47,600 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 11-General Long-term Obligations: (Continued) Component Unit School Board: (Continued) General ObLigation Bonds: (Continued) .State Literary Fund Loans: (Continued) S179,152 issued December 28, 1984, due in annual instaLLments of S8,958.through January 1, 2005, interest payable semian.nUa[[y at 3% ..................... Amount Outstandin~ $2,000,000 completed JuLy 21 ,1986, due in annual installments of $100,000 through JuLy 21, 2006, interest payable semiannuaLLy at 3% ....................... $2,000,000 completed June 1, 1989, due in annual installments of $100,000 through June 1, 2009, interest payable annuaLLy at 4% .......................... Total .state literary fun d Loans .................................. VRS EarLy Retirement Incentive Obligation: $2,595,723 issued May 15, 1992, payable in annual instaLLments of $295,925 through 2004, interest at 8% ........................................... Compensated Absences .......................................... Total Long-term obligations ...... , ......... . ..... f . . Prior Year Advance Refundin~ of Debt: 35,832 600,000 800~000 S 1~788~482 $ 852,634 $ 1,165,915 $ 65~912~031 on January 3, 1-994, the County issued $24,710,000 General Obligation Bonds, Refunding 1994A Series to advance refund $14,095,000 of General Obligation Bonds, Series 1991 and $10,615,000 General Obligation Bonds Series 1989B. As a result, the 1991 Series and the 1989B Series,bonds are considered fully defeased and the liability for those bonds has been removed from the general long-term debt account group. At JUne 30, 2001, $7,850,000 of the 1991 Series bonds are still outstanding and $5,500,000 of the 1989B Series bonds are stilL outstanding, respectively. COUN'T'Y OF ALBEMARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 12-Contingent Liabilities (Including Federally Assisted Programs and Compliance Audits): A. Federal programs in which the County participates were audited in accordance with the provisions of U.S. Office of Management and Budget Circular A-133, Audits of States, Local Governments and Non-Profit Organizations. Pursuant to the provisions of this circu[ar all major programs and certain other programs were tested for compliance with applicable grant requirements. WhiLe no major matters of noncompliance were disclosed by audit, nonmajor matters are disclosed in the Schedule of Findings and Questioned Costs. Further, the Federal Government may subject grant programs to additional compliance tests which may result in disa[[oWed expenditures. In the opinion of management, any future disa[lowances of current grant program expenditures, if any, would be immateriaL. B. The County was named as a party along with the City of CharlottesvilLe and Rivanna SoLid Waste Authority as defendants relating to the operation of the Ivy LandfiLl. 'The plaintiffs allege that pollutants have been and are being discharged into the air, and underground and surface waters in violation of various federal and state Laws. The plaintiffs sought injunctive relief of' $25,000 per day in civil penalties for violations of federal and state envirOnmentaL laws and $5,000,000 in compensatory damages, and payment of all attorneys fees. The lawsuit has been settled and dismissed by all plaintiffs except for two. Those lawsuits were dismissed without prejudice and may be reft[ed. The County has no identified insurance coverage for the claim if it is refiled. Counsel is of the opinion that the lawsuit, if re-fi[ed, has potential liability fOr the County primarily arising from the claim, which could require removal of pollutants from the Landfill if they are contaminating adjacent properties, and for related attorney fees. Counsel is of the opinion that the County's liability appears to be limited by the abiLity of the Rivanna Solid Waste Authority to fund appropriate remediation and settlement of the claims. C. Blue Ridqe Juvenile Detention CommisSion - This isa joint effort between the City of CharLottesville, AlbemarLe, Greene and FLuvanna counties. These localities have formed a commission to finance, construct and operate the'facility. T.he City and Albemarle County have purchased the land for the facility. The site of the facility iS adjacent to the current regiona~ jail. The fad[ity is currently under construction. - 42 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 12-Contingent Liabilities (Including Federally Assisted Programs and Compliance Audits): (Continued) ALbemarle County and the City of Charlottesville will moraLLy guarantee the debt service of the Commission through annual continuing appropriations. - The counties of Greene and Fkuvanna wit[ be responsible for their share of the debt service through a intergovernmental agreement Which requires them to pay for a certain number of beds in the facility, whether they use them or not. These guarantee amounts wiLL be paid to the City of CharlottesvilLe and Albemarle County as reimbursements for their share debt service. Per diem charges will be made to all of the participating and other [ocaUties that require bed space as the space is utilized. ALbemarLe County is the fiscal agent for the Commission. Estimated construction and related costs are $8,000,000. Financing is anticipated to occur as follows: Revenue bonds (moraLLy guaranteed by the City of CharlottesviLLe and Albemarle County) ................................ $ CommonweaLth of Virginia construction grants ............... 6,000,000 2,000,000 Total ......................................... $ 8~000~000 E-911 System - The City of Charlottesville, University of Virginia and Albemarle .County participate in the Emergency 911 system. The County is the fiscal agent for the operations and capitak portion of the system.' The City, U. Va. and County are in the process of upgrading the CAD system and plan to upgrade .the radio communications system. The CAD system contract was awarded for $1,894,225 and most of' this:'contPact. had been' paid by June 30, 2001. The estimated cost of the communications system upgrade is S13,000,000. Financing of the communications system upgrade has not been finalized. There are several matters of litigation involving .the County PoUce Department and certain police officers. AlL of these matters have been referred to the County's insurance carders which are handling'the matters. Counsel is of the opinion that the County has no liability in the matters other than the financial responsibilities to the insurance carders. 43 COUNTY Of ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 13-Deferred Compensation Plan: The County offers its employees a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan, available to aLL County employees, permits them to defer the paymenl~ of a portion of their salary until future years. The deferred compensation is not avaiLabLe to employees unti[ termination, retirement, death,-or unforeseeable emergency. ALL amounts of compensation deferred, including the investments and earnings thereon, are vested with the individual employees in trusteed plans, and are as such, not subject to the claims of the County's general creditors. Note 14-Part-Time Employee Pension Plans: The County contributes to the County of ALbemarle Pension PLan for Permanent Part-time EmpLoyees, a defined contribution plan for its permanent part-time employees. Under the terms of the plan administered by Qualified Plans Services, employees are eligible to participate following five years of service. Between five and ten years of service participants receive a contribution of five percent (5%) of covered payroll. Between ten and fifteen years of service participants receive a contribution of seven percent (7%) of covered payroll. Between fifteen and twenty years of service participants receive a contribution of nine percent (9%) of covered payroll. Participants with over twenty (20) years of service receive a contribution of eleven percent (11%) of covered payroll. The County and School Board provide alt contributions to the plan (the employee makes no contributions to the plan). In a defined contribution plan, benefits depend solely on amounts contributed to the plan plus investment earnings. The County and School Board's,contributions to the plan for fiscal year 2001 was $8,370 and $172,643, respectively. Total payrOll: for'Covered County emplOyees was $t22,733 and School Board employees was $2,507,912. The contribution averaged 6.82%' and 6.89% of the covered payrolls of the County and School Board, respectively. The County and School Board had no investments with the plan at any time during the year. Note 15--Annexation and Revenue Sharing Agreement: An Annexation and Revenue Sharing Agreement dated February t7, 1982.between the County and the City of Charlottesville, Virginia was approved, in a public referendum on May 18, 1982. The agreement requires the County and City annually to'contribute portions of their respective real property tax bases and revenues to a Revenue and Economic Growth Sharing Fund. Distribution of the fund and the resulting net transfer of funds shall'be made on each. January 31 While this agreement remains in effect. 44 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30,.2001 (CONTINUED) Note 15-Annexation and Revenue Sharing Agreement: (Continued) During the time this agreement is in effect, the City ~ll not initiate any annexation procedures against the County. AJso, pursuant to this agreement, a committee was created to study the desirability of combining the governments and the services presentJy provided by them. This agreement became effective July 1, 1982 and remains in effect until: 1. The County and City are consolidated into a single politiCal subdivision, or 2. The concept for independent cities presently existing in Virginia is altered by State law in such a manner'that real property in the City becomes a part of the County's tax base, or 3. The County and City mutually agree to cancel or change the agreement. During the fiscal year, the CoUnty paid $6,093,101 'to the City as a result of this agreement. Amounts to be paid pursuant to this agre~ement are to be funded from revenues of the fiscal year in which paid. Note t 6--Thomas Jefferson Memorial Foundation: During 1985, the County and the City of Charlottesville jointly purchased a parcel of land from the Commonwealth of Virginia.' The City subsequently conveyed its interest in the property to the County; however, the County has agreed to reconvey a one-half interest in the property back to the City after twenty years. The property has been leased to the Thomas Jefferson Memorial Foundation by the County for a period of twenty years with periodic lease payments of $67,734 per annum. The Foundation has assumed responsibility for Substantially all operating costs relating to the property such as utilities, repairs and insurance. At the end of the tease term, the CoUnty will retain title to the' property, subject to the reconveying of the one-half interest to the City. The acquisition of the property.by the County was financed with a twenty year revenue note totaling $575,000, which is carried as part of the County's general long-term debt and has a balance outstanding of $181,531 at June 30, 2001. The note is payable solely from revenues generated from the lease of prope~y to the Foundation. The related revenues and expenditures are shown in the Debt Service Fund. COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 17-Defined Benefit Pension Plan: The County and Component Unit School Board participate in the Virginia Retirement System defined benefit pension plan. Plan Description: Name of Plan: Identification of Plan: Administering Entity: Virginia Retirement System (VRS) Agent and Cost-Sharing Multiple-EmpLoyer Defined Benefit Pension PLan Vi rgi nia Retirement System (System) AIL full-time,-saladed permanent employees of participating employers must participate in the VRS. Benefits vest after five years of service. EmpLoyees are eLigibLe for an unreduced retirement benefit at age 65 with 5 years of service. (age 60 for participating local Law enforcement officers, firefighters, and sheriffs) or at age 50 with at Least 30 years of service if elected by the employer (age 50 with at least 25 years of service for participating Local law enforcement officers, firefighters, and sheriffs) payable monthly for Life in an amount equal to 1.7 percent of their average final salary (AFS) for each year of credited service. Benefits are actuaria[ty reduced for retirees who retire prior to becoming eligible for fuLL retirement benefits. In addit!on, retirees qualify for annual cost-of-Living increases .Limited to 5% per year beginning in their Second year of retirement. AFS is defined as the highest consecutive 36 months of salary. Participating local Law enforcement 'officers, firefighters, and sheriffs may receive a monthly benefit supplement if they retire prior to age 65. The VRS also provides death and disability benefits. TitLe '51.1 of the Code of Virginia (1950), as amended, assigns the authority to establish and amend benefit provisions to the State'LegisLature. Actuarial valuations are performed on annual basis. The System issues a pubLicLy avaiLabLe comprehensive annual financial report that.incLudes financial statements and required'suppLementary information for YRS. A copy of that report may be obtained by writing to the System at P.O. Box 2500, Richmond, VA 23218-2500. FundinR PoLicy:. Plan members are required by TitLe 51.1 of the Code of Virqinia (1950), as amended, to contribute 5% of their annual salary to the VRS. This 5% member~'contribution may be assumed by the employer. In addition, the County and School Board are required to contribute the remaining amounts necessary to fund participation in the VRS using the actuarial basis specified by the statute and approved by the VRS Board of Trustees. The County and School Board non-professionaL employee contribution rates for the fiscal year ended 2001 were 3.34% and 3.13% of annual covered payroll, respectively. The School Board's contribution rate for the VRS statewide cost sharing pool for its professional employees was 7.54%. 46 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 17-Defined Benefit Pension Plan: (Continued) Annual Pension Cost: For fiscal 2001, the County's annual pension cost of $606,293 (does not include the employee share assumed by the County which was $907,624) was equal to the County's required and actual contributions. The required contribution was determined as part of the June 30, 1999 actuarial valuation using the entry age normal actuarial cost method. In fiscal 2001, the County of' ALbemarle School Board's annual pension cost for the Board's non- professional employees was $162,307 (does not include the employee share assumed by the Board Which was. $259,277) which was equal, to the Board's required and actual contributions. The required contdbul~ion was determined as a part of the June 30,' 1999 actuarial valuation using the entry age normal actuarial cost method. The School Board professional employees are included in the VRS statewide cost-sharing pool. The Board's required employer and employee contributions to this pool was $3,583,859 and $2,376,564, respectively. The actuarial assumptions used for fiscal 2001 contributions are as follows: Valuation date .................. Actuarial cost method ............. Amortization method .............. PayroLl growth rate ............... Remaining amortization period ........ Asset valuation method ............. Actuarial assumptions: Investment rate of return ~ ........ Non-Professional County School Board June 30, 1999 EntrY Age Normal Level percent, closed 4% 10 Years Modified market 8.00% June 30, 1999 Entry Age Normal Level percent, closed 4% 30 Years Modified market 8.00% Projected salary increases ~ Non LED Employees ............ LED EmpLoyees .... ............ Cost-of-living adjustments .......... 4.00% to 6.15% 4.25% to 6.00% 3.5% 4.00% to 6.15% 3.5% 1 IncLudes infLation'at 4%. COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS .JUNE 30, 2001 (CONTINUED) Note 17-Defined Benefit Pension Plan: (Continued) Annual Pension Cost: (Continued) Trend Information Fiscal Year Ending Ann ual Percentase Net Pension of APC Pension Cost (APC) (1) Contributed Obligation County~ June 30, 1999 ............. $ June 30, 2000 ............. June 30, 2001 ............. 913,904 100% 1,020,640 100% 907,624 100% School Board Non-Professional: June 30,1999 ............. S June 30, 2000 ............. June 30, 2001 .............. 178,940 100% 213,785 100% 162,307 100% (1) Employer portion only ' Required Supplementary Information: Schedule of Fundin8 ProSress Actuarial Actuarial Unfunded Value of Accrued (Excess Funded) Funded Annual Valuation Assets Liability Actuarial Ratio Covered Date (AVA) (AAL) Accrued Uabi[ity (2) (3) Payroll County: 06/30/98 S 33,731,551 $ 31,186,219 06/30/99 39,518,407 35,953,423 06/30/00 46,477,421 39,.165,639 (2,545,332) 108.2% $ 15,951,0Ol (3,564,984) 109.9% 14,871,020 (7,311,782) 118.7% 16,663,280 School Board Non-Professional: 06/30/98 $ 7,279,588 06/30/99 8,526,689 06/30/00 10,043,857 $ 6,980,628 $ 7,832,901 8,130,764 UAAL as % of Payroll (4)(6) (16.0%) (24.0%) (43.9%) (298,960) 104.3% $ 3,712,390 (8.1%) (693,788) 108.9% 4,136,336 (16.8%) (1,913,093) 123.5% 4,591,846 (41.7%) 48 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 18-Legal Compliance: A. Expenditures in Excess of AppropriatiOns: Expenditures did not exceed appropriations in any fund .at June 30, 2001. B. Fund Deficits There are no funds with deficit balances at June 30, 200i. Note 19-Self Insurance/Risk.Management: The County administers employee health insurance activity has accounting in an accounting in the General and School funds. and unemployment insurance programs. The health internal service fund. Unemployment programs have Employee Health Insurance: ALbemarle County, Albemarle County School Board, ALbemarle County Water and Sewer Authority, and several other entities established a public entity risk pool to provide for consolidated health care benefits plan for their employees. The plan is based on a service contract with a private carrier in which bills are derived from actual expenses incurred or claims filed. The plan_includes a maximum liability amount of 25% over the annual estimate provided by the carder. The participating agencies have established a reserve fund to meet the 25% potential 'Liability. Each participating agency is responsible for paying amounts billed by the County. L!abiUties .for unpaid claims and .claim adjustment expenses are estimated based on the estimated ultimate cost of settling the claims, including the effects of inflation and other societal and economic factors. Changes in the balances of claim liabilities during the past three years are as follows: FisCal Year C[ai ms Current Claims Liability Year Claims Claims and Liability Beginning and Changes Other End of of Year in Estimates Payments Year 1999 2000 2001 1,142,711 $ 6,895,020$- 6,854,3-/3 1,183,358 7,380,199 7,594,544 969,013 8,560,668 8,570,830 1,183,358 969,013 958,851 49 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS ,JUNE 30, 2001 (CONTINUED) Note 19-Self Insurance/Risk Management: (Continued) Unemplovment Insurance: The County is fully self-insured for employment claims. The Virginia Employment Commission bills the County for all unemployment claims. The liability for billed but unpaid claims has been accrued in the General and School Funds. No liability has been recorded for estimated unreported claims. The amount of estimated unreported claims is not expected to be significant. Property and CasuaLtv Insurance: The County and School Board contracts with the Virginia Municipal Group Self Insurance Association to provide coverages. In the event of a loss deficit and depletion of all assets and available insurance of the Association, the Association may assess all members in the proportion which the premium of each bears to the total premiums of all members inthe year in which such deficit occurs. The County and School Board contract with private insurance carders for property damage, employee crime and dishonesty and general liability coverages. The property coverages are for specific amounts based on values assigned to the insured properties. Liability coverages are for $2,000,000. The County contracts with the Virginia Department of .Risk Management for public officials and Law enforcement liability coverages. This program is similar to the Virginia Municipal Group Self Insurance Association as described above. Liability coverages are for $1,000,000; Other: The County has not had reductions in insurance coverages or settlements in excess of insurance coverages for the past three fiscal years, This space intentionally left blank 5o COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS .JUNE 30, 2001 (CONTINUED) Note 20-Surety Bonds: The following County officials are covered by surety bonds in the following amounts: Fidelity and Deposit Company of Maryland - Surety: Shelby J. Marshall, CLerk of the Circuit Court ..................... Melvin A. Breeden, Director of Finance ......................... Edgar S. Robb, Sheriff .......................... . ........... Director of Finance and Subordinate Employees-Blanket Bond ......... United States Fidelity and Guaranty Company - Surety: Jennifer W. Johnston, Clerk of the Schoo[ Board ................... All County Employees (Finance Et Social Services)':'BLanket 'Bond ........ Ella W. Carey, CLerk of the Board of Supervisors ................... Robert W. Tucker, Jr., County Executive ........................ Salty H. Thomas, Supervisor ................................. Charlotte Y. Humphds, Supervisor ............................. Walter F. Perkins, Supervisor ...- ............................. David P. Bowerman, Supervisor .............................. Charles S. Martin, Supervisor ................................ Lindsay G. Dorrier, Jr., Supervisor ............................. 3,000,.000 750,000 30,000 500,000 100,000 5,000 1,000 1,000 1,000 1,000 1,000 1,000 1,000 1,000 Note 21-Accrued Landfill Costs: In 1991 the County transferred its share of the joint City-County landfill operations and the related assets and liabilities (incLuding remediation and post-closure liabilities) to the Rivanna Solid Waste Authority. However, 'the Keene landfill site was not transferred as a part of this action.. The Keene landfill was closed prior to October, 1993 when the federal and state regulations required more extensive monitoring and post-closure care of the' landfill site. The County performs routine maintenance and monitoring of the site on an annual basis. Future postclosure monitoring and maintenance costs are not expected to be significant. Note 22-Other Post-Employment Benefits: Pursuant to County and School Board personnel policies, the County and School Board provide health insurance benefits for persons who retire from County and School Board employment and meet certain other criteria. In fiscal 2001, 102 persons were in the program and the County and School Board combined Cost was $248,837. COUNTY OF ALBEMARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 (CONTINUED) Note 23-Lease Obligations and Other Commitments: A. Operating Leases Effective October 1, 2000 the County entered into an operating Lease agreement for office-space to house the County's Social Services Department. The terms of the Lease require monthly payments for 60 months. The first twelve monthly payments are $20,522.50. Subsequent year's rentals are to be increased based on the increase in the Consumer Price Index. The County may terminate the lease upon six months advance written notice to the Lessor. The Lease may be renewed by the County for three additional terms of three years each. B. School Construction Pro~ect. The School Board has commenced construction on its new Northern Area ELementary School and other school building and renovation projects. The estimated remaining costs of these projects approximate $20,332,000. c. Fire Services Contract The County has a ten'year fire service contract with the City of Charlottesville. This agreement is effective July 1, 2000 with a base cost of $644,427 for the first year. Additional charges or credits are dependent on the number of calls answered in the County by City firefighters. Annual adjustments shall not exceed 5% per year or the published change in the Consumer Price Index, whichever is greater. Note 24-Subsequent Event: On August 15, 2001 the County approved the issuance of $20,332,000 of general obligation school bonds. The bond proceeds are to used for various school capita[ Projects and renovations of school facilities. 52 Combining Financial Statements This page [eft blank intentionally SPECIAL REVENUE FUNDS Federal/State Grant Fund - accounts for various federal and state grant funds including the funding for the Comprehensive Services Act program, criminal justice grants, Section 8 housing program and other related programs. Enhanced 911 Fund accounts for County revenues assessed for the operation and maintenance of the Enhanced 911 emergency response system. Courthouse Maintenance Fund accounts for courthouse maintenance fees collected resulting from traffic and related fines. Tourism Fund - accounts for funds appropriated for tourism projects. COUNTY OF ALBEMARLE, VIRGINIA Exhibit A-I Special Revenue Funds Combining BaLance Sheet At June 30, 2001 ASSETS Cash and cash equivalents Accounts receivable Prepaid items Due from other 8overnments Total assets Federal/ Enhanced Courthouse State 911 Maintenance Grant Fund Fund Fund $ $ 2,006,215 $ 13,054 16,751 70,271 2,561. 7,169 1,720,478 Toudsm Fund $ 2,053,240 Totals 4,072,509 89,583 7,169 1,720,478 $ 1,744,398 S 2,076,486 $ 15,615 $ 2,053,240 S 5,889,739 LIABILITIES AND EQUITY LiabiLities: Accounts payable $ 126,576 $ S Compensation payabte 64,630 Due to other funds 221,517 Tota[ [iabitities $ 412,723 S S Equity: Fund Balances: Unreserved: UndesiRnated Total [iabi[ities and equity. $ 1,331,675 2,076,486 15,615 1,744,398 $ 2,076,486 $ 15,615 $ 314,042 $ 440,618 64,630 221,517 - $ 314,042S 726,765 1,739,198 5,162,974 $ 2,053,240 $ 5,889,73 The accompanyinB notes to financial statements are an inteBra[ part of this statement. 56 COUNTY OF ALBEMARLE, VIRGINIA Special Revenue Funds Combining Statement of Revenues, EXpenditures and Changes in Fund Balances Year Ended June 30, 2001 Federal Exhibit A-2 State Enhanced Courthouse Grant 911 Maintenance Tourism Fund Fund Fund Fund Totals Revenues: Other local taxes Revenue from use of money and property Permits, privilege fees and regulatory licenses Charges for services Miscellaneous Recovered costs Revenue from the Commonwealth Revenue from the Federal Government $ 853,t89 $ $ $ 853,189 9,814 166,281 176,095 34,328 34,328 190,'145 190,145 3,987 3,987 3,048,838 3,048,838 3,061,808 3,061,808 Total revenues $ 6,314,592 $ 1,019,470 $ 34,328 $ $ 7,368,390 Expenditures: Current: General government-administration Judicial administration Public safety Health and welfare Community development $ $ S S 59,677 $ $ $ $ 59,677 692,896 777,306 1,470,202 5,932,985 5,932,985 1,594,098 405,656 1,999,754 Tota[ expenditures 8,279,656 $ 777,306 S $ 405,656 $ 9,462,618 Excess(deficiency) of revenues over expenditures $ (1,965,064) $ 242,164 $ 34,328 $ (405,656) $ (2,094,228) Other financing sources (uses): Operating transfers in Operating transfers out Transfers from component unit $ 1,694,384 $ $ $ 791,268 $ 2,485,652 ..(42,759) (540,475) (41,000) (624,234) 576,596 : 576,596 Tota[other financing sources (uses) $ 2,228,221 $ (540,475) $ (41,000) $ Excess (deficiency) of revenues Et other sources over expenditures Et other uses 791,268 S 2,438,014 Fund balances at beginning of year Fund balance at end of year $ 263,157 $ (298,311) S (6,672) $ 385,612 $ 343,786 1,068,518 2,374,797 22,287 1,353,586 4,819,188 $ 1,331,675 $ 2,076,486 $ .15,615 $ 1,739,198 $ 5,162,974 The accompanying notes to fina nda[ statements are an integral part of this statement. 57 COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changesin Fund Balances Budget and Actual-Special Revenue Funds Year Ended June 30, 2001 Revenues: Other local taxes Revenue from use of money and property Charges for services Miscellaneous Recovered costs - Revenue from the Commonwealth Revenue from the Federal Government Total revenues Expenditures: Current: Judicial administration Public safety Health and welfare Community development Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Operating transfers in Operating transfers out Transfers from component unit Total other financing sources (uses) $ Excess Ideficiency) of revenu&s Et other sources .over expenditures Et other uses $ Fund balances at beginning of year Fund balance at end of year Federal/State Grant Fund Budget Actual Vadance Favorable .(Unfavorable) Enhanced 911 Fund BudBet Actual Variance Favorable (Unfavorable) $ - $ $ $ 860,223 $ 853,189 $ (7,034) 9,814 9,814 19,700 t66,281 146,581 182,707 190,145 7,438 3,987 3,987 3,071,734 3,048,838 (22,896) 3,028,547 3,061,808 33,261 $ 6,282,988 $ 6,314,592 $ 31,604 $ 879,923 $ 1,019,470 $ 139,547 S 76,606 $ 59,677 $ 16,929 $ $ $ 724,917 692,896 32,021 775,000 777,306 (2,306) 6,051,335 5,932,985 118,350 1,867,354 1,594,098 273,256 $ 8,720,212 $ 8,279,656 $ 440,556 S 775,000 $ 777,306 $ (2,306) S (2,437,224) $ (1,965,064) S 472,160 $ 104,923 $ 242,164 $ 137~,241 1,696,001 $ 1,694,384 S (1,617) $ $ $ (41,280) (42,759) (1,479) (705,332) (540,475) 579,846 576,596 (3,250) 2,234,567 $ 2,228,221 $ (6,346) $ (705,332) S 164,857 (540,475) $ 164,857 (202,657) $ 263,157 $ 465,814 $ (600,409) $ 202,657 1,068,518 865,861 600,409 - $ 1,331,675 $ 1,331,675 $ $ (298,311) $ 302.098 2,374,797 1,774,388 2,076,486 $ 2,076~486 The accompanying notes to financial statements are an integra[ part of this statement. 58 Exhibit A-3 Courthouse Maintenance Fund Budget Actual Variance Favorable (Unfavorable) Tourism Fund Budget Actual Variance Favorable (Unfavorable). Total Budget Actual Variance Favorable (U~favorable) $ $ s 27,600 34,328 6,728 $ 27,6oo $ 34,328 $ 6,728 S S $ $ 10,000 25,000 (10,000) (25,000) $ 860,223 $ 853,189 $ (7,034) 19,700 176,095 156,395 27,600 34,328 6,728 192,707 190,145 (2,562) 3,987 3,987 3,096,734 3,048,838 (47,896) 3,028,547 3,061,808 33,261 35,000 $ $ (35,000) $ 7,225,511 $ 7,368,390 $ 142,879 S S S S S S S S $ 1,519,455 405,656 1,113,799 $ 1,519,455 S S 76,606 S 59,677 $ 16,929 1,499,917 1,470,202 29,715 6,051,335 5,932,985 118,350 3,386,809 1,999,754 1,387,055 405,656 $ 1,113,799 $ 11,014,667 $ 9,462,618 $ 1,552,049 $ 27,600 $ 34,328 $ 6,728 $ (1,484,455) $ (405,656) $ 1,078,799 $ (3,789,156) $ (2,094,228) $ 1,694,928 s S S (41,000) (41,000) $ (41,000) S (41,000) S S (13,400) $ (6,672) $ 13,400 22,287 S -.S.' 15615 $ $ 840,000 $ 791,268 $ $ 840,000 $ 791,268 $ (48,732) $ 2,536,001 $ 2,485,652 $ (5~349) (787,612) (624,234) 163,378 579,846 576,596 (3,250) (48,732) $ '2,328,235 S 2,438,014 $ 109,779 6,728 $ (644,455) $ 385,612 S "1~030,067 $ (1,460;921) '$ '343,786 $''-1,804,707 8,887 644,455 1,353,586 709,131 1,460,921 4,819,188 3,358,267 15~615 $. $ 1~73%198. S 1~73%198~$ . ' $ 5162 974 S 5~162~974. 59 This page [eft blank intentionally DEBT SERVICE FUNDS Generat Debt Service Fund - accounts for payments on generat obtigation debt of the County. Financing is from Generat FUnd revenues. Visitor Center Debt Service Fund accounts for payment on the Visitor Center generat obtigation debt. -Financing is provided by rentats received from the Visitor Center. 61 This page Left blank intentionaLLy COUNTY OF ALBEMARLE, VIRGINIA Debt Service Funds Combinin~ Statement of Revenues, Expenditures and Changes in Fund Balances Year Ended June 30, 2001 Exhibit B-t Revenues: Revenue from use of money and property Expenditures: Debt service: Principal Interest Total expenditures Excess (deficiency) of revenues oveF expenditures Other financin~ sources (uses): Operatin~ transfers in Excess (deficiency) of revenues Et other sources over expenditures Et other uses Fund balances at beginning of year Fund balance at end of year General Debt Service Fund $ S S $ S 2,040,000 S $ 2,040,000 S 200,000 $ 2,240,000 S Visitor Center Debt Service Fund Totals $ 67,734 S 67,734 46,505 21,229 The accompanying', notes to 'financifil statement~'a'r~ a~ integral part of this'statement. 67,734 S 46,505 21,229 $ 67,734 $ $ 2,040,000 S 2,040,000 200,000 S 2,240,000 63 COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes in Fund Balances Budget and Actual - Debt Service Funds Year Ended June 30, 2001 Revenues: Revenue from use of money and property Expenditures: Debt service: Pdndpal Interest Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Operating transfers in Excess (deficiency)of revenues A other sources over expenditures E other uses Fund batances at beginning of year Fund batance at end of year General Debt Service Fund Budget Actual $ $ $ 2,240,000 $ Variance Favorable (Unfavorable) 2,240;000 $ $ 2,240,000 (2,240,000) $ $ 2,240,000 $ 2,,040,000 S 2,040,000 $ 2,240,000 (200,000) $ 2,040,000 $ 200,000 200,000 2,240,000 $ 2,240,000 $ 2,240,000 The accompanying notes to financial statements are an integra[ part of this statement. 64 Exhibit B-2 Visitor Center Debt Service Fund Budget Actual Variance Favorable (Unfavorable) Total Budget Actual Variance Favorable (Unfavorable) $ 68,000 $ 67,734 $ (266) $ 68,000 $ 67,734 $ (266) 39,000 $ 46,505 $ (7,505) $ 2,279,000 $ 46,505 $ 29,000 21,229 7,771 2.9,000 21,229 68,000 $ 67,734 $ 266 S 2,308,000 $ 67,734 $ 2,232,495 7,771 2,240,266 2,240,000 S (2,240,000) S $ 2,040,000 $ 2,040,000 $ (200,000) $ 2,040,000 $ 200,000 200,000 $ $ 2,240,000 $ 2,240,000 2,240,000 65 This page [eft blank intentiona[ty CAPITAL PROJECTS FUNDS Fire Service Fund - accounts, for advance and Loans to volunteer fire and rescue organizations which serve the County. Financing~iS provided from General Fund - revenues and repayments of advances and Loans. 'Genera[ Capital Improvements Fund - accounts for capital project expenditures for genera[ public improvements and Large equipment acquisitions~ Financing is provided by governmental grants, capita[ [eases and general fund revenues. Storm Water Control Fund - accounts for expenditures for drainage and other systems for storm water control Financing is provided primarily from General Fund revenues. Jail Reserve Fund - accounts for resources accumulated for the County's share of the regional :jail expansion. COUNTY OF ALBEMARLE, VIRGINIA Exhibit C-1 Capital Projects Funds Combining Ba[ance Sheet At June 30, 2001 ASSETS Cash and cash equivalents Accounts receivable Advances to other entities Totai assets LIABILITIES AND EQUITY Liabilities: Accounts payable Equity: Fund Balances: Reserved for advances to other entities Unreserved: Designated for capital projects Undesignated General Storm Fire Capital Water Jail Services Improvements Control Reserve Fund Fund Fund Fund $ 69,456 $ 8,197,650 $ 305,151 1,930,544 $ 2,000,000 $ 8,5o2,8Ol $ 1,133,116 1,133,116 $ $ 961,115 $ 15,169 $ $ 1,930,544 $ 69,456 Totals 7,541,686 1,117,947 9,400,222 305,151 1,930,544 $ 11,635,917 $ 976,284 Totatfund batances $ 2,000,000' $ 7,541,686 $ 1,117,947 Total LiabiLities and equity $ 2,000,000 $ 8,502,801 $ - 1,133,116 1,930,544 8,729,089 $ 10,659,633 $ 11,635,917 The accompanyin~ notes to financiat statements are an integrat part of this statement. COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes in Fund ~alances-- Capital Project Funds Year Ended dune 30, 2001 Exhibit C-2 General Storm Fire Capital Water Jail Service Improvements Control Reserve Fund Fund Fund Fund TOtals Revenues: Revenue from use of money and property Charges for services Miscellaneous revenue Recovered costs Reve hue from the Commonwealth Total revenues Expenditures: Current: Capital prOjects Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Operating transfers in Operating transfers out Total other financing sources (uses) Excess (deficiency) of revenues E other sources over expenditures El other uses Fund balances at' beginning of year Fund. balance at end of year $ $ 324,951 $ 62,640 $ 9,326 722,312 21,555 S S .1,068,8i8 $ 71,966 $ S 387,591 9,326 722,312 21,555 $ 1,140,784 S $ 5,568,080 $ 296,286 $ $ $ 5,568,080 $ 296,286 $ $ - $ (4,499,262) $ (224,320) $ 8,205,539 $ 652,977 (130,000) $ $ 8,075,539 $ 652,977 $ 3,576,277 $ 428,657 2,000,000 3,965,409 689,290 2;000,000 $ 7,541,686 $ 1,117,947 $ 5,864,366 $ 5,864,366 $ (4,723,582) S $ 8,858,516 (300,000) (430,000) (300,000) S 8,428,516 (300,000) $ 3,704,934 300,000 6,954,699 $ 10,659,633 The accompanying notes to financial statements are an integral part of this statement. 69 COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes in Fund Balances-- Budget and Actual--Capita[ Project Funds Year Ended June 30, 200i [Funds for Which Budgets Were Adopted) General Capital Improvements Fund Storm Water Control Variance Favorable Budget Actual (Unfavorable) Budget Actual Variance Favorable (Unfavorable) Revenues: Revenue from use of money and property $ Charges for services Miscellaneous revenue Revenue from the Commonwealth 50,000 $ 324,951 $ 274,951 $ $ 62,640 $ 14,500 (14, 500) 9,326 1,000,276 722,312 (277,964) 81,278 21,555 (59,723) Tota[revenues $ 1,146,054 $ 1,068,818 $ (77,236) S 62,640 9,326 Expenditures: Current: Capita[ projects Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Operating transfers in Operating transfers out Total other financing sources (uses) Excess (deficiency) of revenues Et other sources over expenditures Et other uses Fund balances at beginning of year Fund balance at end of year $ 71..966 S 71,966 S 10,899,880 $ 5,568,080 $ 5,331,800 S 1,245,568 $ 296,286' S 10,899,880 $ 5,568,080 S 5,331,800 $ 1,245,568 $ 296,286 $ (9,753,826) $ (4,499,262) S 5,254,564 $ (1,245,568) $ (224,320) $ 652,977 $ 652,97'/ $ $ 8,720,396-$ 8,205,539 S (5i4,857) $ (130,000) (130,000) $ 8,590,396 $ 8,075,539 S (514,857) $ 652,977 $ 652,977 S (1,163,430) $ 3,576,277 $ 4,739,707 $ (592,591) $ 428,657 $ 3,125,430 3,965,409 839,979 592,591 689,290 $ 1,962,000 $ 7,541,686 $ 5,579,686 $ $ 1,117,947-$ 949,282 949,282 1,021,248 1,021,248 96,699 1,117,947 The accom panying notes to finanda[ statements are an integra[ part of this statement. Exhibit C-3 JailReserve Fund Budget Actual Variance Favorable (Unfavorable) Totals Budget Actual Variance Favorable (Unfavorable) S $ $ S $ $ S 50,000 S 387,591 $ 337,591 14,500 9,326 ( 5,174) 1,000,276 722,312 (277,964) 8q,278 21,555 (59,723) S 1,146,054 S 1,140,784 s (5,270) $ S $ $ S S S 12,145,448 S 5,864,366 S 6,281,082 S 12,145,448 S 5,864,366 S 6,281,082 s S s S (10,999,394) S (4,723,582) S 6,275,812 $ (300,000) (300,000) $ $ (300,000) (300,000) $ S 9,373,373 $ 8,858,516 $ (514,857) (430,000) (430,000) S 8,943,373 S 8,428,516 $ (514,857) (300,000) 300,000 (300,000) $ 300,000 $ - (2,056,021) S 3,704,934 $ 5,760,955 4,018,021 4,954,699 936,678 - S 1,962,000 S 8,659,633 $ 6,697,633 71 This page [eft blank intentionatty INTERNAL SERVICE FUNDS Health Insurance Fund - accounts for all activities of the County and School Board employee health insurance program. Other iointly 8overned organizations also participate in the program. Duplication Fund accoUnts for revenues received for copying, printing and related services. 73 COUNTY OF ALBEMARLE, VIRGINIA Internal Service Funds Combining Balance Sheet At June 30, 2001 Exhibit D-I ASSETS Cash and cash equivalents $ Accounts receivable Totat assets LIABILITIES AND EC~UITY Liabilities: Accounts payable Accrued liabilities Deferred revenue Total [labilities S Equity: Retained earnings: Reserved fo r health insurance claims $ Unreserved Total equity Total liabilities and equity Health Insurance Fund 4,156,545 4,156,545 S 955,851 155,604 Duplication Fund Totals S 451.163 $ 4,607,708 409 409 $ 451,572 19,978 1,111,455 S 19j978 3,045,090 $ 431,594 431,594 3,045,090 4,156,545 $ .... 451,572 S 4,608,117 $ t9,978 955,851 155,604 $ 1,131,433 $ 3,o45,o9o 431,594 3,476,684 $ 4,6o8,117 The accompanying notes to financial statements are an integral part of this statement. COUNTY OF ALBEJ~ARLE, VIRGINIA Internal Service Funds Combining Statement of Revenues, Expenses and Changes in Equity Year Ended June 30, 2001 Operating revenues: Charges for services $ Health Insurance Duplication Fund Fund 8,643,509 $ 205,138 $ Operating expenses: Health insurance claims Duplicating costs Total operating expenses 8,570,830 $ $ 154,674 $ 8,570,830 $ !54,674 Operating income (loss) 72,679 $ 50,464 $ Non-ope~ting revenues (expenses): Interest income Exhibit D-:Z Totals 8,848,647 8,570,830 154,674 8,725,504 123,143 S 187,902 $ S 187,902 Netincome S 260,581 $ 50,464 $ Retained earnings, beginning of year 2,784,509 381,130 Retained earnings, end of year 311,045 3,165,639 $ 3,045,090 $ 431,594 S 3,476,684 The accompanying notes to financial statements are an integra[ part of this statement. 75 COUNTY OF ALBEb,~RLE, VIRGINIA Interna[ Service Funds Combining Statement of Cash Flows Year Ended June 30, 2001 Cash flows from operating activities: Operating income (Loss) Adjustments to recond[e a perating income to net cash provided by operating activities: Changes in operating assets and Liabilities: (Increase) decrease in: Accounts receivabte Increase (decrease) in: Accounts payable Accrued LiabiLities Deferred revenues Net cash provided by operating activities Cash flows from investing activities: Interest ,income Increase in cash and cash equivalents for the year Cash and cash equivalents at beginning of year Cash and cash equivalents at end of year Exhibit D-3 Health Insurance Fund Duplication Fund Tota Is 72,679 $ 50,464 123,143 570,234 (66,036) (13,162) 7,957 303 12,243 571,672 $ 63,010 187~902 $ 759,574 $ 63,010 3,396,971 388,153 4,156,545 $ 451,163 570,537 (53,793) (13,162) 7,957 $ 634,682 $ 187,902 $ 822,584 3,785,124 $ 4,607,708 The accompanying notes to financia[ statements are an integral part of this statement. 76 FIDUCIARY FUNDS Trust Funds: H. ~ L. Graves Trust Fund - to account for monies provided by a private donor, the corpus of which is nonexpendable. Interest earned on assets may be used by property owners in the WaLnut Creek Park area in the event of flooding extends beyond the boundaries of an easement. Mclntire Trust Fund to account for monies provided by a private donor, the corpus of which is nonexpendable. Interest and other earnings on assets may be used for educational purposes. Juanise Dyer Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for coLLeBe scholarships for a graduate of one of the County hiBh schools. NicoLe Thompson Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for coLLege scholarships for special education or economicaLLy disadvantaged students who graduate from the County school system. Weinstein Trust Fund to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for the instaLLation of traffic control devices for a certain area of the County. Crozet CrossinRs Trust Fund - to account for monies provided bg private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for assistance to persons who qualify for the purchase of homes in the Crozet Crossings project. Proffer Trust Fund - to account for funds received for proffers for two communities Located in the County. EarninBs on these funds may be used for the construction of or upgrade of certain public improvements in the communities. ARencv Funds: Special WeLfare Fund - accounts for monies provided primarily through private-donors for assistance of children in foster care, needy senior citizens and others. This fund is also used to account for monies received from other governments and individuals (i.e., social security and child, support) to be paid to special welfare recipients. HuntinR and FishinR License Fund - accounts for funds received for state hunting and fishing LicenSes. The funds are remitted to the state on a periodic basis. DrUR Fund - accounts for monies received from state and federal authorities for the prevention of drug abuse and distribution of iLLegaL substances. PayroLL Suspense Fund- accounts for various employee payroLL withholdings and payments of employee benefits. Performance Bond Fund - accounts for the receipt and disbursements of performance bonds required by the County for erosion and sediment controL, and other items relative to construction by private developers. Fire ProRram Fund - accounts for fire program funds received from the state. The funds are aLLocated to the various County volunteer fire companies. HUD FamiLy SeLf Sufficiency Fund accounts for funds received from various sources for families participating in the COunty housing programs. JuveniLe Detention Center Fund - accounts for funds received from various sources for the construction of a regional juvenile detention center. 77 COUNTY OF ALBEMARLE, VIRGINIA Fiduciary Funds Combining Balance Sheet At June 30, 2001 ASSETS Cash and cash equivalents Investment with trustees, at fair value Accounts receivable Accrued interest Total assets Nonexpendable Trust Funds H E~ L Juanise Nicole Crozet Graves Mclntire Dyer Thompson Weinstein Crossings Proffer Trust Trust Trust Trust Trust Trust Trust Fund Fund Fund Fund Fund Fund Fund $ 2,823 S $ 10,030 $ 18,301 $ 72,660 $ 100,206 $ 375,767 294,349 $ 2i823 $ 294,349. $ 10,03.0 $ 18,301 $ 72,660 $. 100,206 $ 375~767 LIABILITIES AND EC~UITY LiabiUties: Accounts payable and accrued expenses Due to other funds Amounts he{d for others $ $ $ $ S S $ Total UabiLities S S S S S $ S Equity: Fund Ba[anc6s: Reserved for endowments Total tiabiLities and equity S 2,823 S 294,349 S 10,030 S t8,301 S 72,660 $ 100,206 S 375,767 $ 2,823 $ 294,349 S 10~030. S 18,301 $ 72,660 S 100~206 $ 375,767 The accompanying notes to financia[ statements are an integra[ part' of'[his'statement, 78 Agency Funds Hunting Juvenile Perfor- Special and Fishing Detention Payroll mance Fire Welfare License Dru~ Center Suspense Bond Pro~ram Fund Fund Fund Fund Fund Fund Fund HUD Family Self Sufficiency Fund Totals $ 20,747 $ 1,673 $ 32,527 $ 7,062,125 $ 124,043 $ 375,779 $ 50,911 $ S 8,247,592 294,349 $ 20,747 $ 1,673 $ 32}527.,5 ',7,06..2,125 $ 124,043 $ 375,_779 $ 50,911 $ S 8~541~941. $ 1,673 $ 293 $ 538,132 $ 124,004 $ $ 20,747 32,234 6,523,993 39 375,779 50,911 20,747 S 1,673 $ 32,527 $ 7,062,125 $ 124,043 $ 375,779 $ 50,911 977 (977) $ 664,102 977 7,002,726 $ 7,667,805 $ $ $ $ $ $ $ $ $ 20,747 $ 1,673 $ 32,527 $ 7,062,125 $ 124,043 $-37.5,779.$ 50,911 .5 S 874,136 $ 8~541,941 79 COUNTY OF ALBEh~,RLE, VIRGINIA Exhibit E-2 Nonexpendable Trust Funds Combining Statement of Revenues, Expenses and Changes in Fund Batances-- Year Ended June 30, 2001 H f+ L Juanise Crozet Graves Mclntire Dyer Nicole Weinstein Crossings Proffer Trust Trust Trust Thompson Trust Trust Trust Fund Fund Fund Trust Fund Fund Fund Fund Totals Operating revenues: Revenue from use of money: Interest and investment gains (tosses) Misce[[aneous revenue Donations Total revenues Expenses: Education PubLic works Totat expenses Net operating income (toss) $ Fund batances at beginning of year Fund batance at end of year $ 54 $ (29,122) $ 588 $ 902 $ 1,469 S 6,421 $ 19,109 $ (579) 3,250 29,700 82,500 115,450 $ 54 S- (29,122) S 588 $ 4,152 $ 1,469 $ 36,121 $ 101,609 $ 114,871 $ $ 7,001 $ $ 1,000 $ $ $ $ 8,001 7,001 54 $ (36,123) $ 1,000 8,001 588 $ 3,152 $ 1,469 S 36,121 S 101,609 S 106,870 2,769 330,472 9,442 15,149 71,191 64,085 274,158 767,266 $ 2,823 $ 294,349 $ 10,030 $ 18,301 $ 72,660 $ 100,206 S 375,767 $ 874,136 The accompanying notes to financia[ statements are an integra[ part of this statement. 8O COUNTY OF ALBE~RLE, VIRGINIA Nonexpendable Trust Funds Combining Statement of Cash Flows Year Ended June 30, 2001 Cash flows from operating activities: Net operating income (loss) Adjustments to reconcile net operating income to net cash provided by operating activities Interest and investment (income) tosses reported as operating income Net unrealized (gains) tosses on investments Net cash provided by operating activities Cash flows from investing activities: Interest and investment gains (tosses) Sale of investments Total from (to)investing activities Net cash ft. ows Exhibit E-3 H Et L Juanise N icole Crozet Graves Mclntire Dyer Thompson Weinstein ~Crosstngs Proffer Trust Trust Trust Trust Trust Trust Trust Fund Fund Fund Fund Fund Fund Fund Totals 54 $ (36,123)$ 588 $ 3,152 $ 1,469 5 36,121 5 101,609 5 106,870 (54) 29,122 (588) (902) (1,469) (6,421) (19,109) 579 30,000 30,000 5 22,999 5 5 2,250 5 $ 29,700 5 82,500 $ 137,449 54 5 (29,122)5 588 $ 902 $ 1,469 5 6,421 5 19,109 5 (579) 6,123 6,123 54 S (22',999)5 588 5 902 5 1,469 $ 6,421 $ 19,109 5 5,544 54 $ 5 588 $ 3,152 $ 1,469 5 36,121 5 101,609 $ 142,993 Cash and cash equivalents at beginning of year 2,769 9,442 15,149 71,191 64,085 274,158 436,794 Cash and cash equivalents at end of year 5 2,823 S 5' 10,030 5 -18,301 $ 72,660 5 1001'~06 5 375,767 5 579,787 The accompanying notes to financial statements are an integral part of this statement. 81 COUNTY OF ALBEJV~ARLE, VIRGINIA Agency Funds Statement of Changesin Assets and Liabilities Year Ended June 30, 2001 Exhibit E-4 (Continued to next page) Special Welfare Fund: Assets: Cash and cash equivalents Balance Balance July 1, June 30, 2000 Additions Deletions 2001 $ 40,207 S 16,278 $ 35,738 $ 20,747 LiabiUties: Amounts held for others Hunting and Fishing License Fund: Assets: Cash and cash equivalents LiabiUties: Accounts paYable $ 40,207 $ 16,278 $ 35,738 $ 20,747 $ 560 S 7,248 S 6,135 S 1,673 560 $ 7,248 S 6,135 $ 1,673 Drug Fund: Assets: Cash and cash equivalents Accounts receivable Total assets $ 9,589$ 123,568 $ 100,630 $ 32,527 5,181 5,181 14,770 $~ 123,568 $ 105,811 $ 32,527 Liabilities: Accounts payable Amounts held for others Total liabilities Juvenile Detention Center: Assets: Cash and cash equivalents Accounts receivable $ S 293 S $ 293 14,770 123,275 105,811 32,234 14,77.0 $ 123,568 S 105,811 S 32,527 $ 1,732,884 $ 8,804,350 $ 3,475,109 $ 7,062,125 Total assets $ 1,732,884 $ 8,804,350 $ 3,475,109 $ 7,062,125 Liabilities: Accounts payable Due to othter funds Amounts held for others Total [iabiUties Payroll Suspense Fund: Assets: Cash and cash equivalents Accounts receivable Total assets Liabilities.: Accounts payable Due to other funds Amounts hetd~for others Total liabilities $ 4!,755 $ 538,132 $ 41,755 S 538,132 1~69!,!29 8,266,218 3,433,354 6,523,993 S ,1~732,884 $ 8,804,350 $ 3,433~,354 S 7,062,125 S 233,814 $ 124,004 S 233,775 S 124,043 2,241 2,241 $ 236,055 $ 124,004S 236,016 S 124,043 S 236,016 S 124,004 S 236,016 $ 124,004 39 39 S 236,055 $ 124,004 $ 236,016 $ 124,043 82 COUNTY OF ALBEMARLE, VIRGINIA Agency Funds Combining Statement of Changesin Assets and LiabiUties Year Ended June 30, 2001 (Continued) Exhibit E-4 (Continued from previous page) Performance Bond Fund: Assets: Cash and cash eq uivalents Liabilities: Amounts held for others Fire Program Fund: Assets: Cash and cash equivalents Liabilities: Amounts held for others HUD Family Self Sufficiency Fund: Assets: Cash and cash eq uiva[ents Balance July 1, 2000 Additions $ 302,204 $ _ 157,685 $ 302,204 $ 157,685 $ 33,782 $ 99,029 $ 33,782 $ 99,029 $ 8,761 S 7,691 Liabilities: Amobnts held forothers $ 8,761 $ 6,714 Due to other funds 977 Deletions 84,110 S 84,110 Ba[ance June 30, 2001 375,779 $ '375,779 $ 81,900 $ 50,911 $ 81,900 $ 50,911 16,452 $ 16,452 Total [iabiUties $ 8,761 7,691 16,452 Totals--All Agency Funds: Assets: Cash and cash equivalents $ 2,361,801 $ 9,339,853 Accounts receivable 7,422 $ 4,033,849 7,422 $ 4,041,271 283,906 3,757,365 $ 4,041,271 Total assets $ 2,369,223 $ 9,339,853 Liabilities: Accounts payable S 278,331 $ 669,677 Due to other funds 977 Amounts held for others 2,090,892 8,669,199 Tota[ liabilities $ 2,369,223 S 9,339,853 The accompanying notes to financial statements are an integra[ part of this statement. $ (977) 977 $ 7,667,805 $ 7,667,805 S 664,102 977 7,002,726 S 7;667,805 83 This pa~e ~eft blank intentionally GENERAL FIXED ASSETS ACCOUNT GROUP To account for fixed assets not used in Proprietary Fund operations. 85 COUNTY OF ALBEMARLE, VIRGINIA Exhibit F-1 Schedule of Fixed Assets by Source - Primary Government and Discretely Presented Component Unit At June 30, 2001 Land Building and building improvements Improvements other than buildings Machinery, furniture, fixtures, and equipment Vehicles Total general fixed assets Investment in general fixed assets from: Proceeds from indebtedness General fund revenues Gifts ahd other miscellaneous revenue sources Total investment in general fixed assets Component Primary Unit - Government School Board 2,912,712 $ 4,185,737 17,768,540 134,880, 643 6,086,372 3,365,847 4,931,652 5,625,928 6,504,275 10,083,814 $ 38;203,551 $ 158,141,969 $ Total $ 7,098,449 152,649,183 9,452,219 10,557,580 16,588,089 196,345,520 $ 16,202,918 $ 55,082,182 $ 71,285,100 21,342,791 103,059,787 124,402,578 657,842 657,842 38,203,551 $ 158,141,969 $ 196,345,520 The accompanying notes to financial statements are an integral part of this statement. 86 COUNTY OF ALBEMARLE, VIRGINIA ScheduLe of Fixed Assets by Function and Activity Primary Government and DiscreteLy Presented Component Unit At June 30~ 2001 Exhibit F-2 Machinery, Building E~ Improve- Furniture ~ Building ments Fixtures, Improve- other than and Land ments Buildings Equipment Vehicles Total Primary Government: General Government Administration: Board of Supervisors Genera[ and Financial Manasement ' County Executive Finance County Attorney Information services Board of Elections Total 8eneraL and financial manasement $ 520,429 $ 8,552~066 $ 522,532 $ $ $ 56,015 S $ %651~042 11,301 S $ 11,301 170,724 105,044 275,768 7,460 7,460 2,037,327 2,037,327 396,790 - 396~790 $ $ $ - $ 2,623~602 $ 105,044 $ 2,728,646 Judicial Administration: Clerk of circuit court Sheriff Other courts Total judicial administration $ $ $ 126,328 $ $ 126,328 71,614 13,503 345,055 430,172 40,277 2,426,478 38,200 2,504~955 40,277 $ 2,498,092 $ $ 178,031 $ 345,055 $ 3,061,455 Public Safety: Police department Po[ice animal control Fire and rescue Inspections Other public safety Total pubUc safety $ 6,575 $ $ $ 387,408 S 3,416,402 S 3,810,385 56,19! 56,191 97,757 127,516 1,100,149 1,325,422 15,839 154,423 170,262 191,337 1,736,943 248,110 2,176,390 $ 197,912 $ 1,834~7005 S 530,763 $ 4,975,275 $ 7,538,650 Public Works: EnBineerin8 Staff Services Keene landfill Total public works $ 266,784 $ $ $ 136,570 S 214,624 $ 617,978 683,347 226,708 910,055 220,534 - 220~534 $ 266,784 $ $ 220,534 S 819,917 S 441~332 $ 1,748,567 Health and WeLfare: Social services Joint health buildinB Office of housin8 $ S 7,189 S $ 82,513 $ 205,904 $ 295,606 17,816 854,635 872,451 7~120 13,762 20~882 Total health and welfare Parks, Recreation and CuLturaL Community DeveLopment: Community development Zonin8 Total community development Total Primary Government CompOnent Unit - School Board: Education $ 17,816 5 861,824 ~ $ 89,633 $ 219,666 $ 1,188,939 $ 1,869,494 $ 4,021,858 $ 5,269,760 $ 582,244 $ 254,059 $ 11,997~415 $ $ $ S 33,894 $ 7,755 S 41,649 73,546 17,553 156,089 247,188.. $ $ 73,546 $ 51,447 $ 163,8445 28§,837. 2,912,712 $ 17,768,540 $ 6,086,372 .5 4,931,65~ .$ 6,504,275..$ 38,203,551 $ 4,185,737 $ 134,880,643 $ 3,365,84.7..$ 5,625,928_S 10,083,814 $ ,158,141,969 The accompanyin8 notes to financial statements are an inteEraL part of this statement. 87 'COUNTY OF ALBEMARLE, VIRGINIA ScheduLe of Changes in Fixed Assets by Function and Activity Primary Government and Discretely Presented Component Unit Year Ended June 30, 2001 Exhibit F-3 Balance July 1, 2000 Additions Deletions Balance June 30. 2001 Primary Government: General Government Administration: Board of Supervisors S 9,330,400 S 320j642 $ 9,651,042 General and Financial Management County Executive Finance County Attorney Information services Board of ELections Total genera[ and financial management S 11,301 $ 270,199 12,787 7,460 1,981,075 56,252 386,236 10,554 7,218 2,656,271 $ 79,593 $ 7,218 11,301 275,768 7,460 2,037,327 396,790 S 2,728,646 Judicial Administration: clerk of circuit court Sheriff Other courts Total judicial administration S 126,328 S 368,924 109,265 2,287,370 217,585 $ 2,782,622 S 326,850 S 48,017 S 48,017 S 126,328 430,172 2,504,955 $ 3,061,455 Public Safety: Police department Police animal control Fire and rescue Inspections Other public safety Total public safety $ 3,666,702 S 403,676 56,191 1,179,286 146,136 170,262 2,176,390 $ 7,248,831 S 549,812 S 259,993 S 3,810,385 56,191 1,325,422 170,262 2,176,390~ S 259,993 $ 7,538,650 PubLic Works: Engineering Staff services Keene landfill Total public works S 433,733 S 199,920 928,557 11,370. 220,534 $ 1,582,824 $ 211,290 $ 15,675 S 617,978 29,872 910,055 220,534 S 45,547 S 1,748,567 Health and WeLfare: Social services Joint health building Office of housing Total health and welfare Parks) Recreation and Cultural Community DeveLopment: Community development Zoning Total community development Total Primary Government $ - 242,609 $ 52,997 872,451 !,927 18,955 $ 1,116,987 $ 71,952 $ 11,546,928 $ 465,487 $ S 295,606 872,451 20,882 $ $ 1,188,939 S 15,000 S 11,997,415 $ 34,653S 6,996 218,922 35,566 S 253,575 $ 42,562 $ 36,518,438 S 2;068,188 S $ 41,649 7,300 247,188 $ 7,300 $ 288,837 $ 383,075 '$ 38,203,551 Corn ponent Unit - School Board: Education S 155,004,280 $ 3,499,603 $ 361,914 The accompanying notes to financial statements are an integral, part of this statement. S 158,141,969 88 COMPONENT UNIT SCHOOL BOARD Governmental Funds: School Fund - accounts for the oPeration of the County's public schooL, system. Financing is provided primarily by state and federal grants and appropriations from the County of ALbemarLe. School Cafeteria Fund accounts for operations of the County's school food service program. Financing is provided primarily by food sales and transfer from the School Fund. School Debt Service Fund - accounts for debt service expenditures for the school system for the payments of principal and interest on the school system's general Long-term debt. Financin8 is provided by appropriations from the County of ALbemarLe. School Capital Proiects Fund - accounts for school construction expenditures. Financing is provided primarily from debt proceeds, construction grants and appropriations from the County of ALbemarle. Account Groups: - General Fixed Assets Account Group - accounts for' general fixed assets of the school system. General Lon~-Term ObLigation Account Group - accounts for aLL general Long-term obligations of the school system including general obligation debt, capital Leases, and claims, judgements and compensated absences. 89 COUNTY OF ALBENIARLE, VIRGINIA Combining Balance Sheet DiscreteLy Presented Component Unit - School Board At June 30, 2001 School Fund Governmental Funds School Debt Capital Cafeteria Service Projects Fund Fund Fund ASSETS AND OTHER DEBITS Assets: Cash and cash equivalents Receivab[es (net of aLLowances for uncoLlectib[es): Accounts Interest Due from Other governments Inventory, at cost Prepaid items Fixed assets Other debits: Amount available for debt service Amount to be provided for the retirement of general long-term debt and accrued leave $ 9,741,064 $ 1,118,057 $ 1,776,167 S 945,672 2,871,442 209,992 324,816 84,656 25,821 43,642 2,022,453 237,871 Total assets and other debits $ 14,092,986 $ 1,272,176 $ 1,776,i67 $ 2,260,324 LIABILITIES, EQUITY AND OTHER CREDITS Liabilities: Accounts payable and accrued expenses Compensation payab[e Deferred revenues Accrued vacation and sick Leave General obligation bonds payable - StateUterary fund loans payable VRS early retirement incentive obligation $ t,789,165 $ 57,878 $ 175 $ 879,939 9,017,415 152,961 118,631 Total Uabilities $ t0,925,211 $ 210,839 $ 175. S879,939 Equity and other credits: Investment in general fixed assets- Fund balandes: Reserved for inventory Unreserved: Designated: Subsequent year's expenditures Debt service Capital projects Undesignated $ $ $ $ 209,992 43,642 702,414 2,255,369 1,017,695 1,775,992 1,380,385 Total equity and other credits $ 3,167,775 S 1,061,337 S 1,775,992 $ 1,380,385 Total LiabiLities, equity and other credits $ 14,092,986 $ 1,272,176 $ 1,776,167 $ 2,260,324. The accompanying notes to financial statements are an integra[part of this statement. 9O Exhibit. G- 1 Account Groups General Fixed Assets General Long-term Debt Totals $ S S 14,657,741 158,141,969 1,775,992 64,136,039 1,030,328- 3,135,134 253,634 324,816 158,141,969 1,775,992 64,136,039 158,141,969 $ 65,912,031 $ 243,455,653 $ $ $ -' $ $ 158,141,969 $ 1,165,915 62,105,000 1,788,482 852,634 65,912,031 $ 2,727,157 9,170,376 118,631 1,165,915 62,105,000 1,788,482 852,634 77,928,195 158,141,969 253,634 158,141,969 $ 158,141,969 $ 702,414 1,775,992 1,380,385 3,273,064 65,912,03t $ S 165,527,458 243,455,653 91 This pase [eft blank intentionaUy COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, ExpenditUres and Changes in Fund Balances Discretely Presented Component Unit - School Board Year Ended June 30, 2001 ExhibitG-2 Revenues: Revenue from use of money and property Charges for services Miscellaneous Recovered costs Revenue from the Commonwealth Revenue from the Federal Government Total revenues Expenditures: Current: Education Capita[ projects Debt service: Principal retire ment Interest and fiscal charges Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Proceeds from long-term debt Operating transfers in Operating transfers out Transfer from primary government Transfers to primary government Total Other financing sources (uses) Excess (deficiency) of revenues Et other sources over expenditures Et other uses Fund balances at beginning of year Fund balance at end of year School School School Debt Capital School Cafeteda Service Projects Fund Fund Fund Fund Totals S 522,180 S 42,075 S 279,608 S 145,o54 S 988,917 3,057,585 2,199,591 5,257,176 215,859 215,859 1,559,830 24,094 1,583,924 3o,196,o99 53,980 635,596 30,885,675 2,978,982 842,370 3,821,352 $ 38,530,535 $ 3,138,016 S 279,608 S 804,744 $ 42,752,903 $ 94,3o7,001 $ 2,965,247 $ S $ 97,272,248 5,491,441 5,491,441 5,424,714 5,424,714 3,589,335 3,589,335 S 94,3o7,ool $ 2,965,247 S 9,o14,o49 S 5,491,441 S 111,777,738 $ (55,776,466) $ 171,769 S (8,734,441) S (4,686,697) $ (6%024,835) $ S S $ 2,605,000 S 2,605,000 25,000 295,925 320,925 (295,925) (25,000) (320,925) 56,673,555 8,850,000 65,523,555 (679,596) (679,596) $ 55,723,034 $ (25,000) $ 9,145,925 S 2,605,000 S 67,448,959 S (53,432) $ 147,769 $ 41.t,484 $ (2,081,697) $ (1,575,876) 3,221,207 913,568 1,364,508 3,462,082 8,961,365 $ 3,167,775 $ 1,061,337 S 1,775,992 $ 1,380,385 $ 7,385,489 The accompanying notes to financial statements are an integral part of this statement. 93 COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes in Fund BaLances--Budget and Actual Discretely Presented Component Unit - School Board Year Ended June 30, 2001 Revenues: Revenue from use of money and property Charges for services Miscellaneous Recovered costs Revenue from the Commonwealth Revenue from the Federal Government Total revenues Expenditures: Current: Education Capital projects Debt service: Principal retirement Interest and fiscal charges Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Proceeds from long-term debt Opera[in8 transfers in -Operating transfers out Transfers from primary government Transfers to primary government Total other financin~ sources (uses) Excess (deficiency) of revenues E other sources over expenditures and other uses SchooI Fund School Cafeteria Fund Variance Variance Favorable Favorable Bueget Actual (Unfavorable) Budget Actual . (Unfavorable) 283,950 $ 522,180 ~ 238,230 $ $ 42,075 $ 42,075 2,853,602 3,057,585 203,983 2,200,900 2,199,591 (1,309) 214,870 215,859 989 ; 1,624,654 1,559,830 (64,824) 31,104,564 30,196,099 (908,465) 51,000 53,980 2,980 3,107,042 2,978,982 (128,060) 780,330 842,370 62,040 S 39,!88,682 $ 38,530,535 $ (658,147) S 3,032,230 $ 3,138,016 $ 105,786 $ 96,336,788 $ 94,307,001 $ 2,029,787 $ 3,007,230 S 2,965,247 $ 41,983 $ 96,336,788 $ 94~307,001 $ 2,029,787 $ 3,007,230 $ 2,965,247 $ 41,983 S (57,148,.106) $ (55,776,466) $ 1,371,640 S 25,000 $ 172,769 $ 147,769 S $ S $ $ s 25,000 25,000 (295,925) (295,925) (25,000) (25,000) 56,673,555 56,673,555 (699,846) (679,596) 20,250 $ 55,702,784 S 55,723,034 S 20,250 S (25,000) $ (25;000) $ $ (1,445,322) $ (53,432) $ 1,391,890 $ $ 147,769 $ 147,769 Fund batances at beginning of year Fund batance at end of year 1,445,322 3,221,207 1,775,885 913,568 · 913,568 - $ 3,167,775 $ 3,167,775 $ $ 1,061r,337 $ 1,061,337 The accompanying notes to financial statements are an integraL part of this statement. 94 Exhibit G-3 School Debt Service Fund Budset Actual VaHance Favorable (Unfavora~le) . $ 27g,608 $ 279,608 School Capital Projects Fund Totals Variance Variance Favorable Favorable Bud~[et Actual (Unfavorable) Budget Actual (Unfavorable) 100,000 $ 145,054 $ 45,054 $ 663,558 $ 988,917 $ 325,359 5,054,502 5,257,176 202,674 214,870 215,859 989 8,358 24,094 15,736 1,633,012 1,583,924 (49,088) 1,311,871 635,596 (676,275) 32,467,435 30,885,675 (1,581,760) $ 279,608 ~ Z79,608 $ $ 1,420,229 $ 804,744 $ 3,887,372 3,821,352 (66,020) (615,485...~) $ 43,92~0,749 $ 42,752,903 S (1,167,846) $ $ S 99,344,018 $ 97,272,248 $ 2,071,770 6,904,721 5,491,441 1,413,280 6,904,721 5,491,441 1,413,280 5,508,t84 5,42A,714 83,470 5,508,184 5,424,714 83,470 3,496,603 3,589,335 (92,732) 3,496,603 3,589,335 (92,732) $ 9,004,787 $ 9,014,049 $ (9,262) S 6,904,721 $ 5,491,441 $ 1,413,280 $ 115,253,526 $ 111,777,738 $ 3,475,788 $ (8,725,179) $ (8,734,441) S (9,262) S (5,484,492) $ (4,686,697) $ 797,795 $ (71,332,777) 5 (69,024,835) $ 2,307,942 $ $ $ $ 2,601,640 $ 2,605,000 $ 3,360 $ 2,601,640 $ 2,605,000 $ 3,360 295,925 295,925 320,925 320,925 (320,925) (320,925) 8,850,000 8,850,000 65,523,555 65,523,555 S 9,145,925 $ 9,145,925 S $ 2,601,640 $ 2,605,000 (699,846) (679,596) 20,250 3,360 $ 67,425,349 5 67,448,959 $ 23,610 $ 420;746 $ 411,484 S (9,262) $ (2,882,852) $ (2,081,697) $ 801,155 $ (3,907,428) 5 (1,575,876) $ 2,331,552 1,347,853 1,364,508 16,655 $ 1,768,599 S 1,775,992 $ 7,393 $ 2,882,852 3,462,082 579,230 .5,676,027 8,961,365 3,285,338 $ 1,380,385 $ 1,380,385 .$ 1,768,599 5 7,385,489 $ 5,616,890 95 This page [eft blank intentionally Su pporting Schedules 97 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 2001 Schedule 1 (Continued to next page) Fund, Major and Minor Revenue Source Primary Government: General Fund: Revenue from local sources: Genera[ property taxes: Rea[ property taxes Public service corporation taxes: Rea[ and personal Persona[ property taxes Mobite home taxes Machinery and tools taxes Penalties Interest and costs Total genera[ property taxes Other local taxes: Local sa[es and use taxes Transient lodging taxes Consumer utitity taxes t~otor vehicle licenses Bank franc hise taxes Taxes on recordation and wi[Is Business license taxes Utility company licenses Contractors licenses Seller's tax t~ea[s tax Penalties and interest Total other local taxes Permits, privilege fees and regulatory licenses: Animal licenses Other permits, privilege fees and regulatory licenses Total permitS, privilege fees and regulatory licenses Fines and forfeitures: Fines and forfeitures Budget $ 46,4151527 1,744,200 16,595,500 76,100 1,121,800 475,000 215,000 $ 66,643,127 $ 9,750,000 1,400,000 5,867,100 1,660,885 294,700 703,500 4,731,800 439,600 782,800 270,400 3,325,000 62,000 $ 29,287,785 $ 13,400 1,227,O05 $ 1,240,405 $ 271,3OO Actual Variance Favorable (Unfavorable) $ 47,340,300 $ 924,773 1,936,493 14,057,195 75,587 860,196 489,707 206,672 S 64,966,150 S $ 9,558,219 1,318,781 5,940,724 1,696,047 266,782 681,760 6,257,338 512,503 863,578 272,033 3,642,225 82,231 192,293 (2,538,305) (513) (261,604) 14,707 (8,328) 31,092,221 11,297 $ 1,129,O70 (1,676,977) (191,781) (81,219) 73,624 35,162 (27,918) (21,740) 1,525,538 72,903 80,778 1,633 317,225 20,231 $ 1,804,436 (2,1o3) (97,935) $ 1,140,367 $ (100,038) $ 207.,881 $ (63,419) Revenue from use of money and prope~y: Revenue from useofmoney Revenue from use of prope~y Total revenue from use of money and property $ 819,761 183,770 1,003,531 $ 1,097,476 $ 277,715 148,284 (35,486) $ 1,245,760 $ 242,229 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and DiscreteLy Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 2001 (Continued) Fund, Major and Minor Revenue Source Budget Actual Schedule 1 (Continued tonext page) Variance Favorable (Unfavorable) Primary Government: (Continued) General Fund (Continued) Revenue from Local sources: (Continued) Charges for services: Charges for Commonwealth Attorney Police department fees Sheriff department fees CLerk's fees Charges for parks and recreation Fiscal agent and other related administration fees Fire/rescue fees Recycling fees Planning and related fees Charges for misceUaneous services Total charges for services ,2,200 $ 2,117 $ (83) 170,800 154,749 (16,051) 123,773 152,121 28,348 253,400 245,329 (8,071) 223,705 224,898 1,193 209,980 408,711 198,731 5,625 5,972 347 2,000 85 (1,915) 73,700 13,691 (60,009) 7,100 8;0O8 9O8 S 1,072,283 $ 1,215,681 $ 143,398 Miscellaneous revenue: Miscellaneous income VPA refunds Total misceLLaneous revenue $ 45,100 $ 109,693 $ 64,593 151,947 209,741 57,794 $ 197,047 $ 319,434 .$ 122,387 Recovered costs: E-911 costs Health Department Court and court services Sheriff Extension service Police Watershed'management Administration and other Total recovered costs Total revenue from local sources 775,000 $ 775,000 $ 27,400 (27,400) 155.,930 165,463 9,533 3,100 3,485 385 39,235 39,244 9 23,000 20,000 (3,000) 67, 550 61,997 (5,553) 17,600 208,614 191,014 $ 1,108~815 $ 1,273,803 $ 164,988 $ 100,824,293 $ 101,461,297 $ 637,004 Revenue from the Commonwealth: Payments in lieu of taxes S 80,900 $ 89,803 $ 8,903 Non-categorical aid: ABC profits Wine tax Motor vehicle carrier tax Mobile home titling taxes Personal property tax relief Leased vehicle tax Roiling stock-raiLs Other S 191,900 $ 182,804 $ (9,096) 102,230 106,594 4, 364 4,900 6,613 1,713 130,000 67,884 (62,116) 6;648,300 10,200,482 3;552,182 285,000 384,477 99,477 136,400 113,227 (23,173) 990 1,022 32 Total non-categorfcal aid $ 7,499,720 $ 11,063,103 $ 3,563,383 99 COUNTY OF ALB£MARI_E, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budset and Actual Year Ended June 30, 2001 (Continued) Schedule 1 (Continued to next pase) Fund, Major and Minor Revenue Source Primary Government: (Continued) General Fund (Continued) Revenue from the Commonwealth: (Continued) Categorical aid: Shared expenses: Commonwealth Attorney Sheriff Finance Medical examiner Registrar/Electoral board Clerk of the circuit court Total shared expenses Other categorical aid: Police Department Recordation fees Virginia Housin~ Assistance Program Public assistance and welfare administration Forestry funds EMS funds Crime control Fire program funds Medicaid UVA~ State Arts ~rant Clerk's technician Total other categorical aid TOtal categorical aid Total revenue from the Commonwealth Revenue from the Federal Government: Payments in lieu of taxes Catesodcal aid: HU D-moderate rehabilitation Medicaid COPS grant School Resource Officers FBI - tower rental PubUc assistance and welfare administration Total categorical aid Budget $ 425,181 619,591 491,936 8O0 50,400 388,830 S Actual 419,137 621,015 484,131 540 67,470 374,829 Variance Favorable (Unfavorable) (6,044) 1,424 (7,805) (260) 17,070 (14,001) $ 1,976,738 $ i,967,122 $ (9,616) $ 1,835,022 599,844 69,000 1,485,229 1,764,201 $ 564,297 53,650 1,485,734 3,295 91,104 91,688 5,000 4,058,969 6,026,091 17,178,997 34,100 28,750 95,300 156,439 5,000 98,120 $ 4,406,804 $ 6,383,542 $ 13,964,162 (7o,821) (35,547) (15,350) 505 3,295 (34,100) (28,750) (4,196) (64,751) (98,120) (347,835) (357,451) 3,214,835 10,900 S 11,763 S 863 $ 170,049 156,439 229,025 ,34,339 2,800 2,716,581 S 91,687 236,725 67,865 2,741 2,992,029 3,391,047 3,309,233 $ (170,049) (64,752) 7,700 33,526 (59) 275,448 81,814 100 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 2001 (Continued) Fund, Major and Minor Revenue Source Budget Primary Government: (Continued) General Fund (Continued) Revenue from the Federal Government: (Continued) Total revenue from the Federal Government Total Genera[ Fund Special Revenue Funds: Federal / State Grant Fund: Revenue from local sources: Revenue from use of money and property: use of money Miscellaneous revenue: Miscellaneous Recovered costs: Other recovered costs Total recovered costs Total revenue from local sources Revenue from the Commonwealth: Other categorical aid: ComPrehensive s~rvices grant Metro planning grant Chesapeake Bay Restoration Bdsht Stars grant Emergency medical services Community Corrections Act Victim/witness To[at revenues from the Commonwealth Revenues from the Federal Government: Metro planning grant Community Development Block Grants Section 8 housin8 Moderate family rehabilitation Child care grants ~ Schedule 1 (Continued to next page) Actual Variance Favorable (Unfavorable) $ 3,320,133 $ 3,402,810 $ 82,677 $ 118,108,588 $ 122,043,104 $ 3,934,516 $ $ 9,814 $ 9,814 $ 182,707 $ 190,145 $ 7,438 $ 3,987 $ 3,987 182,707 $ 203,946 2,253,624 1,450 158,155 17,457 564,442 76,606 2,258,324 $ 2,126 3,150 154,201 6,918 564,442 59,677 $ 3,071,734 $ 3,048,838 $ 3,987 3,987 21,239 S 23,600 395,989 455,944 873,928 243,911 4,700 676 3,150 (3,954) (10,539) (16,929) (22,896) 15,628 168,997 688,769 914,707 194,400 (7,972) (226,992) 232,825 40,779 (49,511) 101 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 2001 (Continued) SchedUle 1 (Continued to next page) Fund, Major and Minor Revenue Source Primary Government: (Continued) Special Revenue Funds: (Continued) Federal / State Grant Fund (Continued): Revenues from the Federal Government: Transportation safety grant Law Enforcement Block Grant BuLletproof vests Criminal justice grants Substance abuse grant United Way administration fees Family support grant Total revenue from the-FederaL GOVernment Total Federal / State Grant Fund Enhanced 91t Fund: Revenue from local sources: Other local taxes: E-911 tax Revenue from the use of money and property: Revenue from the use of money Total Enhanced 911 Fund Courthouse Maintenance Fund Revenue from local sources: Charges for services: Courthouse maintenance fees Tourism Fund Revenue from local sources: MisceLlaneous Contributions Revenue from the Commonwealth: Other categorical aid: Tourism grant Total To urism Fund Total, Special Revenue Funds Budget S 19,110 29,481 7,658 55,640 10,025 23,550 889,711 Actual Variance Favorable (Unfavorable) 17,206 S (1,904) 29,481 6,898 (760) 43,116 (12,524) 2,! 11 (7,914) 24,252 702 956,243 66,532 3,028,547 $ 3,061,808 $ 33,261 6,282,988 $ 6,314,592 $ 31,604 860,223 $ 853,189 $ (7,034) 19,700 166,281 S 879,923 $ 1,019,470 $ 27,600 S lO,OOO S 25,000 $ 35,000 $ 7,225,511 146,581 139,547 34,328 6,728 $ (10,000) 7,368,390 (25,000) $-.~ (35,ooo) $ 142,879 102 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 2001 (Continued) Schedule 1 (Continued to next page) Fund, Major and Minor Revenue Source Debt Service Funds: General Debt Service Fund Revenue from local sources: Miscellaneous - Visitor Center DebtService Fund: Revenue from local sources: Revenue from use of money and property: Rent - Visitor's center Total Debt Service Funds Capital Proiects Fu rids: General Capital Improvements Fund: Revenue from local sources: Revenue from the use of money and property: Revenue from the use of money Revenue from the use of property Total Revenue from the use of money and property Charges for services: Miscellaneous Miscellaneous revenue: Miscellaneous Total revenue from Local sources Revenue from the Commonwealth: Categorical aid: VDOT Total revenue from the-COmmonwealth Total General Capital Improvement Fund Budget Actual $ $ $ $ 68,000 $ 67,734 $ 68,000 $ $ 50,000 $ $ 50,000 S $ 14,500 $ $ 1,ooo, z76 $ $ 1,064,776 $ Variance Favorable (Unfavorable) $ (266) 67,734 $ (266). 324,951 324,951 722,312 S 274,951 274,951 (14,500) (277,964) 1,047,263 $ (17,513) $ 81,278 $ 21,555 $ 81,278 S 21,555 S 1~ 146,054 $ 1,068,818 $ (59,723) $ - (59,723) $ (77,236) i03 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and DiscreteLy Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 2001 (Continued) Schedule 1 (Continued to next page) Fund, Major and Minor Revenue Source Capital Projects Funds: Storm Water Control Fund: Revenue from local sources: Revenue from use of money and property Revenue from use of money Charges for services Total Storm Water Control Fund Total Capital Projects funds Grand Total Revenues - - Primary Government Component Unit School Board: Special Revenue Funds: School Fund: Revenue from' local sources: Revenues from use of money and property: Revenues from use of money Revenues from use of property Total revenues from use of money and property Charges for services: Tuition from private and other sources Vehicle maintenance fees and fuel charges Food se rvice Miscellaneous Charges for services Total charges for services Miscellaneous revenue: Miscellaneous Recovered costs: C.B.I.P. severe revenue ED program Personnel services Other Total recovered costs Total revenue from local sources Categorical aid: Share of State sales tax Basic school aid Special' education 104 Budget 1,146,054 126,548,153 3,250 280,700 283,950 2,071,735 466,200 177,700 137,967 2,853,602 214;870 678,773 582,921 225,167 137,793 1,624,654 4,977,076 8,447,327 13,970,692 2,920,252 Actual Variance Favorable (Unfavorable) 62,640 $ 62,640 9,326 9,326 71,966 $ 71,966 1,140,784 $ (5,270) 6,870 515,310 522,180 $ 130,620,012 2,232,570 $ 492,553 198,305 134,157 3,057,585 $ 215,859 $ 681,163 $ 541,129 214,027 123,511 1,559,830 5,355,454 8,278,139 13,378,660 2,874,651 $ 4,071,859 3,620 234,610 238,230 160,835 26,353 20,605 (3,810) 203,983 989 2,390 (41,792) (11,140) (14,282) (64,824) 378,378 (I69,188) (592;032) (45,601) COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Uni~ Schedule of Revenues - Budget and Actual Year Ended June 30, 2001 (Continued) Schedule 1 (Continued to next page) Fund, Major and 'Minor Revenue Source Component Unit School Board: (Continued) Special Revenue Funds: (Continued) School Fund: (Continued), Categorical aid: (continued) Lottery funds Fringe benefits Other state funds Total revenue from the Commonwealth Revenue from the Federal Government: TitLe 1 and migrant education Title II - Innovatfve Education Title II - Economic Security Adult Education Refugee impact grant Literary challenge English literacy Vocational education Title VI-B and related grants Preschool program Class size reduction Drug education Goals 2000 Reading excellence School food Other Total revenue from the Federal Government TotalSchool Fund School Cafeteria Fund: Revenue from local sources: Revenue from the use of money and property: Revenue from the use of money Charges for services: Cafeteria sales Miscellaneous revenue: MisceU. aneous Total revenue from local sources Budget 1,390,978 1,782,838 2,592,477 S 31,104,564 S S 897,182 56,564 46,915 67,306 3,559 53,300 74,733 126,137 1,315,179 92,417 140,000 50,166 96,284 73,562 13,738 3,107,042 $ ' 39,188,682 $ $ 2,200,900 Actual 1,376,162 1,740,468 2,548,019 30,196,099 Variance Favorable (Unfavorable) (14,816) (42,370) (44,458) S (908,465) 798,983 $ (98,199) 49,499 (7,065) 45,388 (i,527) 65,456 (1,850) 3,558 (1) 48,498 (4,802) 18,050 (56,683) 126,153 16 1,301,601 (13,578) 73,459 (18,958) 156,795 16,795 45,763 (4,403) 12,493 (83,791) 200,000 200,000 33,286 (40,276) (13,738,) 2,978,982 38,530,535 (128,o6o) ',(658,147) 42,075 $ 42,075 2,199,591 (1~309) 2,200,900 $ 2,241,666 $ 40,766 105 COUNTY OF' ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component'Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 2001 (Continued) Fund, Major and Minor Revenue Source Budget Component Unit School Board: (Continued) School Cafeteria Fund: (Continued) Revenue for the Commonwealth: Categodcai aid: School food programs Revenue from the Federal Government: Categorical aid: School food programs Total School Cafeteria Fund Total Special Revenue Funds Debt Service Fund: School Debt Service Fund: Revenue from local sources: Revenue from use of money and property: Use of property Capita[ Proiects Fund: School Capital Proiects: Revenue ~rom local sources: Revenue from use of money and property: Use of money Recovered costs: Contributions and other Revenue from the Commonwealth: Categorical aid:' School construction grants Education ~techno[ogy ~rant Total revenue from the Commonwealth Total School Capital Projects Fund Grand Total Revenues - - Component Unit - - School Board Grand Total Revenues - - All Governmental Funds and Discretely Presented Component Unit Schedule 1 (Continued from previous page) Actual $ 51,000 S 53,980 780,330 3,032,230 42,220,912 $ 279,608 Variance Favorable (Unfavorable) 842,370 3,138,016 41,668,551 $ 2,980 62,040 105,786 (552,361) $ 279,608 $ $ 100,000 $ 145,054 $ 45,054 $ 8,358 $ 24,094 S 15,736 $ 400,000 $ 394,140 $ (5,860) 911,871 241,456 (670,415) S 1,311,871 $ 635,596 $ $ 1,420,229 S 804,744 $ $ 43,920,749 S 42,752,903 $ $ 170,468,902 $ 173,372,915 $ (676,~275) (6,15,485) (1,167,846), 2,904,013 106 COUNTY OF ALBI:'MARL£, VIRGINIA Governmental Funds and Discretely Presented component unit' Schedule of Expenditures - Budget and Actual Year Ended June 30, 2001 Schedule 2 (Continued to next page) Fund, Function, Activity and Elements Primary Government: General Fund: Genera[ Government Administration: Legislative: Board of Supervisors Genera[ and Financial Administration: County executive Community Fesouroes Personnel Legal services Director of finance Data processing Tota[ genera[ and financial administration Board of Elections: Electoral board and officials Total genera[ government administration Judicial Administration: Courts: Circuit court General district court Magistrate Juvenile and domestic relations court Cterk of the circuit court Sheriff Total Courts Commonwealth Attorney: Commonwealth attorney Total iudicia[ administration Public Safety: Law Enforcement'and Traffic Control: Po[ice department 911 Service Total [aw enforcement and traffic control Fire and Rescue Services: Fire/rescue Fire prevention Fire/rescue tax credit Fire departments - volunteer Ambulance and rescue service Fire extinction service City of Charlottesville Total fire and rescue services Budget Actual Variance Favorable (Unfavorable) $ 333,267 S 319,799 $ 13,468 599,141 $ 578,732S 20,409 93,437 79,886 13,551 530,459 443,841 86,618 473,960 449,644 24,316 3,045,815 2,737,665 308,150 1,647,809 1,646, 319 1,490 $ 6,390,621 S 5,936,087 S 298,696 S 7,022,584 S 83,OLO S 15,490 18,995 132,567 686,522 1,330,833 2,267,417 $ 54'7,379 $ 2,814,796 $ 7,789,833 S 1,139,208 8,929,o41 S 1,222,701 S 199,869 75,000 732,960 192,096 13,758 654,427 277,577 S 6,533,463 S 78,276 $ 10,616 14,039 131,697 532,361 1,327,596 2,094,585 S 531,638 $ 2,626,223 S 7,478,113 S 1,139,208 8,617,321 S 1,055,233 $ 283,007 45,029 685,335 157,995 13,758 644,427 2,884,784 $ 3,090,811 $ 454,534 21,119 489,121 4,734 4,874 4,956 870 154,161 3,237 172,832 15,741 188,573 311,720 311,720 167,468 (83,138) 29,971 47,625 34,101 10,000 206,027 107 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit ScheduLe of Expenditures - Budget and Actual Year Ended June 30, 2001 (Continued) Fund, Function, Activity and Elements Primary Government: (Continued) General Fund: (Continued) Correction and Detention: Regional jail Juvenile detention home Offender aid and testa ration .Total correction and detention Inspections Other Protection: SPCA shelter contribution Total public safety Public Works: Maintenance of Highways, Streets, Bridges and sidewalks: Engineering Street signs Water resources Total maintenance of highways, streets, bridges and sidewalks Sanitation and Waste Removal: Refuse collection and disposal Maintenance of Buildings and Grounds: Staff services Total public works Health and welfare: Health: Supplement to local health department Mental Health and Mental Retardation: Region Ten Community Services Board Welfare / Social Services: Welfare administration Public assistance Employment services program Medicaid - University of Virginia Property tax relief for the elderly Other social services Total welfare/social services Total health and welfare Budget Actual Schedule 2 (Continued to next page) S 1,597,000 $ 1,596,509 148,940 148,940 52,400 52,400 Variance Favorable (Unfavorable) S 491 $ 1,798,340 $ 1,797,849 $ 491 S 748,064 $ 714,137 $ 33,927 $ 41,485 $ 41,518 $ (33) $ 14,607,741 $ 14,055,609 $ 552,132 $ 1,472,427 $ 1,314,188 79,543 99,408 119,769 119,539 S 158,239 (19,865) 23O $ 1,671,739 $ 1,533,135 $ I38,604 238,378 1,120,637 $ 3,030,754 $ 212,660 1,055,901 2,801,696 25,718 $ 775,890 $ 775,890 $ $ 358,435 S 64,736 229,058 358,435 547,728 $ 534,479$ 13,249 4,001,560 4,037,773 (36,213) 969,218 868,138 101,080 313,316 257,859 55,457 210,000 153,325 56,675 864,149 864,149 $ 6,905,971 $ $ 8,040,296 S 6,715,7235 7,850,048 $ 190,248, 190,248 t08 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and DiscreteLy Presented Component Unit ScheduLe of Expenditures - Budget and Actual Year Ended June 30, 2001 (Continued) Schedule 2 (Continued to next page) Fund, Function, Activity and Elements Primary Government: (Continued), General Fund: (Continued) Education: Contribution to community college Parks, Recreation, and Cultural: Parks and recreation Darden Towe Memorial Park ALbemarle Charlottesville Teen Center Total parks and recreation Library: Regional Library Cultural Enrichment: Miscellaneous contributions Total parks and recreation and cultural Community Development: Planning and Community Development: PLanning Redevelopment and housing Zoning -Contributions to other agencies Revenue Sharing Agreement - City of Charlottesville Other Total ~lanning and'~0i:nmufiity deVelOpment Environmental Management: Soil and Water Conservation District ~Cooperative Extension Program: Horticulture and Family resources Total Community Development Total Genera[ Fund Special Revenue Funds: Federal / State Grant Fund: Jud icial Administration Victim/witness Drug court Total judicial administration Budget Actual $ 10,250 $ 10,250 $ Variance Favorable (Unfavorable) 1,252,063 $ 1,230,879 $ 21,184 128,362 127;565 797 96,541 103,432 (6,891) 1,476,966 $ .1,.461.,876 $ 15,090 2,001,300 S 2,001,300 $ 35,880 $ 35,880 $ 3,514,146 $ 3,499,056 $ 15,090 $ 2,084,094 $. 1,424,350 $ 659,744 430,915 373,513 57,402 619,702 583,907 35,795 869,398 869,398 6,093,101 6,093,101 351,793 122,432 229,361 $ 10;449,003 $ $ 40,427 $ $ 165,664 $ c~,466,70q S 40,000 S 158,341 $ 9,665,042 $ 10,655,094 $ $ 49,695,661 $ 47,041,387 982,302 427 7,323 990,052 2,654,274 76,606 S 59,677 $ 16,929 76,606 S 59,677 $ 16,929 109 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Expenditures - Budget and Actual Year Ended June 30, 2001 (Continued) Schedule 2 (Continued to next page) Fund, Function, Activity and Elements Budget Actual Variance Favorable (Unfavorable) Primary Government: (Continued) Special Revenue Funds: (Continued) Federal / State Grant Fund (Continued): Public Safety: Public safety grants Criminal iustice $ 160,475 $ 131,521 $ 28,954 564,442 561,375 3,067 Total public safety $ 724,917 $ 692,896 $ 32,021 Health and Welfare: Health and Welfare Comprehensive services grant At risk 4 year olds $ 1,441,680 $ 1,381,229 $ 60,451 4,122,220 4,106,115 16,105 487,435 445,641 41,794 Total health and welfare S 6,051,335 $ 5,932,985 S 118,350 Community development: Metropolitan planning programs Whitewood Village AHIP Moderate housing rehabilitation and related programs 26,500 $ 21,268$ 5,232 25,000 25,000 370,989 166,811 204,178 1,444,865 1,381,019' 63,846 Total community development $ 1,867,354 $ 1,594,098 $ -273,256 Total Federal / State Grant Fund $ 8,720,212 $ 8,279,656 $ 440,556 Enhanced 911 Fund: Public Safety: Law Enforcement and Traffic Control: 911 Service $ 775,000 $ 777,306 $ (2,306) Tourism Fu nd: Community development: Visitors Bureau Tourism development Other $ 161,938 $ 153,238 $ 8,700 164,104 164,104 1~193,413 88,314 1,105,099 Total Tourism Fund Total Special Revenue Funds Debt Service Funds: General Debt Service Fund: Principal retirement Interest and other debt costs 1,519,455 S 405,656 $ 1;113,799 - 11,014,667 $ 9,462,648 $ 1,552,049 $ 2,240,000 $ 2,240,000 Total General Debt Service Fund $ 2,240,000 $ ' - S 2,240,000 110 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Expenditures - Budset and Actual Year Ended June 30, 2001 (Continued) Schedule 2 (Continued to next pase) Fund, Function, Activity and Elements Primary Government: (Continued) Debt Service Funds: Visitor Center Debt Service Fund: Principal retirement Interest and other debt costs Total Visitor Center Debt Service Fund Total Debt Service Funds Capital Pro~ects Funds: Capital Improvements Fund: Capital Projects: Information systems Land Street and sidewalks improvements PubUc works maintenance projects Emersency Operations Center Fire departments PubLic safety communications system Libraries Parks and recreation Social Services Department relocation Others Total Capital Improvement Fund Storm Water Control Fund: Capita[ projects Stormwater control Total Capita[ Projects Funds Grand Total Expenditures - - Primary Government Component Unit School Board Special Revenue Funds: School Fund: 'Education: Instruction Administration, and attendance and health Pupil transportation services Operation and maintenance Facilities Other Total School Fund Budget $ 39,000 29,000 $ 68,000 S 2,308,000 $ 170,485 2,106,278 1,191,956 950,576 24,110 1,015,582 731,050 283,087 1,690,444 276,000 2,460,312 $ 10,899,880~ $ t,245,568 $ 12,145,448 $ 75,163,776 75,010,521 5,075,356 6,944,732 8,983,651 154,261 168,267 96,336,788 Actual Variance Favorable (Unfavorable) 46,505 $ (7,505) 21,229 7,771 67,734 $ 266 67,734 $ 2,240,266 170,256 229 2,101,123 5,155 506,220 685,736 582,813 367,763 20,433 3,677 11~247 905,335 551,397 179,653 19~904 263,183 803,292 887,152 265,685 10,315 436,710 2,023,602 5,568,080 $ 5,331,800 $ 296,286 S 949,282 $ 5,864,366 $ 6,281,082 62,436,105 $ 12,727,671 73,237,467 $ 1,773,054 4,968,013 107,343 6,879,173 65,559 8,960,383 23,268 135,054 19,207 126,911 41,356 94,307,001 $ 2,029,787 111 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedu[e of Expenditures - Budget and Actual Year Ended June 30, 2001 (Continued) ScheduLe 2 (Continued from previous pase) Fund, Function, Activity and Elements Component Unit School Board (Continued) School Cafeteria Fund: Education: Operating costs Total School Cafeteria Fund Total Special Revenue Funds Debt Service Fund: School Debt Service Fund: Principal retirement Interest and other debt costs Total Debt Service fund Capital Proiects Fund: School Capital Projects Fund: Baker-Butler Etementary Schoo[ Monticetto High Schoo[ ADA structure changes Technology equipment Burley Middle School School building renovations and related items PREP Total School Capital Projects Fund Grand Total Expenditures ? - Component Unit - - School Board Grand Total Expenditures-All Governmental Funds and Discretely Presented CompOnent Unit Budset 3,007,230 3,007,230 99,344,018 5,508,184 3,496,603 9,004,787 Actual $ 2,965,247 $ 2,965,247 $ 97,272,248 $ 5,424,714 3,589,335 $ 9,014,049 Vadance Favorable (Unfavorable) 41,983 41,983 2,071,770 $ 83,470 (92,732) $ (9,262) 3,081,997 $ 3,028,857 $ 53,130 3,217 3,217 208,488 9,972 198,516 1,310,700 455,929 854, 771 597,009 476,736 120, 273 1,474,014 1,370,999 103,015 229,296 145,721 83,575 6,904,721 115,253,526 190,417,302 $ 5,491~441 $ 1,413,280 $ 111,777,738 $ 3,475,788 $ 174,213,843 $ 16,203,459 112 COUNTY OF ALBEMARLE, VIRGINIA ScheduLe of Director of Finance's AccountabiLity At June 30, 2001 Schedule 3 Assets held by the Director: Cash on hand/petty cash Cash in banks: Checking: Wachovia Bank BB E T of Virginia Bank of America Bank of America - DMV Investments: Wachovia Bank time deposit Wachovia Bank - performance bonds Sun Trust Bank Asset Management Account Local Government nvestment Repurchase agreement Virginia State Non-Arbitra~e Prosram Bond Pool funds Mclntire Trust Fund-Investments Total assets Liabilities of the Director: Balance of County funds (Schedule 4) Balance of CommonweaEth Credit Account (Schedule 5) Balance of CharlottesviLLe-ALbemarLe Joint HeaLth Center BuiLding (ScheduLe 6) Balance of ALbemarLe-CharLottesviLLe Regional Jail Authority (ScheduLe 7) Balance of Emergency Operations Center (ScheduLe 8) BaLance of Darden Towe Memorial Park (ScheduLe 9) BaLance of DMV account Other Total LiabiLities $ 5,950 (2,615,726) 2,819 52,530 9O4 1,200,000 375,779 651,035 47,901,341 9,577,000 7,809,074 294,349 $ 65,255,055 $ 6! ,450,271 8,662 231,961 3~581,765 (4,834) (23,416) (904) 11,550 65,255,055 113 COUNTY OF ALBEMARLE, VIRGINIA ScheduLe of Director of Finance's Accountabi!.ity to the County A~L County Funds and Component Units Year Ended June 30, 2001 General Balance July 1, 2000 S 20,978,674 Receipts: General property taxes Other Local, taxes Permits, priviLeBe fees and resutatory Licenses Fines and forfeitures Revenue from use of money and property Charses for services Miscellaneous Recovered costs Intersovernmental Proceeds from indebtedness Total receipts Total available Disbursements (net): Warrants (checks) issued Principal retirement Interest and fiscal charses Governmental Funds Special Debt Capital Revenue Service Projects 3,969,180 $ 200,000 S 63,771,918 $ $ 31,318,157 857,520 1,140,367 207,881 1,245,760 176,095 1,215,681 58,580 319,434 223,171 1,273,803 3,987 20,491,615 5,490,806 S 120,984,616 $ 6,810,159 S $ 141,963,290 S 10,779,339 $ $ 46,282,651 $ 9,144,844 $ Total disbursements S 46,282,651 $ 9,144,844 S Interfund transfers: Transfers in S 445,759 S 3,062,248 S Transfers out (78,196,248) (624,234) $ 17,930,150 $ 4,072,509 $ Balance, June 30; 2001 67,734 67,734 ~267,734 46,505 21,229 67,734 2,040,000 2,240,000 S 5,965,157 387,591 9,326 490,631 21,555 S 909,103 S 5,974,260 S 5,00Z,554 5,002,554 8,858,516 (430,000) $ 9,400,222 Note: This schedule is reported on the cash basis.. Revenues and expenditures reflected in the other supplementary data and basic financial statements are recorded on the accrual and/or modified accrual basis, except'as otherwise noted. 1t4 Schedule 4 Proprietary Funds Internal Service Fiduciary Funds Trust Et Agency Component Unit Total School "Memorandum Board Only" $ 3,785,124 $ 3,129,067 $ 15,697,253 $ 52,824,455 S - $ $ 187,902 8,848,647 $ 9,036,549 $ S 12,821,673 $ $ 8,189,965 $ $ 8,189,965 $ $ 63,771,918 32,175,677 (579) 9,339,853 1,140,367 207,881 988,917 2,985,686 5,257,176 15,389,410 215,859 10,656,682 1,559~924 2,837,714 34,417,367 60,421,343 2,605,000 2,605,000 9,339,274 $ 45,044,243 $ 192,191,678 12,468,341 $ 60,741,496 $ 245,016,133 3,926,400 $ 101,937,665 $ 174,484,079 5,424,714 5,471,219 3,589,335 3,610,564 3,926,400 $ 110,951,714 $ 183,565,862 S S (24,000) $ 65,868,480 $ 80,275,003 (1,000,521) (80,275,003) $ 4,607,708 S 8,541,941 S 14,657,741 $ 61,450,271 115 COUNTY OF ALBEMARLE, VIRGINIA ScheduLe of Director of Finance's AccountabiLity to the Commonwealth Year Ended June 30, 2001 Schedule 5 Balance July 1, 2000 Receipts Remittances Balance June 30, 2001 2001 Taxes: Estimated income taxes 2000 Taxes: Estimated income taxes Other CoLLections: Share of fees of sheriff and deputies TotaLs $ 224,687 666 134,582 1,873 2,539 $ 105,206 464,475 224,687 t35,248 98,417 8,662 458,352 $ 8,662 This schedule is presented on the cash basis. 116 COUNTY OF ALBEMARLE, VIRGINIA Schedul. e of Director of Finance's AccountabiLity To The Char[ottesvi(le-Albemarle Joint Health Center Buitdin8 Fund Year Ended June 30, 2001 Schedule 6 Balance JuLy 1, 2000 Receipts Total receipts and balance Disbursements: Checks issued BaLance June 30, 2001 199,284 68,040 267,324 35,363 231,961 This schedule is presented on the cash basis of accounting. 117 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Director of Finance's Accountability To The Albemarle -Charlottesville Regional Jail Authority Year Ended June 30, 2001 Balance July 1, 2000 Receipts Total receipts and balance Disbursements: Checks issued Balance JUne 30, 2001. Schedule 7 2,027,894 12,738,934 14,766,828 11,185,063 3,581,765 This schedule is presented on the cash basis of accountins, 118 COUNTY OF ALBEMARLE, VIRGINIA Schedule 8 Schedule of Director of Finance's Accountability To The Emersency Operations Center Year Ended June 30. 2001 Balance July 1, 2000 Receipts Total receipts and balance Disbursements: Checks issued Balance June 30, 2001 347,337 3,919,137 4,266,474 4,271,308 (4,834) This schedule is presented on the cash basis of accounting. 119 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Director of Finance's AccountabiUty To The Darden TOwe Memorial Park Year Ended June 30, 2001 BaLance July 1, 2000 Receipts Total receipts and balance Disbursements: Checks issued Balance June 30, 2001 Schedule 9 (4,553) 208,744 204,191 227,607 (23,416) This schedule is presented on the cash basis of accounting. 120 Statistical Tables 121 COUNTY OF ALBEMARLE, VIRGINIA General Governmental Expenditures By Function (1) Last Ten Fiscal Years General Judicial Fiscal Admini- Admini, Year stration stration 1992 $ 3,720,634 S !,250,310 1993 4,100,162 1,302,764 1994 4,175,173 1,37! ,235 1995 4,525,198 1,514,116 1996 5,028,092 1,734, ~130 1997 5,,226,856 1,871,955 1'998 5,574,630 2,078,915 1999 5,558,735 2,259,053 2000 6,040,004 2, 505,194 2001 6,533,463 2,685,900 Note: (1) Public Safety Public Works S 6,139,038 S 1,394,0'94 6,677,486 1,583,418 7,006,265 1,792,164 7j 780,936 1,989,329 8,819,633 1,950,935 11,166,096 2,234,899 11,578,473 2,299,190 12,253,913 2,724,901 13,680,512 2,538,081 15,525, 811 2,801,696 tnctudes General, Special Revenue, Debt Service, Capital Project Funds and DiscreteLy Presented Component Unit. Health and Welfare $ 3,442,659 3,709,255 4,961,226 5,675,298 6,749,142 8,193,475 9,082,674 11,028,743 11,894,744 13,783,033 122 Table 1 Education 55,142,637 $ 58,549,105 61,140,363 65,475,319 69,212,453 73,191,000 76,622,637 84,452,776 90,169,659 97,282,498 Parks, Recreation and Cultural 2,337,209 $ 2,492,222 2,509,508 2,630,543 2,781,119 2,903,511 2,933,075 3,082,292 3,218,200 3,499,056 Community Development 6,168,473 $ 6,992,704 7,273,781 7,717,868 8,537,897 9,090,116 9,789,023 10,301,716 10,840,518 11,664,796 Capital Projects 15,967,658 $ 8,382,828 13,170,964 5,804,471 10,838,430 19,967,723 21,946,149 19,265,117 7,375,902 11,355,807 Debt Service 4,655,968 $ 5,918,035 6,173,135 7,798,027 7,179,750 7,074,253 7,231,073 9,073,948 9,555,769 9,081,783 Total 100,218,680 99,707,979 109,573,814 110,911,105 122,831,581 140,919,884 149,135,839 160,001,i94 157,818,583 174,213,843 123 COUNTY OF ALBEMARLE, VIRGINIA Generat Governmental Revenues by Source (1) Last Ten Fiscat Years General Fiscal Property Other Local Year Taxes Taxes 1992 $ 39,693,578 $ 14,767,928 $ 1993 41,868,387 16,626,535 1994 45,814,504 17,695,347 1995 49,057,317 18,744,077 1996 (2) 70,456,150 19,287,058 1997 57,098,367 20,280,373 1998 59,736,838 23,140,529 t999 61,700,661 27,134,007 2000 63,335,269 29,540,491 2001 64,966,150 31,945,410 Notes: (1) Inctudes Generat, Speciat Revenue, Debt Service, Capitat Project Funds and Discretety Presented Component Unit. (2) First year of sp[it-bitUn8 of rea[ estate Permit, Privilese Fees and Resulatory Licenses 694,540 716,188 815,276 794,158 782,795 945,134 999,107 1,089,241 i, 109,293 1,140,367 Fines and Forfeitures 112,786 169,631 189,909 155,715 169,773 247,136 216,888 243,320 215,489 207,881 124 Tab[e 2 Revenues From Use of Money Charges and for Property " Services $ 1,232,167 $ 1,054,422 1,167,332 1,8!,7,855 2,034,236 2,604,589 2,330,261 1,855,092 2,534,760 2,866,097 3,747,690 3,432,631 3,695,994 3,782,524 4,680,429 5,269,215 4,594,379 4,998,531 5,545,912 6,516,511 Miscel- Recovered Intergov- laneous Costs ernmental 387,982 $ 499,467 7i5,941 214,825 446,166 487,045 527,858 424,045 526,866 1,447,750 i,536,697 S 1,568,013 1,340,059 1,284~,197 2,304,450 3,070,269 2,571,115 3,195,492 2,781,673 2,861,714 24,917,448 $ 29,132,827 30,501,342 32j580,254 35,130,486 37,355,357 38,931,191 46,924,233 55,221,149 61,421,035 Total 87,090,816 95,068,101 101,935,704 108,430,922 135,291,543 127,357,485 133,048,166 147,564,622 160,810,902 173,372,915 125 COUNTY OF ALBEMARLE, VIRGINIA General Governmental Tax Revenues by Source Last Ten Fiscal Years (1) (Amounts Expressed in Thousands) Local Sales Transient Fiscal Property and Use Lodging Year Tax Tax Tax 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 NoteS: (2) 39,694 $ 5,065 $ 277 41,868 6,046 301 45,815 6,367 335 49,057 6,999 350 70,456 7,254 358 57,098 7,786 403 59,737 8,060 887 61,701 8,557 1,385 63,335 9,462 1,328 64,966 9,558 1,319 (1) Includes all governmental funds (2) First year of split-bilUng for real estate taxes /~ea[s Tax 1,137 3,124 3,367 3,642 Consumer Utility Tax 4,122 4,384 4,632 4,658 4,787 4,796 5,111 5,175 5,488 5,941 Motor Vehicle Tax $ 1,086 1,108 169 1,204 1,225 1,222 1,323 1,373 1,628 1,696 Bank Franchise Tax 61 79 69 167 128 151 212 278 277 267 126 Table 3 Recordation and Wills Tax 335 $ 352 453 314 406 427 539 65~ 624 682 Business License Tax Utility Company Tax 2,456 $ 2,685 2,854 3,186 3,323 3,519 3,835 4,365 4,992 6,257 271 $ 357 383 385 391 423 432 428 458 5i3 Contractors License Tax 433 $ 441 560 526 518 643 648 723 735 864 Seller's Tax E-911 Tax Other Total 129 $ 130 166 138 172 189 2O4 250 277 272 532 $ 566 578 584 661 671 714 771' 816 853 S 64 51 38 54 89 81 54,461 58,317 63,381 67,568 89,743 77,379 82,877 88,835 92,876 96,911 127 This page [eft blank intentionaLLy COUNTY OF ALBEMARLE, VIRGINIA Property Tax Levies and Col.l.ections Last Ten Fiscal. Years Table 4 Delinquent Percent of Total Current Percent Tax Total Tax Fiscal Tax Tax of Levy Collections Total Tax Collections Year Levy (1) Collections (3) Collected (3) Collections to Tax Levy 1992 $ 39,963,612 S 38,549,230 96.46% S 597,561 $ 39,146,791 97.96% S 1993 41,747,726 40,191,779 96.27% 992,785 41,184,564 98.65% 1994 46,269,210 44,499,274 96.17% 671,147 45,170,421 97.63% 1995 49,082,673 47,441,817 96.66% 884,225 48,326,042 98.46% 1996 (2) 70,483,330 ~69,025,719 97.93% 957,435 69,983,154 99.29% 1997 56,158,141 54,348,735 96.78% 2,096,760 56,445,495 100.51% 1998 59,986,411 57,198,574 95.35% 1,958,685 59,157,259 98.62% 1999 63,707,535 61,569,278 96.64% t,855,459 63,424,737 99.56% 2000 69,118,573 66,296,502 95.92% 2,194,807 68,491,309 99.09% 2001 74,621,141 72,085,861 96.60% -2,094,168 74,180,029 99.41% (1) Net of tand use, tax retief, and fire / E/¢~S deferrats and exemptions Outstanding Delinquent Taxes 2,910,523 2,950,092 3,809,572 3,658,270 4,495,656 3,614,212 3,574,245 3,040,451 3,037,036 4,106,378 (2) (3) Increase in tax' l.evy and current tax corrections resutted from imptementation of sprit bitting of rear estate taxes in fiscat 1996 Beginning in tax year 1999 the Commonweatth of Virginia assumed a portion of the County's personal property taxes. The amounts reimbursed to the County are as fol.tows: 1999 $ 1,826,100 2000 6,182,481 2001 10,200,482 These amounts are inctuded in both current and detinquent tax col.tection amounts for the respective years. Percent of Delinquent Taxes to Levy 7.28% 7.07% 8.23% 7.45% 6.38% 6.44% 5.96% 4.77% 4.39% 5.50% 129 COUNTY OF ALBEMARLE, VIRGINIA Assessed and Estimated Actual Value (In Thousands) of T~able ProperLy Last Ten Fiscal Years Real Estate (5) Pe~rsonal Property (2,4,6,7) Machinery and Tools Estimated Estimated Estimated Fiscal Assessed Actual Assessed Actual Assessed Actual Year Value Value (1) Value Value Value Value 1992 $ 3,725.,844 $ 4,041,149 $ 276,431$ 276,431$ 17,718 $ t 993 3,881,444 4,190,227 276,539 276,539 17,884 1994 4,278,835 4,531 ;335 313,171 313,171 20,097 1995 4,412,887 4,568,206 351,455 351,455 20,131 1996' 4, 731,824 4,868,132 398,220 398,220 21,290 1997 4,798,901 4, 952,426 434, 291 434, 291 22, 231 1998 5,072,861 5,213,629 455,627 455,627 22,917 1999 5,312,445 5,420,862 494,353 494, 353 24, 016 2000 5,703,666 5,886,136 556,589 556,589 24,509 2001 5,895,818 6,394,596 613,365 613,365 23,920 (1) Estimated actual value of real estate based on sales ratio percentages for the corresponding tax years as computed 'by the Virginia Department.of Taxation. Personal property includes personal property, business personal properLy and mobile homes. Increase in tax assessment due to split bitUng and proration of personal property effe~ctive January 1, 1992. (2) (3) (4) Personal property, machinery and tools, and public utility properLy is assessed as 100% fair market vmue. (5) Rea[ estate net of exem ptions for land use deferral and tax relief for the elderly. (6) Personal property includes exemptions for mobile home tax reUef for the elderly and the fire/rescue tax credits which went into effect January 1992. (7) Does not inLcude fire/rescue tax credit or mobile home tax relief after 1995 17,718 17, 884 20,097 20,131 21,290 22,231 22,917 24,016 24,509 23,920 130 Table 5 Public Utility Assessed Value Estimated Actual Value Assessed Value Total $ 159,8495 159,849 S 4,179,842 171,429 171,429 4,347,296 176,368 176,368 4, 788,471 195,279 195,279 4,979,752 222,883 222,883 5,374,217 201,471 201,471 5,456,894 228,208 228,208 5,779,613 229,985 229,985 6,060,799 236,288 236,288 6,521,052 255,094 255,094 6,788,197 Estimated Actual Value S 4,495,147 4,656,079 5,040,971 5,135,071 5,510,525 5,610,419 5,920,381 6,169,216 6,703,57.2 7,286,975 131 COUNTY OF ALBEMARLE, VIRGINIA Property Tax Rates Last Ten Fiscal Years Table 6 Fiscal Real Personal Machinery Year Property Property and Tools Real 1992 $ .72 $ 4.30 / 4.30 $ 4.30 / 4.30 $ .72/.72 1993 .72 4.30 / 4.28 4.30 / 4.28 .72/.72 1994 .72 4.28 / 4.28 4.28 / 4.28 .72/.72 1995 .72 4.28 / 4.28 4.28 / 4.28 .72/.72 1996 .72/.72 4.28 / 4.28 4.28 / 4.28 .72/.72 1997 .72/.72 4.28 / 4.28 4.28 / 4.28 .72/.72 1998 .72/.72 4.28 / 4.28 4.28 / 4.28 .72/.72 1999 .72/.72 4.28 / 4.28 4.28 / 4.28 .72/.72 2000 .72/.76 4.28 / 4.28 4.28 / 4.28 .72/.76 2001 .76/.72 4.28 / 4.28 4.28 / 4.28 .76/.72 Public Service Personal $ 4.30 / 4.30 4.30 / 4.28 4.28 / 4.28 4.28 / 4.28 4.28 / 4.28 4.28 / 4.28 4.28 / 4.28 4.28 / 4.28 4.28 / 4.28 4.28 / 4.28 Notes: (1) 100% of fair market value (2) The assessed value of mobile homes is included in persona[ property. (3) Split billing and proration for persona[ property, machinery and tools and public service adopted fiscal year 1992. (4) The basis for property tax rates is $100.00 of assessed valuation. 132 COUNTY OF' ALBEMARLE, VIRGINIA Special Assessment BiLLings and CoLLections Last Ten Fiscal Years Table 7 Special assessments of property taxes have not been made and, accordingly, are not presented. The County has not utilized special assessments for public works improvements or other purposes. COUNTY OF ALBEMARLE, VIRGINIA Computation of Legal Debt Margin, Direct and Overlapping Debt and Revenue Bond Coverage At June 30, 2001 Table 8 Legal Debt Margin: The County of AlbemarLe is not subject to Legal debt computations per the Code of Virginia. Computation of Direct and Overlapping Debt The County of ALbemarLe has not issued any debt which is overlapping with other Govemments during the last ten fiscal years. Since there is no overlapping debt with other governments, there is no table of property tax rates for aLL overlapping governments nor are there any computations of overlapping debt. Revenue Bond Covera§e The County of ALbemarle has not issued revenue bonds nor were any revenue bonds outstanding during the Last ten fiscal years; 133 COUNTY OF ALBEMARLE, VIRGINIA Table 9 Ratio of Net Genera[ ObUgation Bonded Debt To Assessed Taxable Value and Net General Obligation Bonded Debt Per Capita Last Ten Fiscal Years Less: Debt Ratio of Net (2) Gross Payable from Net Bonded Debt Fiscal (1) Assessed Bonded Enterprise Bonded to Assessed Year Population Value Debt Revenues Debt (3) Value 1992 69,972 S 4,773,691,256 $ 39,293,415 S 39,293,415 0.0082 1993 71,335 4,920,818,467 39,257,526 39,257,526 0.0080 1994 72,560 5,581,065,455 50,287,511 50,287,511 0.0090 1995 75,742 5,737,717,742 46,311,072 46,311,072 0.0081 1996 76,976 6,160,785,549 48,199,772 48,199,772 0.0078 1997 77,420 6,378,332,299 50,262,514 50,262,514 0.0079 1998 78,401 6,560,'546,459 66,750,256 66,750,256 0.0102 1999 80,145 6,841,455,193 69,087,998 69,087,998 0.0101 2000 79,236 7,300,098,.140 66,500,740 66,500,740 0.0091 2001 80,487 7,330,351,524 63,893,482 63,893,482 0.0087 Net Bonded Debt per Capita 562 550 693 611 626 649 851 862 839 794 Note: (1) U.S. Census Bureau (2) Includes [and use and tax relief (3) Does not include VRS Early Retirement obUsation, Visitor Center notes payable and capital leases 134 COUNTY OF ALBEMARLE, VIRGINIA Table 10 Ratio of Annual Debt Service Expenditures for Genera[ Obtisation Bonded Debt to Totat Genera[ Governmenta[ Expenditures Last Ten Years Total Total General Fiscal Debt Governmental Year Principal Interest Service (2) Expenditures (1) 1992 $ 2,446,859 S 2,038,696 $ 4,485,555 $ 1993 2,900,066 2,484,800 5,384,866 1994 3,418,317 2,645,703 6,064,020 1995 4,880,437 2,849,856 7,730,293 1996 4,454,945 2,498~317 61953,262 1997 4,129,440 2,815,519 6,944,959 1998 4,171,802 2,929,977 7,101,779 1999 5,159,236 3,785,418 8~944,654 2000 5,611,671 3,814,803 9,426,474 2001 5,471,219 3,610,564 9,081,783 (1) Inctudes at[ Governmental Funds of the Primary Government and the Discretety Presented Component Unit (2) Does not include capita[ teases Ratio of Debt Service to General Governmental Expenditures 84,251,022 5.32% 91,325,151 5.90% 106,893,715 5.67% 110,911,105 6.97% 122,831,581 5.66% 140,919,884 4.93% 149,135,839 4.76% 160,001,194 5.59% 157,818,583 5.97% 174,213,843 5,21% 135 COUNTY OF ALBEMARLE, VIRGINIA Demographic Statistics Last Ten Fiscal Years Table 11 Fiscal Year Population (5) 1992 69,972 1993 71,335 1994 72,560 1995 75,742 1996 76,976 1997 77,420 1998 78,401 1999 80,145 2000 79,236- 2001 80,487 Source: Per Capita Median School Income (3) Age (5) Enrollment (1) Unemployment Rate (2) 21,015 31.6 10,436 .4.40% 23,973 '31.6 10,581 3.20% 24,837 31.6 10,889 3.20% 24,837 (4) 31.7 11,123 2.70% 24,837 (4) 31.7 11,344 2.10% 24,837 (4) 31.7 11,626 2.20% 23,357 (4) 31.7 11,513 1.40% 29,063 (4) 31.7 12,188 1.50% 30,947 (6) 31.7 12,237 1.30% N/A 37.4 12,140 1.70% Above information obtained from the Weldon Cooper Center for Public Service unless otherwise noted. (1) Albemarle County Public Schools (2) Virginia Employment Commission (3) Includes City of Charlottesville (4) Estimate by Department of Finance (5) U.S. Census Bureau (6) Bureau of Economic Analysis N/A - Not available 136 COUNTY OF ALBEMARLE, VIRGINIA Property Value, Construction Activity, and Bank Deposits Last Ten Fiscal Years Table 12 Fiscal Property Value (1) * Residential Commercial Construction Construction Bank * Deposits Year Commercial Residential Exemptions Total 1992 $ 536,104 $ 4,098,437 $ 593,392 S 4,041,149 780 $ 67,153 1993 546,041 4,237,860 593,674 4,190,227 640 59,510 1994 612,664 4,689,827 771,156 4,531,335 886 88,554 1995 615,413 4,832,060 879,267 4,568,206 533 65,254 1996 692,929 5,160;724 985,521 4,868,132 541 82,761 1997 704,096 5,239,956 991,626 *¢,952,426 620 93,041 1998 729,017 5,576,068 1,091,456 5,213,629 575 95,765 1999 744,161 5,769,415 1,092,714 5,420,862 687 127,328 2000 866,193 6,313,459 1,293,516 5,886,136 51D 125,015 2001 973,035 6,787,088 %365,527 6,394,596 557 134,542 * Amounts expressed in thousands (1) Estimated actual value from TaMe 5 (2) Source FDIC - includes financial institutions insured by the FDIC (3) Nurn oer of commercial units for 1998, 1999, 2000 and 2001 include only new construction. renovations or additions. # of Units Value * # of Units Value * (2) 218 $ 17,422 $ 349,992 '174 9,777 338,989 229 20,629 355,399 184 10,669 357,490 225 27,699 354,604 221 43,305 377,117 54 38,168 (3) 365,453 51 22,586 (3) 417,626 43 23,819 (3) 423,676 43 35,542 (3) Not Available Does not include alterations, 137 COUNTY OF' ALBEMARLE, VIRGINIA Principal Real Property Taxpayers Year Ended June 30, 2001 Table 13 Taxpayer University of Virginia Rea[ Estate Foundation Char[es W. Hurt Shopping Center Associates G[emore Associates Westminister - Canterbury University of Virginia Rea[ Estate Foundation University of Virginia Host Properties, Inc. Ja-Zan First Interstate - Charlottesville State Farm Insurance Company Totals Type of Business Office Park Developer Shopping Mall Developer Retirement village Retirement Community - Hotel and Sports Club Condominiums Shopping Mall Insurance (1) Based on 2001 real estate tax assessment'records. $ Amounts are in thousands. 2001 Assessed Valuation (1) 98,650 50,466 37,796 30,830 29,812 28,850 26,975 23,691 22,178 21,577 370,825 Percentage. of Total Assessed Valuation 1.67% 0.86% 0.64% 0.52% 0.51% 0.49% 0.46% 0.40% 0.38% O. 37% 6.29% 138 COUNTY OF ALBEMARLE, VIRGINIA MisceLLaneous Statistics At June 30, 2001 Table 14 Date of Incorporation Form of Government Area in Square Mites Number of Traffic Lights Number of Linear Road Miles (5) Number of EmpLoyees (excLuding police and teachers): Fire Protection (aLL volunteer): PoLice Protection: Education: Recreation and CuLture: FaciLities and serw'ces not included in the reporting entity: Board of Supervisors/County Executive CLassified Exempt Number of stations Number of calLs answered Number Of paid firefighters Number of stations Number of sateLLite stations Number of police personnel and officers Number of patrol units Number of [aw violations: Physical arrests Traffic violations Number of elementary schools Number of elementary school instructors Number of secondary schools Number of secondary school instructors Number of community coLLeges Number of universities Community centers Parks (1) Park acreage (1) Tennis Courts Sewage system(ACSA) (2) MiLes of sanitary sewers Number of treatment plants Number of service connections DaiLy average treatment in ~aLLons (3) (4) Maximum daily capaCity of treatment plants in gaLLons (3) (4) (1) IncLudes schools which serve as community and district parks. (2) Source: ALbemarLe County Service Authority (3) IncLudes the City of CharLottesviLLe, Virginia (4) Source - Rivanna Water and Sewer Authority (5) Source - Virginia Department of Transportation 744 723 53 955 1,363 2O4 7 5,537 12 1 7 127 102 3,760 6,643 15 468 9 518 1 1 3 32 2,800 32 185 5 13,410 11,313,000 21,750,000 139 This page left blank intentionally ROBINSON, FARMTR, COX A££OCIATE$ C~R 71?2ED JaUBLIC A CCOU1VTA&r~is A PROFESSIONAL ~D L£ABILIT~ COMPAi~Y REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS TO THE BOARD OF SUPERVISORS COUNTY OF ALBEMARLE, VIRGINIA We have audited the financial statements of the County of Albemarle, Virginia as of and for the year ended June 30, 2001, and have issued our report thereon dated October 15, 2001. We conducted our audit in accordance with auditing standards.g.enerally accepted in the United States of Arnerica; Specificati'6ns '/or ASdits o/Counties, 'Citibs :a~f 'TOWns; issued" by the Audit0~' of Public ACcounts of the Commonwealth of Virginia; and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. ComPliance As part of obtaining reasonable assurance about whether the County of Albemarle, Virginia's financial statements are free of material misStatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grants, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. Internal Control Over Financial ReportinR I~ planning and 'perf0frn'ing our audit, 'we hbnsidered the County of Albemarle, Virginia'S internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide assurance on the internal control over financial reporting. Our consideration of the internal control over finandat reporting would not necessarily disclose alt matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal'control components does not reduce to a relatively low level the risk that misstatements in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. t41 However, we noted other matters involving the'internal control over financial reporting that we have reported to management in a separate letter dated October t5, 2001. This report is intended solely for the information and us of the Board of Supervisors, management, others within the organization, and federal awarding agencies and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties. Charlottesville, Virginia October 15, 2001 142 ROBINSON, FARMER', , 'COX ASSOCIATES 1Z~R TiF ...r~D .P UBZIC A CCO UPtTA lWTlg A J?ROFf35;IONAJ5 LIMII~D I2'ABILI'I'Y COMPANY REPORT ON COMPLIANCE WITH REQUIREMENTS APPLICABLE TO EACH MA, JOR PROGRAM AND INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A-133 TO THE BOARD OF SUPERVISORS COUNTY OF ALBEMARLE , VIRGINIA Compliance We have audited the compliance of the County of ALbemarle, VirBinia with the types of compliance requirements ..described in the U.S. Office of Management and Budget (OMB) Circular A-133 COmpliance Supplement that are appU'caNe to each of its major federal proBrams for the year ended June 30, 2001. The County.of Albemarle, VirBinia's major federal prosrams are identified in the summary of auditor's results section of the accompanyin8 schedule of findinss and questioned costs. CompLiance with the requirements of laws, resulations, contracts and 8rants applicable to each of its major federal proBrams is the responsibility of the County of Albemarle, Virsinia's manasement. Our responsibility is to express an opinion on the County of ALbemarle, Virsinia's compliance based on our audit. We conducted our audit of compliance in accordance with auditin8 standards 8eneraLLy accepted in the United States of America; the standards appLicabLe to financial audits contained in Government Auditin9 Standards, issued by the ComptroLLer General of the United States; and OMB CircuLar A-133, Audits of States, Local Governments, and Non-Profit Organizations. Those standards and OMB CircuLar A-133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to abOVe that could have a direct and material effect on a major federal proBram occurred. An audit includes examinin8, on a test basis, evidence about the County of AlbemarLe, Virsinia's compliance with those requirements and performin8 such.'~t'her'p~oCbdures as We'.CO'ns~dered"necessary 'in' thb.:circumstances. We believe that our audit provides a reasonabLe basis for our opinion. Our audit does not provide a Lesat determination on the County of AlbemarLe, Virsinia's compliance with those requirements. In our opinion, the County of ALbemarLe, Virsinia complied, in aL[ material respects, with the requirements referred to above that are appLicabLe to each of its major federal prosrams for the year ended June 30, 2001. 143 Internal Control Over Compliance The management of the County of Akbemarte, Virginia is responsible for estabUshin8 and maintaining effective internal control over compliance with requirements of laws, regulations, contracts and grants applicable to federal programs. In planning and performing our audit, we considered the County of ALbemarLe, Virginia's internal control over compUance with requirements that could have a direct and material effect on a major federal program in order to determine our auditing procedures for the purpose of expressing our opinion on compliance and to test and report on internal control over compliance in accordance with OMB Circular A-133. Our consideration of the internal control over compliance would not necessarily disclose alt matters in the internal control that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a reLativeLy low Level the risk that noncompliance with appUcable requirements of laws, regulations, contracts and grants that would be material in relation to a major federal program being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over compliance and its operation that we consider to be material Weaknesses. This report is intended soLeLy for the information and us of the Board of Supervisors, management, others within the organization, and federal awarding agencies and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties. CharLottesvilLe, Virginia October 15, 2001 144 COUNTY OF ALBEMARLE, VIRGINIA ScheduLe of Expenditures of Federal Awards Primary Government and Discretely Presented Component Unit Year Ended June 30, 2001 Federal Granting Agency/ Recipient State Agency/ Grant Program/Grant Number Primary Government: Department of AgricuLture: Pass Through Payments: Department of Social services: Food Stamp Administration Total De partment of AgricuLture Department of Health and Human Services: Pass Through Payments: Department of Social Services: Tern porary Assistance to Needy FamiLies Refugee programs Low-Income Home Energy Assistance ChiLd Care Assistance ChiLd Care and DeveLopment Foster Care i TitLe IV-E Adoption Assistance Social Services BLock Grant Administrative Cost of Medicaid ELigibiLity - University of Virginia Hospital State ChiLdren's Insurance Program Medical Assistance Program Substance Abuse and Treatment BLock Grant Total Department of HeaLth and Human Services Department of Housing and Urban Development: Direct Payments: Section 8 Housing Assistance Program Special Payments Moderate rehabiUtation program (Section 8) Pass through payments: Department of Housing and Community DeveLopment: DeveLopment: Community DeveLopment BLock Grant/States' Program Total Department of Housing and Urban Development Department of the Interior: Direct payments: Bureau of Land Management Number 97-258 (National ForestAcreage Payments) Federal Cata[o![ue Number 10.561 Expenditures 416,159 416,159 93.558 * $ 462,255 93.566 1,523 93.568 14,944 93.575 * 333,011 93.596 * 358,354 93.658 1,697,340 93.659 163,614 93.667 * 419,845 93.714 91,687 93.767 18,~82 93.778 281,698 93.959 2,111 3,844,564 14.195 $ 688,769 14.856 914,707 14.228 168,997 $ 1,772,473 10.665 $ 11,763 16.300 $ 29,481 16.607 6,898 16.710 236,725 16.579 110,981 Department of Justice: Pass through payments: Department of Cdminal Justice Services Law Enforcement BLock Grant BuLLetproof Vest Partnership Program PubLic Safety and Community PoLicing Grants Drug Control and System Improve ment Total Department of Justice 145 $ 384,085 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Expenditures of Federal Awards Primary Government and DiscreteJy Presented Component Unit Year Ended June 30, 2001 (Continued) Federal Granting Agency/ Recipient State Agency/ Grant Pro,~ram/Grant Number Federal Catalogue Number Expenditures Primary Government: (Continued) Department of Transportation: Pass through payments: Department of Motor Vehicles: State and Community Highway Safety Program Metropolitan PLanning Grants Total Department of Transportation Total Federal Assistance - Primary Government Component Unit - School Board: Department of Agriculture: Pass Through Payments: State Department of Agriculture: Food Distribution National School Breakfast Program National School Lunch Program (SL-4) (SL-11) Child Care Food Program (After School) Total Department of Agricu[ture 20.600 $ 17,206 20.605 15,628 10.555 10.553 10.555 10.558 32,834 $ 6,461,878 *. $ 127,899 * 129,084 * 713,286 * 33,286 1,003,555 Department of Education: Pass through payments Department Of Education.- Adult Education 84.002 English Literacy 84.002 Education Consolidation and Improvement Act of 1981: Title h Educationally Deprived Children 84.010 Migrant Education, Basic State Formula 84.011 Title Ih innovative Education 84.298 Economic Security (Eisenhower Program) 84.281 Elementary and Secondary Education Act: Title VI-B: Assistance to States for Education of Handicapped Children: Handicapped-State Grants 84.027 Preschool.programs 84.173 CLass'Size Reduction 83.340 Drug Education '84.186 Goals 2000 84.267 Literary Challenge 84.318 Vocational Education Basic Grants to States 84.048 Refugee Impact Grant 93.576 Total Department of Education Total Federal Assistance- Component Unit-School Board Total Expenditures of Federal Awards - (Memorandum On[y) - Reporting Entity (*) These programs are identified as major federal assistance programs. This schedule is prepared on the accrual basis'of accounting. $ 65~456 18,050 * 558,751 * 240,232 49,499 45,388 1,301,601 73,459 156,795 45,763 12,493 48,498 126,153 3,558 2,745,696 3,749,251 146 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Findings and Questioned Costs Year Ended June 30, 20001 Section ! - Summary of Auditor's Results Financial Statements Type of auditor's report issued: Internal control over financial reportin8: Material weaknesses identified? Reportable conditions identified not considered to be material weaknesses? Noncompliance material to financial statements noted? Federal Awards Internal control over major programs: Material weaknesses identified? Reportable conditions identified not considered to be material weaknesses? Type of auditor's report issued on compliance for major programs: Any audit findings disclosed that are required to be reported in accordance with Circular A-133, Section .510 (a)? Identification of major programs: CFDA # Name of Federal Pro~ram or Cluster 93.558 93.575 93.596 93.667 10.553 10.555 i0.558 84.010 84.011 Temporary Assistance to Needy Families Child Care Assistance Child Care and Development Fund Social Services Block Grant School Breakfast Program Sch6ol Lunch Program Child Care Fod Program (After School) Title I Title I - Migrant Program Dollar threshold used to distinguish between Type A and Type B programs Auditee qualified as low-risk auditee? Section II - Financial Statement Findings There are no financial statement findings to report. Section III - Federal Award Findings and Questioned Costs There are no federal award findings and questioned costs to report. Unquatified No None reported No No None reported UnquaLified No S306,334 Yes 147 COUNTY OF ALBEMALRE, VIRGINIA Schedule of Prior Year Findinss and Questioned Costs Year Ended June 30, 2001 There were no items reported. 148