HomeMy WebLinkAboutWPO201600062 Permit 2017-08-03 (5)Nationwide Permit (18) Minor Discharges
Effective 3/19/2017
Expires 3/18/2022
Minor discharges of dredged or fill material into all waters of the United States,
provided the activity meets all of the following criteria:
(a) The quantity of discharged material and the volume of area excavated do not
exceed 25 cubic yards below the plane of the ordinary high water mark or the
high tide line;
(b) The discharge will not cause the loss of more than 1/10-acre of waters of the
United States; and
(c) The discharge is not placed for the purpose of a stream diversion.
Notification: The permittee must submit a pre -construction notification to the
district engineer prior to commencing the activity if: (1) the discharge or the
volume of area excavated exceeds 10 cubic yards below the plane of the
ordinary high water mark or the high tide line, or (2) the discharge is in a special
aquatic site, including wetlands. (See general condition 32.)
Authority: Section 10 of the Rivers and Harbors Act of 1899 and section 404 of
the Clean Water Act (Sections 10 and 404)
REGIONAL CONDITIONS:
Conditions for Waters Containing Submerged Aquatic Vegetation (SAV)
Beds: This condition applies to: NWPs 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14,
15, 16, 17, 18, 19, 20, 22, 23, 25, 27, 28, 29, 31, 32, 33, 35, 36, 37, 38, 39, 44,
45, 48, 52, 53 and 54. A pre -construction notification (PCN) is required if work
will occur in areas that contain submerged aquatic vegetation (SAV). Information
about SAV habitat can be found at the Virginia Institute of Marine Science's
website http://web.vims.edu/bio/sav/. Additional avoidance and minimization
measures, such as relocating a structure or time -of -year restrictions (TOYR),
may be required to reduce impacts to SAV habitat.
Conditions for Anadromous Fish Use Areas: To ensure that activities
authorized by any NWP do not impact documented spawning habitat or a
migratory pathway for anadromous fish, a check for anadromous fish use areas
must be conducted via the Norfolk District's Regulatory GIS (for reporting
permits) and/or the Virginia Department of Game and Inland Fisheries (VDGIF)
Information System (by applicant for non -reporting permits) at
http://vafwis.org/fwis/ . For any proposed NWP, if the project is located in an
area documented as an anadromous fish use area (confirmed or potential), a
time -of -year restriction (TOYR) prohibiting all in -water work will be required from
February 15 to June 30 of any given year or any TOYR specified by VDGIF
and/or Virginia Marine Resources Commission (VMRC). For permits requiring a
PCN, if the Norfolk District determines that the work is minimal and the TOYR is
unnecessary, informal consultation will be conducted with NOAA Fisheries
Service (NOAA) to obtain concurrence that the TOYR would not be required for
the proposed activity. For dredging in the Elizabeth River upstream of the Mid -
Town Tunnel on the mainstem and the West Norfolk Bridge (Route 164, Western
Freeway) on the Western Branch of the Elizabeth River, a TOYR is not required.
Conditions for Designated Critical Resource Waters, which include
National Estuarine Research Reserves: Notification is required for work under
NWPs 3, 8, 10, 13, 15, 18, 19, 22, 23, 25, 27, 28, 30, 33, 34, 36, 37, 38 and 54 it
the Chesapeake Bay National Estuarine Research Reserve in Virginia. This
multi -site system along a salinity gradient of the York River includes Sweet Hall
Marsh, Taskinas Creek, Catlett Islands, and Goodwin Islands. More information
can be found at: http://www.vims.edu/cbnerr/. NWPs 7, 12, 14, 16, 17, 21, 29,
31, 35, 39, 40, 42, 43, 44, 49, 50, 51, and 52 cannot be used to authorize the
discharge of dredged or fill material in the Chesapeake Bay National Estuarine
Research Reserve in Virginia.
Conditions for Federally Listed Species and Designated Critical Habitat: For
ALL NWPs, notification is required for any project that may affect a federally
listed threatened or endangered species or designated critical habitat. The U.S.
Fish and Wildlife Service (Service) has developed an online system that allows
users to find information about sensitive resources that may occur within the
vicinity of a proposed project. This system is named "Information, Planning and
Conservation System," (IPaC), and is located at: htti)://ecos.fws.gov/ipac/ . The
applicant may use IPaC to determine if any federally listed species or designated
critical habitat may be affected by their proposed project. If your Official Species
List from IPaC identifies any federally listed endangered or threatened species,
you are required to submit a PCN for the proposed activity, unless the project
clearly does not impact a listed species or suitable habitat for the listed species.
If you are unsure about whether your project will impact listed species, please
submit a PCN, so the Norfolk District may review the action. Further information
about the Virginia Field Office "Project Review Process" may be found at:
http://www.fws.gov/northeast/virginiafield/endangered/proiectreviews.html.
Additional consultation may also be required with National Marine Fisheries
Service for species or critical habitat under their jurisdiction, including sea turtles,
marine mammals, shortnose sturgeon, and Atlantic sturgeon. For additional
information about their jurisdiction in Virginia, please see
https://www.greateratlantic.fisheries.noaa.gov/protected/index.html . Additional
resources to assist in determining compliance with this condition can be found on
ourwebpage: htti)://www.nao.usace.army.mil/Missions/Regulatory/USFWS.asi)x
5. Conditions for Waters with Federally Listed Endangered or Threatened
Species, Waters Federally Designated as Critical Habitat, and One -mile
Upstream (including tributaries) of Any Such Waters: Any work proposed in
critical habitat, as designated in regional condition 4, requires a PCN.
6. Conditions for Designated Trout Waters: Notification is required for work in
the areas listed below for NWPs 3, 4, 5, 6, 7, 12, 13, 14, 16, 17, 18, 19, 21, 23,
25, 29, 30, 31, 32, 33, 34, 36, 37, 38, 39, 40, 41, 42, 43, 44, 45, 46, 49, 50, 51,
52, 53, and 54. This condition applies to activities occurring in two categories of
waters; Class V (Put and Take Trout Waters) and Class VI (Natural Trout
Waters), as defined by the Virginia State Water Control Board Regulations,
Water Quality Standards (VR-680-21-00), dated January 1, 1991, or the most
recently updated publication. The Virginia Department of Game and Inland
Fisheries (VDGIF) designated these same trout streams into six classes.
Classes I -IV are considered wild trout streams. Classes V and VI are considered
stockable trout streams. Information on designated trout streams can be
obtained via their Virginia Fish and Wildlife Information Service's (VAFWIS's)
Cold Water Stream Survey database. Basic access to the VAFWIS is available
via htti)://vafwis.orci/fwis/.
The waters, occurring specifically within the mountains of Virginia, are within the
following river basins:
1) Potomac -Shenandoah River Basins
2) James River Basin
3) Roanoke River Basin
4) New River Basin
5) Tennessee and Big Sandy River Basins
6) Rappahannock River Basin
VDGIF recommends the following time -of -year restrictions (TOYRs) for any in -
stream work within streams identified as wild trout waters in its Cold Water
Stream Survey database. The recommended TOYRs for trout species are:
• Brook Trout: October 1 through March 31
• Brown Trout: October 1 through March 31
• Rainbow Trout: March 15 through May 15
This condition applies to the following counties and cities: Albemarle, Allegheny,
Amherst, Augusta, Bath, Bedford, Bland, Botetourt, Bristol, Buchanan, Buena
Vista, Carroll, Clarke, Covington, Craig, Dickenson, Floyd, Franklin, Frederick,
Giles, Grayson, Greene, Henry, Highland, Lee, Loudoun, Madison, Montgomery,
Nelson, Page, Patrick, Pulaski, Rappahannock, Roanoke City, Roanoke Co.,
Rockbridge, Rockingham, Russell, Scott, Shenandoah, Smyth, Staunton,
Tazewell, Warren, Washington, Waynesboro, Wise, and Wythe. Any discharge
of dredged and/or fill material authorized by the NWPs listed above, which would
occur in the designated waterways or adjacent wetlands of the specified
counties, requires notification to the appropriate Corps of Engineers field office,
and written approval from that office prior to performing the work. The Norfolk
District recommends that prospective permittees first contact the applicable
Norfolk District Field Office, found at this web link:
http://www.nao.usace.army.miI/Missions/Regulatory/Contacts.aspx, to determine
if the PCN procedures would apply. The notification must be in writing and
include the following information (the standard Joint Permit Application may also
be used):
• Name, address, and telephone number of the prospective permittee.
• Name, address, email, and telephone number of the property owner.
• Location of the proposed project.
• Vicinity map and project drawings on 8.5-inch by 11-inch paper (plan
view, profile, & cross -sectional view).
• Brief description of the proposed project and the project purpose.
• Where required by the terms of the nationwide permit, a delineation of
affected special aquatic sites, including wetlands.
When all required information is received by the appropriate field office, the
Corps will notify the prospective permittee within 45 days whether the project can
proceed under the NWP or whether an individual permit is required. If, after
reviewing the PCN, the District Commander determines that the proposed activity
would have more than minimal individual or cumulative adverse impacts on the
aquatic environment or otherwise may be contrary to the public interest, then
he/she will either condition the nationwide permit authorization to reduce or
eliminate the adverse impacts, or notify the prospective permittee that the activity
is not authorized by the NWP and provide instructions on how to seek
authorization under an individual permit. If the prospective permittee is not
notified otherwise within the 45-day period, the prospective permittee may
assume that the project can proceed under the NWP.
Conditions Regarding Invasive Species: Plant species listed by the most
current Virginia Department of Conservation and Recreation's Invasive Alien
Plant List shall not be used for re -vegetation for activities authorized by any
NWP. The list of invasive plants in Virginia may be found at:
http://www.dcr.virginia.gov/natural-heritage/invsl)pdflist. DCR recommends the
use of regional native species for re -vegetation as identified in the DCR Native
Plants for Conservation, Restoration and Landscaping brochures for the coastal,
piedmont and mountain regions http://www.dcr.virginia.gov/natural-
heritage/nativeplants#brochure .
8. Conditions Pertaining to Countersinking of Pipes and Culverts: This
condition applies to: NWPs 3, 7, 12, 14, 17, 18, 21, 23, 25, 27, 29, 32, 33, 37, 38,
39, 40, 41, 42, 43, 44, 45, 46, 49, 50, 51, and 52. NOTE: COUNTERSINKING IS
NOT REQUIRED IN TIDAL WATERS. However, replacement pipes/culverts in
tidal waters must be installed with invert elevations no higher than the existing
pipe/culvert invert elevation, and a new pipe/culvert must be installed with the
invert no higher than the stream bottom elevation. For Nontidal Waters: Following
consultation with the Virginia Department of Game and Inland Fisheries (VDGIF),
the Norfolk District has determined that fish and other aquatic organisms are
most likely present in any stream being crossed, in the absence of site -specific
evidence to the contrary. Although prospective permittees have the option of
providing such evidence, extensive efforts to collect such information is not
encouraged, since countersinking will in most cases be required except as
outlined in the conditions below. The following conditions will apply in nontidal
waters:
a. All pipes: All pipes and culverts placed in streams will be countersunk at
both the inlet and outlet ends, unless indicated otherwise by the Norfolk
District on a case -by -case basis (see below). Pipes that are 24" or less in
diameter shall be countersunk 3" below the natural stream bottom. Pipes
that are greater than 24" in diameter shall be countersunk 6" below the
natural stream bottom. The countersinking requirement does not apply to
bottomless pipes/culverts or pipe arches. All single pipes or culverts (with
bottoms) shall be depressed (countersunk) below the natural streambed
at both the inlet and outlet of the structure. In sets of multiple pipes or
culverts (with bottoms) at least one pipe or culvert shall be depressed
(countersunk) at both the inlet and outlet to convey low flows.
b. When countersinking culverts, permittees must ensure reestablishment of
a surface water channel (within 15 days post construction) that allows for
the movement of aquatic organisms and maintains the same hydrologic
regime that was present pre -construction (i.e. the depth of surface water
through the permit area should match the upstream and downstream
depths). This may require the addition of finer materials to choke the
larger stone and/or placement of riprap to allow for a low flow channel.
C. Exemption for extensions and certain maintenance: The requirement to
countersink does not apply to extensions of existing pipes or culverts that
are not countersunk, or to maintenance to pipes/culverts that does not
involve replacing the pipe/culvert (such as repairing cracks, adding
material to prevent/correct scour, etc.).
d. F000dplain pipes: The requirement to countersink does not apply to pipes
or culverts that are being placed above ordinary high water, such as
those placed to allow for floodplain flows. The placement of pipes above
ordinary high water is not jurisdictional (provided no fill is discharged into
wetlands).
e. Hydraulic opening: Pipes should be adequately sized to allow for the
passage of ordinary high water with the countersinking and invert
restrictions taken into account.
f. Pipes on bedrock or above existing utility lines: Different procedures will
be followed for pipes or culverts to be placed on bedrock or above
existing buried utility lines where it is not practicable to relocate the lines,
depending on whether the work is for replacement of an existing
pipe/culvert or a new pipe/culvert:
i. Replacement of an existing pipe/culvert: Countersinking is not
required provided the elevations of the inlet and outlet ends of the
replacement pipe/culvert are no higher above the stream bottom
than those of the existing pipe/culvert. Documentation
(photographic or other evidence) must be maintained in the
permittee's records showing the bedrock condition and the
existing inlet and outlet elevations. That documentation will be
available to the Norfolk District upon request, but notification or
coordination with the Norfolk District is not otherwise required.
ii. A pipe/culvert is being placed in a new location: If the prospective
permittee determines that bedrock or an existing buried utility line
that is not practicable to relocate prevents countersinking, he/she
should evaluate the use of a bottomless pipe/culvert, bottomless
utility vault, span (bridge) or other bottomless structure to cross
the waterway, and also evaluate alternative locations for the new
pipe/culvert that will allow for countersinking. If the prospective
permittee determines that neither a bottomless structure nor an
alternative location is practicable, then he/she must submit a pre -
construction notification (PCN) to the Norfolk District in
accordance with General Condition 32 of the NWPs. In addition
to the information required by General Condition 32, the
prospective permittee must provide documentation of measures
evaluated to minimize disruption of the movement of aquatic life
as well as documentation of the cost, engineering factors, and site
conditions that prohibit countersinking the pipe/culvert. Options
that must be considered include partial countersinking (such as
less than 3" of countersinking, or countersinking of one end of the
pipe), and constructing stone step pools, low rock weirs
downstream, or other measures to provide for the movement of
aquatic organisms. The PCN must also include photographs
documenting site conditions. The prospective permittee may find
it helpful to contact the regional fishery biologist for the VDGIF, for
recommendations about the measures to be taken to allow for fish
movements. When seeking advice from VDGIF, the prospective
permittee should provide the VDGIF biologist with all available
information such as location, flow rates, stream bottom features,
description of proposed pipe(s), slopes, etc. Any
recommendations from VDGIF should be included in the PCN.
The Norfolk District will notify the prospective permittee whether
the proposed work qualifies for the nationwide permit within 45
days of receipt of a complete PCN. NOTE: Blasting of stream
bottoms through the use of explosives is not acceptable as a
means of providing for countersinking of pipes on bedrock.
g. Pipes on steep terrain: Pipes being placed on steep terrain (slope of 5%
or greater) must be countersunk in accordance with the conditions above
and will in most cases be non -reporting. It is recommended that on
slopes greater than 5%, a larger pipe than required be installed to allow
for the passage of ordinary high water in order to increase the likelihood
that natural velocities can be maintained. There may be situations where
countersinking both the inlet and outlet may result in a slope in the pipe
that results in flow velocities that cause excessive scour at the outlet
and/or prohibit some fish movement. This type of situation could occur on
the side of a mountain where falls and drop pools occur along a stream.
Should this be the case, or should the prospective permittee not want to
countersink the pipe/culvert for other reasons, he/she must submit a PCN
to the Norfolk District in accordance with General Condition 32 of the
Nationwide Permits. In addition to the information required by General
Condition 32, the prospective permittee must provide documentation of
measures evaluated to minimize disruption of the movement of aquatic
life as well as documentation of the cost, engineering factors, and site
conditions that prohibit countersinking the pipe/culvert. The prospective
permittee should design the pipe to be placed at a slope as steep as
stream characteristics allow, countersink the inlet 3-6", and implement
measures to minimize any disruption of fish movement. These measures
can include constructing a stone step/pool structure, preferably using
river rock/native stone rather than riprap, constructing low rock weirs to
create a pool or pools, or other structures to allow for fish movements in
both directions. Stone structures should be designed with sufficient -sized
stone to prevent erosion or washout and should include keying -in as
appropriate. These structures should be designed both to allow for fish
passage and to minimize scour at the outlet. The quantities of fill
discharged below ordinary high water necessary to comply with these
requirements (i.e., the cubic yards of stone, riprap or other fill placed
below the plane of ordinary high water) must be included in project totals.
The prospective permittee may find it helpful to contact the regional
fishery biologist for the VDGIF for recommendations about the measures
to be taken to allow for fish movements. When seeking advice from DGIF,
the prospective permittee should provide the DGIF biologist with all
available information such as location, flow rates, stream bottom features,
description of proposed pipe(s), slopes, etc. Any recommendations from
DGIF should be included in the PCN. The Norfolk District will notify the
prospective permittee whether the proposed work qualifies for the
nationwide permit within 45 days of receipt of a complete PCN.
h. Problems encountered during construction: When a pipe/culvert is being
replaced, and the design calls for countersinking at both ends of the
pipe/culvert, and during construction it is found that the streambed/banks
are on bedrock, a utility line, or other documentable obstacle, then the
permittee must stop work and contact the Norfolk District (contact by
telephone and/or email is acceptable). The permittee must provide the
Norfolk District with specific information concerning site conditions and
limitations on countersinking. The Norfolk District will work with the
permittee to determine an acceptable plan, taking into consideration the
information provided by the permittee, but the permittee should recognize
that the Norfolk District could determine that the work will not qualify for a
nationwide permit.
i. Emergency pipe replacements: In the case of an emergency situation,
such as when a pipe/culvert washes out during a flood, a permittee is
encouraged to countersink the replacement pipe at the time of
replacement, in accordance with the conditions above. However, if
conditions or timeframes do not allow for countersinking, then the pipe
can be replaced as it was before the washout, but the permittee will have
to come back and replace the pipe/culvert and countersink it in
accordance with the guidance above. In other words, the replacement of
the washed out pipe is viewed as a temporary repair, and a countersunk
replacement should be made at the earliest possible date. The Norfolk
District must be notified of all pipes/culverts that are replaced without
countersinking at the time that it occurs, even if it is an otherwise non -
reporting activity, and must provide the permittee's planned schedule for
installing a countersunk replacement (it is acceptable to submit such
notification by email). The permittee should anticipate whether bedrock or
steep terrain will limit countersinking, and if so, should follow the
procedures outlined in (g) and/or (h) above.
9. Conditions for the Repair of Pipes: This condition applies to: NWPs 3, 7, 12,
14, 17, 18, 21, 23, 25, 27, 29, 32, 33, 37, 38, 39, 40, 41, 42, 43, 44, 45, 46, 49, b.
50, 51, and 52.
NOTE: COUNTERSINKING IS NOT REQUIRED IN TIDAL WATERS. However,
replacement pipes/culverts in tidal waters must be installed with invert elevations
no higher than the existing pipe/culvert invert elevation, and a new pipe/culvert
must be installed with the invert no higher than the stream bottom elevation. For
Nontidal Waters: If any discharge of fill material will occur in conjunction with pipe C.
maintenance, such as concrete being pumped over rebar into an existing
deteriorated pipe for stabilization, then the following conditions apply:
a. If the existing pipe or multi -barrel array of pipes are NOT currently
countersunk:
i. As long as the inlet and outlet invert elevations of at least one
pipe located in the low flow channel are not being altered, and
provided that no concrete apron is being constructed, then the
work may proceed under the NWP for the other pipes, provided it
complies with all other NWP General Conditions, including
Condition 9 for Management of Water Flows. In such cases,
notification to the Norfolk District Commander is not required,
unless specified in the NWP Conditions for other reasons, and the
permittee may proceed with the work.
ii. Otherwise, the prospective permittee must submit a pre -
construction notification (PCN) to the Norfolk District Commander
prior to commencing the activity. For all such projects, the
following information should be provided:
1) Photographs of the existing inlet and outlet;
2) A measurement of the degree to which the work will
raise the invert elevations of both the inlet and outlet of the
existing pipe;
3) The reasons why other methods of pipe maintenance
are not practicable (such as metal sleeves or a countersunk
pipe replacement);
4) A vicinity map showing the pipe locations.
Depending on the specific case, the Norfolk District may discuss
potential fish usage of the waterway with the Virginia Department
of Game and Inland Fisheries.
The Norfolk District will assess all such pipe repair proposals in
accordance with guidelines that can be found under "Pipe Repair
Guidelines" at:
http://www.nao.usace.army.miI/Missions/ReguIatory/GuidanceDoc
uments.aspx
iii. If the Norfolk District determines that the work qualifies for the
NWP, additional conditions will be placed on the verification.
Those conditions can be found at the web link above (in item ii).
iv. If the Norfolk District determines that the work does NOT qualify
for the NWP, the applicant will be directed to apply for either
Regional Permit 01 (applicable only for Virginia Department of
Transportation projects) or an Individual Permit. However, it is
anticipated that the applicant will still be required to perform the
work such that the waterway is not blocked or restricted to a
greater degree than its current conditions.
If the existing pipe or at least one pipe in the multi -barrel array of pipes
IS countersunk and at least one pipe located in the low flow channel
will continue to be countersunk, and no concrete aprons are proposed:
No PCN to the Norfolk District is required, unless specified in the NWP
Conditions for other reasons, and the permittee may proceed with the
work.
If the existing pipe or at least one pipe in the multi -barrel array of pipes
IS countersunk and no pipe will continue to be countersunk in the low
flow channel:
This work cannot be performed under the NWPs. The prospective
permittee must apply for either a Regional Permit 01 (applicable only
for VDOT projects) or an Individual Permit. However, it is anticipated
that the prospective permittee will still be required to perform the work
such that the waterway is not blocked or restricted more so than its
current conditions.
In emergency situations, if conditions or timeframes do not allow for
compliance with the procedure outlined herein, then the pipe can be
temporarily repaired to the condition before the washout. If the
temporary repair would require a PCN by the above procedures, the
permittee must submit the PCN at the earliest practicable date, but no
longer than 15 days after the temporary repair.
10. Condition for Impacts Requirinq a Mitigation Plan: When a PCN is required,
a mitigation plan needs to be submitted when the permanent loss of wetlands
exceeds 1/10 acre and/or 300 linear feet of waters of the U.S., unless otherwise
stated in the Regional Conditions (see Regional Condition 12).
Condition for Temporary Impacts: All temporarily disturbed waters and
wetlands must be restored to their pre -construction contours within 12 months of
commencing the temporary impacts' construction. Impacts that will not be
restored within 12 months (calculated from the start of the temporary impacts'
construction) will be considered permanent, unless otherwise approved by the
Corps, and mitigation may be required. Once restored to their natural contours,
soil in these areas must be mechanically loosened to a depth of 12 inches and
wetland areas must be seeded or sprigged with appropriate native vegetation
(see Regional Condition 7 regarding revegetation).
12. Condition for Transportation Projects Funded in Part or in Total by Local,
State or Federal Funds: For all impacts associated with transportation projects
funded in part or in total by local, state or federal funds and requiring a PCN,
compensatory mitigation will generally be required for all permanent wetland
impacts (including impacts less than 1/10 acre). Therefore, the PCN must
include a mitigation plan addressing the proposed compensatory mitigation.
13. Condition for Projects Requiring Coordination Under Section 408: General
Condition 31 of the NWPs requires that prospective permittees submit a pre -
construction notification (PCN) if an NWP activity also requires permission from
the Corps pursuant to 33 U.S.C. 408 because it will alter or temporarily or
permanently occupy or use a US Army Corps of Engineers (USACE) federally
authorized civil works project. For information on the location of Norfolk District
projects, prospective permittees are directed to the maps showing the locations
of Norfolk District projects located at:
http://www.nao.usace.army. mil/Portals/31 /docs/regulatory/RPSPdocs/RP-
17 Corps Project Maps.pdf. If the prospective permittee is uncertain whether
the proposed activity might alter or temporarily or permanently occupy or use a
Norfolk District federally authorized civil works project, the prospective permittee
shall submit a PCN.
GENERAL CONDITIONS:
Note: To qualify for NWP authorization, the prospective permittee must comply with
the following general conditions, as applicable, in addition to any regional or case -
specific conditions imposed by the division engineer or district engineer. Prospective
permittees should contact the appropriate Corps district office to determine if regional
conditions have been imposed on an NWP. Prospective permittees should also
contact the appropriate Corps district office to determine the status of Clean Water Act
Section 401 water quality certification and/or Coastal authorization under one or more
NWPs, or who is currently relying on an existing or prior permit authorization under
one or more NWPs, has been and is on notice that all of the provisions of 33 CFR §§
330.1 through 330.6 apply to every NWP authorization. Note especially 33 CFR §
330.5 relating to the modification, suspension, or revocation of any NWP
authorization.
1. Navigation.
(a) No activity may cause more than a minimal adverse effect on navigation.
(b) Any safety lights and signals prescribed by the U.S. Coast Guard, through
regulations or otherwise, must be installed and maintained at the permittee's expense
on authorized facilities in navigable waters of the United States.
(c) The permittee understands and agrees that, if future operations by the United
States require the removal, relocation, or other alteration, of the structure or work
herein authorized, or if, in the opinion of the Secretary of the Army or his authorized
representative, said structure or work shall cause unreasonable obstruction to the free
navigation of the navigable waters, the permittee will be required, upon due notice
from the Corps of Engineers, to remove, relocate, or alter the structural work or
obstructions caused thereby, without expense to the United States. No claim shall be
made against the United States on account of any such removal or alteration.
2. Aquatic Life Movements. No activity may substantially disrupt the necessary life
cycle movements of those species of aquatic life indigenous to the waterbody,
including those species that normally migrate through the area, unless the activity's
primary purpose is to impound water. All permanent and temporary crossings of
waterbodies shall be suitably culverted, bridged, or otherwise designed and
constructed to maintain low flows to sustain the movement of those aquatic species.
a bottomless culvert cannot be used, then the crossing should be designed and
constructed to minimize adverse effects to aquatic life movements.
3. Spawnina Areas. Activities in spawning areas during spawning seasons must be
avoided to the maximum extent practicable. Activities that result in the physical
destruction (e.g., through excavation, fill, or downstream smothering by substantial
turbidity) of an important spawning area are not authorized.
4. Migratory Bird Breeding Areas. Activities in waters of the United States that serve
as breeding areas for migratory birds must be avoided to the maximum extent
practicable.
5. Shellfish Beds. No activity may occur in areas of concentrated shellfish populations,
unless the activity is directly related to a shellfish harvesting activity authorized by
NWPs 4 and 48, or is a shellfish seeding or habitat restoration activity authorized by
NWP 27.
6. Suitable Material. No activity may use unsuitable material (e.g., trash, debris, car
bodies, asphalt, etc.). Material used for construction or discharged must be free from
toxic pollutants in toxic amounts (see section 307 of the Clean Water Act).
7. Water Supply Intakes. No activity may occur in the proximity of a public water
supply intake, except where the activity is for the repair or improvement of public water
supply intake structures or adjacent bank stabilization.
8. Adverse Effects from Impoundments. If the activity creates an impoundment of
water, adverse effects to the aquatic system due to accelerating the passage of water,
and/or restricting its flow must be minimized to the maximum extent practicable.
9. Management of Water Flows. To the maximum extent practicable, the pre -
construction course, condition, capacity, and location of open waters must be
maintained for each activity, including stream channelization, storm water
management activities, and temporary and permanent road crossings, except as
provided below. The activity must be constructed to withstand expected high flows.
The activity must not restrict or impede the passage of normal or high flows, unless
the primary purpose of the activity is to impound water or manage high flows. The
activity may alter the pre -construction course, condition, capacity, and location of open
waters if it benefits the aquatic environment (e.g., stream restoration or relocation
activities).
10. Fills Within 100-Year Floodplains. The activity must comply with applicable FEMA-
approved state or local floodplain management requirements.
11. Equipment. Heavy equipment working in wetlands or mudflats must be placed on
mats, or other measures must be taken to minimize soil disturbance.
12. Soil Erosion and Sediment Controls. Appropriate soil erosion and sediment
controls must be used and maintained in effective operating condition during
construction, and all exposed soil and other fills, as well as any work below the
ordinary high water mark or high tide line, must be permanently stabilized at the
earliest practicable date. Permittees are encouraged to perform work within waters of
the United States during periods of low -flow or no -flow, or during low tides.
13. Removal of Temporary Fills. Temporary fills must be removed in their entirety and
the affected areas returned to pre -construction elevations. The affected areas must be
revegetated, as appropriate.
14. Proper Maintenance. Any authorized structure or fill shall be properly maintained,
including maintenance to ensure public safety and compliance with applicable NWP
general conditions, as well as any activity -specific conditions added by the district
engineer to an NWP authorization.
15. Single and Complete Project. The activity must be a single and complete project.
The same NWP cannot be used more than once for the same single and complete
project.
16. Wild and Scenic Rivers.
(a) No NWP activity may occur in a component of the National Wild and Scenic
River System, or in a river officially designated by Congress as a "study river' for
possible inclusion in the system while the river is in an official study status, unless the
appropriate Federal agency with direct management responsibility for such river, has
determined in writing that the proposed activity will not adversely affect the Wild and
Scenic River designation or study status.
(b) If a proposed NWP activity will occur in a component of the National Wild and
Scenic River System, or in a river officially designated by Congress as a "study river'
for possible inclusion in the system while the river is in an official study status, the
permittee must submit a pre -construction notification (see general condition 32). The
district engineer will coordinate the PCN with the Federal agency with direct
management responsibility for that river. The permittee shall not begin the NWP
activity until notified by the district engineer that the Federal agency with direct
management responsibility for that river has determined in writing that the proposed
NWP activity will not adversely affect the Wild and Scenic River designation or study
status.
(c) Information on Wild and Scenic Rivers may be obtained from the appropriate
Federal land management agency responsible for the designated Wild and Scenic
River or study river (e.g., National Park Service, U.S. Forest Service, Bureau of Land
Management, U.S. Fish and Wildlife Service). Information on these rivers is also
available at: http://www.rivers.gov/.
17. Tribal Rights. No NWP activity may cause more than minimal adverse effects on
tribal rights (including treaty rights), protected tribal resources, or tribal lands.
18. Endangered Species.
(a) No activity is authorized under any NWP which is likely to directly or indirectly
jeopardize the continued existence of a threatened or endangered species or a
species proposed for such designation, as identified under the Federal Endangered
Species Act (ESA), or which will directly or indirectly destroy or adversely modify the
critical habitat of such species. No activity is authorized under any NWP which "may
affect" a listed species or critical habitat, unless ESA section 7 consultation addressing
the effects of the proposed activity has been completed. Direct effects are the
immediate effects on listed species and critical habitat caused by the NWP activity.
Indirect effects are those effects on listed species and critical habitat that are caused
by the NWP activity and are later in time, but still are reasonably certain to occur.
(b) Federal agencies should follow their own procedures for complying with the
requirements of the ESA. If pre -construction notification is required for the proposed
activity, the Federal permittee must provide the district engineer with the appropriate
documentation to demonstrate compliance with those requirements. The district
engineer will verify that the appropriate documentation has been submitted. If the
appropriate documentation has not been submitted, additional ESA section 7
consultation may be necessary for the activity and the respective federal agency
would be responsible for fulfilling its obligation under section 7 of the ESA.
(c) Non-federal permittees must submit a pre -construction notification to the
district engineer if any listed species or designated critical habitat might be affected or
is in the vicinity of the activity, or if the activity is located in designated critical habitat,
and shall not begin work on the activity until notified by the district engineer that the
requirements of the ESA have been satisfied and that the activity is authorized. For
activities that might affect Federally -listed endangered or threatened species or
designated critical habitat, the pre -construction notification must include the name(s)
of the endangered or threatened species that might be affected by the proposed
activity or that utilize the designated critical habitat that might be affected by the
proposed activity. The district engineer will determine whether the proposed activity
..may affect" or will have "no effect" to listed species and designated critical habitat and
will notify the non -Federal applicant of the Corps' determination within 45 days of
receipt of a complete pre -construction notification. In cases where the non -Federal
applicant has identified listed species or critical habitat that might be affected or is in
the vicinity of the activity, and has so notified the Corps, the applicant shall not begin
work until the Corps has provided notification that the proposed activity will have "no
effect" on listed species or critical habitat, or until ESA section 7 consultation has been
completed. If the non -Federal applicant has not heard back from the Corps within 45
days, the applicant must still wait for notification from the Corps.
(d) As a result of formal or informal consultation with the FWS or NMFS the district
engineer may add species -specific permit conditions to the NWPs.
(e) Authorization of an activity by an NWP does not authorize the "take" of a
threatened or endangered species as defined under the ESA. In the absence of
separate authorization (e.g., an ESA Section 10 Permit, a Biological Opinion with
"incidental take" provisions, etc.) from the FWS or the NMFS, the Endangered Species
Act prohibits any person subject to the jurisdiction of the United States to take a listed
species, where "take" means to harass, harm, pursue, hunt, shoot, wound, kill, trap,
capture, or collect, or to attempt to engage in any such conduct. The word "harm" in
the definition of "take" means an act which actually kills or injures wildlife. Such an act
may include significant habitat modification or degradation where it actually kills or
injures wildlife by significantly impairing essential behavioral patterns, including
breeding, feeding or sheltering.
(f) If the non-federal permittee has a valid ESA section 10(a)(1)(B) incidental take
permit with an approved Habitat Conservation Plan for a project or a group of projects
that includes the proposed NWP activity, the non-federal applicant should provide a
copy of that ESA section 10(a)(1)(B) permit with the PCN required by paragraph (c) of
this general condition. The district engineer will coordinate with the agency that
issued the ESA section 10(a)(1)(B) permit to determine whether the proposed NWP
activity and the associated incidental take were considered in the internal ESA section
7 consultation conducted for the ESA section 10(a)(1)(B) permit. If that coordination
results in concurrence from the agency that the proposed NWP activity and the
associated incidental take were considered in the internal ESA section 7 consultation
for the ESA section 10(a)(1)(B) permit, the district engineer does not need to conduct
a separate ESA section 7 consultation for the proposed NWP activity. The district
engineer will notify the non-federal applicant within 45 days of receipt of a complete
pre -construction notification whether the ESA section 10(a)(1)(B) permit covers the
proposed NWP activity or whether additional ESA section 7 consultation is required.
(g) Information on the location of threatened and endangered species and their
critical habitat can be obtained directly from the offices of the FWS and NMFS or their
World Wide Web pages at http://www.fws.gov/ or http://www.fws.gov/ipac and
http://www.nmfs.noaa.gov/pr/species/esa/ respectively.
19. Migratory Birds and Bald and Golden Eagles. The permittee is responsible for
ensuring their action complies with the Migratory Bird Treaty Act and the Bald and
Golden Eagle Protection Act. The permittee is responsible for contacting appropriate
local office of the U.S. Fish and Wildlife Service to determine applicable measures to
reduce impacts to migratory birds or eagles, including whether "incidental take"
permits are necessary and available under the Migratory Bird Treaty Act or Bald and
Golden Eagle Protection Act for a particular activity.
20. Historic Properties.
(a) In cases where the district engineer determines that the activity may have the
potential to cause effects to properties listed, or eligible for listing, in the National
Register of Historic Places, the activity is not authorized, until the requirements of
Section 106 of the National Historic Preservation Act (NHPA) have been satisfied.
(b) Federal permittees should follow their own procedures for complying with the
requirements of section 106 of the National Historic Preservation Act. If pre -
construction notification is required for the proposed NWP activity, the Federal
permittee must provide the district engineer with the appropriate documentation to
demonstrate compliance with those requirements. The district engineer will verify that
the appropriate documentation has been submitted. If the appropriate documentation
is not submitted, then additional consultation under section 106 may be necessary.
The respective federal agency is responsible for fulfilling its obligation to comply with
section 106.
(c) Non-federal permittees must submit a pre -construction notification to the
district engineer if the NWP activity might have the potential to cause effects to any
historic properties listed on, determined to be eligible for listing on, or potentially
eligible for listing on the National Register of Historic Places, including previously
unidentified properties. For such activities, the pre -construction notification must state
which historic properties might have the potential to be affected by the proposed NWP
activity or include a vicinity map indicating the location of the historic properties or the
potential for the presence of historic properties. Assistance regarding information on
the location of, or potential for, the presence of historic properties can be sought from
the State Historic Preservation Officer, Tribal Historic Preservation Officer, or
designated tribal representative, as appropriate, and the National Register of Historic
Places (see 33 CFR 330.4(g)). When reviewing pre -construction notifications, district
engineers will comply with the current procedures for addressing the requirements of
section 106 of the National Historic Preservation Act. The district engineer shall make
a reasonable and good faith effort to carry out appropriate identification efforts, which
may include background research, consultation, oral history interviews, sample field
investigation, and field survey. Based on the information submitted in the PCN and
these identification efforts, the district engineer shall determine whether the proposed
NWP activity has the potential to cause effects on the historic properties. Section 106
consultation is not required when the district engineer determines that the activity does
not have the potential to cause effects on historic properties (see 36 CFR 800.3(a)).
Section 106 consultation is required when the district engineer determines that the
activity has the potential to cause effects on historic properties. The district engineer
will conduct consultation with consulting parties identified under 36 CFR 800.2(c)
when he or she makes any of the following effect determinations for the purposes of
section 106 of the NHPA: no historic properties affected, no adverse effect, or adverse
effect. Where the non -Federal applicant has identified historic properties on which the
activity might have the potential to cause effects and so notified the Corps, the non -
Federal applicant shall not begin the activity until notified by the district engineer either
that the activity has no potential to cause effects to historic properties or that NHPA
section 106 consultation has been completed.
(d) For non-federal permittees, the district engineer will notify the prospective
permittee within 45 days of receipt of a complete pre -construction notification whether
NHPA section 106 consultation is required. If NHPA section 106 consultation is
required, the district engineer will notify the non -Federal applicant that he or she
cannot begin the activity until section 106 consultation is completed. If the non -Federal
applicant has not heard back from the Corps within 45 days, the applicant must still
wait for notification from the Corps.
(e) Prospective permittees should be aware that section 110k of the NHPA (54
U.S.C. 306113) prevents the Corps from granting a permit or other assistance to an
applicant who, with intent to avoid the requirements of section 106 of the NHPA, has
intentionally significantly adversely affected a historic property to which the permit
would relate, or having legal power to prevent it, allowed such significant adverse
effect to occur, unless the Corps, after consultation with the Advisory Council on
Historic Preservation (ACHP), determines that circumstances justify granting such
assistance despite the adverse effect created or permitted by the applicant. If
circumstances justify granting the assistance, the Corps is required to notify the ACHP
and provide documentation specifying the circumstances, the degree of damage to the
integrity of any historic properties affected, and proposed mitigation. This
documentation must include any views obtained from the applicant, SHPO/THPO,
appropriate Indian tribes if the undertaking occurs on or affects historic properties on
tribal lands or affects properties of interest to those tribes, and other parties known to
have a legitimate interest in the impacts to the permitted activity on historic properties.
21. Discovery of Previously Unknown Remains and Artifacts. If you discover any
previously unknown historic, cultural or archeological remains and artifacts while
accomplishing the activity authorized by this permit, you must immediately notify the
district engineer of what you have found, and to the maximum extent practicable,
avoid construction activities that may affect the remains and artifacts until the required
coordination has been completed. The district engineer will initiate the Federal, Tribal,
and state coordination required to determine if the items or remains warrant a
recovery effort or if the site is eligible for listing in the National Register of Historic
Places.
22. Designated Critical Resource Waters. Critical resource waters include, NOAA-
managed marine sanctuaries and marine monuments, and National Estuarine
Research Reserves. The district engineer may designate, after notice and opportunity
for public comment, additional waters officially designated by a state as having
particular environmental or ecological significance, such as outstanding national
resource waters or state natural heritage sites. The district engineer may also
designate additional critical resource waters after notice and opportunity for public
comment.
(a) Discharges of dredged or fill material into waters of the United States are not
authorized by NWPs 7, 12, 14, 16, 17, 21, 29, 31, 35, 39, 40, 42, 43, 44, 49, 50, 51,
and 52 for any activity within, or directly affecting, critical resource waters, including
wetlands adjacent to such waters.
(b) For NWPs 3, 8, 10, 13, 15, 18, 19, 22, 23, 25, 27, 28, 30, 33, 34, 36, 37, 38,
and 54, notification is required in accordance with general condition 32, for any activity
proposed in the designated critical resource waters including wetlands adjacent to
those waters. The district engineer may authorize activities under these NWPs only
after it is determined that the impacts to the critical resource waters will be no more
than minimal.
23. Mitigation. The district engineer will consider the following factors when
determining appropriate and practicable mitigation necessary to ensure that the
individual and cumulative adverse environmental effects are no more than minimal:
(a) The activity must be designed and constructed to avoid and minimize adverse
effects, both temporary and permanent, to waters of the United States to the
maximum extent practicable at the project site (i.e., on site).
(b) Mitigation in all its forms (avoiding, minimizing, rectifying, reducing, or
compensating for resource losses) will be required to the extent necessary to ensure
that the individual and cumulative adverse environmental effects are no more than
minimal.
(c) Compensatory mitigation at a minimum one -for -one ratio will be required for all
wetland losses that exceed 1/10-acre and require pre -construction notification, unless
the district engineer determines in writing that either some other form of mitigation
would be more environmentally appropriate or the adverse environmental effects of
the proposed activity are no more than minimal, and provides an activity -specific
waiver of this requirement. For wetland losses of 1/10-acre or less that require pre -
construction notification, the district engineer may determine on a case -by -case basis
that compensatory mitigation is required to ensure that the activity results in only
minimal adverse environmental effects.
(d) For losses of streams or other open waters that require pre -construction
notification, the district engineer may require compensatory mitigation to ensure that
the activity results in no more than minimal adverse environmental effects.
Compensatory mitigation for losses of streams should be provided, if practicable,
through stream rehabilitation, enhancement, or preservation, since streams are
difficult -to -replace resources (see 33 CFR 332.3(e)(3)).
(e) Compensatory mitigation plans for NWP activities in or near streams or other
open waters will normally include a requirement for the restoration or enhancement,
maintenance, and legal protection (e.g., conservation easements) of riparian areas
next to open waters. In some cases, the restoration or maintenance/protection of
riparian areas may be the only compensatory mitigation required. Restored riparian
areas should consist of native species. The width of the required riparian area will
address documented water quality or aquatic habitat loss concerns. Normally, the
riparian area will be 25 to 50 feet wide on each side of the stream, but the district
engineer may require slightly wider riparian areas to address documented water
quality or habitat loss concerns. If it is not possible to restore or maintain/protect a
riparian area on both sides of a stream, or if the waterbody is a lake or coastal waters,
then restoring or maintaining/protecting a riparian area along a single bank or
shoreline may be sufficient. Where both wetlands and open waters exist on the project
site, the district engineer will determine the appropriate compensatory mitigation (e.g.,
riparian areas and/or wetlands compensation) based on what is best for the aquatic
environment on a watershed basis. In cases where riparian areas are determined to
be the most appropriate form of minimization or compensatory mitigation, the district
engineer may waive or reduce the requirement to provide wetland compensatory
mitigation for wetland losses.
(f) Compensatory mitigation projects provided to offset losses of aquatic resources
must comply with the applicable provisions of 33 CFR part 332.
(1) The prospective permittee is responsible for proposing an appropriate
compensatory mitigation option if compensatory mitigation is necessary to ensure that
the activity results in no more than minimal adverse environmental effects. For the
NWPs, the preferred mechanism for providing compensatory mitigation is mitigation
bank credits or in -lieu fee program credits (see 33 CFR 332.3(b)(2) and (3)). However,
if an appropriate number and type of mitigation bank or in -lieu credits are not available
at the time the PCN is submitted to the district engineer, the district engineer may
approve the use of permittee-responsible mitigation.
(2) The amount of compensatory mitigation required by the district engineer
must be sufficient to ensure that the authorized activity results in no more than
minimal individual and cumulative adverse environmental effects (see 33 CFR
330.1(e)(3)). (See also 33 CFR 332.3(f)).
(3) Since the likelihood of success is greater and the impacts to potentially
valuable uplands are reduced, aquatic resource restoration should be the first
compensatory mitigation option considered for permittee-responsible mitigation.
(4) If permittee-responsible mitigation is the proposed option, the prospective
permittee is responsible for submitting a mitigation plan. A conceptual or detailed
mitigation plan may be used by the district engineer to make the decision on the NWP
verification request, but a final mitigation plan that addresses the applicable
requirements of 33 CFR 332.4(c)(2) through (14) must be approved by the district
engineer before the permittee begins work in waters of the United States, unless the
district engineer determines that prior approval of the final mitigation plan is not
practicable or not necessary to ensure timely completion of the required compensatory
mitigation (see 33 CFR 332.3(k)(3)).
(5) If mitigation bank or in -lieu fee program credits are the proposed option, the
mitigation plan only needs to address the baseline conditions at the impact site and
the number of credits to be provided.
(6) Compensatory mitigation requirements (e.g., resource type and amount to
be provided as compensatory mitigation, site protection, ecological performance
standards, monitoring requirements) may be addressed through conditions added to
the NWP authorization, instead of components of a compensatory mitigation plan (see
33 CFR 332.4(c)(1)(ii)).
(g) Compensatory mitigation will not be used to increase the acreage losses
allowed by the acreage limits of the NWPs. For example, if an NWP has an acreage
limit of 1/2-acre, it cannot be used to authorize any NWP activity resulting in the loss
of greater than 1/2-acre of waters of the United States, even if compensatory
mitigation is provided that replaces or restores some of the lost waters. However,
compensatory mitigation can and should be used, as necessary, to ensure that an
NWP activity already meeting the established acreage limits also satisfies the no more
than minimal impact requirement for the NWPs.
(h) Permittees may propose the use of mitigation banks, in -lieu fee programs, or
permittee-responsible mitigation. When developing a compensatory mitigation
proposal, the permittee must consider appropriate and practicable options consistent
with the framework at 33 CFR 332.3(b). For activities resulting in the loss of marine or
estuarine resources, permittee-responsible mitigation may be environmentally
preferable if there are no mitigation banks or in -lieu fee programs in the area that have
marine or estuarine credits available for sale or transfer to the permittee. For
permittee-responsible mitigation, the special conditions of the NWP verification must
clearly indicate the party or parties responsible for the implementation and
performance of the compensatory mitigation project, and, if required, its long-term
management.
(i) Where certain functions and services of waters of the United States are
permanently adversely affected by a regulated activity, such as discharges of dredged
or fill material into waters of the United States that will convert a forested or scrub -
shrub wetland to a herbaceous wetland in a permanently maintained utility line right-
of-way, mitigation may be required to reduce the adverse environmental effects of the
activity to the no more than minimal level.
24. Safety of Impoundment Structures. To ensure that all impoundment structures are
safely designed, the district engineer may require non -Federal applicants to
demonstrate that the structures comply with established state dam safety criteria or
have been designed by qualified persons. The district engineer may also require
documentation that the design has been independently reviewed by similarly qualified
persons, and appropriate modifications made to ensure safety.
25. Water Quality. Where States and authorized Tribes, or EPA where applicable,
have not previously certified compliance of an NWP with CWA section 401, individual
401 Water Quality Certification must be obtained or waived (see 33 CFR 330.4(c)).
The district engineer or State or Tribe may require additional water quality
management measures to ensure that the authorized activity does not result in more
than minimal degradation of water quality.
26. Coastal Zone Management. In coastal states where an NWP has not previously
received a state coastal zone management consistency concurrence, an individual
state coastal zone management consistency concurrence must be obtained, or a
presumption of concurrence must occur (see 33 CFR 330.4(d)). The district engineer
or a State may require additional measures to ensure that the authorized activity is
consistent with state coastal zone management requirements.
27. Regional and Case -By -Case Conditions. The activity must comply with any
regional conditions that may have been added by the Division Engineer (see 33 CFR
330.4(e)) and with any case specific conditions added by the Corps or by the state,
Indian Tribe, or U.S. EPA in its section 401 Water Quality Certification, or by the state
in its Coastal Zone Management Act consistency determination.
28. Use of Multiple Nationwide Permits. The use of more than one NWP for a single
and complete project is prohibited, except when the acreage loss of waters of the
United States authorized by the NWPs does not exceed the acreage limit of the NWP
with the highest specified acreage limit. For example, if a road crossing over tidal
waters is constructed under NWP 14, with associated bank stabilization authorized by
NWP 13, the maximum acreage loss of waters of the United States for the total project
cannot exceed 1/3-acre.
29. Transfer of Nationwide Permit Verifications. If the permittee sells the property
associated with a nationwide permit verification, the permittee may transfer the
nationwide permit verification to the new owner by submitting a letter to the
appropriate Corps district office to validate the transfer. A copy of the nationwide
permit verification must be attached to the letter, and the letter must contain the
following statement and signature:
"When the structures or work authorized by this nationwide permit are still in existence
at the time the property is transferred, the terms and conditions of this nationwide
permit, including any special conditions, will continue to be binding on the new
owner(s) of the property. To validate the transfer of this nationwide permit and the
associated liabilities associated with compliance with its terms and conditions, have
the transferee sign and date below."
(Transferee)
(Date)
30. Compliance Certification. Each permittee who receives an NWP verification letter
from the Corps must provide a signed certification documenting completion of the
authorized activity and implementation of any required compensatory mitigation. The
success of any required permittee-responsible mitigation, including the achievement of
ecological performance standards, will be addressed separately by the district
engineer. The Corps will provide the permittee the certification document with the
NWP verification letter. The certification document will include:
(a) A statement that the authorized activity was done in accordance with the NWP
authorization, including any general, regional, or activity -specific conditions;
(b) A statement that the implementation of any required compensatory mitigation
was completed in accordance with the permit conditions. If credits from a mitigation
bank or in -lieu fee program are used to satisfy the compensatory mitigation
requirements, the certification must include the documentation required by 33 CFR
332.3(I)(3) to confirm that the permittee secured the appropriate number and resource
type of credits; and
(c) The signature of the permittee certifying the completion of the activity and
mitigation.
The completed certification document must be submitted to the district engineer
within 30 days of completion of the authorized activity or the implementation of any
required compensatory mitigation, whichever occurs later.
31. Activities Affecting Structures or Works Built by the United States. If an NWP
activity also requires permission from the Corps pursuant to 33 U.S.C. 408 because it
will alter or temporarily or permanently occupy or use a U.S. Army Corps of Engineers
(USAGE) federally authorized Civil Works project (a "USACE project"), the prospective
permittee must submit a pre -construction notification. See paragraph (b)(10) of
general condition 32. An activity that requires section 408 permission is not
authorized by NWP until the appropriate Corps office issues the section 408
permission to alter, occupy, or use the USACE project, and the district engineer issues
a written NWP verification.
32. Pre -Construction Notification.
(a) Timing. Where required by the terms of the NWP, the prospective permittee
must notify the district engineer by submitting a pre -construction notification (PCN) as
early as possible. The district engineer must determine if the PCN is complete within
30 calendar days of the date of receipt and, if the PCN is determined to be incomplete,
notify the prospective permittee within that 30 day period to request the additional
information necessary to make the PCN complete. The request must specify the
information needed to make the PCN complete. As a general rule, district engineers
will request additional information necessary to make the PCN complete only once.
However, if the prospective permittee does not provide all of the requested
10
information, then the district engineer will notify the prospective permittee that the
PCN is still incomplete and the PCN review process will not commence until all of the
requested information has been received by the district engineer. The prospective
permittee shall not begin the activity until either:
(1) He or she is notified in writing by the district engineer that the activity may
proceed under the NWP with any special conditions imposed by the district or
division engineer; or
(2) 45 calendar days have passed from the district engineer's receipt of the
complete PCN and the prospective permittee has not received written notice
from the district or division engineer. However, if the permittee was required to
notify the Corps pursuant to general condition 18 that listed species or critical
habitat might be affected or are in the vicinity of the activity, or to notify the
Corps pursuant to general condition 20 that the activity might have the
potential to cause effects to historic properties, the permittee cannot begin the
activity until receiving written notification from the Corps that there is "no
effect" on listed species or "no potential to cause effects" on historic properties,
or that any consultation required under Section 7 of the Endangered Species
Act (see 33 CFR 330.4(f)) and/or section 106 of the National Historic
Preservation Act (see 33 CFR 330.4(g)) has been completed. Also, work
cannot begin under NWPs 21, 49, or 50 until the permittee has received
written approval from the Corps. If the proposed activity requires a written
waiver to exceed specified limits of an NWP, the permittee may not begin the
activity until the district engineer issues the waiver. If the district or division
engineer notifies the permittee in writing that an individual permit is required
within 45 calendar days of receipt of a complete PCN, the permittee cannot
begin the activity until an individual permit has been obtained. Subsequently,
the permittee's right to proceed under the NWP may be modified, suspended,
or revoked only in accordance with the procedure set forth in 33 CFR
330.5(d)(2).
(b) Contents of Pre -Construction Notification: The PCN must be in writing and
include the following information:
(1) Name, address and telephone numbers of the prospective permittee;
(2) Location of the proposed activity;
(3) Identify the specific NWP or NWP(s) the prospective permittee wants to
use to authorize the proposed activity;
(4) A description of the proposed activity; the activity's purpose; direct and
indirect adverse environmental effects the activity would cause, including the
anticipated amount of loss of wetlands, other special aquatic sites, and other
waters expected to result from the NWP activity, in acres, linear feet, or other
appropriate unit of measure; a description of any proposed mitigation
measures intended to reduce the adverse environmental effects caused by the
proposed activity; and any other NWP(s), regional general permit(s), or
individual permit(s) used or intended to be used to authorize any part of the
proposed project or any related activity, including other separate and distant
crossings for linear projects that require Department of the Army authorization
but do not require pre -construction notification. The description of the
proposed activity and any proposed mitigation measures should be sufficiently
detailed to allow the district engineer to determine that the adverse
environmental effects of the activity will be no more than minimal and to
determine the need for compensatory mitigation or other mitigation measures.
For single and complete linear projects, the PCN must include the quantity of
anticipated losses of wetlands, other special aquatic sites, and other waters for
each single and complete crossing of those wetlands, other special aquatic
sites, and other waters. Sketches should be provided when necessary to show
that the activity complies with the terms of the NWP. (Sketches usually clarify
the activity and when provided results in a quicker decision. Sketches should
contain sufficient detail to provide an illustrative description of the proposed
activity (e.g., a conceptual plan), but do not need to be detailed engineering
plans);
(5) The PCN must include a delineation of wetlands, other special aquatic
sites, and other waters, such as lakes and ponds, and perennial, intermittent,
and ephemeral streams, on the project site. Wetland delineations must be
prepared in accordance with the current method required by the Corps. The
permittee may ask the Corps to delineate the special aquatic sites and other
waters on the project site, but there may be a delay if the Corps does the
delineation, especially if the project site is large or contains many wetlands,
other special aquatic sites, and other waters. Furthermore, the 45 day period
will not start until the delineation has been submitted to or completed by the
Corps, as appropriate;
(6) If the proposed activity will result in the loss of greater than 1/10-acre of
wetlands and a PCN is required, the prospective permittee must submit a
statement describing how the mitigation requirement will be satisfied, or
explaining why the adverse environmental effects are no more than minimal
and why compensatory mitigation should not be required. As an alternative,
the prospective permittee may submit a conceptual or detailed mitigation plan.
(7) For non -Federal permittees, if any listed species or designated critical
habitat might be affected or is in the vicinity of the activity, or if the activity is
located in designated critical habitat, the PCN must include the name(s) of
those endangered or threatened species that might be affected by the
proposed activity or utilize the designated critical habitat that might be affected
by the proposed activity. For NWP activities that require pre -construction
notification, Federal permittees must provide documentation demonstrating
compliance with the Endangered Species Act;
(8) For non -Federal permittees, if the NWP activity might have the potential to
cause effects to a historic property listed on, determined to be eligible for
listing on, or potentially eligible for listing on, the National Register of Historic
Places, the PCN must state which historic property might have the potential to
be affected by the proposed activity or include a vicinity map indicating the
location of the historic property. For NWP activities that require pre -
construction notification, Federal permittees must provide documentation
demonstrating compliance with section 106 of the National Historic
Preservation Act;
(9) For an activity that will occur in a component of the National Wild and
Scenic River System, or in a river officially designated by Congress as a "study
river" for possible inclusion in the system while the river is in an official study
status, the PCN must identify the Wild and Scenic River or the "study river'
(see general condition 16); and
(10) For an activity that requires permission from the Corps pursuant to 33
U.S.C. 408 because it will alter or temporarily or permanently occupy or use a
U.S. Army Corps of Engineers federally authorized civil works project, the pre -
11
construction notification must include a statement confirming that the project
proponent has submitted a written request for section 408 permission from the
Corps office having jurisdiction over that USACE project.
(c) Form of Pre -Construction Notification: The standard individual permit
application form (Form ENG 4345) may be used, but the completed application
form must clearly indicate that it is an NWP PCN and must include all of the
applicable information required in paragraphs (b)(1) through (10) of this general
condition. A letter containing the required information may also be used.
Applicants may provide electronic files of PCNs and supporting materials if the
district engineer has established tools and procedures for electronic submittals.
(d) Agency Coordination:
(1) The district engineer will consider any comments from Federal and state
agencies concerning the proposed activity's compliance with the terms and
conditions of the NWPs and the need for mitigation to reduce the activity's
adverse environmental effects so that they are no more than minimal.
(2) Agency coordination is required for: (i) all NWP activities that require pre -
construction notification and result in the loss of greater than 1/2-acre of
waters of the United States; (ii) NWP 21, 29, 39, 40, 42, 43, 44, 50, 51, and 52
activities that require pre -construction notification and will result in the loss of
greater than 300 linear feet of stream bed; (iii) NWP 13 activities in excess of
500 linear feet, fills greater than one cubic yard per running foot, or involve
discharges of dredged or fill material into special aquatic sites; and (iv) NWP
54 activities in excess of 500 linear feet, or that extend into the waterbody
more than 30 feet from the mean low water line in tidal waters or the ordinary
high water mark in the Great Lakes.
(3) When agency coordination is required, the district engineer will immediately
provide (e.g., via e-mail, facsimile transmission, overnight mail, or other
expeditious manner) a copy of the complete PCN to the appropriate Federal or
state offices (FWS, state natural resource or water quality agency, EPA, and, if
appropriate, the NMFS). With the exception of NWP 37, these agencies will
have 10 calendar days from the date the material is transmitted to notify the
district engineer via telephone, facsimile transmission, or e-mail that they
intend to provide substantive, site -specific comments. The comments must
explain why the agency believes the adverse environmental effects will be
more than minimal. If so contacted by an agency, the district engineer will wait
an additional 15 calendar days before making a decision on the pre -
construction notification. The district engineer will fully consider agency
comments received within the specified time frame concerning the proposed
activity's compliance with the terms and conditions of the NWPs, including the
need for mitigation to ensure the net adverse environmental effects of the
proposed activity are no more than minimal. The district engineer will provide
no response to the resource agency, except as provided below. The district
engineer will indicate in the administrative record associated with each pre -
construction notification that the resource agencies' concerns were
considered. For NWP 37, the emergency watershed protection and
rehabilitation activity may proceed immediately in cases where there is an
unacceptable hazard to life or a significant loss of property or economic
hardship will occur. The district engineer will consider any comments received
to decide whether the NWP 37 authorization should be modified, suspended,
or revoked in accordance with the procedures at 33 CFR 330.5.
(4) In cases of where the prospective permittee is not a Federal agency, the
district engineer will provide a response to NMFS within 30 calendar days of
receipt of any Essential Fish Habitat conservation recommendations, as
required by section 305(b)(4)(B) of the Magnuson -Stevens Fishery
Conservation and Management Act.
(5) Applicants are encouraged to provide the Corps with either electronic files
or multiple copies of pre -construction notifications to expedite agency
coordination.
DISTRICT ENGINEER'S DECISION:
1. In reviewing the PCN for the proposed activity, the district engineer will determine
whether the activity authorized by the NWP will result in more than minimal individual
or cumulative adverse environmental effects or may be contrary to the public interest.
If a project proponent requests authorization by a specific NWP, the district engineer
should issue the NWP verification for that activity if it meets the terms and conditions
of that NWP, unless he or she determines, after considering mitigation, that the
proposed activity will result in more than minimal individual and cumulative adverse
effects on the aquatic environment and other aspects of the public interest and
exercises discretionary authority to require an individual permit for the proposed
activity. For a linear project, this determination will include an evaluation of the
individual crossings of waters of the United States to determine whether they
individually satisfy the terms and conditions of the NWP(s), as well as the cumulative
effects caused by all of the crossings authorized by NWP. If an applicant requests a
waiver of the 300 linear foot limit on impacts to streams or of an otherwise applicable
limit, as provided for in NWPs 13, 21, 29, 36, 39, 40, 42, 43, 44, 50, 51, 52, or 54, the
district engineer will only grant the waiver upon a written determination that the NWP
activity will result in only minimal individual and cumulative adverse environmental
effects. For those NWPs that have a waivable 300 linear foot limit for losses of
intermittent and ephemeral stream bed and a 1/2-acre limit (i.e., NWPs 21, 29, 39, 40,
42, 43, 44, 50, 51, and 52), the loss of intermittent and ephemeral stream bed, plus
any other losses of jurisdictional waters and wetlands, cannot exceed 1/2-acre.
2. When making minimal adverse environmental effects determinations the district
engineer will consider the direct and indirect effects caused by the NWP activity. He
or she will also consider the cumulative adverse environmental effects caused by
activities authorized by NWP and whether those cumulative adverse environmental
effects are no more than minimal. The district engineer will also consider site specific
factors, such as the environmental setting in the vicinity of the NWP activity, the type
of resource that will be affected by the NWP activity, the functions provided by the
aquatic resources that will be affected by the NWP activity, the degree or magnitude to
which the aquatic resources perform those functions, the extent that aquatic resource
functions will be lost as a result of the NWP activity (e.g., partial or complete loss), the
duration of the adverse effects (temporary or permanent), the importance of the
aquatic resource functions to the region (e.g., watershed or ecoregion), and mitigation
required by the district engineer. If an appropriate functional or condition assessment
method is available and practicable to use, that assessment method may be used by
the district engineer to assist in the minimal adverse environmental effects
determination. The district engineer may add case -specific special conditions to the
NWP authorization to address site -specific environmental concerns.
12
3. If the proposed activity requires a PCN and will result in a loss of greater than 1/10-
acre of wetlands, the prospective permittee should submit a mitigation proposal with
the PCN. Applicants may also propose compensatory mitigation for NWP activities
with smaller impacts, or for impacts to other types of waters (e.g., streams). The
district engineer will consider any proposed compensatory mitigation or other
mitigation measures the applicant has included in the proposal in determining whether
the net adverse environmental effects of the proposed activity are no more than
minimal. The compensatory mitigation proposal may be either conceptual or detailed.
If the district engineer determines that the activity complies with the terms and
conditions of the NWP and that the adverse environmental effects are no more than
minimal, after considering mitigation, the district engineer will notify the permittee and
include any activity -specific conditions in the NWP verification the district engineer
deems necessary. Conditions for compensatory mitigation requirements must comply
with the appropriate provisions at 33 CFR 332.3(k). The district engineer must
approve the final mitigation plan before the permittee commences work in waters of
the United States, unless the district engineer determines that prior approval of the
final mitigation plan is not practicable or not necessary to ensure timely completion of
the required compensatory mitigation. If the prospective permittee elects to submit a
compensatory mitigation plan with the PCN, the district engineer will expeditiously
review the proposed compensatory mitigation plan. The district engineer must review
the proposed compensatory mitigation plan within 45 calendar days of receiving a
complete PCN and determine whether the proposed mitigation would ensure the NWP
activity results in no more than minimal adverse environmental effects. If the net
adverse environmental effects of the NWP activity (after consideration of the mitigation
proposal) are determined by the district engineer to be no more than minimal, the
district engineer will provide a timely written response to the applicant. The response
will state that the NWP activity can proceed under the terms and conditions of the
NWP, including any activity -specific conditions added to the NWP authorization by the
district engineer.
4. If the district engineer determines that the adverse environmental effects of the
proposed activity are more than minimal, then the district engineer will notify the
applicant either: (a) that the activity does not qualify for authorization under the NWP
and instruct the applicant on the procedures to seek authorization under an individual
permit; (b) that the activity is authorized under the NWP subject to the applicant's
submission of a mitigation plan that would reduce the adverse environmental effects
so that they are no more than minimal; or (c) that the activity is authorized under the
NWP with specific modifications or conditions. Where the district engineer determines
that mitigation is required to ensure no more than minimal adverse environmental
effects, the activity will be authorized within the 45-day PCN period (unless additional
time is required to comply with general conditions 18, 20, and/or 31, or to evaluate
PCNs for activities authorized by NWPs 21, 49, and 50), with activity -specific
conditions that state the mitigation requirements. The authorization will include the
necessary conceptual or detailed mitigation plan or a requirement that the applicant
submit a mitigation plan that would reduce the adverse environmental effects so that
they are no more than minimal. When compensatory mitigation is required, no work in
waters of the United States may occur until the district engineer has approved a
specific mitigation plan or has determined that prior approval of a final mitigation plan
is not practicable or not necessary to ensure timely completion of the required
compensatory mitigation.
Further Information:
1. District Engineers have authority to determine if an activity complies with the terms
and conditions of an NWP.
2. NWPs do not obviate the need to obtain other federal, state, or local permits,
approvals, or authorizations required by law.
3. NWPs do not grant any property rights or exclusive privileges.
4. NWPs do not authorize any injury to the property or rights of others.
5. NWPs do not authorize interference with any existing or proposed Federal project
(see general condition 31).
SECTION 401 WATER QUALITY CERTIFICATION (4/7/17):
The State Water Control Board issued conditional §401 Water Quality Certification for
NWP 18 as meeting the requirements of the Virginia Water Protection Permit
Regulation, which serves as the Commonwealth's §401 Water Quality Certification,
provided that: (1) a Virginia Pollutant Discharge Elimination System (VPDES) permit is
obtained prior to the placement of any alternative septic system discharging into
Virginia Department of Health (VDH) designated shellfish waters; (2) any
compensatory mitigation meets the requirements in the Code of Virginia, Section 62.
1-44. 15:23 A through C, except in the absence of same river watershed alternatives
in Hydrologic Unit Codes (HUC) 02040303 and 02040304, single family dwellings or
locality projects may use compensatory mitigation in HUC 02080102, 02080108,
02080110, or 02080111 in Virginia; (3) the Corps of Engineers shall provide DEQ an
annual report of projects authorized by this Nationwide Permit that includes detailed
information on physical changes to water withdrawal structures, such as the
maintenance of an intake, dam, weir, or water diversion structure that are deviations
from the original configuration, or are a change in the character, scope, or size of the
original design.
COASTAL ZONE MANAGEMENT ACT CONSISTENCY DETERMINATION (4/5/17):
Based on the comments submitted by the agencies administering the enforceable
policies of the Virginia CZM Program, DEQ concurs that the 2017 NWPs and Virginia
Regional Conditions as proposed, are consistent with the Virginia CZM Program
provided the following conditions, discussed below, are satisfied:
1) Prior to construction, applicants shall obtain all required permits and approvals for
activities to be performed that are applicable to the Virginia CZM Program's
enforceable policies, and that applicants adhere to all the conditions contained therein.
The Virginia Marine Resources Commission's (VMRC) concurrence of consistency
with regard to the fisheries management, subaqueous lands management, wetlands
management, and dunes management enforceable policies is based on the
recognition that prospective permittees may be required to obtain additional state
and/or local approvals from the VMRC and/or the local wetlands board prior to
commencement of work in both tidal and nontidal waters under the agency's
jurisdiction. Such approvals must precede implementation of the projects.
13
2) The DEQ Office of Wetlands and Stream Protection (OWSP) has provided §401
Clean Water Act (CWA) Water Quality Certification for the 2017 NWPs and Regional
Conditions, applicable to the wetlands management and point source pollution control
enforceable policies of the Virginia CZM Program. The activities that qualify for the
NWPs must meet the requirements of DEQ's Virginia Water Protection Permit
Regulation (9 VAC 25-210-130) and the permittee must abide by the conditions of the
NWP. DEQ-OWSP has identified specific NWP exceptions. DEQ will process an
individual application for a permit or a certificate or otherwise take action pursuant to 9
VAC 25-210-80 et seq. for those activities covered by an NWPs that have not received
blanket §401 CWA Water Quality Certification.
The Corps should forward pre -construction notifications to DEQ for applicants that do
not comply with or cannot meet the conditions of the §401 CWA Water Quality
Certification. Further, the Commonwealth reserves its right to require an individual
application for a permit or a certificate or otherwise take action on any specific project
that could otherwise be covered under any of the NWPs when it determines on a
case -by -case basis that concerns for water quality and the aquatic environment so
indicate.
In accordance with the Federal Consistency Regulations at 15 CFR Part 930, section
930. 4, this conditional concurrence is based on the applicants demonstrating to the
Corps that they have obtained, or will obtain, all necessary authorizations prior to
implementing a project which qualifies for a NWP. If the requirements of section 930.
4, sub -paragraphs (a)(1) through (a)(3) are not met, this conditional concurrence
becomes an objection under 15 CFR Part 930, section 940.43.