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HomeMy WebLinkAboutComprehensive Annl. Fin. ReportCOMPREHENSIVE JUNE 30, 1999 COUNTY OF ALBEM~E, VIRGINIA COUNTY OF ALBEMARLE~ VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED ,JUNE 30, 1999 Prepared By: N~elvin A. Breeden, Director of Finance COUNTY OF ALBEA/u6,RLE, VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FISCAL YEAR ENDED JUNE 30, 1999 TABLE OF CONTENTS INTRODUCTORY SECTION TitLe Page ............................................. TabLe of Contents ........................................ Letter of Transmittal ....................................... Orga nizationaL Chart ....................................... Directory of OfficiaLs ............... ; ...................... Certificate of Achievement .................................. FINANCIAL SECTION Exhibit Independent Auditors' Report ......................................... General Purpose Financial Statements: Combined BaLance Sheet-Att Funds, Account Groups, and DiscreteLy Presented Component Unit ......................... Combined Statement of Revenues, Expenditures and Changes in Fund BaLances-ALl Governmental Funds and DiscreteLy Presented Component Unit ....................... - ............... Combined Statement of Revenues, Expenditures and Changes in Fund BaLances-Budget and Actuat-Generat, Speda[ Revenue, and Capital Projects Funds and Discretely Presented Component Unit ...... Combined Statement of Revenues, Expenses and Changes in Retained Earnings/ Fund BaLance-ALL Proprietary and NonexpendabLe Trust Funds ........ 4 Com bined Statement of Cash FLows-Att Proprietary and NonexpendabLe Trust Funds ............................... 5 Notes to Financial Statements ............................... PaRe 111-Vll ix-xiv xv xvii-xviii xix Pa~e 1-2 4-5 6-7 8-9 10 11 13-48 111 COUNTY OF ALBEMARLE, VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FISCAL YEAR ENDED JUNE 30, 1999 TABLE OF CONTENTS FINANCIAL SECTION (Continued) Combining Financial Statements: Special Revenue Funds: Combining BaLance Sheet .................................. Combining Statement of Revenues, Expenditures and Changes in Fund BaLances ......................................... Combining Statement of Revenues, Expenditures and Changes in Fund BaLances-Budget and Actual ............................ Debt Service Funds: Combining Statement of Revenues, Expenditures and Changes in Fund BaLances Combining Statement of Revenues, Expenditures and Changes in Fund BaLances--Budget and Actual ................................ Capita[ Projects Funds: Combining Ba[ance Sheet .................................. Combining Statement of Revenues, Expenditures and Changes in Fund BaLances ......................................... Combining Statement of Revenues, Expenditures and Changes in Fund BaLances-Budget and Actual ............................ Internal Service Funds: Combining Balance Sheet .................................. Combining Statement of Revenues, Expenses and Changes in Equity ...... Combining Statement of Cash Flows ........................... Fiduciary Funds: Combining Balance Sheet .................................. NonexpendabLe Trust Funds Combining Statement of Revenues, Expenses and Changes in Fund Balances ........................ Nonexpendable Trust Funds-Combining Statement of Cash Flows ........ Agency Funds-Statement of Changes in Assets and Liabitities ........... Genera[ Fixed Assets Account Group: Schedute of Fixed Assets by Source-Primary Government and Discretely Presented Component Unit ....... ' ...... ScheduLe of Fixed Assets by Function and Activity-Primary Government and Discretely Presented Component Unit ............. ScheduLe of Changes in Fixed Assets by Function and Activity-Primary Government and DiscreteLy Presented Component Unit .. Exhibit A-1 A-2 A-3 B-1 B-2 C-1 C-2 C-3 D-1 D-2 D-3 E-1 E-2 E-3 E-4 F-1 F-2 F-3 PaRe 52 53 54-55 59 60-61 64 65 66-67 70 71 72 74-75 76 77 78-79 82 83 84 COUNTY OF ALBEMARLE, VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FISCAL YEAR ENDED JUNE 30, 1999 TABLE OF CONTENTS FINANCIAL SECTION (Continued) Exhibit Discretely Presented Component Unit - School Board: Combining Balance Sheet .................................. G-1 Combining Statement of Revenues, Expenditures and Changes in Fund Balances ............................................. G-2 Combining Statement of Revenues, Expenditures and Changes in Fund Balances-Budget and Actual ............................... G-3 Schedule Supporting Schedules: Governmental Funds and Discretely Presented Component Unit-Schedule of Revenues-Budget and Actual ................... Governmental Funds and Discretely Presented Component Unit-Schedule of Expenditures-Budget and Actual ............... 2 Schedule of Director of Finance's AccountabiUty .. - ................. 3 Schedule of Director of Finance's AccountabiUty to the County-Att County Funds and Component Units ................................ 4 Schedule of Director of Finance's AccountabiUty to the Commonwealth .... 5 Schedule of Director of Finance's AccountabiUty to the Charlottesville- Albemarle Joint Health Center Building Fund ..................... 6 Schedule of Director of Finance's AccountabiUty to the Albemarle- CharlottesviUe Regional Jail Authority .......................... 7 Schedule of Director of Finance's AccountabiUty to the Emergency Operations Center ....................................... 8 Schedule of Director of Finance's AccountabiUty to the Darden Towe Memorial Park ......................................... 9 Schedule of Director of Finance's AccountabiUty to the Region Ten Community Services Board ................................. 10 Pa~e 86-87 89 90-91 Pa~e 95-101 102-106 107 108-109 110 111 112 113 114 115 V COUNTY OF ALBE/~,RLE, VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FISCAL YEAR ENDED JUNE 30, 1999 TABLE OF CONTENTS STATISTICAL SECTION General Governmental Expenditures by Function-Last Ten Fiscal Years .... General Governmental Revenues by Source-Last Ten Fiscal Years ........ General Governmental Tax Revenues by Source--Last Ten Fiscal Years ..... Property Tax Levies and CoLlections-Last Ten Fiscal Years ............. Assessed and Estimated Actual VaLue of TaxabLe Property-Last Ten Fiscal Years Property Tax Rates-Last Ten Fiscal Years ........................ Special Assessment BiLlings and CoLLections-Last Ten Fiscal Years ........ Computation of Legal Debt Margin, Direct and OverLapping Debt and Revenue Bond Coverage ......................................... Ratio of Net General ObLigation Bonded Debt to Assessed TaxabLe VaLue and Net General ObLigation Bonded Debt Per Capita-Last Ten Fiscal Years .... Ratio of Annual Debt Service Expenditures for General ObLigation Bonded Debt to Total General Governmental Expenditures-Last Ten Years .......... Demographic Statistics-Last Ten Fiscal Years .... .. ................. Property Value, Cofistruction Activity, and Bank Deposits-Last Ten Fiscal Years Real Property Taxpayers ................................... TabLe COMPLIANCE (SINGLE AUDIT SECTION) Report on CompLiance and on Internal Control Over Finandat Reporting BaSed on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards ....................................... Report on Compliance with Requirements AppLicabLe to Each Major Program and Internal Control Over CompLiance in Accordance with OMB CircuLar A-133 ScheduLe of Expenditures of Federal Awards ...................... ScheduLe of Findings and Questioned Costs ....................... 1 2 3 4 5 6 7 9 10 11 12 13 Pase 118-119 120-121 122-123 124 125 126 127 12 129 130 131 132 133 Pase 137-138 139-140 141-142 143 vi COUNTY OF ALBEMARLE Department of Finance 401 Mclntire Road Charlottesville, Virginia 22902-4596 Telephone (804) 296-5855 December 2, 1999 The Board of Supervisors County of Albemarle Commonwealth of Virginia Ladies and Gentlemen: The Comprehensive Annual Financial Report of the County of Albemarle, Virginia for the fiscal year ended June 30, 1999, is submitted herewith. Responsibility for the accuracy and completeness of the data presented and the fairness of the presentations, including all disclosures, rests with the County. We believe the data presented is accurate in all material aspects; that it is designed and presented in a manner to fairly set forth the financial position and results of operations of the County as measured by'the financial activity of its various funds; and that all the necessary disclosures have been included to enable the reader to gain the maximum understanding of the County's financial affairs. This report is presented in four sections: introduction, financial, statistical, and compliance. The introduction sections includes this transmittal letter, the government's organization chart, and a list of principal officers. The financial section includes the general purpose financial statements and notes, combining and individual fund and account group financial statements, supporting schedules and the independent auditors' report. The statistical section includes selected financial and demographic data, generally presented on a multi-year basis. The single audit is required under the provisions of the Single Audit Act of 1984 and U.S. Office of Management and Budget Circular A-133, Audits of States. Local Governments and Non-Profit Organ izations. The financial statements of Albemarle County are prepared in accordance with accounting and reporting principles as determined by the Governmental Accounting Standards Board. The financial statements distinguish between the primary government and its component units. The financial reporting entity includes all the funds and account groups of the primary government, as well as all of its component units. Component units are legally separate entities for which the primary government is financially accountable. The Albemarle County FAX ~8041 2~6-581 ! VT~')D (804) 972-4012 School Board is reported as a component unit of the Albemarle County government. The County provides a full range of governmental services. Major programs include administration, judicial, public safety, public works, human development, parks and recreation, education and community development. The County also serves as fiscal agent for several City/County jointly governed entities which include the Charlottesville-Albemarle Joint Health Center Building Fund, the Emergency Communications Center, the Darden Towe Memorial Park, and Region Ten Community Services Board. The County also provides various governmental services to the Albemarle-Charlottesville Regional Jail Authority. ECONOMIC CONDITION AND OUTLOOK The County of Albemarle was formed from the County of Goochland in 1744 by an act of the Virginia General Assembly. The County is named for William Anne Keppel, the Second Earl of Albemarle, who was at that time the Governor-General of Virginia. Scottsville was the original County seat until 1761 when the County Government was moved to Charlottesville. The present boundaries of the County were established in 1777. The development of the County and its 740 square miles is such that although it retains a large urban area, it also has a considerable amount of agricultural, commercial and industrial land. The County also boasts its historical heritage including Thomas Jefferson's residence, "Monticello"; James Monroe's home, "Ashlawn"; Dr. Thomas Walker's 1765 Plantation, "Castle Hill"; the birth site of George Rogers Clark; Patrick Henry's family tavern, "Michie Tavern"; and Albemarle County's 1830 Court House. The County is also home of the University of Virginia, the Foxfield Races, and the Virginia Festival of American Film. Albemarle County's rich historical heritage also plays a part in the area's economic growth. Government, manufacturing, and service industries continue to lead area employment. Major employers in Albemarle County include the University of Virginia, Albemarle County, G E Fanuc Automation, State Farm Mutual Insurance Company and ConAgra. Based on available economic data, Albemarle County's economy continues to maintain itself. According to the Virginia Employment Commission, 1999 unemployment in the County rose slightly from the previous year figure of 1.4% to 1.5%. Compared to the 3.2% state unemployment rate and 4.5% national unemployment rate, Albemarle is in very good condition. Retail sales in the County continue to grow: 1998 retail sales totaled $774 million as compared to $759 million in 1997. The first quarter of 1999 also shows the promise of continued growth with $181.3 million in retails sales being reported compared to $165.7 million for the same period last year. viii MAJOR INITIATIVES Current Initiatives Initiatives were undertaken by the County during Fiscal Year 1999 in several areas including Education, Parks and Recreation, Library, and Public Safety. Education initiatives included the completion of renovations to the Vehicle Maintenance Facility, classroom additions at Stone Robinson Elementary School and Henley Middle School, and several maintenance projects at various schools throughout the County. Parks and Recreation initiatives included improvements at Chris Greene Lake and the Stone Robinson Play Field. Public Safety in itiatives saw the start of a mu Itij urisdictional Juvenile Detention Commission to begin construction of a juvenile detention facility. Other initiatives include the continuing contributiohn by the County toward a sinking fund for the construction of a new fire/rescue building. The Emergency Commmunications Center building, a joint venture between the City of Charlottesville, University of Virginia, and the County was basically completed during this year. It is currently anticipated that emergency dispatch services will be moved from their current location sometime during the year 2000. Future Initiatives Work is currently underway to make improvements to the public safety communications system. This upgrade in the communications system will increase the coverage and decrease communication congestion on the system. It will also increase inter-operability in times of emergencies. Education initiatives include preliminary planning for an additional elementary school in the northern urban area of the County. Improvements and upgrades to computer technology in all schools will also be continuing. FINANCIAL INFORMATION Internal Control Structure. The management of Albemarle County is responsible for establishing and maintaining internal controls. Estimates and judgments by the management are required to assess the expected benefits and related costs of internal control policies and procedures. Internal Controls are designed to provide reasonable, but not absolute, assurance (1) that County assets are safeguarded against unauthorized use or disposition and, (2) financial transactions are conducted properly and in accordance with County policy. ix Budgetary Controls. Budgetary controls are established to ensure compliance with the annual appropriation ordinance adopted by the Board of Supervisors. General, School, Debt Service, and School Self-Sustaining Funds are included in this ordinance. A separate appropriation is approved by the Board of Supervisors for the General Government and Education Capital Improvement Funds. Budgetary controls'are maintained at the department level. All purchase orders are reviewed prior to issuance to confirm sufficient appropriated balances exist. Purchase orders which would result in over-expenditures are not released until additional funds are appropriated.' Open encumbrances are carried forward at year-end and generally reappropriated. General Government Functions. General Government Function revenues, which include General, Special Revenue, Debt Service, Capital Projects Funds and the Component Unit - School Board, totaled $147,564,622 in fiscal year 1998/99. This represents a 10.91% increase from FY 1997/98. General property taxes Other local taxes Permits, privilege fees and regulatory licenses $ 61,700,661 Revenue from use of money and property 27,134,007 1,089,241 41.81 18.39 .74 1,963,823 I 3.29 3,993,478 17.26 9.02 90,134 Fines and forfeitures 243,320 .16 26,432 12.19 1,855,092 1.26 (475,169) (20.39) Charges for services 4,998,531 3.39 Miscellaneous 424,045 .29 Recovered costs 3,195,492 2.17 Intergovernmental TOTAL 46,924,233 31.80 $147,564,622 100.00 404,152 8.80 (103,813) (19.67) 624,377 24.28 7,993,042 20.53 $14,516,456 10.91 General Property Tax revenue, which is comprised of both Real Estate and Personal Property Taxes, increased 3.29% from 1997/98. This increase is due in part to the real estate reassessment effective January 1, 1999. Other local taxes increased 17.26% over last fiscal year. Increases occurred in several categories including sales and use tax, lodging tax, business license tax, and the meals and beverage tax. These increases in local taxes reflect the areas current economic strength. X Intergovernmental category also increased during FY 98/99 by 20.53%. Increases were shown in the amount of state aid received for the school system. FY 98/99 was also the first year of the Personal Property Tax Relief Act. This act, implemented state-wide in 1998, provides for the phasing out of personal property taxes paid by individual taxpayers for vehicles assessed under $20,000 over a five year period. The Act provides that the relief amount will be paid from state revenues. FY 98/99 was the first year that money was actually received from the state for this program. General Government Function expenditures increased $10,865,355 over FY 1997/98. The largest increase came in the area of Education which increased $7,830,139. Monticello High school, the County's third high school, began operation with the 1998/99' school year. A portion of this increase reflects the high school's operating costs. The 21.43% increase in Health and Welfare is attributed primarily to an increase in public assistance, employment services, and grant activities. Debt service principal and interest payments increased during the year by $1,842,875. This in.crease is due to the first principal and interest payment on the $20,455,000 general obligation bond issue for Monticello High School. General government administration Judicial administration $ 5,558,735 2,259,053 3.47 84,452,776 1.41 Public safety 12,253,473 7.66 Public works 2,253,913 1.70 Health and welfare 11,028,743 6.89 Education 52.78 Parks, recreation, and cultural 3,082,292 1.93 Community development 10,301,716 6.44 Capital projects 19,265,117 12.04 Debt Service: Principal retirement 5,275,891 3.30 Interest and other fiscal charges 3,798,057 2.37 TOTAL $160,001,194 100.00 $ (15,895) (.29) 180,138 8.67 675,440 5.83 425,711 18.52 1,946,069 21.43 7,830,139 10.22 149,217 5.09 512,693 5.24 (2,681,032) (12.22) 987,139 23.02 855,736 29.08 10,865,355 7.29 x1 Proprietary Fund Type Operations The County maintains an internal service fund for health self-insurance. The health insurance fund is funded by contributions from the County, other participating entities and their employees. Fiduciary Fund Type Operations The County maintains various non-expendable trust funds. These funds were created under specific agreements with the County as trustee. Expenses are as specifically directed under the various trust agreements. Debt AdministratiOn On November 19, 1998, the County issued, through the Virginia Public School Authority, $7,245,000 in General Obligation School Bonds to fund several school related construction projects. A portion of this issue, $3,000,000, is for construction of a new school building for the Piedmont Regional Educatgion Program. The total outstanding General Obligation School Bonds is $66,300,000. Combined with the outstanding state literary lOans, caPital lease obligations, and the VRS Early Retirement System obligation, the total long-term obligations are $71,226,049. This results in a debt per capita of approximately $843.00. Cash Management The County uses a pooled cash approach which allows a greater degree of investment flexibility and return on investment. Investments are competitively bid among local banks to obtain the highest rate available. All County funds are invested in instruments allowed by the Code of Virginia, Chapter 3, Title 26. The County utilizes the LoCal Government Investment Pool (LGIP) and other money market funds that hold only government securities. Risk Management The County participates in a public entity risk pool that provides consolidated health care benefits plan for their employees. The plan is based on a service contract with a private carrier in which bills are derived from actual expenses incurred or claims filed. The participating entities have established that a reserve fund meet the excess claims. Each participating entity is responsible for payment amounts billed by the County. Accounting is made in an internal service fund as previously discussed. The County and School Board contracts with the Virginia Municipal Grou~p Self-Insurance Association to provide worker's compensation coverages. The Association may assess all members based on the proportion which their premium bears to the total premium of all members should the Association suffer a deficit and depletion of all its assets. xii Property damage, employee crime and dishonesty and general liability coverages are contracted with a private insurance carrier. Public Officials and Law Enforcement Liability coverages are through the Virginia Department of Risk Management and are similar to the Virginia Municipal Group Self-Insurance Association. General Fixed Assets The County undertook during fiscal year 93/94 the inventorying of fixed assets. The current policy requires only assets with an original cost of $5,000 or greater to be included. Assets, as defined in this policy totaled $186,907,186 as of June 30, 1999 for the County and component unit School Board. Since this figure represents the original cost it is considerably less than their present replacement cost. Depreciation on general fixed assets is not required and has not been recorded on the County's accounting system or reflected in the financial statements. Other Information Independent Audit. The Commonwealth of Virginia requires that the financial statements of the County be audited by an independent certified public accountant. The accounting firm of Robinson, Farmer, Cox Associates has performed an audit for the County for the fiscal year ended June 30, 1999. The auditor's opinion is included in this report. Certifiate of Achievement. The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the County of Albemarle, Virginia, for its comprehensive annual financial report (CAFR) for the fiscal year ended June 30, 1998 The Certificate of Achievements is a prestigious national award recognizing conformance with the highest standards for preparation of a state and local government financial reports. In order to be awarded a Certificate of Achievement, a government unit must publish an easily readable and efficiently organized comprehensive annual financial report, whose contents conform to program standards. The CAFR must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current report continues to conform to the Certificate of Achievement program requirements, and we are submitting it to the GFOA. xiii Acknowledgements I would like to express my appreciation to the staff of the Finance Department for their commitment and dedication to the financial management of the County and the preparation of this report. I would also like to thank the County Board of Supervisors and the County Executive Staff for their support of the County's financial operations in a responsible and progressive manner. Melvin A. Breeden Director of Finance xiv COUNTY GOVER #MCNT ORGAN ZZATZONAL CHART VOTERS I C~RT ~ COURT [ c~ BOMD LcRCGISTHM I I COI~T ,J~OG~ CI.~K I ZONING APPF. ALS ,I ALBI~I&qLC Sr. RVIC£ ~3JTH~NITY × L I '1 CM~IS~ION lrlli~Jl£'c R[SID[NT COUNTY OF ALBEMARLE, VIRGINIA David P. Bowerman Charlotte Y. Humphris BOARD OF SUPERVISORS Forrest Marshatt, Chairperson Chartes S. Martin, Vice-Chair Efta W. Carey, Cterk Watter F. Perkins Satty H. Thomas R. Madison Cummings Susan C. GatUon Jeffrey D. Joseph SCHOOL BOARD John E. Baker, Chairperson Stephen H. Ko~eszar, Vice-Chair Tina Pendteton Futter, Cterk Diantha H. McKeet Dr. Chartes M. Ward Arthur Brown, Jr. AAichae[ Brown Martha Orton WELFARE BOARD Martha Harris, Chairperson Patdcia Ewers, Vice-Chair Mary Timbertake, Cterk Karen Powe[[ Roxanne White xvii COUNTY OF ALBEMARLE, VIRGINIA OTHER OFFICIALS County Executive ......................................... Robert W. Tucker, Jr. School Superintendent ......................................... Kevin C. Castner Assistant County Executive ..................................... Roxanne W. White CLerk of the Circuit Court ...................................... SheLby J. Marshall Judge of the Circuit Court ................................... Paul M. Peatross, Jr. CommonweaLth Attorney .................................... James L. CambLos, III County Attorney ............................................... Larry W. Davis Director of Information Services ..................................... Fred Kruger Director of Engineering and Public Works ........................ William I. Mawyer, Jr. Extension Agent .............................................. David H. Vaden Director of Finance ......................................... Melvin A. Breeden CLerk of the General District Court ................................. PhyLLis W. Tignor Judge of the General District Court ............................... Stephen H. He[yin Director of BuiLding Codes and Zoning Services ....................... AmeLia G. McCuLLey Director of Emergency Operations Center ........................... Thomas A. Hanson Director of Parks and Recreation ................................ Patrick K. MuL[aney Director of Human Resources .................................. Michael R. Thompson Director of PLanning and Community Development ................... Vincent W. Cilimberg Chief of PoLice ................................................ John F. MiL[er Registrar ................................................. James M. Heilman Sheriff .................................................. Terry W. Hawkins Director'of Social Services .................................... Katherine A. Ralston Water Resource Manager ..................................... David J. Hirschman XVlll Certificate of Achievement for Excellence in Financial Reporting Presented to County of Albemarle, Virginia For its Comprehensive Annual Financial Report for the Fiscal Year Ended June 30, 1998 A Certificate of Achievement for Excellence in Finandal Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial . reports (CAFRs) achieve the highest standards in government accounting and financial reporting. Executive Director xix ROBINSON, FARMER, Cox ASSOCIATES A PROF£SSIONAL LIMIT£D LIABILITY COMPANY CERTIFIED PUBLIC ACCOUNTANTS INDEPENDENT AUDITORS' REPORT TO THE BOARD OF SUPERVISORS COUNTY OF ALBEMARLE, VIRGINIA We have audited the accompanying general purpose financial statements and the combining financial statements of the County of Albemarle, Virginia, as of and for the year ended June 30, 1999, as listed in the Table of Contents. These financial statements are the responsibility of the County's management. Our responsibiUty is to express an opinion on these finandat statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards; Government Auditing Standards, issued by the Comptroller General of the United States; the provisions of Office of Management and Budget Circular A-133, Audits of States, Local Governments and Non-Profit Organizations; and the Specifications for Audits of Counties, Cities and Towns issued by the Auditor of Public Accounts of the Commonwealth of Virginia. Those standards and OMB Circular A-133 require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general purpose financial statements referred to above present fairly, in all material respects, the financial position of the County of Albemarle, Virginia, as of June 30, 1999, and the results of operations and cash flows of its proprietary fund types and nonexpendable trust funds for the year then ended in conformity with generally accepted accounting pdndptes. Also, in our opinion the cOmbining and individual fund and account group financial statements referred to above present fairly, in att material respects, the financial position of each of the individual funds and account groups of the County of Albemarle, Virginia, as of June 30, 1999 and the results of its operations of such funds and cash flows of individual proprietary fund types and nonexpendable trust funds for the year then ended in conformity with generally accepted accounting principles. In accordance with Government Auditing Standards, we have also issued our report dated October 14, 1999 on our consideration of the County of ALbemarle, Virginia's internal control over financial reporting and our tests of compliance with certain provisions of Laws, regulations, contracts and grants. Our audit was conducted for the purpose of forming an opinion on the general purpose financial statements taken as a whole and on the combining financial statements. The accompanying financial information listed as supporting schedules in the table of contents, including the schedule of expenditures of federal awards required by the U.S. Office of Management and Budget Circular A-133, Audits of States, Local Governments and Non-Profit Or~anlzatfons, is presented for purposes of additional analysis and is not a required part of the financial statements of the County of Albemarle, Virginia. Such information has been subjected to the auditing procedures applied in the audit of the general purpose and combining financial statements and, in our opinion, is fairly presented in all material respects in relation to the financial statements of each of the respective individual funds and account groups taken as a whole. The statistical tables listed in the Table of Contents are not a required part of the basic financial statements, and we did not audit or apply limited procedures to such information. Accordingly, we do not express any assurances on such information. Charlottesville, Virginia October 14, 1999 2 General Purpose Financial Statements COUNTY OF ALBEAAARLE, VIRGINIA Combined Balance Sheet - All Funds, Account Groups, and Discretely Presented Component Unit At June 30, 1999 ASSETS AND OTHER DEBITS Assets: Cash and cash equivalents Receivables (net of allowances for uncot[ectibtes): Taxes including penalties Accounts Interest Due from other governments Due from other funds Inventory, at cost Prepaid items Advances to other entities Restricted assets: Investments Fixed assets Other Debits: Amount available for debt service Amount to be provided for the retirement of genera[ long-term debt and accrued leave Total assets LIABILITIES~ E(~UITY AND OTHER CREDITS Liabilities: Accounts payable Compensation payable Accrued Habilities Due 'to other funds Amounts held for others Deferred revenues Accrued vacation and sick leave Genera[ obligation bonds payable State literary fund loans payable Capital lease obUgations payable Note payable VR5 early retirement incentive obligation Total liabilities Equity and other credits: Investment in general fixed assets Retained earnings: Reserved for health insurance claims Unreserved Fund balances: Reserved for inventory Reserved for endowments Reserved for advances to other entities Unreserved: Designated: Subsequent year's expenditures Debt service Capital projects Undesignated Total equity and other credits Total liabilities, equity and other credits Proprietary Fiduciary Governmental Fund Types Funds Fund Types Special Capital Internal Trust and General Revenue Projects Service Agency $ 15,387,853 $ 3,129,386 $ 5,837,875 $ 3,457,305 $ 748,961 3,203,172 1,077,347 499 2,518,496 714,231 28,878 1,079 87,861 1,272,321 106,956 505,208 495,787 1,774,098 323,822 $ 22~931,555 $ 4,489,568 $ 7,718,929 $ 3,962,513 $ 1,568,570 $ 953,589 S 478,697 S 1,382,166 $ 61,466 $ 11,698 573,990 66,827 43,986 1,183,358 221,139 493,092 467,293 3,237,395 114,691 $ 4,808,960 $ 766,663 $ 1,382,166 $ 1,359,515 $ 972,083 S $ - $ $ S 2,292,680 310,318 28,878 1,774,098 596,487 862,055 500,000 16,731,662 $ 18,122,595 22,931,555 3,722,905 4,562,665 S 3,722,905 S 6,336,7631 $ 2,602,998 $ 4,489,56~8 $ 7,718,929 , S 3,962,51~3 $ 596,487 S, 1,5168,57'0 The accompanying notes to financial statements are an integra[ part of this statement. 4 Exhibit 1 Account Groups Fixed Assets General Lon!t-term Debt Totals Totals "Memorandum Component "Memorandum Only" Unit Only" PHmary School Reporttnil Government Board Entity S S $ 28,561,380 $ 17,748,397 $ 46,309,777 35,215,053 $ 35,215,053 S $ S 3,203,172 3,203,172 2,273,159 1,082,244 3,355,403 499 499 3,790,817 2,008,488 5,799,305 714,231 714,231 28,878 227,176 256,054 1,079 7,819 8,898 1,774,098 1,774,098 323,822 323,822 35,215,053 151,692,133 186,907,186 1,644,600 1,644,600 1,711,479 1,711,479 69,581,449 71,292,928 1,711,479 S $ 1,327,958 116,656 266,865 $ S 1,711,479 $ $ 35,215,053 $ $ 77,597~667 $ 243,992,306 $ 321~589,973 2,887,616 $ 2,635,252 5,522,868 640,817 8,360,670 9,001,487 1,227,344 1,227,344 714,231 714,231 467;293 467,293 3,352,086 105,589 3,457,675 1,327,958 944,209 2,272,167 66,300,000 66,300,000 2,787,998 2,787,998 116,656 116,656 266,865 266,865 1~193~842 1~193,842 11~000,866 $ 82,327,560 $ 93,328,426 35,215,053 $ 151,692,133 $ 186,907,186 2,292,680 2,292,680 310,318 310,318 28,878 227,176 256,054 596,487 596,487 1,774,098 1,774,098 $ 35,215,053 S $ S 35,215,053 = $ 1,711,47~$ 862,055 630,428 1,492,483 1,644,600 1,644,600 5,062,665 4,142,651 9,205,316 20~454,567 3,327,758 23,782~325 .. 66,596;801 $ 161,664~746 $ 228,261,547 77,597,667 $ 243,992,306 $ 321,589,973 COUNTY OF ALBEMARLE, VIRGINIA Combined Statement of Revenues, Expenditures and Changes in Fund Balances All Governmental Funds and Discretely Presented Component Unit Year Ended June 30, 1999 Governmental Fund Types Special Debt Capital General Revenue Service Project Fund Funds Funds Funds Revenues: General property taxes Other local taxes Permits, privi[ege fees and regulatory licenses Fines and forfeitures Revenue from use of money and property Charges for services MisceLlaneous Recovered costs Revenue from the CommonweaLth Revenue from the Federal Government $ 61,700,661 $ 26, 362,664 771,343 1,089,241 243,320 886,817 136,778 990,976 34,079 68,178 122,713 1,190,430 33,152 7,500,848 2,806,237 2,687,988 2,396,138 67;734 Total revenues $ 102,721,123 $ 6,300,440 67,734 Expenditures: Current: General government administration Judicial administration Public safety Public works Health and welfare Education Parks, recreation, and cultural Community development Cap[tat projects Debt service: Principal retirement Interest and other fiscal charges $ 5,558,735 $ $ 2,161,967 97,086 10,827,960 1,425,953 2,352,131 372,770 6,678, 918 4,349,825 8,535 3,082,292 8,540,217 1,761,499 155,145 41,883 Total expenditures $ 39,210,755 $ 8,007,133 $ 197,028 Excess (deficiency) of revenues over expenditures 63,510,368 $ (1,706,693) $ (129,294) Other financing sources (uses): Proceeds from long-term debt Operating transfers in Operating transfers out Operating transfers from primary government Operating transfers to primary government Operating transfers from component unit Operating transfers to component unit $ S $ 40,078 2,342,835 129,294 (4,610,051) (8%048) 66,815 386,735 (57,090,236) Total other financing sources (uses) $ (61,593,394) $ 2,640,522 $ 129,294 Excess (deficiency)of revenues E other sources over expenditures Eother uses $ 1,916,974 $ 933,829 $ 2,789,076 Fund balance at beginning of year 16,205,621 Fund balance at end ofyear 255,484 72,574 $ 328,058 3,532,939 S 3,532,939 $ (3,204,881) $ 2,348,967 (162,075) $ 2,186,892 $ (1,017,989) 7,354,752 6 The .accompanying notes to financial statements are an integral part of this statement. $ 18,122,595 $ 3,722,905 = $__5 6,336,76~ Exhibit 2 Totals Totals "Memorandum Corn ponent "Memorandum Only" Unit Only" Primary School Reporting Government Board Entity $ 61,700,661 $ $ 61,700,661 27,134,007 27,134,007 1,089,241 1,089,241 243,320 243,320 1,346,813 508,279 1,855,092 1,025,055 3,973,476 4,998,531 190,891 233,154 424,045 1,223,582 1,971,910 3,195,492 10,379,659 28,546,049 38,925,708 5,084~126 2,914,399 7,998,525 109,417,355 38,147,267 $ 147,564,622 5,558,735 $ $ 5,558,735 2,259,053 2,259,053 12,253,913 12,253,913 2,724,901 2,724,901 11,028,743 11,028,743 8,535 84,444,241 84,452,776 3,082,292 3,082,292 10,301,716 10,301,716 3,532,939 15,732,178 19,265,117 155,145 5,120,746 5,275,891 41,883 3,756,174 3,798,057 50,947,855 $ 109,053,339 $ 160,001,194 $ 58,469,500 $ (70,906,072) $ (12,436,572), $ 7,245,000 $ 7,245,000 $ 4,861,174 320,925 5,182,099 (4,861,174) (320,925) (5,182,099) 57,090,236 57,090,236 (453,550) (453,550) 453,550 453,550 (57,090,236) (57,090,236) $ (56,636,686) $ 63,881,686 $ 7,245,000 $ 1,832,814 $ (7,024,386) $ (5,191,572) 26,349,449 16,996,999 43,346,448 $ 28,182,26~. $ 9,972,61~$ 38,154,876 COUNTY OF ALBEA/b~RLE, VIRGINIA Combined Statement of Revenues, Expenditures and Changes in Fund Balances-- Budget and Actual--General, Special Revenue, and Capital Projects Funds and Discretely Presented Component Unit Year Ended June 30, 1999 Revenues: General property taxes Other local taxes Permits, privilege fees and regulatory licenses Fines and forfeitures Revenue from use of money and property Charges for services Miscellaneous Recovered costs Revenue from [he Commonwealth Revenue from the Federal Government Total revenues Expenditures: Current: General government administration Judicial administration Public safety Public works Health and welfare Education Parks, recreation, and cultural Community development Capita[ projects Debt service: Principal retirement Interest and other fiscal charges Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Proceeds from Long-term debC Operating transfers in Operating transfers out Operating transfers from primary government Operating transfers to primary government Operating transfers from component unit Operating transfers to component unit Total other financing sources (uses) Excess (deficiency) of revenues ~ other sources over expenditures ~ other uses Fund balance at beginning of year Fund balance at end of year General Fund Special Revenue Funds Variance Favorable Bud~Jet Actual (Unfavorable) Bud!~et Actual $ 63,233,900 $ 61,700,661 $ (1,533,239) $ $ 24,177,100 26,362,664 2,185,564 700,000 771,343 Variance Favorable (Unfavorable) 71,343 1,093,350 1,089,241 (4,109) 187,700 243,320 55,620 1,393,000 886,817 (506,183) 136,778 136,778 942,681 990,976 48,295 31,730 34,079 2,349 48,200 68,178 19,978 179,328 122,713 (56,615) 1,059,874 1,190,430 130,556 18,072 33,152 15,080 5,628,242 7,500,848 1,872,606 2,907,273 2,806,237 (101,036) 2,577,834 2,687,988 110,154 3,588,150 2,396,138 (1,192,012) $ 100,341,881 $ 102,721,123 $ 2,379,242 $ 7,424,553 $ 6,300,440 $ (1,124,113) S 5,818,369 S 5,558,735 $ 259,634 $ $ $ 2,217,180 2,161,967 55,213 105,716 11,059,245 10,827,960 231,285 2,235,396 2,615,415 2,352,131 263,284 444,037 6,825,865 6,678,918 146,947 4,821,985' 8,535 8,535 3,183,422 3,082,292 101,130 9,075,868 8,540,217 535,651 3,271,481 1,761,499 1,509,982 97,086 8,630 1,425,953 809,443 372,770 71,267 4,349,825 472,160 $ 40,803,899 $ 39,210,755 $ .1,593,144 $ 10,878,615 $ 8,007,133 $ 2,871,482 S 59,537,982 $ 63,510,368 $ 3;972,386 $ (3,454,062)$ (t~706,693) $_ 1,747,369 $ $ $ $ $ S 30,000 40,078 10,078 2,343,093 2,342,835 (258) (5,354,710) (4,610,051) 744,659 (225,820) (89,048) 136,772 66,815 66,815 386,735 386,735 (56,905,906) (57,090,236) (184,330) S (62,163,801) S (61,593,394) S 570,407 S 2,504,008 S 2,640,522 S 136,514 $ (2,625,819) S 1,916,974 S 4,542,793 S (950,054) $ 933j829 S 1,883,883 2,625,819 16,205,621 13,579,802 950,054 2,789,076 1,839,022 S S 18,122,595 S t8,122,595 S S 3,722,905 S 3,722,905 The accompanying notes to financial statements are an integral part of this statement. Exhibit 3 Debt Service Funds Capital Projects Funds Variance Favorable Bud![et Actual (Unfavorable) Bud!tel Actual $ $ $ $ $ $ Component Unit School Board Variance Favorable (Unfavorable) Budliet Actual Variance Favorable (Unfavorable) $ $ $ 68,000 67,734 68,000 $ 67,734 $ (266) 66,000 255,484 2,593 12,000 153,852 72,574 (266) S 234,445 $ 328.058 $ 189,484 162,000 508,279 346,279 (2,593) 4,210,740 3,973,476 (237,264) (12,000) 177,294 233,154 55,860 1,900,414 1,971,910 71,496 (81,278) 28,155,852 28,546,049 390,197 2,849,177 2,914,399 65,222 93;613 $ 37,455,477 $ 38,147,267 $ 691,790 " s $ $ $ $ $ $ $ $ 85,914,483 84,444,241 412,068 155,145 48,840 41,883 460,908 $ 197,028 $ $ (392,908) 5~S $ $ $ 392,908 129,294 10,485,203 3,532,939 256,923 6,957 263,880 $ 10,485,203 $! 3,532,939 263,614 $ (10,250,758) 6,952,264 18,617,024 15,732,178 5,153,183 5,120,746 3,730,239 , 3,756,174 6,952,264 $ 113,414,929 $ 109,053,339 7,045,877 $ (75,959,452) $ (70,906,072) $ $ 2,484,734 $ $ (2,484,734) $ 7,137,127 S 7,245,000 $ (263,614) 2,976,604 2,348,967 (627,637) 295,925 320,925 (162,075) (162,075) (295,925) (320,925) 56,905,906 57,090,236 (453,550) (453,550) 392,908 $ 129,294 S (263,614) $. 5,299,263 $ 2,186,892 $ (3,112,371) $ 63,589,483 $ 63,881,686 $ s s S S s s S (4,951,495) $~(1,017,989) $ 3,933,506 S (12,369,969) S (7,024,386) $ 4,951,495 5,054,752 103,257 12,369,969 16,996,999 $ , $ 4,036,763 S 4,036,76S S 9,972,613 S 1,470,242 2,884,846 32,437 (25,935) 4,361,590 5,053,380 107,873 25,000 (25,000) 184,330 292,203 5,345,583 4,627,030 9,972,613 9 COUNTY OF ALBEMARLE, VIRGINIA Combined Statement of Revenues, Expenses and Changes in Retained Earnings / Fund Balance-- All Proprietary and Nonexpendable Trust Funds Year Ended June 30, 1999 Exhibit 4 Operating revenues: Charges for services Interest income Miscellaneous revenue Totatrevenues Operating expenses: Health insurance claims Duplicating costs Education Health and welfare Public works Total operating expenses Operating income (toss) Non-operating revenues (expenses): Interest income Net income Retained earnings / fund balances at beginning of year Retained earnings / fund balances at end of year Fiduciary Proprietary Funds Funds Non- Totals Internal expendable "Memorandum Service Trust Only" 7,307,2~ $ - $ 71,828 58,433 98,000 7,365,705 $ 169,828 $ 7,307,2~ 71,828 156,433 7,535,533 6,854,373 $ $ 222,758 - 7,905 3,000 530,224 7~077~131 $ 288,574 $ 6,854,373 222,758 7,905 3,000 530,224 541~129 $ 7,618,260 (371,301) $ (82,727) 147,559 S 436,133 $ 2,166,865 2,602,998 S $ 147,559 (371,301) $ 967,787 596,486 $ 64,832 3~134,652 3,199,484 The accompanying notes to financial statements are an integral part of this statement. 10 COUNTY OF ALBEMARLE, VIRGINIA Combined Statement of Cash Flows-- All Proprietary and Nonexpendable Trust Funds Year Ended June 30, 1999 Exhibit 5 Cash flows from operating activities: Operating income Adjustments to reconcile operating income to net cash provided by operating activities: Interest reported as operating income Changes in operating assets and tiabiUties: (Increase) decrease in: Accounts receivable Interest receivable Increase (decrease) in: Accounts payable Accrued liabilities Deferred revenues Net cash provided by operating activities Cash Flows from Investing Activities: Interest income Purchase/acquisition of investments Total from investing activities Increase in cash and cash equivalents for the year Cash and cash equivalents at beginning of year Cash and cash equivalents at end of year Fiduciary Proprietary Funds Funds Non- Internal expendable Service Trust Totals "Memorandum Only" S 288,574 S (371,301) $ (82,727) (64,923) (64,923) 94,629 3,000 5,268 1,586 (38,329) 40,647 125 S 390,914 S (431~638) $ 97,629 6,854 (38,329) 40,647 125 (40,724) S 147,559 $ 64,923 $ (28,948) S 147,559 S 35,975 S 212,482 (28,948) 183~534 S 538,473 S (395,663) S 2,918,832 668,328 S 3,457,305 S 272,665 $ 142,810 3,587~160 3~729,970 Total cash and cash equivalents above Cash and cash equivalents for Agency Funds Combined total cash and cash equivalents S 3,457,305 $ 272,665 S 471,421 ' 3,729,970 471,421 S 3,457,305 S 744,086 $ 4,201,391 The accompanying notes to financial statements are an integral part of this statement. 11 This Pa~e Left Btank Intentionally COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 Note 1-Summary of Significant AccounUng Policies: The County of Albemarle was formed in 1744. The County is governed by an elected six member Board of Supervisors. The Board of Supervisors appoints the County Executive, and the School Board is governed by seven elected members. The County provides a futt range of services for its citizens. These services include poUce and fire protection; recreational activities; cultural events; education and social services. A. Financial ReportinR Entity The basic criterion for determining whether a governmental department, agency, institution, commission, pubUC authority, or other governmenta[ organization should be included in a primary governmental unit's reporting entity for general purpose financial statements is financial accountabiUty. Financial accountabiUty includes the appointment of a voting majority of the organization's governing body and the abiUty of the primary government to impose its will on the organization or if there is a financial benefit/burden relationship. In addition, an organization which is fiscally dependent on the primary government should be included in its reporting entity. These financial statements present the County of Albemarle (the primary government) and its component units. Blended component units, although legally separate entities, are, in substance, part of the government's operations and so data from these units are combined w~th data of the primary government. Each discretely presented component unit, on the other hand, is reported in a separate column in the combined financial statements to emphasize it is legally separate from the government. B. Individual Component Unit Disclosures Blended Component Unit. The County has no blended components to be included for the fiscal year ended June 30, 1999. Discretely Presented Component Units. The School Board members are elected by the County voters and are responsible for the operations of the County's school system within the County boundaries. The School Board is fiscally dependent on the County. The County has the abiUty to approve its budget and any amendments. The primary funding is from the General Fund of the County. The School Board does not issue a separate financial report. The financia[ statements of the School Board aKe presented as a discrete presentation of the County financial statements for the fiscal year ended June 30, 1999. 13 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) C. Other Related Organizations Included in the County's Comprehensive Annual Financial Report None Jointly Governed Organizations Excluded from the County's Comprehensive Annual Financial Report Jefferson-Madison Regional Librarv The Jefferson-Madison Regional Ubrary provides library services to the Counties of Albemarle, Louisa, Madison, Greene and the City of Charlottesville. The participating localities provide annual contributions for operations based on book circulation. No one locality contributes more than 50% of the Library's funding nor can impose its will on the organization, and there is no financial benefit/burden relationship. The County appropriated to the Ubrary $1,778,314 in operating funds in fiscal 1999. The County has no equity interest in the Ubrary. Albemarle-Charlottesville Jail Authority The City of Charlottesville, the County and Nelson County provide the financial support for the Authority and appoint its 8overnin8 Board, in which is vested the ability to execute contracts and to budget and expend funds. The localities are charged on a per diem rate for their respective prisoner days. Other localities, the state and the federal 8overnment also reimburse the Authority for prisoner care. The Authority is excluded from the reporting entity because the County has no control over the Authority fiscal matters. The County has no equity interest in the Jail Authority. Emergency Communications Center The University of Virginia, the City of Charlottesville, and the County provide the financial support for the Center and appoint its.8overnin8 Board, in which is vested the ability to execute contracts and to budget and expend funds. No one locality or organization contributes more than 50% of the Center's funding nor can impose its wit[ on the organization, and there is no financial benefit/burden relationship. The County has no equity interest in the Center. 14 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL .STATEMENTS JUNE 30, 1999 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) C. Other Related Organizations (Continued) Albemarle Countv Service Authority. The AUthority was created by the Board of Supervisors to operate the County's water and sewer system. The County has no control over Authority fiscal matters, board members have no continuing relationship with the County, the Authority board approves its own budget and appoints management, the County is neither [egaUy nor morally obUgated for the Authodty's debt, the County has no claim on surpluses or responsibility for financing deficits, and the Authority sets its own rates. The County has no equity interest in the Authority. Charlottesville-Albemarle Airport Authoritv The Authority is excluded from the reporting entity because the County has no control over Authority.fiscal matters. Board members have no continuing relationship with the County, the Authority board approves its own budget and appoints management, the County is neither legally nor morally obUgated for the Authority's debt, the County has no claim on surpluses or responsibiUty for financing deficits, and the Authority sets its own rates. The County has no equity interest in the Authority. Rivanna Water Authoritv and Rivanna Solid Waste Authoritv The Authorities are excluded from the reporting entity because the County has no control over either Authodty's fiscal matters. Both Authority boards approve each their own budget and appoint management; the County is not legally or morally obUgated for their Authority debt, has no claims on surpluses, or responsibiUty for financing deficits, and the Authorities set their own rates. The County has no equity interest in either Authority. Region Ten Communitv Services Board The Region Ten Community Services Board was created to provide Mental Health, Mental Retardation and Substance Abuse Services to the residents of the City of Charlottesville and the Counties of Albemarle, F[uvanna, Greene, and Ne[son. The Board members are appointed by each participating locality. No locality appoints a majority of the Board members. The participating locaUties contribute annual operating grants to the Board, but are not required to do so. The participants have no ongoing financial responsibilities to or equity interest in the Board. The County appropriated S294,500 for an operating grant to the Board in fiscal 1999. 15 COUNTY OF ALBEMARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) Other Related Organizations (Continued) Financial reports for the jointly governed organizations can be obtained as follows: Albemarle-Charlottesville Jail Authority and the Emergency Operations Center Director.of Finance County of Albemarle 401 Mclntire Road Charlottesville, Virginia 22902 Jefferson-Madison Regional Library Director of Finance City of Charlottesville City Hall Charlottesville, Virginia 22902 Albemarle County Service Authority 168 Spotnap Road Charlottesville, Virginia 22902 Charlottesville-Albemarle Airport Authority Airport Road Charlottesville, Virginia 22901 Rivanna Water Et Sewer Authority and Rivanna SoUd Waste Authority Frank[in Street Charlottesville, Virginia 22901 Region Ten Community Services Board Preston Avenue Charlottesville, Virginia 22902 D. Financial Statement Presentation The accompanying financial statements are prepared in accordance with pronouncements issued by the Governmental Accounting Standards Board. The principles prescribed by GASB represent generally accepted accounting principles applicable to governmental units. The County applies all GASB pronouncements as well as the Financial Accounting Standards Board pronouncements issued on or before November 30, 1989 unless these pronouncements conflict with or contradict GASB pronouncements. 16 COUNTY OF ALBEMARLE:, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) D. Financia[ Statement Presentation: (Continued) The accounts are organized on the basis of fund classifications, each of which is considered to be a separate accounting entity. The operations of each fund are accounted for by providing a separate set of self-balancing accounts which comprise its assets, liabilities, fund eq~ty, revenues, and expenditures or expenses. The various funds are grouped in the financial statements as follows: Governmental Funds account for the expendable financial resources, other than those accounted for in Proprietary and Fiduciary Funds. The Governmental Funds utilize the modified accrual basis of accounting, where the measurement focus is upon determination of financial position and changes in financial position, rather than upon net income determination as would apply to a commercial enterprise. The individua[ Governmental Funds are: General Fund accounts for all revenues and expenditures applicable to the general operations of the County which are not accounted for in other funds. Special Revenue Funds - Special Revenue Funds account for the proceeds of specific revenue sources (other than those derived from special assessments, expendable trusts, or dedicated for major capital projects) requiring separate accounting because of legal or regulatory provisions or administrative action. Special Revenue Funds consist of the Federal/State Grant Fund and Enhanced 911 Fund. A description of the nature and purpose of each fund follows: Federal/State Grant Fund - accounts for various federal and state grant funds including the funding for the Comprehensive Services Act program, criminal justice grants, Section 8 housing program and other related programs. Enhanced 911 Fund accounts for County revenues assessed for the operation and maintenance of the Enhanced 911 emergency response system. Courthouse Maintenance Fund - accounts for courthouse maintenance fees collected resulting from traffic and related fines. Tourism Fund - accounts for funds appropriated for tourism projects. Debt Service Funds - The Debt Service Funds account for the accumulation of resources for and the payment of general long-term debt principal, interest and related charges. The Debt Service Funds consist of the General Debt Service Fund and the Visitor Center Debt Service Fund. A description of the nature and purpose of each fund follows: 17 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE ~30, 1999 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) D. Financial Statement Presentation: (Continued) General Debt Service Fund - accounts for payments on general obligation debt of the County. Financing is from General Fund revenues. Visitor Center Debt Service Fund - accounts for payment on the Visitor Center general obligation debt. Financing is provided by rentals received from the Visitor Center. Capital Pro~ects Funds - The Capital Projects Funds account for financial resources to be used for the acquisition or construction of major capital facilities. Capita[ Project Funds consists of the Fire Service Fund, General Capital Improvements Fund, Storm Water Control Fund, and the Jail Reserve Fund. A description of the nature and purpose of each fund follows: Fire Service Fund - accounts for advance and loans to volunteer fire and rescue organizations which serve the County. Financing is provided from General Fund revenues and repayments of adVances and loans. General Capital Improvements Fund - accounts for capital project expenditures for general public improvements and large equipment acquisitions. Financing is provided by governmental grants, capital leases and general fund revenues. Storm Water Control Fund - accounts for expenditures for drainage and other systems for storm water control. Financing is provided primarily from General Fund revenues. Jail Reserve Fund - accounts for resources accumulated for the County's share of the regional jail expansion. Proprietary Funds The Proprietary Funds account for operations that are financed in a manner similar to private business enterprises. The Proprietary Fund measurement focus is upon determination of net income, financial position and cash flows. The Proprietary Funds consist of the Internal Service Funds. Internal Service Funds - account for the financing of goods and services provided by one department or agency to other departments or agencies of the County government. The Internal Service Funds consist of the HeaLth Insurance Fund and the DupLication Fund. Health Insurance Fund - accounts for all activities of the County and School Board employee health insurance program. Other jointly governed organizations also participate in the program. Duplication Fund - accounts for revenues received for copying, printing and related services. 18 COUNTY OF' ALBEMARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) D. Financial Statement Presentation: (Continued) m Fiduciary Funds (Trust and ARency Funds) account for assets held by the County in a trustee capacity on behalf of others. TFust funds account for assets held by the government under the terms of a foFmal trust agreement. A description of the nature and purpose of each fund follows: Trust Funds: H. E~ L. Graves Trust Fund - to account for monies provided by a private donor, the corpus of which is nonexpendable. Interest earned on assets may be used by property owners in the Walnut Creek Park area in the event of flooding extends beyond the boundaries of an easement. AAclntire Trust Fund - to account for monies provided by a private donor, the corpus of which is nonexpendable. Interest and other earnings on assets may be used for educational purposes. Juanise Dyer Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for college scholarships for a graduate of one of the County high schools. Nicole Thompson Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for college scholarships for special education or economically disadvantaged students who graduate from the County school system. Weinstein Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for the instaUation of traffic control devices for a certain area of the County. Crozet Crossings Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for assistance to persons who qualify for the purchase of homes in the Crozet Crossings project. Proffer Trust Fund - to account for funds received for proffers for two communities located in the County. Earnings on these funds may be used for the construction of or upgrade of certain public improvements in the communities. 19 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) D. Financial Statement Presentation: (Continued) A~enc¥ Funds: Special Welfare Fund - accounts for monies provided primarily throUgh private donors for assistance of children in foster care, needy senior citizens and Others. This fund is also used to account for monies received from other governments and individuals (i.e., socia[ security and child support) to be paid to special we[fare recipients. Hunting{ and Fishin~ License Fund - accounts for funds received for state hunting and fishing Ucenses. The funds are remitted to the state on a periodic basis. Deferred Compensation Fund - accounts for assets representing emptoyee deferral of salaries to future years ptus accumulated earnings thereon. The ptan was established pursuant to Internal Revenue Code Section 457. This fund was discontinued in fiscal 1998. DruR Fund - accounts for monies received from state and federal authorities for the prevention of drug abuse and distribution of iUega[ substances. Payroll Suspense Fund - accounts for various employee payroll withholdings and payments of employee benefits. Performance Bond Fund - accounts for the receipt and disbursements of performance bonds required by the County for erosion and sediment control, and other items relative to construction by private developers. Fire Pro~ram Fund - accounts for fire program funds received from the state. The funds are allocated to the various County volunteer fire companies. HUD Family Self Sufficiency Fund - accounts for funds received from various sources for families participating in the County housing programs. Teen Pro~ram Fund - accounts for funds received from various sources for teen programs. Juvenile Detention Center Fund - accounts for funds received from participating IocaUties for the construction of a regional juvenile detention faciUty. 4. Account Groups are used to account for genera[ obligation long-term debt and general fixed assets. The following are included in the County's account groups: 2O COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 1--Summary of Significant Accounting Policies: (Continued) D. Financial Statement Presentation: (Continued) General Fixed Assets Account Group - This account group is established to account for all fixed assets of the County. Alt fixed assets in this account group are valued at historical cost or estimated historical cost if actual cost is not available. Donated fixed assets are valued at fair market value as of the date received. Fixed assets used in governmental fund type operations (general fixed assets) are accounted for in the General Fixed Assets Account Group, rather than in the governmental funds. Public domain ("infrastructure") general fixed assets consisting of certain improvements other than buildings, including roads, bridges, and drainage systems, are not capitalized along with other general fixed assets. General Lon~-Term ObURations Account Group - This account group is established to account for all long-term obligations of the County, which are expected to be financed from governmental funds. 5. Component Unit School Board - A description of the nature and purpose of the School Board fund and account groups follows: School Fund - accounts for the operation of the County's public school system. Financing is provided primarily by state and federal grants and appropriations from the County of Albemarle. School Cafeteria Fund - accounts for operations of the County's school food service program. Financing is provided primarily by food sales and transfer from the School Fund. School Debt Service Fund - accounts for debt service expenditures for the school system for the payments of principal and interest on the school system's general long-term debt. Financing is provided by appropriations from the County of ALbemarle. School Capital Pro~ects Fund - accounts for school construction expenditures. Financing is provided primarily from debt proceeds, construction grants and appropriations from the County of ALbemarle. .Account Groups: General Fixed Assets Account Group - accounts for general fixed assets of the school system. General Lon~-Term Obligation Account Group - accounts for all general long-term obligations of the school system including general obligation debt, capital leases, and claims, judgements and compensated absences. 21 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL. STATEMENTS JUNE 30, 1999 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) D. Financial Statement Presentation: (Continued) Combined/Combinin~ Format - Combined Financial Statements are referred to as Genera[ Purpose Financial Statements and provide a summary overview of the financial position of funds and account groups and of the operating results of all funds. Ali funds and account groups of a specific fund classification are combined and presented as one in the financial statements. For example, ail funds ctassified as Special Revenue Funds are combined and presented under the caption "Special Revenue Funds". BudRetary Comparison Statements - The Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual, compare budget and actual data for all governmental funds for which budgets were adopted. A review of the budgetary comparisons presented herein will disclose how accurately the governing body was able to forecast the revenues and expenditures of the County. Tota[ Columns on the Combined Statements - Overview - The total columns on the combined statements - Overview are captioned "Memorandum Only" to indicate that they are presented only to facilitate financial analysis. Data in these columns do not present financial position, results of operations, or changes in cash flow in conformity with generally accepted accounting principles. Neither is such data comparable to a consolidation. Interfund etiminations have not been made in the aggregation of this data. E. Basis of Accounting Governmental Funds - Governmental funds utilize the modified accrual basis of accounting under which revenues and related assets are recorded when measurable and available to finance operations during the year. According[y, rea[ and persona[ property taxes are recorded as revenues and receivables when billed, net of allowances for uncollectible amounts. Property taxes not collected within 45 days after year-end are reflected as deferred revenues. Taxes collected during the year and taxes due at June 30 collected within 45 days after that date are recognized as revenue in the accompanying financial statements. Sales and utility taxes, which are collected by the State or utilities and subsequently remitted to the County, are recognized as revenues and receivables upon collection by the State or utility, which is generally 30 to 60 days preceding receipt by the County. Licenses, permits, fines and rents are recorded as revenues when received. Intergovernmental revenues, consisting primarily of Federal, State and other grants for the purpose of funding specific expenditures, are recognized when earned or at the time of the specific expenditure. Revenues from genera[ purpose grants, such as entitlement programs, are recognized in the period to which the grant applies. 22 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENT5 JUNE 30, 1999 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) E. Basis of AccountinR (Continued) Expenditures, other than compensated absences and interest on long-term debt, are recorded as the related fund liabilities are incurred. Compensated absences are recorded as a general long-term obligation when incurred and recorded as an expenditure of the appropriate fund when paid. Interest on genera[ tong-term debt is recognized when due except for the amount due on July 1, which is accrued. Proprietary Funds - The proprietary funds account for operations that are financed in a manner similar to private business enterprises. The Proprietary Funds utilize the accrual basis of accounting where the measurement focus is upon determination of net income, financial position, and changes in financial position. The Proprietary Fund consists of the Internal Service Funds. Internal Service Funds - The internal service funds account for the financing of goods or services provided by one department or agency to other departments or .agencies of the County government. Fiduciary Funds - The nonexpendable trust fund utiUzes accounting simi[ar to the proprietary funds. Using the accrual basis of accounting as described above, nonexpendable trust funds account for assets of which the pdndpa[ may not be spent. The agency funds are custodial in nature and do not present results of operations or have a measurement focus. Agency funds are accounted for using the modified accrual basis of accounting. These funds are used to account for assets that the government holds for others in an agency capacity. F. BudRets and BudRetaryAccountinR Budgets were legally adopted and employed as a management control device during the year for the fo[towing funds: Genera[ Fund Federal/State Grant Fund E-911 Fund Courthouse Maintenance Fund Tourism Fund General Debt Service Fund Visitor Center Debt Service Fund Capita[ Improvement Fund Storm 'Water Control Fund School Fund School Cafeteria Fund School Debt Service Fund School Capital Projects Fund Budgets were not adopted for the Fire Service, Jail Reserve, Health Insurance and Duplication Funds. 23 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 1-Summary of Significant Accountin~ Policies: (Continued) F. Budgets and BudRetaryAccountin8 (Continued) The budgets as presented are prepared on the same basis of accounting as the basic financial statements described above. The following procedures are used by the CountY in establishing the budgetary data reflected in the financial statements: Prior to March 30, the County Executive submits to the Board of Supervisors a proposed operating and capital budget for the fiscal year commencing the following July 1. The operat- lng budget and capital budget include proposed expenditures and the means of financing them. 2. Public hearings are conducted to obtain citizen comments. 3. Prior to June 30, the budget is Legally enacted through passage of an Appropriations Resolution. The Appropriations Resolution places legal restrictions on expenditures at the fund, function and department level. The appropriation for each fund, function and department can be revised only by the Board of Supervisors. However, the School Board may transfer budgeted amounts within the School system's categories at the function level. The Director of Finance is authorized to transfer amounts between line items at the department level. Supplemental appropriations in addition to the original budget were made during the year. 5. All budgets are adopted on the modified aCcrual method used for financial statement purposes. 6. Appropriations lapse on June 30, for all County and School Board funds. 7. All budget data presented in the accompanying financial statements is the revised budget as of June 30. If budget amendments exceed 1% of the original adopted budget, or $500,000, whichever is less, the Board of Supervisors may legally amend the budget only by following procedures used in the adoption of the original budget. There were no budget amendments that exceeded the 1% or $500,000 limitation. 24 COUNTY OF ALBE~LARLE, VIRGINIA NOTES TO FINANCIAL STATEAAENTS JUNE 30, 1999 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) F. BudRets and BudRetarvAccountinR (Continued) ReconciUation of Exhibits 2 and 3 for the Capital Projects Funds: Exhibit 2 Total revenues .................. S Total expenditures ................ Excess (deficiency) of revenues over expenditures ............... S Total other financing sources - net ..... Excess (deficiency) of revenues and other financing sources over expenditures and other financing uses .............. S Fund balance, beginning ............ 328,058 $ 3~532~939 (3,204,881) $ 2 ~ 186~ 892 (1,017,989) $ 7~354~752 Fund balance, ending .............. $ 6~336~763 $ Adjustments Total revenues ............................. S Fire Service Fund ........................... Total expenditures: Fire Service Fund ........................... $ Fund balance, beginning: Fire Service Fund ........................... $ Jail Reserve Fund ........................... Total .................................. $ Fund balances, ending: Fire Reserve Fund .......................... S Jail Reserve Fund ........................... Fund balances, ending ................ ......... Adjustments 2~300~000 2~300~000 2,000,000 300~000 2~300~000 2,000,000 300~000 2~300~000 Exhibit 3 S 328,058 3~532~939 S (3,204,881) 2~186~892 S .(1,017,989) 5~354~752 S 4~036~763 Cash Equivalents - For purposes of the Statement of Cash Flows, cash equivalents are defined as short-term highly liquid investments that are both (a) readily convertible to known amounts of cash, and (b) so near the maturity that they present insignificant risk of changes in value because of changes in interest rates. GeneraUy, only investments with original maturities of three months or tess meet this definition. 25 COUNTY OF ALBEMARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 1-Summary of Significant Accounting Policies: (Continued) Je No Investments - Investments, consisting of common funds, U.S. government securities, the local government investment pool and the state non-arbitrage program are stated at fair value. These investments are reported in the accompanying financial statements as cash equivalents. Investments of the Nonexpendable Trust Funds are also reported at fair value. Inventon/ - Inventories are accounted for under the consumption method where purchases of goods are recorded as expenditures when the goods are used. Inventories are valued at last invoice price which approximates the first in, first out method. Compensated Absences - Vacation and sick leave expenditures are recognized in the governmental fund types to the extent paid during the year and the unpaid vested amount which is expected to be paid within ninety days after year-end. The Liability for the amount expected to be paid within ninety days of year-end is included in compensation payable. The liability for the remainder of the vested vacation and sick Leave is recorded in the General Long-Term Debt Account Group. AlLowance for UnCoLlectible Accounts'- The County calculates its allowance for uncollectible accounts using historical collection data and, in certain cases, specific account analysis. The allowance amounted to $400,000 at June 30, 1999 and is composed solely of property taxes. Fixed Assets - Fixed assets used in governmental fund types of the government are recorded in the general fixed assets account group at cost or estimated historical cost if purchased or constructed. Donated fixed assets are recorded at their estimated fair value at the date of donation. Assets in the general fixed assets account group are not depreciated. Interest incurred during construction is not capitalized on general fixed assets. Public domain (infrastructure) general fixed assets (e.g., roads, bridges, sidewalks and other assets that are immovable 'and of value only to the government) are not capitalized. The cost of normal maintenance and repairs that do not add to the value of the asset or materially extend assets' lives are not included in the general fixed assets account group or capitalized in the proprietary funds. Retirement Plan - Retirement Plan contributions are actuadally determined and consist of current service costs and amortization of prior service costs over a 30-year period. The County's policy is to fund pension cost as it accrues. Use of Estimates - The preparation of the County's financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect reported amounts of revenues and expenditures/expenses during the reporting period. Actual results could differ from those estimates. 26 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 2-Cash and Investments: Deposits At year-end the carrying value and bank balances of the primary government and components included in the reporting entity were as follows: Bank Balances Carrying Bank Insured and/or Value Balances CoLtateralized Primary Government ................ Component units: School Board .................... $ (3,018,703) $ 1,780,442 $ 1,780,442 Total cash in banks .............. $ (3,018~703) $ 1~780~442 $ 1 ~780~442 Under the Virginia Security for Deposits Act, banks holding public deposits in excess of the amounts insured by FDIC must pledge co[Lateral in the amount of 50% of excess deposits to a collateral pool in the name of the State Treasury Board. Savings and Loan institutions are required to coliateraUze 100% of deposits in excess of FDIC Limits. The State Treasury Board is responsible for monitoring compUance with the cottateraUzation and reporting requirements of the Act and for notifying Local governments of compliance by banks and savings and Loans. The State Treasury Board may make additional assessments against participating financial institutions in the event the pool cannot cover tosses.. The security for bank" balances of deposit are U.S. government securities. The funds covered under the Act are considered to be coL[ateraUzed. The collateral is held in the name of the State Treasury Board rather than the name of the Locality. Deposits covered under the Act are considered to be insured. Investments - Statutes authorize the County to invest in obligations of the United States or agencies thereof, obligations of the Commonwealth of Virginia or political subdivisions thereof, '0bUgations of the International Bank for Reconstruction and Development (World Bank) and Asian Development Bank, the African Development Bank, commercial paper rated A-1 by Standard and Poor's Corporation or P-1 by Moody's Commercial Paper Record, banker's acceptances, repurchase agreements, the state Treasurer's Local Government Investment Pool (LGIP), and the Virginia State Non-Arbitrage Program (SNAP). In addition to the County's investments, investments were included for the Nonexpendable Trust Fund which consists of common funds and U. S. Government securities held in trust. Investments are categorized into these three categories of credit risk: (1) Insured or registered, or securities held by the government or its agent in the government's name. (2) Uninsured and unregistered, with securities held by the counter-party's trust department or agent in the government's name, (3) Uninsured and unregistered, with securities held by the counter-party or by its trust department or agent but not in the government's name. 27 COUNTY OF ALBEAAARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 2-Cash and Investments: (Continued) Investments- (Continued) At year end, the government's investments are categorized into these three categories of risk: Primary Government: Category Not Carrying ~ 2~_ 3 Categorized Amount U.S. government secUrities S 15,000 S $ S - $ 15,000 Repurchase agreements .. 4~595~202 - 4~595~202 Total ............. $ 15~000 $~ $ 4~595,202 - 4,610,202 Fai r Value 15,000 4,595,202 4,610,202 Common funds $ Virginia Local Government Investment Pool .......... Money market mutual funds ..................... Total investments .......................... '~ 311,457 S 311,457 $ 311,457 26,395,320 26,395,320 26,395,320 582~601 582~601 582~60t 27~28%378 $ 31~89%580 S 31~89%580 Component Unit School Board: Virginia State Non-arbitrage Program (SNAP) ........ $ Virginia Local Government Investment Pool ........ .. Total ................................. $ 2,643,669 S 2,643,669 $ 2,643,669 15~104~053 15~104~053 15~104~053 17~747~722 $17,747~722 S 17~747~722 Total investments ....................... $ 45~037~100 $ 4%647~302 $ 4%647~302 The following is a reconciliation of cash and investments: Summary of cash and investments Primary School Government Board Total Cash on hand ........................... Deposits ............................... Investments ............................ 4,325 $ 675 $ 5,000 (3,018,703) (3,018,703) 31,899,580 17,747,722 49,647,302 Total ................................ $ 28,885~202 $ 17,748,397 $46,633~59g. Per financial statements Cash and cash equivalents .................. $ 28,561,380 $ 17,748,397 546,309,777 Investments- restricted ................... 323,822 323,822 Tota[ .............................. $ 28~885~202.... $ 17~748~397 $46,633,599. 28 COUNTY OF ALBE/RARLE, VIRGINIA NOTES TO FINANCIAL STATEMENT5 JUNE 30, 1999 (CONTINUED) Note 3-Taxes Receivable: Taxes receivable at June 30, 1999 include: Unco[[ected rea[ and persona[ property taxes .......... S Less: Allowance for doubtful accounts ............... Total .................................... S 3,603,172 400~000 3~203~ 172 Property is assessed at its value on January 1. Property taxes attach as an enforceable lien on property as of January 1. Taxes are payable in two installments for both rea[ and persona[ property on June 5th and December 5th. The County bi[Es and collects its own property taxes. Note 4-Due From Other Governmental Units: Amounts due from other governmental units are summarized as follows: Special Capita[ Component Genera[ Revenue Projects Unit School Fund Funds Funds Board Commonwealth of Virginia: Rolling stock tax ................ Local sales tax ................... State sa[es tax ................... Other State aid and reimbursements ..... Public assistance and welfare administration Comprehensive services ............. Criminal justice grants .............. Transportation grant ............... Total from Commonwealth of Virginia . .. i32,066 S $ S i,532,675 - 1,239,648 517,681 450,622 131,892 707, 811 30,172 94~ 124 S 2~314~314 S 832~107 $ $ 1~690~270 Federal Government: Federal categorical aid .............. S Public assistance and welfare administration Community development block grant ..... Planning grant .................... Criminal justice grant ............... Total due from Federal Government .... S 2,809 $ $ 201,373 369,299 11,362 24,068 35~485 204~182 S 440~214 $ Total due from other governmental units $ 2~518~496 S 1~272~321 S $ 318,218 $ 318~218 S 2~008~488 29 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note S-Advances to Other Public Entities: The Board of Supervisors entered into various asreements w~th certain volunteer fire companies and rescue squads. These asreements provide for the County to advance funds to these orsanizations, and accordinBly, these funds have been reserved and reflected as unavaiLabLe for appropriation. Repayments of these advances are to be used to fund future advances to the volunteer fire companies and rescue squads. The balances of these advances at June 30, 1999 are as follows: CharlottesviLLe-Atbemade Rescue Squad .................. Crozet VoLunteer Fire Company .............. ' ......... Earlysvi[le Volunteer Fire Company ..................... North Garden Fire Department ........................ Scottsvi[[e Rescue Squad ............................ ScottsvitLe VoLunteer Fire Company ..................... Seminole Trail VoLunteer Fire Company .................. Stony Point Volunteer Fire Company .................... Western ALbemarLe Rescue Squad ...................... East Rivanna VoLunteer Fire Company ................... Total advances ................................ S 9,000 230,775 147,546 283,488 307,02'7 116,631 4,886 299,195 106,750 268,800 S 1 ~774~098 Note 6-1nterfund Balances: The foLlowin8 is a summary of interfund balances at June 30, 1999. General Fund ........................... Federal/State Grant Fund ................... PayroLL Suspense Fund ..................... JuveniLe Detention Center Fund ............... Total .............................. ReceivabLe $ 714,231 S 714~231 Payable 221,139 62,301 430~791 714~231 3O COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 7-Mclntire Trust Fund: The revenues and expenses from the Mclntire Trust Fund are shown in Exhibit 4, Endowment principaJ can increase or decrease depending on sales and purchases by the trustee during the year. The principal of the fund was held in trust as foLLows on June 30, 1999: Investments (at fair value): Common funds: Wachovia Bank, CharLottesviLLe, Virginia, Trustee ............... $ NationsBank, N.A., CharLottesviLLe, Virginia, Trustee ............. Treasurer of Virginia (Series G Bonds) ...................... 194,426 114,396 15~000 Total investments .................................. $ 323~822 Note 8-Fixed Assets: The following is a summary of changes in the general fixed assets account group during the fiscal year: Primary Government: BaLance BaLance JuLy 1, 1998 Additions DeLetions June 30, 1999 Land ........................... S Building and building improvements ...... Improvements other than buildings ....... Machinery, furniture, fixtures, and equipment VehicLes ......................... 2,870,812 $ 41,900 $ $ 2,912,712 16,651,197 16,651,197 5,136,246 314,466 5,450,712 4,369,214 206,142 128,149 4,447,207 4~941 ~210 870~484 58~469 5~753 ~225 Total Component Unit--SchooL Board ..... $ 33~968~679 $. 1~432~992 $ 186~618 $ 35~215~053 Component Unit-School Board: BaLance BaLance JuLy 1~ 1998 Additions DeLetions June 30~1999- Land ........................... $ 4,170,920 BuiLding and building improvements ...... 122,523,607 Improvements other than buildings ....... 1,635,833 Machinery, furniture, fixtures, and equipment 4,173,360 VehicLes ......................... %22%651 $ 14,817 $ $ 4,185,737 8,953,556 131,477,163 229,596 1,865,429 663,752 4,837,112 106~816 9~775 9,326~692 Total Component Unit--SchooL Board ..... $141~733~371 $ %968~537 $ %775 $ 151~692~t33 31 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 9-Deferred Revenue: Deferred revenue represents amounts for which asset recognition criteria have been met, but for which revenue recognition criteria have not been met. Under the modified accrual basis of accounting, such amounts are measurable, but not available. Deferred revenue totaling $3,452,806 is comprised of the following: Primary Government: Deferred Property Tax Revenues Deferred revenue representing uncollected tax billings expenditures totaled $2,640,451 at June 30, 1999. not available for funding of current Property Taxes Received in Advance Real and personal property taxes for the second installment due December 5, 1999 were received in the amount of $596,944. C. Other Health insurance charges received in advance totaled S114,691. Component Unit - School BOard: Summ er School Tuition Summer school tuition received prior to June 30, 1999 for courses to be taken'after July 1, 1999 amounted to S105,589. Note lO-Claims, Judgments and Compensated Absences: The County has accrued the Liability arising from outstanding claims and judgments and compensated absences. Primary Government: County employees earn vacation and sick leave at various amounts depending on the Length of service. Benefits or pay is received for unused sick leave or retirement bonus upon termination. There are various restrictions both for sick leave and retirement bonus upon termination of employment. AccumuLated vacation up to 36 days is paid upon termination. The County has outstanding accrued vacation and sick pay totaling $1,327,958 in the General Long-term ObLigation Account Group. Component Unit-School Board: Certain School Board employees accrue vacation and sick leave. The School Board has outstanding accrued vacation and sick pay totaling $944,209 in the General Long- term Obligation Account Group. 32 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTs JUNE 30, 1999 (CONTINUED) Note 11-General Long-term Obligations: Primary Government: Annual requirements to amortize long-term obUgations, other than accrual for compensated absences, and related interest are as follows: Capital Lease Obtigation Notes Payable Year PHncipa[ Interest PHncipa[ Interest 2000 $ 116,656$ 12,639$ 42,626$ 25,107 2001 47,207 20,527 2002 52,279 15,454 2003 57,897 9,837 2004 64,118 3, 615 2005 2;738 3;037 Tota[ $ 116t656 $ 12;639 $ 266t865 $ 77;577 The foltowing is a summary of long-term obligation transactions for the year ended June 30, 1999: Compensated Absences Total genera[ long-term obligations at July 1, 1998 ................ $ 1~213~764 Increases in long-term obligations: Compensated absences * ........ $ 114;194 $ Reti rements: Capita[ lease obligation ......... $ Note payabte ............... Total retirements ............ $ Total general long term obligations outstanding at June 30, 1999 ..... S 1~327~958 $ Capital Lease Notes Obligation Payable Total 233~311 S 305~355 $ 1~752~430 116,655 $ 116~655 $ S $ 114~194 $ 116,655 38t490 38~490 38~490 S 155~145 116;656 $ 266~865 S 1~711;479 *Gross increases and decreases are not available. 33 COUNTY OF ALBEMARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 11-General Long-term Obligations: (Continued) Primary Government: (Continued) A summary of genera[ long-term obUgations oUtstanding at June 30, 1999 follows: Notes payable: 5575,000 issued August 1, 1984, due in monthly installments of 5 5,645, including interest at 10.25% through August 1, 2004, Thomas Jefferson Visitor Center revenues pledged as collateral (Note 16) ............................ Capital lease obligation: 5466,621 issued August 1, 1995 due in installments of 5 129,294 including principal and interest at 6.9% ............................ ' .............. Compensated absences .......................................... Total long-term obligations outstanding June 30, 1999 .................. 5 Amount Outstanding $ 266,865 116,656 1 ~327~958 1 ~711 ~4,79 Component Unit School Board: Annual requirements to amortize [ong-term debt and related interestare as fo[tows: General Long-Term Obligations: Year Ending VRS Loans School Bonds June~ 30 Prindpa[ Interest Principal Interest 2000 5 200,418 5 95,507 5 4,910,000 5 3,535,341 2001 216,451 79,474 4,580,000 3,236,266 2002 233,767 62,158 4,760,000 2,989,143 2003 252,469 43,456 4,460,000 2,739,795 2004 272,666 23,259 4,340,000 2,496,164 2005 18,071 1,446 4,440,000 2,250,875 2006 4,310,000 2,003,021 2007 4,235,000 1,469,073 2008 4,135,000 1,521,792 2009 4,125,000 1,287,252 2010 3,930,000 1,057,458 2011 3,150,000 859,234 2012 2,955,000 694,571 2013 2,235,000 558,998 2014 2,170,000 447,048 2015 2,085,000 337,799 2016 2,065,000 230,432 2017 1,675,000 133,549 2018 1,380,000 54,188 2019 360~ 000 9~ 188 Total $ 1~193~842 5 305~300 5 66~300~000 S 27~911~187 literary Fund Loans Principal Interest 5 512,258 5 93,640 487,258 77,272 410,608 61,654 287,258 48,336 269,758 38,718 220,858 29,626 200,000 22,000 200,000 15,000 100,000 8,000 100,000 4,000 5 2~787~998 5 398~246 Compensated absences are not included in the schedule reflecting annual requirements to amortize long-term obligations since it cannot be estimated when they wilt be paid. 34 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 11-General Long-term Obligations: (Continued) Meat Component Unit School Board: (Continued) The following is a summary of SchooJ Board long-term obligation transactions for the year ended June 30, 1999: Total genera[ long-term obligations, July 1, 1998 .... $ VRS Compensated Literary School Early Absences Loans Bonds Retirement Total 826,867 $3,325,256 $ 63,425,000 $ 1,407,330 $68,984,453 Increases in long-term obligations: School bonds . . . .......... $ $ Corn pensated Absences ...... 117,342 Total increases ........... $ Retirements: School bonds ............. $ State Literary Loans ......... VRS EaHy Retirement ....... Total retirements ......... $ Total general Long-term obligations, June 30, 1999 ... $ $ 7,245,000 $ $ 7,245,000 117,342 117,342 $ $ 7,245,000 $ $ 7,362,342 $ $ 4,370,000 $ 537,258 213,488 S 4,370,000 537,258 213,488 $ 537,258 S 4,370,000 $ 213,488 S 5,120,746 944,209 $2,787,998 S 66,300,000 $ 1~193.~842 571~226,049 This space left blank inten'tionall¥. 35 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 11-General Long-term Obligations: (Continued) Component Unit School Board: (Continued) A summary of School Board genera[ tong-term obligations outstanding at June 30, 1999 follows: Amount General Obligation Bonds: Outstanding. School Bonds: $20,455,000, 1997 I Series, issued November 20, 1997, maturity in various annual installments through January 15, 2018, interest at rates from 4.35% to 5.35% ......... $19,430,000 $5,900,000, 1996B Series, issued November 14, 1996, maturing in annual installments of $295,000 through July 15, 2017, interest payable semiannua[[yat various interest rates .. 5,310,000 $7,850,000, 1995C Series, issued December 21, 1995, maturing in various annual installments of $395,000 and 5390,000 through July 15, 2015, interest payable semiannually at various interest rates ................................... 6,665,000 $450,000 issued November 22, 1994, due in various annual installments of $ 20,000 and $25,000 through July 15, 2014 interest payable semiannually at various rates ......... 350,000 $11,900,000 genera[ obligation school bond, 1993 series, issued November 18, 1993, maturing in various annual installments through December 15, 2013, interest at 4.741% . . 7,290,000 $24,710,000 general obligation school bond, refunding series 1994A, issued January 3, 1994 maturing in various annual installments through December 15, 2011, interest at 6.3314% ....................................................... 16,215,000 $3,000,000, 1991A Series, issued May 23, 1991, maturity in various annual installments through December 15, 2010, interest at 6.454% ............................. 1,955,000 $2,885,000, 1992B Series, issued December 17, 1992, maturity in various annual installments through December 15, 2012, interest payable semiannually at various interest rates ......................................................... 1,840,000 $3,000,000, 1998B Series, issued November 19, 1998, maturity in various annual installments through July 15, 2019, interest payable semiannually at various interest rates 3,000,000 S4,245,000 1998B Series, issued November 19, 1998, maturity in various annual installments through July 15, 2019, interest payable semiannually at various interest rates 4~245~000 To[at school bonds .............................................. $ 66~300~000 State Literary Fund Loans: $800,000 issued AAarch 15, 1971, due in annual installments of $26,650 through March 15, 2001, interest payable semiannually at 3% ................................ $ 53.,300 $700,000 issued April 15, 1972, due in annual installments of $23,350 through April 15, 2002, interest at 3% ............................................... 70,050 36 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) J Note 11-General Long-term Obligations: (Continued) Component Unit School Board: (Continued) Amount Outstanding State Literary Fund Loans: (continued) $500,000 issued June 15, 1980, due in annual installments of $25,000 through June 15, 2000 plus interest at 3% due semiannually ................................ 25,000 $1,000,000 issued June 15, 1981, due in annual installments of $50,000 through June 15, 2001, interest payable semiannually at 3% ................................ 100,000 $1,000,000 issued August 15,198.1, due in annual installments of $50,000 through August 15, 2001, interest payable semiannually at 3% .............................. 150,000 Sl,000,000 issued June 15, 1982, due in annual installments of $50,000 through June 15, 2002, interest payable semiannually at 3% ................................. 150,000 $349,904 issued February 1, 1983, due in annual installments of $17,500 through February 1, 2003, interest payable semiannually at 3% .............................. 70,000 $977,505 issued February 15, 1984, due in annual installments of $ 48,900 through February 15 2004, interest payable semiannually at 3% ........................ 244,500 $239,317 issued November 15, 1984, due in annual installments of $11,900 through November 15, 2004, interest payable semiannually at 3% ...................... 71,400 $179,152 issued December 28, 1984, due in annual installments of 58,958 through January 1, 2005, interest payable semiannuaUy at 3% .............................. 53,748 52,000,000 completed July 21 ,1986, due in annual installments of 5100,000 through July 21, 2006, interest payable semiannually at 3% ........................... -... 800,000 $2,000,000 completed June 1, 1989, due in annual installments of 5100,000 through June 1, 2009, interest payable annually at 4?0 .................................. 1~000~000 Total state Literary fund Loans ...................................... $ 2~787~998 VRS Earty Retirement Incentive Obligation: $2,595,723 issued May 15, 1992, payable in annual installments through 2004, interest at 8?0 1~193~842 Compensated Absences ............................................. 944~209 Total Long-term obligations .......................................... $ 71~226~049 Prior Year Advance Refunding: of Debt: On January 3, 1994, the County issued $24,710,000 General ObUgation Bonds, Refunding 1994A Series to advance refund $14,095,000 of General Obligation Bonds, Series 1991 and 510,615,000 General Obligation Bonds Series 1989B. As a result, the 1991 Series and the 19898 Series bonds are considered fully defeased and the Liability for those bonds has been removed from the general Long-term debt account group. At June 30, 1999, $9,330,000 of the 1991 Series bonds are stilt outstanding and 56,885,000 of the 1989B Series bonds are stilt outstanding, respectively. 37 COUNTY OF ALBEMARLE~ VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 12-Contingent Liabilities (Including Federally Assisted Programs and Compliance Audits): Federal programs in which the County participates were audited in accordance with the provisions of U.S. Office of Management and Budget Circular A-133, Audits of States, Local Governments and Non-Profit Or.~anizations.- Pursuant to the provisions of this circular att major programs and certain other programs were tested for compliance with appUcab[e grant requirements. While no major matters of noncompliance were disclosed by audit, nonmajor matters are disclosed in the Schedule of Findings and Questioned Costs. Further, the Federal Government may subject grant programs to additional compliance tests which may result in disallowed expenditures. In the opinion of management, any future disallowances of current grant program expenditures, if any, would be immaterial Be The County has been named as a party along with the City of CharlottesviLle and Rivanna Solid Waste Authority as defendants relating to the operation of the Ivy Landfill. The plaintiffs allege that pollutants have been and are being dischaFged into the air, and undeFground and surface waters in violation of various federal and state laws. The plaintiffs are seeking injunctive Fe[ief of $25,000 per day in civil penalties for violations of federal and state environmental Laws and $5,000,000 in compensatory damages, and payment of all attorneys fees. Counsel is of the opinion that the County's liability appears to be Umited by the abiUty of the Rivanna Solid Waste Authority to fund appropriate remediation and settlement of the claims. On November 26, 1996, a citizen petition was filed by certain qualified voters of the City of Charlottesville to initiate a judicial determination as to whether the City should revert to Town status. On July 1, 1997, the court dismissed the petition because of the petitioners' failure to give proper notice. The petitioners and the citY of Charlottesville have indicated they wilt appeal the dismissal. Counsel is of the opinion that the earliest likely date a reversion could occur if a reversion is initiated by the City would be the year 2000. If a change in status is ordered by the court, the County may be responsible for the provision of certain, services provided by the City. The additional cost to provide such services is unknown at this time. The School Board has commenced the construction of a new school building for the Piedmont Regional Education Program. A substantial amount of the project costs have been incurred by June 30, 1999. Estimated costs to complete the project are approximately $500,000. Juvenile Detention Center - This is a joint effort between the City of Charlottesville, Albemarle, Greene and Ftuvanna counties. These locaUties have formed a commission to finance, construct and operate the facility. The City and Albemarle County have Purchased the land for the facility. The site of the facility is adjacent to the current regional jail Albemarle County and the City will morally guarantee the debt service of the Commission through annual continuing appropriations. The counties of Greene and Fluvanna will be responsible for their share of the debt service through a intergovernmental agreement .which requires them to pay for a certain number of beds in the faciUty, whether they use them or not. These guarantee amounts will be paid to the City and Albemarle as reimbursements for their share debt service. Per diem charges wi[[ be made to all of the participating and other localities that require bed space as the space is utilized. 38 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS .JUNE 30, 1999 (CONTINUED) Note 12-Contingent Liabilities (Including Federally Assisted Programs and ComplianCe Audits): (Continued) ALbemarle County is the fiscal agent for the Commission. Estimated construction costs are 58,000,000. Financing is antici pated to occur as foLLows: Revenue bonds (moralLy guaranteed by the City and ALbemarle) .. $ CommonweaLth of Virginia construction grants ............. 6,000,000 2~000~000 Total ....................................... $ 8~000~000 Northern Area Elementary School - This project has been approved and is included in the School Board's Capital Improvements Program. Site location has Commenced. The estimated cost of the project is $10,000,000. Financing is anticipated to be from state conStruction grants and the issuance of general obligation school bonds. Go E-91 t System - The City of CharlottesviLle, University of Virginia and ALbemarLe County participate in the Emergency 911 system. The County is the fiscal agent for the operations and capital portion of the system. The City, U. Va. And County are in the process of upgrading the CAD system and plan to upgrade the radio communications system. The expected cost of the CAD system is $2,000,000 and the estimated cost of the communications system upgrade is $13,000,000. Financing of these items has not been finalized. Note 13-Deferred Compensation Plan: mae The County offers its employees-a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan, available to all County employees, permits them to defer the payment of a portion of their salary until future years. The deferred compensation is not available to employees until termination, retirement, death, or unforeseeable emergency. All amounts of compensation deferred, including the investments and earnings thereon, are vested with the individual employees in trusteed plans, and are as such, not subject to the claims of the County's general creditors. Note 14-PartoTime Employee Pension Plans: The County contributes to the County of Albemarle Pension PLan for Permanent Part-time EmpLoyees, a defined contribution plan for its permanent part-time employees. Under the terms of the plan administered by Qualified Plans Services, employees are eligible to participate following five years of service. Between five and ten years of service participants receive a contribution of five percent (5%) of covered payroll. Between ten and fifteen years of service participants receive a contribution of seven percent (7%) of covered payrolL. Between fifteen and twenty years of service participants receive a contribution of nine percent (9%) of covered payroLL. 39 COUNTY OF ALBEMARLE:, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 14-Part-Time Employee Pension Plans: (Continued) Participants with over twenty (20) years of service receive a contribution of eleven percent (11%) of covered payrolL. The County and School Board provide alt contributions to the plan (the employee makes no contributions to the plan). In a defined contribution plan, benefits depend solely on amounts contributed to the pLan.pLus investment earnings. The County and School Board's contributions to the plan for fiscal year 1999 was $6,063 and $136,704, respectively. Total payroll for covered County employees was $8§,575 and School Board employees was $2,049,107. The contribution averaged 7.09% and 6.67% of the covered payrolls of the County and School Board, respectively. The County and School Board had no investments with the plan at any time during the year. Note 15-Annexation and Revenue Sharing Agreement: An Annexation and Revenue Sharing Agreement dated February 17, 1982 between the County and the City of CharLottesville, Virginia was approved in a public referendum on May 18, 1982. The agreement requires the County and City annually to contribute portions of their respective real property tax bases and revenues to a Revenue and Economic Growth Sharing Fund. Distribution of the fund and the resulting net transfer of funds shat[ be made on each January 31 white this agreement remains in effect. During the time this agreement is in effect, the City wit[ not initiate any annexation procedures against the County. ALso, pursuant to this agreement, a committee was created to study the desirability of combining the governments and the services presently provided by them. This agreement became effective JuLy 1, 1982 and remains in effect untiL: 1. The County and City are consolidated into a single political subdivision, or 2. The concept for independent cities presently existing in Virginia is altered by State taw in such a manner that real property in the City becomes a part of the County's tax base, or 3. The County and City mutuaLLy agree to cancel or change the agreement. During the fiscal year, the County paid $5,587,013 to the City as a result of this agreement. Amounts to be paid pursuant to this agreement are to be funded from revenues of the fiscal year in which paid. 4O COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 16-Thomas Jefferson Memorial Foundation: During 1985, the County and the City of Charlottesville jointly purchased a parcel of land from the Commonwealth of Virginia. The City subsequently conveyed its interest in the property to the County; however, the County has agreed to reconvey a one-half interest in the property back to the City after twenty years. The property has been leased to the Thomas Jefferson Memorial Foundation by the County for a period of twenty years with periodic tease payments of 567,734 per annum. The Foundation has assumed responsibility for substantially all operating costs relating to the property such as utilities, repairs and insurance. At the end of the lease term, the County will retain title to the property, subject to the reconveying of the one-half interest to the City. The acquisition of the property by the County was financed with a twenty year revenue note totaling 5575,000, which is carried as part of the County's general long-term debt and has a balance outstanding of 5266,865 at June 30, 1999. The note is payable solely from revenues generated from the lease of property to the Foundation. The related revenues and expenditures are shown in the Debt Service Fund. Note 17-Defined Benefit Pension Plan: The County and Component Unit School Board participate in the Virginia Retirement System defined benefit pension plan. Plan Description: Name of Plan: Identification of Plan: Administering Entity: Virginia Retirement System (VRS) Agent and Cost-Sharing Multiple-Employer Defined Benefit Pension Plan Virginia Retirement System (System) All full-time, salaried permanent employees of participating employers must participate in the VRS. Benefits vest after five years of service. Employees who retire with a reduced benefit at age 55 (age 50 for participating law enforcement officers and firefighters) with at least five years of credited service are entitled to an annual retirement benefit payable monthly for life in an amount equal to 1.5 percent of their average final salary (AFS) up to $13,200 plus 1.65 percent of AFS over $13,200 for each year of credited service. An optional, reduced retirement benefit is available to members of VRS as early as age 50 with 10 years of credited service. Employees with 35 years or more of credited service are entitled to an annual benefit equal to 1.65 percent of AFS for each year of credited service. In addition, retirees qualify for annual cost-of-living increases beginning in their second year of retirement. AFS is defined as the highest consecutive 36 months of salary. Benefits are actuadally reduced for retirees who retire prior to becoming eligible for full retirement benefits. Participating law enforcement officers and firefighters may receive a monthly benefit supplement if they retire prior to age 65. The VRS also provides death and disability benefits. Title 51.1 of the Code of Virginia (1950), as amended, assigns the authority to establish and amend benefit provisions to the State Legislature. 41 COUNTY OF ALBEMARLE:, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 17-Defined Benefit Pension Plan: (Continued) Plan Description: (Continued) The System issues a publicly available comprehensive annual financial report that includes financial statements and required supplementary information for YRS. A copy of that report may be obtained by writing to the System at P.O. Box 2500, Richmond, VA 23218-2500. Funding[ Po[icy: Plan members are required by Title 51.1 of the Code of Virqinia (1950), as amended, to contribute 5% of their annual salary to the VRS. This 5% member contribution may be assumed by the employer. In addition, the County and School Board are required to contribute the remaining amounts necessary to fund participation in the VRS using the actuarial basis specified by the statute and approved by the VRS Board of Trustees. The County and SchoOl Board non-professional employee contribution rates for the fiscal year ended 1999 were 6.22% and 4.52% of annual covered payroll, respectively. The School Board's contribution rate for the VRS statewide cost sharing pool for its professional employees was 8.49%. Annual Pension Cost: For fiscal 1999, the County's annual pension cost of $913,904 (does not include the employee share assumed by the County which was $734,649) was equal to the County's required and actual contributions. The required contribution was determined as part of the June 30, 1996 actuarial valuation using the entry age normal actuarial cost method. In fiscal 1999, the County of ALbemarle School Board's annual pension cost for the Board's non- professional employees was $178,940 (does not include the employee share assumed by the Board- which was $197,942) which was equal to the Board's required and actual contributions. The reqUired contribution was determined as a part of the June 30, 1996 actuarial valuation using the entry age normal actuarial cost method. The School Board professional employees are included in the VRS statewide cost-sharing pool. The Board's required employer and employee contributions to this pool was $3,585,240 and $2,111,449, respectively. 42 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE ~30, 1999 (CONTINUED) Note 17-Defined Benefit Pension Plan: (Continued) Annual Pension Cost: (Continued) The actuarial assumptions used for fiscal 1999 contributions are as follows: Valuation date .................. Actuarial cost method ............. County June 30, 1996 Entry Age Normal Non-Professional School Board June 30, 1996 Entry ABe' Normal Amortization method .............. Payroll growth rate ............... Remaining amortization period ........ Asset valuation method ............. Actuarial assumptions: Level percent, open 4% 10 Years Modified market Level percent, open 4% 30 Years Modified market Investment rate of return ~ ........ 8.00% 8.00% Projected salary increases Non LED Employees ............ LED Employees ............... Cost-of-living adjustments ......... Includes inflation at 4%. 4.00% to 6.15% 4.25% to 6.00% 3.5% 4.00% to 6.15% 3.5% 43 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 17-Defined Benefit Pension Plan: (Continued) Annual Pension Cost: (Continued) The following trend information is presented for two years on[y, since only two years' information is available. Annual Percentage Net Fiscal Year Pension of APC Pension Ending Cost (APC) (1) Contributed ObUgation County: June 30,1998 ............. S June 30, 1999 ............. 1,031,463 100% S 913,904 100% - School Board Non-Professiona[: June 30, 1998 ............. $ June 30, 1999 ............. 160,499 100% S 178,940 100% (1) Employer portion only Required Supplementary Information: Schedule of Funding Progress Actuarial Actuarial Unfunded Value of Accrued (Excess Funded) Valuation Assets Liability Actuarial Date (AVA) ' (AAL) Accrued Liability Funded Ratio (2) (3) County: 06/30/96 S 23,747,578 S 23,164,742 S (582,836) 06/30/98 S 33,731,551 S 31,186,219 $ (2,545',332) 102.5% 108.2% School Board Non-Professional: 06/30/96 S 5,224,135 $ 5,274,266 $ 50,131 06/30/98 $ 7,279,588 $ 6,980,628 $ (298,960) 99.0% S 104.3% $ Annual Covered Payroll UAAL as % of PayroU (4)(6) S 13,120,323 S 15,951,001 (4.4%) (16.0%) 3,349,648 3,712,390 1.5% (8.1%) 44 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 18--Legal Compliance: Ae Fund Cash Overdrafts: Warrants (checks) were issued in excess of available fund cash in the amounts as indicated: Federal / State Grant Fund ........................ Payroll Suspense Fund ........................... Juvenile Detention Center ......................... Total .................................... $ 221,139 62,301 430~791 $ 714,231 These checks were issued in anticipation of state and federal grant and other reimbursements. These amounts are reported as due to the General Fund. See Note 6. Expenditures in Excess of Appropriations: Expenditures did not exceed appropriations in any fund at June 30, 1999 Fund Deficits There are no funds with deficit balances at June 30, 1999 Note 19-Self Insurance/Risk Management: The County administers employee health and unemployment insurance programs. The' health insurance activity has accounting in an internal service fund. Unemployment programs have accounting in the General and School funds. Employee Health Insurance: Albemarle County, Albemarle County School Board, Albemarle County Water and Sewer Authority, and several other, entities established a public entity risk pool to provide for consolidated health care benefits plan for their employees. The plan is based on a service contract with a private carder in which bills are derived from actual expenses incurred or claims filed. The plan includes a maximum liability amount of 25% over the annual estimate provided by the carder. The participating agencies have established a reserve fund to meet the 25% potential liability. Each participating agency is responsible for paying amounts billed by the County. Liabilities for unpaid claims and claim adjustment expenses are estimated based on the estimated ultimate cost of settling the c[ai.ms, including the effects of inflation and other societal and economic factors. 45 COUNTY OF ALBEMARLE:, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 19-Self Insurance/Risk Management: (Continued) Changes in the balances of claim Liabilities during the past three years are as follows: Fiscal Year CLaims Current Claims Liability Year CLaims Claims and liability Beginning and Changes Other End of of Year in Estimates Payments Year 1997 1998 1999 Unemp[ovmentlnsurance: 478,479 $ 4,551,221 $ 4,155,302 S 874,398 874,398 5,982,167 5,713,854 1,142,711 · 1,142,711. 6,895,026 6,854,373 1,183,358 The County is fully self-insured for employment claims. The Virginia Employment Commission bills the County for alt unemployment claims. The [iabiUtY for bitted but unpaid claims has been accrued in the General and School Funds. No liability has been recorded for estimated unreported claims. The amount of estimated unreported claims is not expected to be significant. Property and Casualty Insurance: The County and School Board contracts with the Virginia Municipal Group Self Insurance Association to provide coverages. In the event of a loss deficit and depletion of all assets and available insurance of the Association, the Association may assess al[ members in the proportion ,which the premium of each bears to the total premiums of att members in the year in which such deficit occurs. The County and School Board contract with private insurance carriers for property damage, employee crime and dishonesty and general liabiUty coverages. The property coverages are for specific amounts based on values assigned to the insured properties. Uability coverages are for $2,000,000. The County contracts with the Virginia Department of Risk Management for public officials and Law enforcement Liability coverages. This program is similar to the Virginia Municipal Group Self Insurance Association as described above. Uabitity coverages are for $1,000,000. Other: The County has not had reductions in insurance coverages or settlements in excess of insurance coverages for the past three fiscal years. 46 COUNTY OF ALBEMARLE, VIRGINIA NOTES TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 20-Surety Bonds: The following County officials are covered by surety bonds in the following amounts: Fidelity and Deposit Company of Maryland - Surety: Shelby J. Marshall, Clerk of the Circuit Court ..................... Melvin A. Breeden, Director of Finance ......................... Terry W. Hawkins, Sheriff .................................. Director of Finance and Subordinate Employees-Blanket Bond ......... United States Fidelity and Guaranty Company - Surety: ................. Tina Pendteton Fuller, Clerk of the School Board ................... All County Employees (Finance & Social Services) - Blanket Bond ........ Ella W, Carey, Clerk of the Board of Supervisors ................... Robert W. Tucker, Jr., County Executive ........................ Satt.y H. Thomas, Supervisor ................................. Charlotte Y. Humphds, Supervisor ............................. Waiter F. Perkins, Supervisor ................................ David P. Bowerman, Supervisor .............................. Charles S./~artin, Supervisor ................................ Forrest Marshall, Supervisor ................................ 25,000 750,000 30,000 50,000 10,000 100,000 5,000 5,000 1,000 1,000 1,000 1,000 1,000 1,000 1,000 Note 21-Accrued Landfill Costs: In 1991 the County transferred its share of the joint City-County landfill operations and the related assets and liabilities (including remediation and post-closure liabilities) to the Rivanna Solid Waste Authority. However, the Keene landfill site was not transferred as a part of this action. The Keene landfill was dosed prior to October, 1993 when the federal and state regulations required more extensive monitoring and post-closure care of the landfill site. The County performs routine maintenance and monitoring of the site on an annual basis. Future postciosure monitoring and maintenance costs are not expected to be significant. Note 22-Other Post-Employment Benefits: Pursuant to County and School Board personnel poUcies, the County and School Board provide health insurance benefits for persons who retire from County and Sch'oot Board employment and meet certain other criteria. In fiscal 1999, sixty-nine persons were in the program and the County and School Board combined cost was $136,500. 47 COUNTY OF ALBEMARLE, VIRGINIA NOTE5 TO FINANCIAL STATEMENTS JUNE 30, 1999 (CONTINUED) Note 23-Subsequent Event: On September 1, 1999 the Board of Supervisors authorized the issuance of general obligation school bonds in the amount of $2,835,000 for the financing of capita[ improvements for the County public school system. Note 24-Year 2000 Conversion: The Year 2000 problem arose because many existing computer programs and embedded computer chips use only the Last two digits to refer to a year. If not addressed, computer programs that are date sensitive may not have the ability to properly recognize dates in the year 2000 and beyond. The result Could be the disruption of operations and the processing of transactions. The County has completed an analysis of the impact and costs relating to the Year 2000 problem and has developed an implementation plan to address information technology, non-information technology and third party readiness issues. The County. believes that its compliance plan should mitigate any adverse effects on its operations from the year 2000 problem. However, if the County has failed to identify and fix material non- complying software or equipment, or third parties are unable to fulfill significant commitments to the County as a result of their failure to effectively address their Year 2000 problems, the County's ability to carry out its operations could be adversely affected. 48 Combining Financial Statements This Page Left Blank Intentionally SPECIAL REVENUE FUNDS Federat/State Grant Fund - accounts for various federat and state grant funds inctuding the funding for the Comprehensive Services Act program, cdminat justice grants, Section 8 housing program and other related programs. Enhanced 911 Fund - accounts for County revenues assessed for the operation and maintenance of the Enhanced 911 emergency response system. Courthouse Maintenance Fund accounts for courthouse maintenance fees collected resutting from traffic and related fines. Tourism Fund - accounts for funds appropdated for tourism projects. COUNTY OF ALBEMARLE, VIRGINIA Spectal Revenue Funds Combining Balance Sheet At June 30, 1999 Exhibtt A- 1 ASSETS Cash and cash equivalents Accounts receivable Due from other governments Total assets Federal/ Enhanced Courthouse State 911 Maintenance Tourism Grant Fund Fund Fund Fund 3,955 1,272,321 $ 1,276,276 2,248,065 $ 30,843 $ 850,478 $ 80,790 3,116 2,328,855 $ 33,959 $ 850,478 Totals 3,129,386 87,861 1,272,321 4,489;568 LIABILITIES AND EO. UITY Liabilities: Accounts payable Compensation payable Due to other funds Total liabilities Equity: Fund Balances: Unreserved: Undesignated Total liabilities and equity 476,318 66,827 221,139 $ 2,379 S S $ S 764,284 S 2,379 S S S 511,992 1,276,276 2,326,476 33,959 850,478 S 2,328,855 S 33,959 S 850,478 S 478,697 66,827 221,139 766,663 3,722,905 4,489,568 The accompanying notes to financial statements are an integra[ part of this statement. 52 COUNTY OF ALBEMARLE, VIRGINIA Special Revenue Funds Combining Statement of Revenues, Expenditures and Changes In Fund Balances Year Ended June 30, 1999 Exhibit A-2 Revenues: Other local taxes Revenue from use of money and property Charges for services Miscellaneous Recovered costs Revenue from the Commonwealth Revenue from the Federal Government Total revenues Expenditures: Current: Judicial administration Public safety Public works Health and welfare Community development To[at expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Operating transfers in Operating transfers out Operating transfers from component unit Total other financing sources (uses) Excess (deficiency) of revenues E other sources over expenditures ~t other uses Fund balances at beginning of year Fund balance at end of year Federal State Enhanced Courthouse Grant 911 /~intenance Fund Fund Fund $ 771,343 $ 4,233 132,545 34,079 92,490 33,152 2,806,237 2,396,138 $ 5,332,250 $ 903,888 $ 97,086 $ 637,756 788,197 372,770 4,349,825 1~438~185 $ 6,895,622 $ 788,197 $ 34~079 $ Toudsm Fund 30,223 30,223 $ $ $ $ s $ (1~563~372) $ 115,691 $ 34,079 $ $ (48,970) (48~970) $ $ (14,891) 48,850 $ 33,959 $ 1,511,693 $ $ (40,078) 386,735 Totals 1,858,350 $ $ $ 294,978 $ 115,691 217~014 2,210,785 $ 511,992 $ 2,326,476 771,343 136,778 64,302 92,490 33,152 2,806,237 2,396~138 6,300,440 323~314 323,314 97,086 1,425,953 372,770 4,349,825 1~761~499 $ 8,007,133 (293,091) $ (1,706,693) 831,142 $ 2,342,835 (89,048) 386,735 831,142 $ 2,640,522 538,051 S 933,829 312,427 2,789,076 850,478 $ 3,722,905 The accompanying notes to financial statements are an integral part of this statement. 53 COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes in Fund Balances Budget and Actual-Special Revenue Funds Year Ended June 30, 1999 Revenues: Other local taxes Revenue from use of money and property Charges for services' Miscellaneous Recovered costs Revenue from the Commonwealth Revenue from the Federal Government Total revenues Expenditures: Current: Judicial admi nistration PubUc safety Public works Health and welfare Community development Total expenditures Excess (deficiency) of revenues over expenditures Other finandngsources (uses): Operating transfers in Operating transfers out (3 perating transfers from component unit Total other finandng sources (uses) 5. Excess (deficiency) of revenues Et other sources over expenditures Et other uses Fund balances at beginning of year Fund balance at end of year Federal/State Grant Fund Budget Actual Enhance 911 Fund Variance Variance Favorable Favorable (Unfavorable) Budget Actual (Unfavorable) $ $ $ 700,000 $ 771,343 $ 71,343 4,233 4,233 132,545 132,545 140,128 92,490 (47,638) 18,072 33,152 15,080 2,907,273 2,806,237 (101,036) 3,588,150 2,396,138 (1,192,012) 6,653,623 $ 5,332,250 $ (1,321,373) 105,716 $ 97,086 $ 8,630 726,083 637,756 88,327 444,037 372,770 71,267 4,821,985 4,349,825 472,160 2,334,681 1,438,185 896,496 $ 700,000 $ 903,888 $ 203,888 $ $ $ 1,509,313 788,197 721,116 S 8,432,502 S 6,895,622 S 1,536,880 S 1,509,313 S 788,197 $ 721,116 S (1,778,879) S (1,563,372) S 215,507 S 1,511,943 $ 1,511,693 S (250) S (176,850) (40,078) 136,772 386,735 386,735 1,721,828 $ 1,858,350 $ 136,522 $ S (57,051) S 294,978 S 352,029 57,D51 217,014 159,963 S $ 511,992 $ 511992 S (809,313) S 115,691 S 925,004 S $ $ $ $ (809,313) S 115,691 S 925,004 809,313 2,210,785 1,401,472 $ S 2,326,476 S 2,326,476 The accompanying notes to financial statements are an integral part of this statement. 54 Exhibit A-3 Courthouse Maintenance Fund Budget Actual Variance Favorable (Unfavorable) TouHsm Fund Bud~[et Actual Variance Favorable (Unfavorable) $ $ $ $ $ $ 31,730 34,079 2,349 - 39,200 30,223 (8,977) 2,349 $ $ 31,730 $ 34,079 S Total Bud~[et Actual Variance Favorable (Unfavorable) 39,200 S 30r223 $ $ 700,000 S 771,343 $ 71,343 136,778 136,778 31,730 34,079 2,349 179,328 122,713 (56,615) 18,072 33,152 15,080 2,907,273 2,806,237 (101,036) 3,588~150 2,396,138 (1,192,012) (8~977) $ 7,424~553 $ 6~300,440 $ (1,124,113) $ $ $ S $ S $ 31,730 S 34,079 S $ S $ 936,800 323~314 $ 936,800 $ 323,314 $ 2,349 S (897,600) S (293,091) $ 613~486 S 105,716 S 97,086 $ 8,630 2,235,396 1,425,953 809,443 444,037 372,770 71,267 4,821,985 4,349,825 472,160 3,271,481 1,761,499 1~509,982 613,486 $ 10,878,615 S 8,007,133 S 604,509 S (3,454,062) S (1,706,693) S 2,871,482 1,747,369 S S S (48,970) (48,970) $ (48~970) S (48,970) S $ (17,240) $ (14,891) $ 17,240 48,850 S $ 33,959 $ $ 831,150 $ 831,142 $ S 831,150 S 831,142 S 2,349 S (66,450) S 538,051 S 31,610 66,450 312,427 33,959 $ $ 850,478 $ (8) S 2,343,093 S 2,342,835 S (258) (225,820) (89,048) 136,772 386,735 386,735 (8) $ 2,504,008 $ 2~640,522 $ 136,514 604,501 S (950,054) S 933,829 S 1,883,883 245,977 950,p54 - 2,789,076 1,839,022 850,47~$ ~ $ 3~722,90~ $ 3,722,90~ 55 This Page Left Btank Intentionatty DEBT SERVICE FUNDS General Debt Service Fund - accounts for payments on general obligation debt of the County. Financing is from General Fund revenues. Visitor Center Debt Service Fund - accounts for payment on the Visitor Center general obligation debt. Financing is provided by rentals received from the Visitor Center. This Page Left Blank Intentionally Exhtbit B-1 COUNTY OF ALBEMARLE, VIRGINIA Debt Service Funds Combining Statement of Revenues, Expenditures and Changes in Fund Balances Year Ended June 30, 1999 Revenues: Revenue from use of money and property $ Expenditures: Debt service: Pdnci pa[ $ Interest Total expenditures $ Excess (deficiency) of revenues over expenditures $ Other financing sources (uses): Operating transfers in $ Excess (deficiency) of revenues E other sources over expenditures E other uses $ Fund batances at beginning of year Fund balance at end of year $ Visitor General Center Debt Debt Service Service Fund Fund Totals 67,734 $ 67,734 116,655 $ 38,490 $ 155,145 12,639 29,244 41,883 129,294 $ 67,734 $ (129,294) $ $ 129,294 $ $ $ $ $ $ 197~028 (129,294) (1'29,294) The accompanying notes to financial statements are an integra[ part of this statement. 59 COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes in Fund Balances Budget and Actual - Debt Service Funds Year Ended June 30, 1999 Revenues: Revenue from use of money and property Expenditures: Debt service: PMncipat Interest Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Operating transfers in Excess (deficiency) of revenues R- other sources over expenditures ~t other uses Fund balances at beginning of year Fund balance at end of year General Debt Service Fund Budget Actual VaMance Favorab~ (Unfavorable) $ $ $ $ 380,068 $ 116,655 $ 263,413 12,840 12~639 201 $ 392,908$ 129,294 $ 263,614 (392,908) $ (129,294) $ (263,614) $ 392~908 $ 129,294 S (263~614) S S S S S S The accompanying notes to financiat statements are an integra[ part of this statement. 6O Exhibit Visitor Center Debt Service Fund Budget Actual Vartance Favorable (Unfavorable) Total Budget Actual Variance Favorable (Unfavorable) $ 68,000 $ 67,734 $ (266) $ 68,000 $ 67,734 $ (266) $ 32,000$ 38,490$ (6,490) $ 412,068 $ 155,145 $ 256,923 36,000 29,244 6,756 48,840 41,883 6,957 $ 68,000 S 67,734 $ 266 $ 460,908 $ 197~028 $ 263,880 S S $ $ (392,908) (129,294) (263,614) $ $ $ $ 392,908 129,294 (263,614) S S S $ $ $ $ $ $ $ $ $ 61 This Page Left Blank Intentionally CAPITAL PROJECTS FUNDS Fire Service Fund - accounts for advance and loans to volunteer fire and rescue organizations which serve the County. Financing is provided from General Fund revenues and repayments of advances and loans. General Capital Improvements Fund - accounts for capital project expenditures for general public improvements and large equipment acquisitions. Financing is provided by governmental grants, capital leases and general fund revenues. Storm Water Control Fund - accounts for expenditures for drainage and other systems for storm water control. Financing is provided primarily from General Fund revenues. Jail Reserve Fund - accounts for resources accumulated for the County's share of the regional jail expansion. COUNTY OF ALBEMARLE, vIRGINIA Capital Projects Funds Combining Balance Sheet At June 30, 1999 Exhibit C-1 ASSETS Cash and cash equivalents Accounts receivable Advances to other entities Total assets General Storm Fire Capital Water Jail Services Improvements Control Reserve Fund Fund Fund Fund S 225,902 1,774,098 $ 2~000,000 Totals $ 4,473,854 S 838,119 S 300,000 S 5,837,875 106,956 106,956 1 ~774,098 $ 4,580,810 $ 838r119 $ 300~000 $ 7,718,929 LIABILITIES AND EC~UITY Liabilities: Accounts payable Total liabilities Equity: Fund Balances: Reserved for advances to other entities Unreserved: Designated for capital projects Undesignated Total fund balances Total liabilities and equity S 1,307~754 ~$ 74,412 S S 1,382~166 S 1~307,754 S 74~412 $ $ 1,382,166 1,774,098 S S S S 1,774,098 225,902 3,273,056 763,707 300,000 4,562,665 S 2,000~000 S 3,273,056 S 763,707 S 300,000 S 6,336,763 S 2,000,000 S 4,580,810 S 838z119 S 300~000 S 7,718,929 The accornpanying notes to financial statements are an integral part of this statement. 64 COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes In Fund Balances- Capttal Project Funds. Year Ended June 30, 1999 Exhibit C-2 General Storm Ftre Capital Water ~ Jail Service Improvements Control Reserve Fund Fund Fund Fund Totals Revenues: Revenue from use of money and property Charges for services Miscellaneous revenue Recovered costs Revenue from the Commonwealth Totat revenues $ Expenditures: Current: Capital projects S Total expenditures S Excess (deficiency) of revenues over expenditures S Other financing sources (uses): Operating transfers in $ Operating transfers out Total other financing sources (uses) $ Excess (deficiency) of revenues E other sources over expenditures ~t other uses S Fund balances at beginning of year Fund balance at end of year $ $ 205,568 $ 49,916 $ 72,574 $ 278~142 $ 4%916 $ $ 3,370~820 $ 162,119 $ S 3~370~820 $ 162,119 $ $ (3,092,678) $ (112,203) S S 2,238,967 S 110,000 S (162,075) $ .2,238,967 $ . (52,075) S 255,484 0 0 0 72~574 $ 328,058 $ 3,532,939 $ 3,532~939 $ (3,204,881) $ 2,348,967 (162~075) $ 2~186~892 S (853,711) S (164,278) $ S (1,017,989) 2,000,000 4,126~767 927,985 300,000 7,354,752 2,000,000 $ 3,273,056 $ 763,707 $ 300,000 $ 6,336;763 The accompanying notes to financial statements are an integral part of this statement. 65 COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes in Fund Balances-- Budget and Actual--Capital ProJect Funds Year Ended June 30, 1999 (Funds for Which Bud~[ets Were Adopted) General Capital Improvements Fund Variance Favorable Budget Actual (Unfavorable) Revenues: Revenue from use of money and property Charges for services Miscellaneous revenue Revenue from the Commonwealth Totat revenues $ 66,000 $ 205,568 $ 139,568 2,593 (2,593) 12,000 (12,000) 153,852 72~574 (81,278) $ 234,445 $ 278,142 $ 43~697 Expenditures: Current: Capita[ projects Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Proceeds from long-term debt Operating transfers in Operating transfers out To[at other financing sources (uses) Excess (deficiency) of revenues E other sources over expenditures Et other uses Fund balances at beginning of year Fund batance at end of year $ 9,612,435 $ 3,370,820 $ 6,241,615 $ 9,612,435 $ 3,370,820 $ 6,241,615 $ (9,377,990) $ (3,092,678) $ 6,285,312 2,484,734 $ $ (2,484,734) 2,866,604 2,238,967 (627,637) $ 5,351,338 $ 2,238,967 $ (3,112,371) $ (4,026,652) $ (853,711) $ 3,172,941 4,026,652 4,126,767 100,115 $ $ 3,273,056 $ 3,273,056 The accompanying notes to financial statements are an integra[ part of this statement. 66 J Exhibit C-3 Storm Water Control Budget Actual VaHance Favorable (Unfavorable) Totals Budget Actual Variance Favorable (Unfavorable) s s 49,916 $ S s 49,916 S 66,000 S 255,484 $ 189,484 2,593 0 (2,593) 12,000 0 (12,000) 153,852 72,574 (81,278) 49,916 S 49,916 $ 234r445 $ 328,058 $ 93,613 S 872,768 $ 162,119 $ S 872,768 S 162,119 $ $ (872,768) $ (112,203) $ s s 110,000 (162,075) S 110,000 (162,075) $ (52,075) S (52,075) S 710,649 $ 10,485,203 $ 3,532,939 $ 6,952,264 710,649 $ 10,485,203 $ 3,532,939 $ 6,952,264 760,565 $ (10,250,758) $ (3,204,881) $ 7,045,877 S 2,484,734 $ 2,976,604 (162,075) $ 5,299,263 $ 2,348,967 (162,075) $ (2,484,734) (627,637) 2,186,892 S (3,112,371) $ (924,843) $ (164,278) $ 760,565 $ (4,951,495) $ (1,017,989) $ 3,933,506 924,843 927,985 3,142 4,951,495 5,054,752 103,257 $ 4,036,763 $ 4,036,763 s S 763,707 $ 763,707 S 67 This Page Left Blank Intentionally INTERNAL SERVICE FUNDS Hearth Insurance Fund - accounts for att activities of the County and Schoot Board emptoyee hearth insurance program. Other jointty governed organizations aJso participate in the program. Duptication Fund accounts for revenues received for copying, printin~ and rel. ated services. COUNTY OF ALBEMARLE, VIRGINIA Internal Service Funds Combining Balance Sheet At' June 30, 1999 Exhibit D-1 ASSETS Cash and cash equivalents Accounts receivable Total assets Health Insurance Duplication Fund Fund $ 3,139,516 $ 317,789 504,731 477 $ 3,644,247 $ 318,266 Totals $ 3,457,305 505,208 $ 3~962,513 LIABILITIES AND EQUITY Liabilities: Accounts payable Accrued liabilities Deferred revenue Total liabilities Equity: Retained earnings: Reserved for health insurance claims Unreserved Total equity Total liabilities and equity 53,518 $ 7,948 1,183,358 114,691 1,351,567 $ 7,948 2,292,680 310,318 $ 61,466 1,183,358 114,691 $ 1~359,515 2,292,680 310,318 2.,292,680 310,318 2,602,998 3,644,247 $ 318,266 $ 3,962,513 The accompanying notes to financial statements are an integra[ part of this statement. 70 County of Albemarle, Virginia Internal Service Funds Combining Statement of Revenues, Expenses and Changes in Equity Year Ended June 30, 1999 Exhibit D-2 Operating revenues: Charges for services Miscellaneous revenue Total revenues Operating expenses: Health insurance claims Duplicating costs Total operating expenses Operating income (toss) Nort-operating revenues (expenses): Interest income Net income Retained earnings, beginning of year Retained earnings, end of year Health Insurance Duplication Fund Fund $ 7,093,695 $ 213,577 58,433 $ 7~152,128 $ 213,577 6,854,373 $ S 222~758 6,854,373 $ 222,758 $ 297,755 $ (9,181) $ 147,559 $ $ 445,314 $ (9,181)-$ 1,847,366 319,499 S 2,292,680 $ S Totals $ 7,307,272 58~433 $ 7~365~705 6,854,373 222,758 7,077,131 288,574 147,559 436,133 2,166,865 2~602,998 The accompanying notes to financial statements are an integral part of this statement. 71 COUNTY OF ALBEMARLE, VIRGINIA Internal Service Funds Combining Statement of Cash Flows Year. Ended June 30, 1999 Exhibit D-3 Cash flows from operating activities: Operating income (loss) Adjustments to reconcile operating income to net cash provided by operating activities: Changes in operating assets and liabilities: (Increase) decrease in: Accounts receivable Interest receivable Increase (decrease) in: Accounts payable Accrued liabilities Deferred revenues Net cash provided by operating activities Cash Flows from Investing Activities: Interest income Increase in cash and cash equivalents for the year Cash and cash equivalents at beginning of year Cash and cash equivalents at end of year HeaRh Insurance Fund Duplication Fund $ 297,755 $ (9,181) 93,955 5,268 (43,703) 40,647 125 674 5,374 $ 394,047 $ (3,133) $ 147,559 $ Totals $ 288,574 94,629 5,268 (38,329) 40,647 125 390,914 147,559 S 541..606 $ (3,133) $ 538,473 2,597,910 ' 320~922 2,918,832 $ 3,139,516 $ 317,789 $ 3,457,305 The accompanying notes to financial statements are an integral part of this statement. 72 FIDUCIARY FUNDS Trust Funds: H. E L. Graves Trust Fund - to account for monies provided by a private donor, the corpus of which is nonexpendable. Interest earned on assets may be used by property owners in the WaLnut Creek Park area in the event of flooding extends beyond the boundaries of an easement. Mclntire Trust Fund - to account for monies provided by a private donor, the corpus of which is nonexpendable. Interest and other earnings on assets may be used for educationa~ purposes. Juanise Dyer Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for coLLege scholarships for a graduate of one of the County high schools. NicoLe Thompson Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for coLLege scholarships for special education or economicaLLy disadvantaged students who graduate from the County school system. Weinstein Trust Fund to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for the instaLLation of traffic control devices for a certain area of the County. Crozet Crossinqs Trust Fund - to account for monies provided by private donors, the corpus of which is nonexpendable. Interest earned on assets may be used to provide for assistance to persons who qualify for the purchase of homes in the Crozet Crossings project. Proffer Trust Fund - to account for funds received for proffers for two communities Located in the County. Earnings on these funds may be used for the construction of or upgrade of certain public improvements in the communities. A~ency Funds: Special WeLfare Fund - accounts for monies provided primarily through private donors for assistance of children in foster care, needy senior citizens and others. This fund is also used to account for monies received from other governfi~ents and individuals (i.e., social security and child support) to be paid to special welfare recipients. Huntin~ and Fishinq License Fund - accounts for funds received for state hunting and fishing Licenses. The funds .are remitted to the state on a periodic basis. Deferred Compensation Fund - accounts for assets representing employee deferral of salaries to. future years plus accumulated earnings thereon. The plan was established pursuant to Internal Revenue Code Section 457. This fund was discontinued in fiscal 1998. Dru~ Fund - accounts for monies received from state and federal authorities for the prevention of drug abuse and distribution of iLLegaL substances. PayroLL Suspense Fund - accounts for various employee payroLL withholdings and payments of employee benefits. Performance Bond Fund - accounts for the receipt and disbursements of performance bonds required by the County for erosion and sediment control, and other items relative to construction by private developers. Fire Program Fund - accounts for fire program funds received from the state. The funds are aLLocated to the various County volunteer fire companies. HUD FamiLy SeLf Sufficiency Fund accounts for funds received from various sources for families participating in the County housing programs. Teen Pro~ram Fund - accounts for funds received from various sources for teen programs. JuveniLe Detention Center Fund - accounts for funds received from various sources for the construction of a regional juvenile detention center. COUNTY OF ALBEMARLE, VIRGINIA Fiduciary Funds Combintnil Balance Sheet At June 30, 1999 ASSETS Cash and cash equivatents Investment with trustees, at fair vatue Accounts receivabte Total assets Nonexpendable Trust Funds H Et L Juantse Nicole Crozet Graves Mclntire Dyer Thompson Weinstein Crossings Proffer Trust Trust Trust Trust Trust Trust Trust Fund Fund Fund Fund Fund Fund Fund $ 2,719 $ 2,719 $ $ 8,903 $ 10,383 $ 68,392 $ 24,600 $ 157,668 323,822 $ 323,822 $ 8,903 $ 10,383 $ 68,392 $ 24,600 $ 157,668 LIABILITIES AND EO. UITY Liabitities: A~counts payabte and accrued expenses Due to other funds Amounts held for others $ $ S $ $ $ $ Totat Uabitities S S S S S S S Equity: Fund Batances: Reserved for endowments Total [iabiUties and equity S 2,719 S S 2,719 S 323,822 S 8~903 S 10,383 S 68,392 S 24,600 S 157,668 323~822 S 8,903 $ 10,383 S 68,392 S 24,600 $ 157,668 The accompanying notes to financial statements are an integra[ part of this statement. Exhibit E- 1 Special Welfare Fund Hunting and Fishing License Fund N)ency Funds Juvenile Detention Payroll Drug Center Suspense Fund Fund Fund HUD Famt~ Pe~ormance Fire Serf Bond Program Sufficiency Fund Fund Fund Totals S 35,534 S 538 S 38,319 $ $ 432,147 63~640 S 35,534 $ 538 $ 38,319 $ 432,147 $ S 348,989 S 35,462 $ 17,454 $ 748,961 323,822 495~787 63,640 $ 348,989 $ 35,46~ $ 17,454 $ 1~568;570 $ s 35,534 538 $ 8,510 $ 1,350 $ 1,300 $ $ $ 430,791 62,301 29,809 6 39 348,989 35,462 $ 35,534 $ 538 $ 38,319 $ 432~147 $ 63,640 $ s s s s S s S 35,534 $ 538 S 38,319 S 432,147 $ 63,640 S 348,989 S 35~462 S S S 348~989 S 35,462 S S 11,698 493,092 17,454 467~293 17,454 S 972,083 $ 596~487 17,454 S 1;568,570 75 COUNTY OF ALBEMARLE, VIRGINIA Nonexpendable Trust Funds Combining Statement of Revenues, Expenses and Changes in Fund Balances-- Year Ended June 30, 1999 Exhibit E-2 H E L Juantse Nicole Crozet Graves MclnUre Dyer Thompson Weinstein Crossings Proffer Trust Trust Trust Trust Trust Trust Trust Fund Fund Fund Fund Fund Fund Fund Totals Operating revenues: Revenue from use of money: Interest and investment gains Miscellaneous revenue Donations Total revenues Expenses: Education Health and welfare Public works Total expenses Net operating income Fund balances at beginning of year Fund balance at end of year $ 59 $ 35,833 $ 447 $ 514 $ 2,835 $ 1,412 $ 30,708 $ 71,828 98,000 98,000 $ 59 $ 35,853 $ 447 $ 51.4 $ 2,835 $ 1,412 $ 128,708 $ 169,828 S $ 6,905 $ S 1,000 $ S S S 59 S 3,000 6,905 1,000 3,000 28,948 S 447 S (486) $ 2,835 S (1,588) 530~224 $ 7,905 3,000 530,224 530,224 541~129 $ (401,516) $ (371,301) 2,660 294,874 8,456 10,869 65,556 26,188 $ 2,719 $ 323,822 $ 8,903 $ 10,383 $ 68,391 $ 24,600 559,184 .967,787 $ 157,668 $ 596,486 The accompanying notes to financial statements are an integral part of this statement. 76 COUNTY OF ALBEMARLE, VIRGINIA Nonexpendable Trust Funds Combining Statement of Cash Flows Year Ended June 30, 1999 Exhibit E-3 Cash flows from operating activities: Net operating income (loss) Adjustments to reconci[e net operating income to net cash provided by operating activities Interest and investment gains reported as operating income Changes in operating assets and liabilities (Increase) decrease in: Accounts receivable Interest receivable Net cash provided by operating activities Cash flows from investing activities: Interest and investment gains Purchase of investments Total from (to) investing activities H & L Juanise Nicole Crozet Graves Mclntire Dyer Thompson Wetnstein Crossings Proffer Trust Trust Trust Trust Trust Trust Trust Fund Fund Fund Fund Fund Fund Fund Net cash flows Cash and cash equivalents at beginning of year Totals 59 $ 28.948 $ 447 $ (486) $ 2,835 $ (1,588) $ (401,516)$ (371,301) (59) (28,948) (447) (514) (2,835) (1,412) (30,708) (64,923) 3,000 3,000 20 25 157 62 1,322 1,586 $ 20 $ (975) $ 157 $ (2,938) $~5 (431,638) 59 $ 28,948 $ (28,948) 447 $ 514 $ 2,835 $ 1,412 $ 30,708 $ 64,923 (28,948) $ 59 $ $ 447 $ $ 59 $ $ 467 $ 514 (461) 2,835 $ 1,412 $ 30,708 $ 35,975 2,992 $ (1,526) $ (397,194) $ (395,663) 2~660 8~436 10,844 65~400 26~126 554~862 668~328 Cash and cash equivalents at endofyear $ 2,719 $ $ 8,903 $ 10,383 $ 68,392 $ 24,600 $ 157,668 $ 272,665 The accompanying notes to financial statements are an integra[ part of this statement. 77 COUNTY OF ALBEMARLE, VIRGINIA Agency Funds Statement of Changes in Assets and UabtUUes Year Ended June 30, 1999 Exhibit E-4 (Continued to next page) Special Welfare Fund: Assets: Cash and cash equivalents $ Liabilities: Amounts held for others $ Hunting and Fishing License Fund: Assets: Cash and cash equivalents $ Liabilities: Accounts payable $ Drug Fund: Assets: Cash and cash equivalents $ Accrued interest receivable Total assets $ Liabilities: Accounts payable S Amounts held for others Total liabilities S Juvenile Detention Center: Assets: Cash and cash equivalents S Accounts receivable Total assets S Uabilities: Accounts payable S Due to other funds Amounts held for others Total liabilities S Payroll Suspense Fund: Assets: Cash and cash equivalents S Accounts receivable Total assets S Liabilities: Accounts payable S Due to other funds Amounts held for others Total liabilities S Performance Bond Fund: Assets: Cash and cash equivalents S Liabilities: Amounts held for others S Balance Balance July 1, June 30, 1998 Additions Deletions 1999 37,34~S 169,157 S 170~970 S 35,53 37~347 S 169,157 S 170,970 $ 35,534 481 $ 8,708 S 8,651 S 538 481 S 8,708 S 8,651 S 538 59,117 $ 6,344 S 27,142 S 38,319 107 107 59,224 $ 6,344 $ 27,249 $ 38,319 605 $ 8,510 $ 605 $ 8,510 58,619 (2,166) 26~644 29,809 59,224 $ 6,344 $ 27,249 S 38,319 S 422,594 S 422,594 $ 432,147 432,147 854,741 S 422,594 S 432,147 1,350 S S 1,350 430,790 430,790 422,601 422,594 7 S 854,741 S 422,594 S 432,147 $ $ $ 21,598 63,640 21,598 63,640 21,598 $ 63,640 S 21,598 S 63,640 102 $ 1,300 $ 102 $ 1,300 21,457 62,301 21,457 62,301 39 39 39 39 21,598, $ 63,640 $ 21,598 $ 63~640, 291,498 S 486,856 S 429,365 S 348,989 291,498 S 486,856 S 429,365 S 348,989 78 COUNTY OF ALBEMARLE, VIRGINIA Agency Funds Combining Statement of Changes in Assets and UabtUUes Year Ended June 30, 1999 (ConUnuedI Exhibit E-4 (Continued from previous page) Balance Balance July 1, June 30, 1998 Additions DeleUons 1999 Fire Program Fund: Assets: Cash and cash equivalents $ 51,294 $ Accrued interest receivable 127 127 $ 15,959 $ 35,462 127 Total assets Liabilities: Amounts held for others 51,421 $ 127 $ 16,086 $ 35,462 51~421 $ 12~$ 16,086 $ 35,462 HUD Family Self Sufficiency Fund: Assets: Cash and cash equivalents $ 31,684 $ $ 14,230 $ 17,454 LiabiUties: Amounts held for others 31,684 $ $ 14,2305 17,45 Teen Programs Fund: Assets: Cash and cash equivalents Accounts receivabte $ 339 $ 339 $ 339 339 Total assets S 339 S 339 S 678 S Liabilities: Due to other funds Amounts held for others S 339 $ S 339 S 339 339 Total liabilities Totals--All Agency Funds: Assets: Cash and cash equivalents Accounts receivable Accrued interest receivable S 339 $ 339 S 678 S S 471,421 S 1,094,125 $ 1,089,250 $ 476,296 21,937 495,787 21,937 495,787 234 234 Total assets S 493,592 S 1~589,91~S 1,111,42~S Liabilities: Accountspayabte S 1,188 S 19,868 S 9,358 $ Due to other funds 21,796 493,091 21,796 Amounts held for others 470,608 1,076,953 1 ~080~267 Total liabilities $ 493,592 .$ 1,58%91~S 1,111,42. . 1 $ 972,083 11,698 493,091 467~294 972,083 The accompanying notes to financial statements are an integral part of this statement. 79 This Page Left Blank Intentionatty GENERAL FIXED ASSETS ACCOUNT GROUP To account for fixed assets not used in Proprietary Fund operations. COUNTY OF ALBEMARLE, VIRGINIA Schedule of Fixed Assets by Source - PHmary Government and Discretely Presented Component Unit At June 30, 1999 Exhibit F-1 Component Primary Unit - Government School Board Total Land Buitding and building improvements Improvements other than buildings A~achinerY, furniture, fixtures, and equipment Vehicles Total general fixed assets 2,912,712 $ 4,185,737 16,651,197 131,477,163 5,450,712 1,865,429 4,447,207 4,837,112 5,753,225 9,326~692 S 35,215,053 S 151,692,133 $ 7,098,449 148,128,360 7,316,141 9,284,319 15,079,917 S 186,907,186 Investment in general fixed assets from: Proceeds from indebtedness Generat fund revenues Gifts and other miscetlaneous revenue sources Totat investment in genera[ fixed assets $ 16,202~918 S 50,611,690 S 66,814,608 18,354,293 101,080,443 119,434,736 657,842 657,842 S 35;215,053 S 151,692~133 S 186,907,186 The accompanying notes to financial statements are an integral part of this statement. 82 COUNTY OF ALBEMARLE, VIRGINIA Exhibit F-2 Schedule of Fixed Assets by Function and Activity PHmary Government and Discretely Presented Component Unit At June 30, 1999 Machinery, Building and Improvemer~ts Furniture & Building other than Fixtures, and Land Improvements Buildings Equipment Vehicles Total Primary Government: General Government Administration: Board of Supervisors $ 520~429 $ 7~949,206 $ 241,949 S 37~683 $ $ 8~74%267 Genera[ and Financial Management County Executive $ $ $ $ 11,301 $ $ 11,301 Finance 157,937 112,262 270,199 · County Attorney 7,460 7,460 Information services 1,870,919 1,870,919 Board of Elections 375~682 375,682 Total genera[ and financial management $ $ $ $ 2,423~299 S 112,262 $ 2,535~561 Judicial Administration: Clerk of circuit court $ $ $ $ 126,328 $ $ 126,328 Sheriff 71,614 8,158 270,003 349,775 Other courts 40,277 2,187,754 32,281 2,260,312 Tota[judicial administration $ 40,277 $ 2,259,368 $ $ 166,767 $ 270,003 $ 2,736,415 Public Safety: Poticedepartment $ 6,575 $ $ $ 365,637 $ 3,049,874 $ 3,422,086 Po[ice animal control 56,191 56,191 Fire and rescue 79,916 1,024,132 1,104~048 Inspections 15,839 164,861 180,700 Other public safety 191,337 1,736,943 248,110 2,176,390 Total public safety $ 197,912 $ 1,736,943 $ $ 461,392 $ 4,543,168 $ 6,939,415 Public Works: Engineering $ 266,784 $ - $ $ 17,031 $ 136,370 $ 420,185 Staff Services 714,242 189,908 904,150 Keene landfill 220,534 220,534 Total pubticworks $ 266,784 $ $ 220,534 $_ 731,273 $ 326,278 $ 1,544,869 Health and Welfare: Sociat services $ $ 7,189 $ $ 29,516 $ 166,363 $ 203,068 Joint health building 17,816 854,635 872,451 Office of housing - 1,927 1,927 Total health and we[fare $ 17,816 $ 861,824 $ $ 31,443 $ 166,363 $ 1,077,446 Parks, Recreation and Cultural $ 1,869,494 $ 3~843~856 $ 4,914,683 $ 550~899 $ 218,603 $ 11,397~535 Community Development: Community deve[opment $ $ $ $ 26,898 $ 7,755 $ 34,653 Zoning 73~546 17~553 108~793 199~892 Total community development $ $ 73,546 $ 44,451 $ 116,548 $ 234,545 Total Primary Government Component Unit - School Board: $ 2,912,712 $ 16,651,197 $ 5,450,71_ 2 $ 4,447,207 $ 5,753,22~$ 35,215_,053 Education $ 4,185,73~$ 131,477,163 $ 1,865,42~$ 4,837,112 $ 9,326,692 $ 151,692,13 The accompanying notes to financial statements are an integra[ part of this statement. 83 COUNTY OF ALBF./RARLE, VIRGINIA Schedule of Changes in Fixed Assets by Function and Activity Primary Government and Discretely Presented Component Unit Year Ended June 30, 1999 Exhibit F-3 Balance Balance July 1, June 30, 1998 Additions Deletions 1999 Primary Government: General Government Administration: Board of Supervisors S General and Financial Management County Executive S Finance County Attorney Information services Board of Elections Total general and financial management S Judicial Administration: Clerk of circuit court S Sheriff Other courts Total judicial administration S Public Safety: Po[ice department S Police animal control Fire and rescue Inspections Other public safety Total public safety S Public Works: Engineering S Staff services Keene landfill Total public works S Health and Welfare: Social services S Joint health building Office of housing Total health and welfare S Parks, Recreation and Cultural S Community Development: CommUnity development S Zoning Total community development S Total Primary Government S Component Unit - School Board: 8,577,318 S 171,949 S S 8,749,267 11,301 S S $ 11,301 247,825 22,374 270,199 7,460 7,460 1,928,673 70,395 128,149 1,870,919 359,420 16,262 375,682 2,547,219 S 116,49! S 128~149 $ 2~535~561 126,328 S $ S 126,328 288,705 61,070 349,775 2,260,312 2,260,312 2~675,345 $ 61~070 S S 2,736~415 3,118,781 $ 361,774 S 58,469 S 3,422,086 56,191 56,191 756,717 347,331 1,104,048 180,700 180,700 2,176,390 2,176~390 6,288,779 S 709,105 S 58,469 $ 6,939,415 396,940 $ 23,245 S S 420,185 856,863 47,287 904,150 220,534 220,534 1,474,337 S 70,532 S S 1,544,869 170,668 S 32,400 S S 203,068 872,451 872,451 1,927 1,927 1,045,046 S 32,400 S - S 1,077,446 11,149,8t8 S 247,717 S S' 11,397~535 29,133 S 5,520 S S 34,653 181,684 18,208 199,892 210,817 S 23,728 $ S 234,545 33,968,679 S 1,432,99~S 186,610S 35,215,053 Education S 141,733,37 S 9,968,537 S 9,775 S 151,692,133 The accompanying notes to financial statements are an integrat part of this statement. 84 COMPONENT UNIT SCHOOL BOARD Governmental Funds: School Fund - accounts for the operation of the County's public school system. Financing is provided primarily by state and federal grants and appropriations from the County of ALbemarle. School Cafeteria Fund - accounts for operations of the County's school food service program. Financing is provided primarily by food sales and transfer from the School Fund. School Debt Service Fu.nd - accounts for debt service expenditures for the school system for the payments of principal and interest on the school system's general Long-term debt. Financing is provided by appropriations from the County of AlbemarLe. School Capital Proiects Fund - accounts for school construction expenditures. Financing is provided primarily from debt proceeds, construction grants and appropriations from the County of ALbemarLe. Account Groups: General Fixed Assets Account Group - accounts for general fixed assets of the school system. General Lone-Term Oblh{ation Account Group - accounts for aL! general tong-term obligations of the school system including general obligation debt, capital leases, and claims, judgements and compensated absences. COUNTY OF ALBEMARLE, VIRGINIA Combining Balance Sheet Discretely Presented Component Unit - School Board At June 30, 1999 Governmental Funds School Debt Capital School Cafeteria Service ProJects Fund Fund Fund Fund ASSETS AND OTHER DEBITS Assets: Cash and cash equivalents Receivables (net of allowances for uncottectibtes): Accounts Due from other governments Inventory, at cost Prepaid items Fixed assets .Other debits: Amount available for debt service Amount to be provided for the retirement of generaly tong-term debt and accrued leave 10,080,701 $ 927,421 $ 1,644,600 $ 5,095,675 974,601 19,047 1,975,695 32,793 204,426 22, 750 7,819 88,596 Total assets and' other debits $ 13,243,242 $ 1,002,011 $ 1,644,6005 5,184,271 LIABILITIES~ EO. UITY AND OTHER CREDITS Liabilities: Accounts payable and accrued expenses Compensation payable Deferred revenues Accrued vacation and sick leave Genera[ obligation bonds payable State literary fund loans payable VRS early retirement incentive obligation 1,530,789 $ 63,373 $ $ 1,041,090 8,207,648 152,492 530 105,589 TOtal liabilities $ 9,844,026 $ 215~865 $ $ 1,O41,620. Equity and other credits: Investment in genera[ fixed assets Fund balances: Reserved for inventory UnreserVed: Designated: Subsequent year's expenditures Debt service Capita[ projects Undesignated $ $ $ s 204,426 22,750 630,428 2,564,362 763,396 1,644,600 4,142,651 Total equity and other credits S 3~399~216 $ 786,146 S 1,544,600 $ 4,142,651 Total liabilities, equity and other credits $ 13,243,242 $ 1,002,011 S 1,644,600 S 5,184,271 The accompanying notes to financial statements are an integral part of this statement. 86 Exhtblt G-1 Account ,Groups General General Fixed Long-term Assets Debt Totals ~= S S 17,748,397 151,692,133 1,082,244 2,008,488 227,176 7,819 151,692,133 1,644,600 1,644,600 69,581,449 69,581,449 $ 151,692,133 S 71,226,049 $ 243,992,306 S S S S S 151,692,133 S 944,209 66,300,000 2,787,998 ,1,193,842 S 2,635,252 8,360,670 105,589 944,209 66,300,000 2,787,998 1,193,842 71,226,049 S 82~327~560 $ 151,692,133 227,176 630,428 1,644,600 4,142,651 3,327,758 $ 151,692,133 S 161,664,746 $ 151,692,,133 $ 71,226,04~$ 243~992,306_= 87 This Page Left Blank Intentionally COUNTY OF ALBEMARLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes in Fund Balances Discretely Presented Component Unit - School Board Year Ended June 30, 1999 Exhibit G-2 Revenues: Revenue from use of money and property Charges for services Miscellaneous Recovered costs Revenue from the Commonwealth Revenue from the Federal Government Total revenues Expenditures: Current: Education Capita[ projects Debt service: Principal retirement Interest and fiscal charges Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Proceeds from long-term debt Operating transfers in Operating transfers out Operating transfer from primary government Operating transfers to primary government Total other financing sources (uses) Excess (deficiency) of revenues E other sources over expenditures E other uses Fund balances at beginning of year Fund balance at end of year School School School Debt Capital School Cafeteda Service ProJects Fund Fund Fund Fund Totals 99,083 $ 37,738 $ $ 371,458 $ 508,279 2,081,883 1,891,593 3,973,476 229,668 3,486 233,154 1,410,800 561,110 1,971,910 27,689,307 50,180 806,562 28,546,049 2,133~540 780,859 $ 33,644,281 $ 2,763,856 $ $ 1,739,130 2,914,399 $ 38,147,267 ~ 81,848,487 $ 2,595,754 $ $ $ 84,444,241 15,732,178 15,732,178 5,120,746 5,120,746 3,756,174 3,756,174 $ 81,848~487 $ 2,595,754 $ 8,876,920 $ 15~732,178 $ 109,053,339 $ (48,204,206) $ 168,102 $ (8,876,920) .$ (13,993,048) $ (70,906,072) $ $ $ 7,245,000 25,000 295,925 (295,925) (25,000) 49,231,488 7,558,748 300,000 57,090,236 (453,550) 48,507,013 $ (25,000) $ 7,854,673 $ 7,245,000 320,925 (320,925) (453,550) $ 7,545,000 $ 63,881,686 302,807 $ 143,102 $ (1,022,247) $ (6,448,048) $ (7,024,386) 3,096,409 643,044 2~666~847 10,590,699 16,996,999 3,399,216 $ 786,146 $ 1~644~600 $ 4~142~6515 9,972,61~ The accompanydng notes to financial statements are an integra[ part of this statement. 89 COUNTY OF ALBEAL6,RLE, VIRGINIA Combining Statement of Revenues, Expenditures and Changes in Fund Balances-Budget and Actual Discretely Presented Component Unit - School Board Year Ended June 30, 1999 SchoolFund School Cafeteria Fund Variance Favorable Budget Actual (Unfavorable) Budget Actual Variance Favorable (Unfavorable) Revenues: Revenue from use of money and property Charges for services Miscellaneous Recovered costs Revenue from the Commonwealth Revenue from the Federal Government $ 62,000 $ 99,083 $ 37,083$ $ 37,738 $ 2,230,898 2,081,883 (149,015) 1,979,842 1,891,593 177,294 229,668 52,374 3,486 1,398,414 1,410,800 12,386 27,506,287 27,689,307 183,020 45,000 50,180 2,129,177 2,133,540 4,363 720,000 780,859 37,738 (88,249) 3,486 5,180 60,859 Total revenues $ 33,504,070 $ 33,644,281 $ 140,211 $2,744,842 $2,763,856 S 19,014 Expenditures: Current: Education Capita[ projects Debt service: Principal retirement Interest and fiscal charges $ 83,169,641 $ 81,848,487 $ 1,321,154 $ 2,744,842 $ 2,595,754 $ 149,088 Total expenditures S 83,169,641 $ 81,848,487 S 1,321,154 S 2,744,842 S 2,595,754 S 149,088 Excess (deficiency) of revenues over expenditures S (49,665,571) S (48,204,206) S 1,461,365 S S 168,102 $ 168,102 Other financing sources (uses): Proceeds from long-term debt 0 perating transfers in Operating transfers out Operating transfers from primary government Operating transfers 'to primary government S S $ S S S 25,000 25, O00 (295,925) (295,925) (25,000) (25,000) 49,047,158 49,231,488 184,330 (453,550), (453,550) Total other financing sources (uses) $ 48,297,683 S 48,507,013 S 209,330 $ - S (25,000) $ (25,000) Excess (deficiency) of revenues E other sources over expenditures and other uses $ (1,367,888) S 302,807 S 1,670,695 S S 143,102 S 143,102 Fund balances at beginning ofyear Fund balance at end of year 1,367,888 3,096,409 1,728,521 643,044 S__S 3,399,216, S 3,399,21~S~$ 786,146 643,044 S 786,146 The accompanying notes to financial statements are an integral part of this statement. 90 Exhibit G-3 School Debt Service Fund ,-- Budl~et Actual Variance Favorable (Unfavorable) School Capttal Projects Fund Totals Variance Variance Favorable Favorable Bud!let ,, Actual (Unfavor, able) Bud~let Actual (Unfavorable) ~ $ $ S S' 100,000 S 371,458 $ 271,458$ 162,000S 508,279 $ 346,279 4,210,740 3,973,476 (237,264) 177,294 233,154 55,860 502,000 561,110 59,110 1,900,414 1,971,910 71,496 604,565 806,562 201,997 28,155,852 28,546,049 390,197 2,849,177 2,914,399 65,222 S S S S 1,206,565 S 1,739,130 S 532,565 S 37,455,477 S 38,147,267 $ 691,790. $ S S S $ S $ 85,914,483 S 84,444,241 $ 1,470,242 18,617,024 15,732,178 2,884,846 18,617,024 15,732,178 2,884,846 5,153,183 5,120,746 32,437 5,153,183 5,120,746 32,437 3,730,239 3,756,174 (25,935) 3,730,239 3,756,174 (25,935) S 8,883,422 S 8,876,920 S 6,502 S 18,617,024 S 15,732,178 $ . 2,884,846 .$ 113,414,929 S 109,053,339 S 4,361,590 -- S (8,883,422)S~S 6,502 S.(17,410,4593 $~$ 3,417,411 $~S (70,906,072).S 5,053,380 $ $ 295,925 295,925 $ 7,137,127 S 7,245,000 $ 107,873 S 7,137,127 $ 7,245,000 $ 107,873 295,925 320,925 (295,925) (320,925) 7,558,748 7,558,748 300,000 300, DO0 56,905,906 57,090,236 184,330 S 7,854,673 S 7,854,673 $ 7,437,127 $. 7,545,000 .$ (453,550) (453,550) 107,873 S 63,589,483 $ 63,881,686 $ 292,203 S (1,028,7493 $ (1,022,2473 S 6,502 S (9,973,332) S (6,448,0483 $ 3,525,284 $ (12,369,9693 S (7,024,386) S 5,345,583 1,028,749 2,666,847 1,638,098 9,973,332 10,590,699 617,367 12,369,969 16,996,999 4,627,030 S__$ 1,644,600S 1,644,600$~$ 4,142,655 4,142,65~$ $ 9,972,613 $ 9,972,613 91 This Page Left I)tank Intentionally Supporting Schedules This Page Left Btank Intentionatty COUNTY OF ALBEMARL£, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 1999 Schedule 1 (Continued to next page) Fund, Ma;Ior and Minor Revenue Source Bud~let PHmary Government: General Fund: Revenue from local sources: General property taxes: Real property taxes Public service corporation taxes: Real and personal Personal property taxes Mobile home taxes Machinery and tools taxes Penalties Interest and costs Total genera[ prol~erty taxes Other local taxes: Local sales and use taxes Transient lodging taxes Consumer utiUty taxes Motor vehicle licenses Bank franchise taxes Taxes on recordation and wills Business license taxes Utility company licenses Contractors licenses · Seller's tax Meats tax Penalties and interest Total other local taxes Permits, privilege fees and regulatory licenses: Animal licenses Other permits, privilege fees and regulatory licenses Total permits, privilege fees and regulatory licenses Fines and forfeitures: Fines and forfeitures Revenue from use of money and property: Revenue from use of money Revenue from use of property Total revenue from use of money and property Charges for services: Charges for Commonwealth Attorney Police and sheriff department fees Clerk's fees Charges for parks and recreation Charges for misceJlaneous services Total charges for services Actual Variance Favorable (Unfavorable) 39,641,000 $ 40,231,757 $ 590,757 1,590,000 1,647,789 57,789 20,331,200 18,048,880 (2,282,320) 51,200 59,850 8,650 977,800 1,054,064 76,264 397,700 392,715 (4,985) 245~000 265,606 20,606 63,233,900 $ .61,700,661 8,457,100 $ 8,556,890 976,000 1,385,237 5,338,700 5,175,295 1,286,300 1,373,050 155,600 277,764 474,600 651,324 3,784,000 4,365,318 462,100 428,457 710,000 723,360 198,700 249,972 2,300,000 3,124,103 34,000 51,894 24~177~100 $ 26,362,664 $ (1,533,239) $ 99,790 409,237 (163,405) 86,750 122,164 176,724 581,318 (33,643) 13,360 51,272 824,103 17,894 $ 2,185~564 16,000 1,077~350 1,093,350 187,700 1,200,000 193,000 1,393~000 1,700 238,445 208,400 230,200 263,936 $ 942,681 12,990 $ (3,010) 1,076,251 (1~099) 1,089,241 $ (4,109) 243,320 $ 55~620 707,863 $ (492,137) 178~954 .(14,046) 886,817 $ (506,183) 2,020 $ 320 322,874 84,429 239,848 31,448 223,218 (6,982) 203,016 (60,920.) 990,976 $ 48,295 95 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 1999 (Continued) Schedule 1 (Continued to next page) Fund, Major and Minor Revenue Source Primary Government: (Continued) General Fund (Continued) Revenue from local sources: (Continued) Miscellaneous revenue: Miscellaneous Income VPA refunds Total miscellaneous revenue Recovered costs: E-911 costs Other Total recovered costs Total revenue from local sources Revenue from the Commonwealth: Payments in lieu of taxes Non-categorical aid: ABC profits Wine tax Motor vehicle ti[ting tax Mobile home titling taxes Personal property tax relief Leased vehicle tax Rolling stock-rails Total non-categorical aid Categorical aid: Shared expenses: Commonwealth Attorney Sheriff Finance Medical examiner Registrar/Electoral board Clerk of the circuit court Total shared expenses Other categorical aid: Police Department Recordation fees Virginia housing assistance program Public assistance and welfare administration F_~S funds Multiple response system Bud~[et Actual Variance Favorable (Unfavorable) 38,200 S (1,841) S (40,041) 10~000 70,019 60~019 $ 48,200 $ 68~178 $ 19,978 77.1,688 S 779,952 $ 8,264 288,.186 410,478 122,292 S 1,059,874 $ 1,190~430 $ $ 92,135,805 $ 92,532,287 S 130,556 396,482 $ 136,100 $ 136,916$ 816 151,976 67,788 5,600 100,000 261,600 111,081 698,045 195,291 S 43,315 95,593 27,805 4,563 (1,037) 114,663 14,663 1,826,100 1,826,100 268,819 7,219 127,503 16,422 2,632,532 $ 1,934,487 366,469 477,133 435,300 800 45,444 366~500 1,691,646 366,415 $ 447,721 477,494 390 45;388 357~216 1,694,624 $ (54) (29,412) 42,194 (41o) (56) (9,284) 2,978 605,458 580,920 65,000 1,229,337 31,714 5,000 576,077 585,640 61,773 1,196,760 31,715 11,417 (29,381) 4,720 (3,227) (32,577) 1 6,417 96 m Schedule 1 (Continued to next page) COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 1999 IContinued) Fund, Major and Minor Revenue Source Primary Government: (Continued) General Fund (Continued) Revenue from the Commonwealth: (Continued) Other categorical aid: (Continued) Crime control Fire program funds DCJS - COPS Medicaid UVA- State Arts grant Economic development partnership grant Bud~[et Actual $ 202,445 $ 202,~'H. 94,640 89,t87 27,302 63,560 105,885 63,453 4,75O 4,750 150,000 150,000 Vartance Favorable (Unfavorable) (1) (5,453) 36,258 (42,432) Total other categorical aid Total categorical aid Total revenue from the Commonwealth 3~102~451 4,794,097 5~628,242 3,036,776 4,731,400 7, 500,848 $ (65,675) $ (62,697) $ 1,872,606 Revenue from the Federal Government: Payments in lieu of taxes Categorical aid: HUD-moderate rehabilitation Medicaid COPS grant Gypsy moth FBI - tower rental Public assistance and welfare administration Total categorical aid $ 11,800 $ 10,743 $ 128,800 105,897 211,600 4,200 1,500 2~114,037 2,566,034 $ $ (1 ,o57) 137,504 $ 8,704 63,453 (42,444) 208,931 (2,669) 2,881 (1,319) 2,625 1,125 2~261~851 147,814 2,677,245 111,211 Total revenue from the Federal Government $ 2~577,834 $ 2,687.988 $ 110,154 Total General Fund Special Revenue Funds: Federal / State Grant Fund: Revenue from local sources: Revenue from use of money and property: Use of money $ 100,341,881 S 102,721,123 2,379,242 $ 4,233 $ 4,233 Miscellaneous revenue: Miscellaneous Recovered costs: City of Charlottesville: Other recovered costs 140,128 $ 92,490 18,072 $ 33,152 (47,638) 15,080 15,080 Total recovered costs $ 18,072 $ 33,152 $ Total revenue from local sources $ 158,200 $ 129~875 $ (28,325) 97 COUNTY OF ALBEMARLE, VIRGINIA Schedule 1 (Continued to next page) Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 1999 IContinued) Fund, Ma:ior and Minor Revenue Source Bud!~et Primary Government: (Continued) Special Revenue Funds: (Continued) Federal / State Grant Fund (Continued): Revenue from the Commonweatth: Other categorical aid: Comprehensive services grant $ 1,783,010 $ Forestry grant 1,000 Bright Stars grant 120,017 Criminal justice grants 35,508 Emergency medical services 4,930 Transportation initiative 444,037 Community Corrections Act '435,148 Victim/witness 70,208 Other 13,415 Total revenues from the Commonwealth $ $ 2,907,273 Actual 1,776,392 1,000 120,017 35,508 372,770 435,148 61,578 3~824 2,806,237 Variance Favorable (Unfavorable) (6,618) (4,930) (71,267) (8,630) (9,s91) $ (101,036) Revenues from the Federal Government: Metro planning grant (CDBG) CDBG - AHIP Section 8 housing Moderate family rehabilitation Child care grants' Family unification Transportation safety grant COPS grant Law Enforcement Block Grant Criminal justice grants Family support grant TOtal revenue from the Federal Government Total Federal / State Grant Fund Enhanced 911 Fund: Revenue from local sources: Other local taxes: E-911 tax 31,158 $ 30,590 770,989 24,069 .232,026 221,589 1,012,694 981,250 195,713 195,680 280,024 263,773 13,253 13,253 73,205 12,547 44,340 44,340 280,380 82,716 654,368 526,331 $ 3;588,150 $ 2,396,138 $ $ 6,653,623 $ 5,332,250 $ (568) (746,92o) (10,437) (31,444) (33) (16,251) (60,658) (197,664) (128,037) (1,192,012) 700,000 S 771,343 S 71,343 Revenue from the use of money and property: Revenue from the use of money Total Enhanced 911 Fund CourthouSe Maintenance Fund Revenue from local sources: Charges for services: Courthouse maintenance fees Tourism Fund Revenue from local sources: Miscellaneous Contributions Total Special Revenue Funds S 700,000 1,32~545 $ 903,888 $ 31,730 S 34,07 39,200 7,424,553 98 132,545 $ 203,888 $ 2,349 $ 30,223 $ (8,977) $ 6,300,440 $ (.1,124,113) COUNTY OF ALBEMARLE, VIRGINIA Schedule 1 (Continued to next page) Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 1999 (Continued) Fund, Major and Minor Revenue Source Primary Government: (Continued) Debt Service Funds: General Debt Service Fund Revenue from local sources: Miscellaneous Visitor Center Debt Service Fund: Revenue from local sources: Revenue from use of money and property: Rent - Visitor's center Total Debt Service Funds Capital Proiects Funds: General Capital Improvements Fund: Revenue from local sources: Revenue from the use of money and property: Revenue from the use of money Revenue from the use of property Total Revenue from the use of money and property Charges for services: Miscellaneous Miscellaneous revenue: Miscellaneous $ Recovered costs: Miscellaneous $ Budget Actual $ $ S $ 68~000 $ 67,734 S 68,000 ~ 67,734 66,000 66,000 2,593 12,000 S 205,568 $ 205,568 Variance Favorable (Unfavorable) $ (266) $ (266) $ 139,568 $ 139,568 S (2,593) S (12,o0o) Total revenue from local sources 80,593 S 205,568 S 124,975 Revenue from the Commonwealth: Categorical aid: VDOT S Total revenue from the Commonwealth S To[at Genera[ Capita[ Improvement Fund S Capital Pro|ects Funds: Storm Water Control Fund: Revenue from local sources: Revenue from use of money and property Revenue from use of money $ Charges for services Total Storm Water Control Fund $ Total Capita[ Projects funds $ Grand Total Revenues - - Primary Government $ 99 153,852 $ 72,574 S 153,852 S 72,574 $ 234,445 $ 278,142 $ 234,445 108,068,879 (81,278) (81,278) 43,697 S 49,916 S 49,916 $ 49,916 S 328,058 $ 109,417,355 49,916 93,613 1~348,476 Schedule 1 (Continued to next page) COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30, 1999 (Continued) Fund, Major and Minor Revenue Source Component Unit School Board: Special Revenue Funds: School Fund: Revenue from local sources: Revenues from use of money and property: Revenues from use of money Revenues from use of property Budget 62,000 Actual 3,537 95,546 S Variance Favorable (Unfavorable) 3,537 33,546 Total revenues from use of money and property $ 62,000 $ 99,083 S 37,083 Charges for services: Tuition from private and other sources Vehicle maintenance fees Miscellaneous charges for services Total charges for services Miscellaneous revenue: Miscellaneous 1,811,768 267,125 152,005 2,230,898 177,294 1,677,027 $ 261,392 143i464 2,081,883 $ (134,741) (5,733) (8,541) (14%015) 229,668 S 52,374 Recovered costs: C.B.I.P. severe revenue ED program Personnel services Other 624,602 541,125 163,692 68,995 608,367 539,473 163,692 99,268 $ (16,235) (1,652) 30,273 Totat recovered COSTS Total revenue from local sources Categorical aid: Share of State sales tax Basic school aid Special education Vocational education Remedial education Fringe benefits Other state funds Total revenue from the Commonwealth Revenue from the Federal Government: Chapter I and migrant education Chapter 2 Vocational education Title VI-B Preschool program Goals 2000 School food Total revenue from the Federal Government Total School Fund 1,398,414 3,868,606 6,794,952 12,616,899 2,584,395 229,388 235,965 1,640,402 3,404,286 27,506,287 777,628 59,314 117,125 1,027,860 68,508 53,742 25,000 1,410,800 3,821,434 S 12,386 S (47,172) 6,984,506 $ 189,554 12,637,440 20,541 2,558,636 (25,759) 229,853 465 214,864 (21,101) 1,669,998 29,596 3,394,010 (10,276) 27,689,307 $ 183,020 756,218 $ (21,410) 53,598 (5,716) 123,816 6,691 1,057,083 29,223 61,863 (6,645) 29,383 (24,359) 51,579 26,579 S 2,129,177 S 2,133,540 $ 4,363 $ 33,504,070 S 33,644,281 $ 140,211 100 COUNTY OF ALBEMARLE, VIRGINIA Governmental Funds and Discretely Presented Component Unit Schedule of Revenues - Budget and Actual Year Ended June 30~ 1999 (Continued) Fund, Major and Minor Revenue Source Component Unit School Board: (Continued) Special Revenue Funds: (Continued) School Cafeteria Fund: Revenue from local sources: Revenue from the use of money and property: Revenue from the use of money Charges for services: Cafeteria sa[es Miscellaneous revenue: Miscellaneous Total revenue from local sources Revenue for the Commonwealth: Categorical aid: School food programs Revenue from the Federal Government: Categorical aid: School food programs Total School Cafeteria Fund Total Special Revenue Funds Capital Projects Fund: School Capital Projects: Revenue from local sources: Revenue from use of money and property: Use of money Use of property Use of money Recovered costs: Contributions and other Revenue from the Commonwealth: Categorical aid: School construction and technology grants Total School Capital Projects Fund Grand Total Revenues - - Component Unit - - School Board Grand Total Revenues - - All Governmental Funds and Discretely Presented Component Unit Schedule 1 (Continued to next page) Budget Actual Variance Favorable (Unfavorable) $ 37,738 $ 37,738 1,979,842 1,891,593 (88,249) 3~486 3,486 1~979,842 $ 1,932,817 $ (47,025) 45,000 S 50,18o S 5,180 720,000 2,744,84Z 36,248,912 S 780~859 S 2,763,856 $ 36,408~137 60,859 19,014 159,225 100,000 S 371,458 S 271,458 100,000 S 371,458 S 271,458 502,000 S 561,110 S 59,110 604,565 S 1,206,565 S 37,455,477 $ 145,524,356 $ 806~562 $ 201,997 1,739,130 38,147,267 147~564,622 $ 532,565 $ 691~790 $ 2~040,266 1'01 COUNTY OF ALBEMARLE, VIRGINIA Schedule 2 (Continued to next page) Governmental Funds and Discretely Presented Component Unit Schedule of Expenditures - Budget and Actual Year Ended June 30, 1999 Fund, Function, Activity and Elements Pdmary Government: General Fund: General Government Administration: Legislative: Board of Supervisors Genera[ and Financial Administration: County executive Community resources Personnel Legal services Director of finance Data processing Total genera[ and financial administration Board of Elections: Electoral board and officials Total general government administration Judicial Administration: Courts: Circuit court General district court Magistrate Juvenile and domestic relations court Clerk of the circuit court Sheriff Total Courts Commonwealth Attorney: Commonwealth attorney Total judicial administration Public Safety: Law Enforcement and Traffic Control: Police department 91 q Service Total [aw enforcement and traffic contro[ Fire and Rescue Services: Fire departments Fire / rescue Fire/rescue tax credit Fire prevention Ambulance and rescue service Fire extinction service City of Charlottesville Total fife and rescue services Correction and Detention: Regional jail Juvenile detention home Offender aid and restoration Bud~[et Actual Variance Favorable (Unfavorable) S 329,171 $ 297,911 S 31,260 S 541,469 S 509,571 80,901 76,852 314,185 299,476 420,552 418,784 2,517,599 2,374,587 1,405,530 1,390,054 S 5,280,236 S S 208~962 S S $ 5,069,324 191,,500 5,558,735 S $ 73,382 $ 73,100 15,330 11,816 18,020 16,380 132,984 112,377 527,603 507,627 960,032 954~834 S 1,727,351 S 1,676,134 S 489,829 S 485,833 $ 2,217,180 S 2,161,967 31,898 4,049 14,709 1,768 143,012 15,476 210,912 17,462 $ 6,479,723 S 6,414,862 810,969 810,969 S 7,290,692 S 7,225,831 25%634 $ 282 3,514 1,640 20,607 19,976 5,198 S 51,217 S 3,996 S 55,213 S 64,861 S 64,861 813,475 $ 762,568 S 50,907 526,183 473,776 52,407 65,000 54,751 10,249 201,122 '233,883 (32,761) 189,710 189,710 13,800 13,758 42 656,040 652,192 3,848 2,465,330 S 2,380,638 354,445 S 354,435 163,661 163,660 40,872 40,872 S 84,692 S 10 1 Total correction and detention S 558,978 $ 558,967 $ 11 102 COUNTY OF ALBEA~RLE, VIRGINIA Schedule 2 (Continued to next page) Governmental Funds and Discretely Presented Component Unit Schedule of Expenditures - Budget and Actual Year Ended June 30, 1999 (Continued~ Fund, Function, Activity and Elements Budget Actual VaHance Favorable (UnfaVorable) Primary Government: (Continued) General Fund: (Continued) Inspections $ 706,805 $ 625~084 $ 81,721 Other Protection: SPCA shelter contribution $ 37,440 $ 37,440 Total other protection 37,440 $ 37,440 $ Total public safety $ 11,059,24 $ 10~827,960 $ Public Works: Maintenance of Highways, Streets, Bridges and sidewalks: Engineering $ 1,078,586 $ 1,028,355 Street signs 79,709 71,838 Water resources 98~657 77~601 231,285 50,231 7,871 21,056 Tota[ maintenance of highways, streets, bridges and si $ 1,256,952 $ 1,177,794 $ 79,158 Sanitation and Waste Removal: Refuse collection and disposal 309,429 195,742 113,687 Maintenance of Buildings and Grounds: Staff sersdces 1,049,034 978~595 70,439 Total public works Health and Welfare: Health: Supplement to local health department 2,615,415 . $ 2,352,131 $ 703,,821 $ 703,821 $ 263,284 Mental Health and Mental Retardation: Region Ten Community Services Board $ 294,500 $ 294,500 Welfare / Social Services: Welfare administration Public assistance Employment services program Medicaid - University of Virginia Property tax relief for the elderly Other social services $ 383,112$ 399,192 $ (16,080) 3,299,296 3,248,217 51,079 752,662 764,757 (12,095) 209,527 175,459 34,068 231,000 152,158 78,842 951,947 940,814 11,133 Total welfare/social services $ 5,827,544 $ 5,680~597 $ 146,947 Total health and welfare Education: Contribution to community college Parks, Recreation, and Cultural: Parks and recreation Darden Towe Memorial Park Gypsy moth Albemarle Charlottesville Teen Center Total parks and recreation $ .6,825,865 $ 6,678,918 $ $ 8,53 5 8,535 $ 1,123,446 $ 1,069,206 110,685 108,623 24,235 6,697 98,822 71,532 $ 1,357,188 $ 1,256,058 54,240 2,062 17,538 27,290 $ 101,130 103 COUNTY OF ALBEMARLE, VIRGINIA Schedule 2 (Continued to next page) Governmental Funds and Discretely Presented Component Unit Schedule of Expenditures - Budget and Actual. Year Ended June 30, 1999 (Continued) Fund, Function, Activity and Elements Primary Government: (Continued) General Fund: (Continued) Budget Actual Variance Favorable (Unfavorable) Library: Regional Library $ 1,778,314 $ 1,778,314 $ Cultural Enrichment: Miscellaneous contributions $ 47,920 $ 47,920 Total parks and recreation and cultural Community Development: Planning and Community Development: Planning Redevelopment and housing Zoning Contributions to other agencies Revenue Sharing Agreement - City of Charlottesville Other $ 3,183,422 = $ 3,082,292 $ 101,130 $ 1,188,431$ 975,518 89,977 87,235 416,679 392,708 511,223 510,260 5,587,013 5,587,013 1,098,616 816,077 212,913 2,742 23,971 963 282,539 523,128 171 12,352 Total p[anning and community development $ 8,891~939 S 8,368~811 $ Environmental Management: Soil and Water Conservation District 32,825 $ 32r654 $ Cooperative Extension Program: Horticulture and Family resources S 151,104 S 138,752 $ Total Community Development Total General Fund S 9,075,868 $ 8,540,217 S 40,803,899 S 39,210,755 535,651 ,593,144 Special Revenue Funds: Federal / State Grant Fund: Judicia[ Administration Victim/w~tness Drug court $ 70,208 $ 61,578 35,508 35,508 8,630 Total judicial administration $ 105,716 S 97,'086 $ 8~630 Public Safety: Public safety grants Criminal justice 185,030 $ 84,002 541,053 553,754 101,028 (12,701) Total public safety S 726~083 S 637,756 $ 88,327 Public Works: Public works grants Transportation initiative S 444,037 S 372,770 $ 71,267 Health and Welfare: Health and welfare Comprehensive services grant At risk 4 year olds $ 1,081,738 $ 623,984 3,420,101 3,419,367 320,146 306,474 457,754 734 13~672 Total health and welfare S 4,821,985 $ 4,349,825 $ 472~160 104 COUNTY OF ALBEMARLE, VIRGINIA Schedule 2 (Continued to next page) Governmental Funds and Discretely Presented Component U nit Schedule of Expenditures - Budget and Actual Year Ended June 30, 1999 (Continued) Fund, Function, Activity and Elements Budget Actual Variance Favorable (Unfavorable) Primary Government: (Continued) Special Revenue Funds: (Continued) Federal / State Grant Fund (Continued): Community development: MetropoUtan planning programs AHIP Moderate housing rehabiUtation and related programs $ 38,948$ 38,712 $ 236 770,989 24,069 746,920 1,524~744 1,375,404 149,340 Tota[ community development $ 2,334,681$ 1,438,185$ 896,496 Total Federal / State Grant Fund $ 8,432,502 $ 6,895,622 $ 1~536~880 Enhanced 911 Fund: Public Safety: Law Enforcement and Traffic Control: 911 Service $ 1,509,313 $ 788,197 $ 721,116 Tourism Fund: Community development: Visitors Bureau Tourism development Other $ 124,315 $ 118,314 $ 6,001 150,000 150,000 662,485 55,000 607~485 Total Tourism Fund $ 936,800 $ 323,314 $ 613,486 TotatSpecial Revenue Funds $ 10,878~61~ $ 8,007,133 $ 2,871,482 Debt Service Funds: General Debt Service Fund: Principal retirement Interest and other debt costs $ 380,068 $ 116,655 $ 263,413 12~840 12,639 201 Total General Debt Service Fund $ 392,908 $ 129,294 $ 263,614 Visitor Center Debt Service Fund: Principal retirement Interest and other debt costs $ 32,000 $ 38,490 $ (6,490) 36,000 29,244 6,756 Total Visitor Center Debt Service Fund Total Debt Service Funds S__68,000 S ~ 67,73 S 266 $ 460~908 $ 197,028 $ 263r'880 Capital Proiects Funds:' Capital Improvements Fund: Capital Projects: Information systems Fire departments ans service vehicles Street and sidewalks improvements Emergency Operations Center Parks and recreation Libraries Others $ 218,555 $ 198,623 19,932 777,135 317,580 459,555 1,036,277 370,925 665,352 977,709 874,512 103,197 1,074,476 524,422 550,054 395,569 201,547 194,022 5~132,714 883,211 4,249,503 To[at Capital Improvement Fund S 9,6,12,435 $ 3,370,820 $ 6,241,61~ 105 COUNTY OF ALBENtARLE, VIRGINIA Schedule 2 (Continued from previous page) Governmental Funds and Discretely Presented Component Unit Schedule of Expenditures - Budget and Actual Year Ended June 30, 1999 (ContinuedI Fund, Function, Activity and Elements Primary Government: (Continued) Capital Projects Funds: (continued) Budget Actual Variance Favorable (Unfavorable) Storm Water Control Fund: Capital projects Stormwater control $ 872,768 $ 162,119 $ 710,649 6,952,264 11~680,770 Total Capital Projects Funds Grand Total Expenditures - - Primary Government Component Unit School Board Special Revenue Funds: School Fund: Education: Instruction Administration, and attendance and health Pupil transportation services Operation and maintenance Facilities Other Total School Fund S 10,485,20 S 3 532,939 $ S 62,.628,625 S 50,947,855 S S 63,925,285 S 62,773,941 S 1,151,344 3,650,457 3,574,018 76,439 5,819,615 5,569,019 250,596 7,751,202 7,784,936 (33,734) 25,600 70,502 (44,902) 1,997,482 2,076,071 (78,589) S 83,169,641 S 81,848,487 S 1,321,154 School Cafeteria Fund: Education: Operating costs $ 2,744,842 $ 2,595,754 S 149,088 Total School Cafeteria Fund $ 2,744,842 $ 2,595,754 S 149,088 Total Special Revenue Funds S 85,914,483 S 84,444,241 S 1,470,242 Debt Service Fund: School Debt Service Fund: Principal retirement Interest and other debt costs S 5,153,183 $ 5,120,746 S 32,437 3,730,239 3,756,174 (25,935) Total Debt Service fund $ 8,883~422 S 8,876~92o S 6,502 Component Unit School Board Capital Projects Fund: School Capital Projects Fund: Avon Street - Rt 20 connector /~ontice[io High School Technology equipment School building renovations and related items PREP $ 297,555 $ 292,490 S 5,065 5,764,670 5,474,400 290,270 1,074,586 982,365 92,221 8,588,166 6,715,027 1,873,139. 2,892,047 2~267,896 624,151 Total School Capital Projects Fund Grand Total Expenditures - - Component Unit - - School BOard $ 18,617,024$ 15,732,178S 2,884,846 113,414,929 $ 109,053,339 $ 4,361,590 Grand Total Expenditures - - All Governmental Funds and Discretely Presented Component Unit 176,043,554 $ 160,001,194 S 16,042,360 106 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Director of Finance's Accountability At June 30, 1999 Schedule 3 Assets held by the Director: Cash on hand/petty cash Cash in banks: Checking: Wachovia Bank One Valley Bank Nationsbank Nationsbank - DMV Investments: Wachovia Bank time deposit Wachovia Bank - performance bonds Capitoline Investment Services Local Government Investment Pool Virginia State Non-Arbitrage Program MclnUre Trust Fund-Investments Regional Jail Authority Investments Total assets Liabilities of the Director: Balance of County funds (Schedule 4) Balance of Commonwealth Credit Account (Schedule 5) Balance of Charlottesville-Albemarle Joint Health Center Building (Schedule 6) Balance of Albemarle-Charlottesville Regional Jail Authority (Schedule 7) Balance of Emergency Operations Center (Schedule 8) Balance of Darden Towe Memorial Park (Schedule 9) Balance of Region Ten Community Service Board (Schedule 10) Balance of Charlottesville-Albemarle Teen Center (Schedule 11) Balance of DMV account Other liabilities Total liabilities 5,000 2,356,955 2,719 52,530 2,617 1,000,000 348,989 582,601 41,499,373 2,643,669 323,822 3,508~747 52,327~022 46,633,599 137,339 5,144,536 396,312 1,536 2,617 11~083 52,327,022 107 COUNTY OF ALBEA~RLE, VIRGINIA Schedu!e of Director of Flnance's Accountability to the County All County Funds and Component Units Year Ended June 30, 1999 Governmental Funds Special Debt Capital General Revenue Service Projects Balance July 1, 1998 Receipts: General property taxes Other local taxes Permits, privilege fees and regulatory licenses Fines and forfeitures Revenue from use of money and property Charges for services Miscellaneous Recovered costs Intergovernmental Proceeds from indebtedness Total receipts Total available Disbursements (net): Warrants (checks) issued Principal retirement Interest and fiscal charges 13,255,699 $ 2,499,635 $ $ 61,632,109 26,128,780 1,089,241 243,320 1,008,633 990,976 68,178 1,190,430 10,654,886 $ $ $ 753,092 143,537 34,079 153,710 33,152 4,651,591 $ 103,006,553 $ 5,769,161 $ 116,262~252 $ 8~268,796 $ 39,281,005 $ 7,779,932 Total disbursements $ 39,281,005 $ 7,77%932 Interfund transfers: Transfers in $ 106,893 $ 2,729,570 Transfers out (61,700,287) (89,048) $ 15,387,853 $ 3,129,386 Balance, June 3a, 1999 67,734 $ 67,734 $ 67,734 S 155,145 41,883 S 197,028 S S 129,294 S S S 5,582~234 267,846 72,574 340,420 5,922,654 2,271,671 2,271,671 2,348,967 (162,075) 5,837,875 Note: These schedule is reported on the cash basis. Revenues and expenditures reflected in the other supplementary data and basic financial statements are recorded on the accrual and/or modified accrual basis, excePt as otherwise noted. 108 Schedule 4 Proprietary Fiduciary Component Funds Funds Unit Total Internal Trust & School "Memorandum Service A~ency Board Only" S 2,918,832 $ 1,434,623 S 24~471,472 S 50~162~495 $ S $ $ 61,632,109 26,881,872 152,827 66,509 6,948,328 58,433 1,192,125 $ 7~159,588 $ $ 10,078,420 $ 1,089,241 243,320 517,313 2,156,665 4,227,527 12,200,910 233,154 1,773,334 1,971,910 3,195,492 31,943,297 47,322,348 7,245,000 7,245,000 1,258,634 $ 46,138~201 . $ 163,740,291 2,693,257 $ 70,609,673 $ 213,902~786 $ 6,621,115 $ $ 6,621,115 $ 1,620,474 $ 100,621,042 $ 158,195,239 5,120,746 5,275,891 3,756,174 3,798,057 1,620,474 $ 109,497,962 $ 167,26%187 $ $ 3,457,305 57,411,161 $ 62,725,885 (774,475) (62,725,885) 1,072,783 $ 17,748,397 $ 46,633,599 109 Schedule 5 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Director of Finance's Accountability to the Commonwealth Year Ended June 30, 1999 Balance July 1, 1998 Receipts Remittances Balance June 30, 1999 1999 Taxes: Estimated income taxes 1998 Taxes: Estimated income taxes Other Collections: Share of fees of sheriff and deputies Totats S S 80,788 S 80,788 S 358,604 358,604 82,176 82,176 S 521,568 S 521.,568 S This schedule is presented on the cash basis. 110 Schedule 6 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Director of Finance's Accountability To The Charlottesville-Albemarle Joint Health Center Building Fund Year Ended June 30, 1999 Balance July 1, 1998 $ 101,362 Receipts 60~370 Total receipts and balance $ 161,732 Disbursements: Checks issued 24~393 Balance June 30, 1999 $ 137,339 This schedule is presented on the cash basis of accounting. 111 Schedule 7 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Director of Finance's Accountability To The Albemarle -Charlottesville Regional Jail Authority Year Ended June 30, 1999 Balance July 1, 1998 Receipts Total receipts and balance Disbursements: Checks issued Balance June 30, 1999 9,866,800 8,171,149 18,037,949 12~893~413 5,144,536 This schedule is presented .on the cash basis of accounting. 112 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Director of Flnance's Accountability To The Emer~Jency Operations Center Year Ended June 30, 1999 Schedule 8 Balance July 1, 1998 Receipts Total receipts and balance Disbursements: Checks issued Balance June 30, 1999 $ 294,022 1,810,483 $ 2,104,505 1~708~193 S 396,312 This schedule is presented on the cash basis of accounting. 113 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Director of Ftnance's Accountability To The Darden Towe Memorial Park Year Ended June 30, 1999 Schedu~ 9 Balance JuJy 1, 1998 Receipts Tota[ receipts and baJance Disbursements: Checks issued Balance June 30, 1999 $ (6,781) 180,809 $ 174,07.8 172,492 S 1,536 This schedu[e is,presented on the cash basis of accounting. 114 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Director of Finance's Accountability To The Region Ten Community Services Board Year Ended June 30, 1999 Balance July 1, 1998 Receipts Total receipts and balance Disbursements: Checks issued Balance June 30, 1999 Schedule 10 135,575 12,169,126 12,304,701 12,304,701 This schedule is presented on the cash basis of accounting. 115 This Page Left Blank Intentiona[ty Statistical Tables COUNTY OF ALBEAAARLE, VIRGINIA General Governmental Expenditures By Function (1) Last Ten Flscal Years Fiscal Year 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 Note: General Judicial Admini- Admtni- Public Public stration straUon Safety Works 3,146,963 $ 1,176,793 $ 5,060,428 $ 1,651,055 3,659,806 1,280,160 5,536,227 1,535,652 3,720,634 1,250,310 6,139,038 1,394,094 4,100,162 1,302,764 6,677,486 1,583,418 4,175,173 1,371,235 7,006,265 1,792,164 4,525,198 1,514,116 7,780,936 1,989,329 5,028,092 1,734,130 8,819,633 1,950,935 5,226,856 1,871,955 11,166,096 2,234,899 5,574,630 2,078,915 11,578,473 2,299,190 5,558,735 2,259,053 12,253,913 2,724,901 (1) Includes General, Special Revenue, Debt Service, Capita[ Project Funds and Discretely Presented Component Unit. Health and Welfare Education 3,142,192 $ 50,283,CH9 3,192,268 54,557,352 3,442,659 55,142,637 3,709,255 58,549,105 4,961,226 61,140,363 5,675,298 65,475,319 6,749,142 69,212,453 8,193,475 73,191,000 9,082,674 76,622,637 11,028,743 84,452,776 118 Table I Parks, Recreation and Cultural $ 1,786,920 1,899,417 2,337,209 2,492,222 2,509,508 2,630,543 2,781,119 2,903,511 2,933,075 3,082,292 Community Development $ 5,164,766 5,250,748 6,168,473 6,992,704 7,273,781 7,717,868 8,537,897 9,090,116 9,789,023 10,301,716 Capital Projects $ 11,390,894 10,207,270 15,967,658 8,382,828 13,170,964 5,804,471 10,838,430 19,967,723 21,946,149 19,265,117 Debt Service $ 2,735,975 3,668,279 4,655,968 5,918,035 6,173,135 7,798,027 7,179,750 7,074,253 7,231,073 9,073,948 Total 85,539,035 90,787,179 100,218,680 99,707,979 109,573,814 110,911,105 122,831,581 140,919,884 149,135,839 160,001,194 119 COUNTY OF ALBEMARLE, VIRGINIA General Governmental Revenues by Source (1) Last Ten Fiscal Years Permit, Privilege General Fees and Fines Fiscal Property Other Local Regulatory and Year Taxes Taxes Licenses Forfeitures 1990 (2) $ 31,174,684 $ 12,970,521 $ 785,722 $ 183,980 1991 39,460, 352 13,834,927 654,497 187,434 1992 39,693,578 14,767,928 694,540 112,786 1~93 41,868,387 16,626,535 716,188 169,631 1994 45,814,504 17,695,347 815,276 189,909 1995 49,057,317 18,744,077 794,158 155,715 1996 (3) 70,456,150 19,287,058 782,795 169,773 1997 57,098,367 20,280,373 945,134 247,136 1998 59,736,838 23,140,529 999,107 216,888 1999 61,700,661 27,134,007 1,089,241 243,320 Notes: (1) Includes General, Special Revenue, Debt Service, Capital Project Funds and Discretely Presented Component Unit. · (2) Recovered costs were classified as miscellaneous revenues. (3) First year of split-billing of real estate Revenues From Use of Money and Property 2,315,074 1,487,244 1,232,167 1,054,422 1,167,332 1,817,855 2,034,236 2,604,589 2,330,261 1,855,092 Charges for Services 2,591,605 2,944,887 3,747,690 3,432,631 3,695,994 3,782,524 4,680,429 5,269,215 4,594,379 4,998,531 120 Table 2 Mbcel- laneous 1,778,680 400,024 387,982 499,467 715,941 214,825 446,166 487,045 527,858 424,045 Recovered Costs $ 2,490,070 1,536,697 1,568,013 1,340,059 1,284,197 2,304,450 3,070,269 2,571,115 3,195,492 Intergov- ernmental Total $ 24,325,791 $ 76,126,057 26,158,153 87,617,588 24,917,448 87,090,816 29,132,827 95,068,101 30,501,342 101,935,704 32,580,254 108,430,922 35,130,486 135,291,543 37,355,357 127,357,485 38,931,191 133,048,166 46,924,233 147,564,622 121 COUNTY OF ALBFJaARLE, VIRGINIA General Governmental Tax Revenues by Source Last Ten Fiscal Years (1) (Amounts Expressed in Thousands) Local Sales Transient Consumer Motor Bank Fiscal Property and Use Lodging Meals Utility Vehicle Franchise Year Tax Tax Tax Tax Tax Tax Tax 1990 $ 31,217 S 4,688 $ 1991' 39,490 4,741 1992 39,694 5,065 1993 41,868 6,046 1994 45,815 6,367 1995 49,057 6,999 1996 (2) 70,456 7,254 1997 57,098 7,786 1998 59,737 8,060 1999 61,701 8,557 Notes: (1) Includes all governmental funds (2) First year of split-billing for real estate taxes 278 $ 279 277 301 3§0 358 403 887 ,38§ 1,137 3,124 3,748 3,917 4,122 4,384 4,632 4,658 4,787 4,796 5,111 5,175 758 $ 54 1,070 62 1,086 61 1,108 79 1,169 69 1,204 167 1,225 128 1,222 151 1,323 212 1,373 278 122 Table 3 Recordation and Wills Tax Business License Tax Utility Company Tax Contractors License Tax Seller's Tax E-911 Tax Other Total 434 $ 290 335 352 453 314 406 427 539 651 2,172 $ 2,468 2,456 2,685 2,854 3,186 3,323 3,519 3,835 4,365 299 $ 255 271 357 383 385 391 423 432 428 494 $ 494 433 441 560 526 518 643 648 723 $ 130 129 130 166 138 172 189 204 250 $ 129 532 566 578 584 661 671 714 771 $ 64 51 38 54 44,142 53,325 54,461 58,317 63,381 67,568 89,743 77,379 82,877 88,835 123 COUNTY OF ALBEMARLE, VIRGINIA Property Tax Levies and Co[lecUons Last Ten Fiscal Years Table 4 Fiscal Year 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 (1) (2) Percent of Percent of Current Percent Delinquent Total Tax Outstanding Delinquent Total Tax of Levy Tax Total Tax Collections Delinquent Taxes to Tax Levy (1) Collections Collected Collections Collections to Tax Levy Taxes Levy S 31,182,140 $ 30,147,129 96.68% S 553,006 $ 30,700,135 98.45% $ 40,335,602 38,021,859 94.26% 633,452 38,655,311 95.83% 39,963,612 38,549,230 96.46% 597,561 39,146,791 97.96% 41,747,726 40,191,779 96.27% 992,785 41,184,564 98.65% 46,269,210 44,499,274 96.17% 671,147 45,170,421 97.63% 49,082,673 47,441,817 96.66% 884,225 48,326,042 98.46% (2) 70,483,330 69,025,719 97.93% 957,435 69,983,154 99.29% 56,158,141 54,348,735 96.78% 2,096,760 56,445,495 100.51% 59,986,411 57,198,574 95.35% 1,958,685 59,157,259 98.62% 63,707,535 61,569,278 96.64% 1,855,459 63,424,737 99.56% Net of land use, tax relief, and fire / EMS deferrals and exemptions Increase in tax levy and current tax collections resulted from implementation of split billing of real estate taxes in fiscal 1996 2,319,308 2,449,398 2,910,523 2,950,092 3,809,572 3,658,270 4,495,656 3,614,212 3,574,245 3,040,451 7.44% 6.07% 7.28% 7.07% 8.23% 7.45% 6.38% 6.44% 5.96% 4.77% 124 COUNTY OF ALBEMARLE, VIRGINIA Assessed and Estimated Actual Value (In Thousands) of Taxable Property Last Ten Fiscal Years Table 5 Real Estate (5) Estimated Fiscal Assessed Actual Year Value Value (1) 1990 $ 2,280,357 $ 3,280,811 1991 3,011,253 3,631,359 1992 3,725,844 4,041,149 1993 3,881,444 4,190,227 1994 4,278,835 4,531,335 1995 4,412,887 4,568,206 1996 4,731,824 4,868,132 1997 4,798,901 4,952,426 1998 5,094,332 5,235,696 1999 5,331,847 5,440,660 Personal Property (2,4,6) Machinery and Tools Public Utility Estimated Estimated Estimated Assessed Actual Assessed Actual Assessed Actual Value Value Value Value Value Value 213,436 $ 213,436 $ 16,883 $ 16,883 $ 137,360 $ 137,360 217,332 217,332 17,070 17,070 140,822 140,822~ 276,431 276,431 17,718 17,718 159,849 159,849 276,539 276,539 17,884 17,884 171,429 171,429 313,171 313,171 20,097 20,097 176,368 176,368 351,455 351,455 20,131 20,131 195,279 195,279 398,220 398,220 21,290 21,290 222,883 222,883 434,291 434,291 22,231 22,231 201,471 201,471 455,627 455,627 22,917 22,917 228,208 228,208 494,353 494,353 24,016 24,016 229,985 229,985 (1) Estimated actual value of real estate based on sales ratio percentages for the corresponding tax years as computed by the Virginia Department of Taxation. (2) Personal property includes personal property, business personal property and mobile homes. (3) Increase in tax assessment due to split bitting and proration of personal property effective January 1, 1992. (4) Personal property, machinery and tools, and public utility property is assessed as 100% fair market value. (5) Rea[ estate net of exemptions for [and use deferral and tax relief for the elderly. (6) Personal property includes exemptions for mobile home tax relief for the elderly and the fire/rescue tax credits which went into effect January 1992. Total Assessed Value 2,648,036 3,386,477 4,179,842 4,347,296 4,788,471 4,979,752 5,374,217 5,456,894 5,801,084 6,080,201 Estimated Actual Value $ 3,648,490 4,006,583 4,495,147 4,656,079 5,040,971 5,135,071 5,510,525 5,610,419 5,942,448 6,189,014 125 COUNTY OF ALBEMARLE, VIRGINIA Property Tax Rates Last Ten Fiscal Years Table 6 Fiscal Year 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 Notes: Public Service Real Personal Machinery Property Property and Tools Real Personal $ .72 $ 4.40 $ 4.40 $ .72 $ 4.40 .74 4.40 / 4.30 4.40 / 4.30 .74 / .72 4.40 / 4.30 .72 4.30 / 4.30 4.30 / 4.30 .72 / .72 4.30 / 4.30 .72 4,30 / 4.28 4.30 / 4.28 .72 / .72 4.30 / 4.28 .72 4.28 / 4.28 4.28 / 4.28 .72 / .72 4.28 / 4.28 .72 4.28 / 4.28 4.28 / 4.28 .72 / .72 4.28 / 4.28 .72/.72 4.28 / 4.28 4.28 / 4.28 .72 / .72 4.28 / 4.28 .72/.72 4.28 / 4.28 4.28 / 4.28 .72 / .72 4.28 / 4.28 .72/.72 4.28 / 4.28 4.28 / 4.28 .72 / .72 4.28 / 4.28 .72/.72 4.28 / 4.28 4.28 / 4.28 .72 / .72 4.28 / 4.28 (1) 100% of fair market value (2) The assessed value of mobile homes is included in personal property. (3) Split billing and proration for personal property, machinery and tools and public service adopted fiscal year 1992. (4) The basis for property tax rates is S 100.00 of assessed valuation. 126 COUNTY OF ALBEMARLE, VIRGINIA Special Assessment Billings and Collections Last Ten Fiscal Years Table 7 Specia[ assessments of property taxes have not been made and, accordin!~ty, are not presented. The County has not utilized special assessments for pubtic works improvements or other purposes. 127 COUNTY OF ALBEMARLE, VIRGINIA Computation of Legal Debt Margin, Direct and overlapping Debt and Revenue Bond Coverage At June 30, 1999 Table 8 Legal Debt Margin: The County of ALbemarLe is not subject to tegat debt computations per the Code of Virginia. Computation of Direct and Overlapping Debt The County of AlbemarLe has not issued any debt which is overlapping v~th other Governments during the last ten fiscal years. Since there is no overlapping debt with other governments, there is no table of property tax rates for att overlapping governments nor are there any computations of overlapping debt. Revenue Bond Coverage The County of Albemarle has not issued revenue bonds nor were any revenue bonds outstanding during the last ten fiscal years. 128 COUNTY OF ALBEA6ARLE, VIRGINIA Ratio of Net General Obligation Bonded Oebt TO Assessed Taxable Value and Net General Obligation Bonded Debt Per Capita Last Ten Fiscal Years Table 9 alma (2) Fiscal (1) Assessed Year Population Value 1990 66,120 $ 3,645,051,845 1991 68,040 3,394,267,979 1992 69,700 4,773,691,256 1993 70,300 4,920,818,467 1994 72,400 5,581,065,455 1995 74,300 5,737,717,742 1996 75,900 6,160,785,549 1997 77,000 6,378,332,299 1998 (4) 79,500 6,608,803,080 1999 (5) 82,000 6,860,103,018 Note: (1) Virginia Department of Taxation. (2) Includes land use and tax relief. Less: Debt Gross Payable from Net Ratio of Net Net Bonded Bonded Enterprise Bonded Bonded Debt to Debt per Debt Revenues Debt (3) Assessed Value Capita 24,498,089 $ $ 24,498,089 0.0067 S 371 25,375,252 25,375,252 0.0075 373 39,293,415 39,293,415 0.0082 564 39,257,526 39,257,526 0.0080 558 50,287, 511 50,287, 511 O. 0090 695 46,311,072 46,311,072 0.0081 623 48,199,772 48,199,772 O. 0078 635 50,262,514 50,262,514 0.0079 653 66,750,256 66,750,256 0.0101 840 69,087,998 6%087,998 0.0101 843 (3) Does not include VRS Earty Retirement obligation and capita[ leases. (4) We[don Cooper Center for Pubtic Service (5) Estimated by Department of Finance 129 COUNTY OF ALBEMARLE, VIRGINIA Ratio of Annual Debt Service Expenditures for General Obligation Bonded Debt to Total General Governmental Expenditures Last Ten Years Table 10 Total Total General Fiscal Debt Governmental Year Principal Interest Service (2) Expenditures (1) 1990 $ 1,663,653 $ 1,072,322 S 2,735,975 $ 74,148,141 1991 1,957,353 1,370,102 3,327,455 80,579,909 1992 2,446,859 2,038,696 4,485,555 84,251,022 1993 2,900,066 2,484,800 5,384,866 91,325,151 1994 3,418,317 2,645,703 6,064,020 106,893,715 1995 4,880,437 2,849,856 7,730,293 110,911,105 1996 4,454,945 2,498, 317 6,953,262 122,831,581 1997 4,129,440 2,815, 519 6,944,959 140, 919,884 1998 4,171,802 2,929,977 7,101,779 149,135,839 1999 5,159,236 3,785,418 8,944,654 160,001,194 (1) Includes all Governmental Funds of the Primary Government and the DiscreteLy Presented Component Unit -- School Board. (2) Does not include capital Leases Ratio of Debt Service to General Governmental Expenditures 3.69% 4.13% 5.32% 5.90% 5.67% 6.97% 5.66% 4.93% 4,76% 5.59% 130 COUNTY OF ALBEMARLE, VIRGINIA Demographic Statistics Last Ten Fiscal Years 'Fable 11 Per Fiscal Capita Median School Year Population Income (3) Age (5) Enrollment (1) 1990 66,120 $ 19,218 31.6 10,144 1991 68,172 20,124 31.6 10,188 1992 69,500 21,015 31.6 10,436 1993 70,300 23,973 31.6 10,581 1994 72,400 24,837 31.6 10,889 1995 74,300 24,837 (4) 31.7 11,123 1996 75,900 24,837 (4) 31.7 11,344 1997 77,000 (4) 24,837 (4) 31.7 11,626 1998 79,500 (6) 23,357 (5) 31.7 11,513 1999 82,000 (4) 29,063 (5) 31.7 12,188 Source: Unemployment Rate 2.70% 3.70% 4.4O% 3.20% 3.20% (2) 2.70% (2) 2.10% (2) 2.20% (2) 1.40% (2) 1.50% (2) Above information obtained from the We[don Cooper Center for Public Service unless otherwise noted. (1) Albemarle County Public Schools (2) Virsinia Employment Commission (3) Includes City of Charlottesville (4) Estimate by Department of Finance (5) Bureau of Census (6) We[don Cooper Center for PubUc Service 131 COUNTY OF ALBEA/LARLE, VIRGINIA Property Value, Construction Activity, and Bank Deposits Last Ten Fiscal Years Table 12 Residential Commercial Fiscal Property value (1) * Construction Construction Bank * Year Commercial Residential Exemptions Total # of Units Value * # of Units Value * Deposits (2) (3) 1990 $ 455,041 $ 3,238,533 $ 412,763 $ 3,280,811 1,065 $ 84,037 246 $ 19,045 $ 384,997 1991 498,990 3,547,117 414,748 3,631,359 661 51,179 205 16,881 427,160 1992 536,104 4,098,437 593,392 4,041,149 780 67,153 218 17,422 442,538 1993 546,041 4,237,860 593,674 4,190,227 640 59,510 174 9,777 432,418 1994 612,664 4,689,827 771,156 4,531,335 886 88,554 229 20,629 458,422 1995 615,413 4,832,060 879,267 4,568,206 533 65,254 184 10,669 455,539 1996 692,929 5,170,761 985,521 4,878,169 541 82,761 225 27,699 300,750 1997 704,096 5,239,956 991,626 4,952,426 620 93,041 221 43,305 Not Available 1998 729,017 5,598,135 1,091,456 5,235,696 575 95,765 54 38,168 (4) Not Available 1999 744,161 5,759,213 1,092,714 5,440,660 687 127,328 51 22,586 (4) NotAvailabte * Amounts expressed in thousands (1) Estimated assessed value from Table 5 (2) Source: Financial Institutions Data Exchange - 1988 through 1996 (3) Source FDIC - includes financial institutions insured by the FDIC - 1997 (4) Number of commerda[ units for 1998 and 1999 include only new construction. Does not inlcude alterations, renovations or additions. 132 COUNTY OF ALBEAAARLE, VIRGINIA Principal Real Property Taxpayers Year Ended June 30, 1999 Table 13 Taxpayer Charles W. Hurt JWK Properties University Real Estate Foundation Shopping Center Associates Ja-Zan State Farm Insurance Company G E Fanuc Westminister - Canterbury First Interstate -Chartottesville Farmington Totals Type of Business Developer Individual Retirement Community Shopping Condominiums Insurance Manufacturer Retirement ~4[lage Shopping Mall Country Club 1999 Assessed Valuation (1) $ 36,175 39,382 28,575 27,594 23,443 20,065 19,804 19,489 19,450 16,529 S 250,506 (1) Based on 1999 real estate tax assessment records, Amounts are in thousands. Percentage of Total Assessed ValuaUon 0.63% 0.69% O. 50% 0.48% 0.41% 0.35% 0.35% O. 34% O. 34% 0.29% 4.38% 133 This Page Left Btank Intentionatty Compliance This Page Left Btank Intentionally ROBINSON, FARMER, COX ASSOCIATES A PROFESSIONAL LIMITED L/ABILITY COMPANY CERTIFIED PUBLIC ACCOUNTANTS REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS TO THE BOARD OF SUPERVISORS COUNTY OF ALBEMARLE , VIRGINIA We have audited the financial statements of the County of Albemarle, Virginia as of and for the year ended June 30, 1999, and have issued our report thereon dated October 14, 1999. We conducted our audit in accordance with generally accepted auditing standards; Specifications for Audits of Counties, Cities and Towns, issued by the Auditor of Public Accounts of the Commonwealth of Virginia; and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Compliance As part of obtaining reasonable' assurance about whether the County of Albemarle, Virginia's financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grants, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. Internal Control Over Financial Reportin~ In planning and performing our audit, we considered the County of Albemarle, Virginia's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide assurance on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements in amounts that would be material in relation to the finandat statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. 137 However, we noted other matters involving the internal control over financial reporting that we have reported to management in a separate Letter dated October 14, 1999. This report is intended for the information of the Board of Supervisors, management and federa[ awarding agencies and pass-through entities. However, this report is a matter of public record and its distribution is not limited. Chariottesvikte, Virginia October 14, 1999 138 ROBINSON, FARMER, COX ASSOCIATES A PROFESSIONAL LIMITED LIABILITY COMPANY CERTIFIED PUBLIC ACCOUNTANTS REPORT ON COMPLIANCE WITH REQUIREMENTS APPLICABLE TO EACH MAJOR PROGRAM AND INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A-133 TO THE BOARD OF SUPERVISORS COUNTY OF ALBEMARLE, VIRGINIA Compliance We have audited the compliance of the County of Albemarle, Virginia with the types of compliance requirements described in the U.S. Office of Management and Budget (OMB) Circular A-133 Compliance Supplement that are applicable to each of its major federal programs for the year ended June 30, 1999. The County of Albemarle, Virginia's major federal programs are identified in the summary of auditor's results section of the accompanying schedule of findings and questioned costs. Compliance with the requirements of laws, regulations, contracts and grants applicable to each of its major federal programs is the responsibility of the County of Albemarle, Virginia's management. Our responsibility is to express an opinion on the County of Albemarle, Virginia's compliance based on our audit. We conducted our audit of compliance in accordance with generally accepted auditing standards; the standards applicable to financial audits contained in GoVernment Auditing Standards, issued by the Comptroller General of the United States; and OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations. Those standards and OMB Circular A-133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the County of Albemarle, Virginia's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion. Our audit does not provide a legal determination on the County of Albemarle, Virginia's compliance with those requirements. In our opinion, the County of AlbemarLe, Virginia complied, in alt material respects, with the requirements referred to above that are applicable to each of its major federal programs for the year ended June 30, 1999. Internal Control Over Compliance The management of the County of Albemarle, Virginia is responsible for establishing and maintaining effective internal control over compUance with requirements of taws, regulations, contracts and grants applicable to federal programs. In planning and performing our audit, we considered the County of Albemarle, Virginia's internal control over compUance with requirements that could have a direct and material effect on a major federal program in order to determine our auditing procedures for the purpose-of expressing our opinion on compliance and to test and report on internal control over compliance in accordance with OMB Circular A-133. 139 Our consideration of the internal control over compliance would not necessarily disclose all matters in the internal control that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively iow level the risk that noncompliance with applicable requirements of laws, regulations, contracts and grants'that would be material in relation to a major federal pro~ram bein~ audited may occur and not be detected within a timely period by employees in the normal course of performin~ their assigned functions. We noted no matters involvin~ the internal control over compliance and its operation that we consider to be material weaknesses. This report is intended for the information of the Board of Supervisors, management and federal awarding agencies and pass-through entities. However, this report is a matter of public record and its distribution is not limited. CharlottesviLle, Virginia October 14, 1999 140 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Expenditures of Federal Awards Primary Government and Discretely Presented Component Unit Year Ended June 30, 1999 Federal Granting Agency/ Recipient State Agency/ Grant Program/Grant Number Federal Catalogue Number Expenditures Primary Government: Department of Agriculture: Pass Through Payments: State Department of Agriculture: Cooperative Forestry Assistance - Gypsy Moth Department of Social Services: Food Stamp Program (12-35-5133) Food Stamp Administration Total Department of Agricutture 10.664 10.551 10.561 S 2,881 1,360,371 537,457 1,900,707 .... Department of Health and Human Services: Pass Through Payments: Department of Social Services: Temporary Assistance to Needy Families Low-Income Home Energy Assistance Foster Care - Title IV-E Social Services Block Grant Child Care and Development Foster Care - Title IV-E - Family Support Program Administrative Cost of Medicaid EUgibiUty - University of Virginia Hospital Resettlement Assistance Total Department of Health and Human Services 93.558 93.568 93.658 93.667 93.596 93.658 93.714 93.787 463,119 10,481 306,476 625,410 510,357 526,331 63,453 3,331 $ 2,508~958 Department of Housing and Urban Development: Direct Payments: Lower Income Housing Assistance Program (Section 8 - Existing Housing and State Agency Program) Moderate rehabilitation program (Section 8) Pass through payments: Department of Housing and Community Development: Development: Community Development Block Grant/States' Program 14.156 14.182 14.228 221,589 1,382,527 54,659 Total Department of Housing and Urban Development $ 1,658,775 Department of the Interior: Direct payments: Bureau of Land Management Humber 97-258 (National Forest Acreage Payments) 10.665 $ 10~743 Department of Justice: Pass through payments: Department of Criminal Justice Services Law Enforcement Block Grant Public Safety and Community PoUcing Grants Anti-Drug Abuse Act 16.300 16.710 16.579 44,340 222;378 82,716 Total Department of Justice 141 349,434 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Expenditures of Federal Awards Primary Government and Discretely Presented Component Unit Year Ended June 30, 1999 (Continued) Federal Granting Agency/ Recipient State Agency/ Grant Pro.~ram/Grant Number Federal Catalogue NUmber Expenditures Primary Government: (Continued) Department of TransPortation: Pass through payments: Department of Motor VehicLes: State and Community Highway Safety Program 20.600 $ 13~253 Total Department of Transportation $ 13,253 Total Federal Assistance - Primary Government $ 6,441,872 Component Unit - School Board: Department of Agriculture: Pass Through Payments: State Department of AgricuLture: Food Distribution National School Breakfast Program National School Lunch Program (SL-4) (SL-11 ) ChiLd Care Food Program (After SchooL) 10.555 10.553 10.555 10.558 156,835 109,618 671,241 51,579 Total Department of Agriculture' Department of Education: Pass through payments Department Of Education: Education ConsoLidation and Improvement Act of 1981: Title 1: EducationaLLy Deprived Children Migrant Education, Basic State FormuLa TitLe 2: Im proving School Programs State BLock Grant ELementary and Secondary Education Act: TitLe VI-B: Assistance to States for Education of Handicapped Children: Handicapped-State Grants Preschool programs GoaLs 2000 Vocational Education Basic Grants to States 84.010 84.011 84.151 84.027 84.173 84.267 84.048 989,273 $ 630,910 125,308 53,598 1,057,083 61,863 29,383 123,816 Total Department of Education Total Federal Assistance - Component Unit- School Board Total Expenditures of Federal Awards - (Memorandum OnLy) - Reporting Entity $ 2,081,961 $ 3,071,234 $ 9,513,106.. (*) These programs are identified as major federal assistance programs. This schedule is prepared on the accrual basis of accounting. 142 COUNTY OF ALBEMARLE, VIRGINIA Schedule of Findings and Questioned Costs Year Ended June 30, 1999 SecUon I - Summary of Auditor's Results financial Statements Type of auditor's report issued: Internal controi over financial reporting: MaterJal weaknesses identified? Reportable conditions identified not considered to be material weaknesses? NoncompUance material to financiai statements noted? Federal Awards Internal control over major programs: Material weaknesses identified? Reportable conditions identified not considered to be materJa~ weaknesses? Type of auditor's report issued on compUance for major programs: Any audit findings disclosed that are required to be reported in accordance with Circular A-133, Section .510 (a)? Identification of major programs: CFDA # 10.551 10.561 84.027 Name of Federal ProRram or Cluster Food Stamp Program Food Stamp Administration Title VI-B- Education of the Handicapped Unqualified No None reported No No None reported Unqualified No Dollar threshold used to distinguish between Type A and Type B programs Auditee qualified as iow-risk auditee? Section II - Financial Statement Findings There are no financial statement findinss to report, Section III - Federal Award Findings and Questioned Costs There are no federal award findinss and questioned costs to report. Yes S300,O00 143 This Page Left Blank Intentionat[y